2011-10-11T12:34:10-07:00 2010-12-31 990 2010-01-01 131656633 INSTITUTE OF ELECTRICAL AND ELECTRONICS ENGINEERS INC INST 7329810060 445 Hoes Lane Piscataway NJ 088544141 Thomas Siegert 7325626843 2011-10-11 2010 2016-03-07 17:11:31Z E James Prendergast 445 Hoes Lane Piscataway NJ 08854 850608457 0 2038 X www.ieee.org X 1896 NY MISSION: IEEE's core purpose is to foster technological innovation and excellence for the benefit of humanity. VISION: IEEE will be essential to the global technical community and to technical professionals everywhere, and be universally recognized for the contributions of technology and of technical professionals in improving global conditions. ACTIVITY: There are approximately 407,500 IEEE members in over 160 countries. IEEE publishes 16 of the top 20 journals in electrical and electronic engineering, 9 of the top 10 journals in telecommunications, and also publishes top or high-ranking journals in many additional fields of engineering and science. In 2010, IEEE redesigned IEEE Xplore, its online digital library which contains over 2.5 million articles. In 2010, more than 477,000 people attended IEEE conferences held in 79 countries. In addition, IEEE is a leading global standards developer for telecommunications, information technology, power generation, and other technologies. 31 31 1245 100000 12997278 -542252 1995154 1965969 336166178 364659513 -1923221 6936893 2175285 2335266 338413396 375897641 1175783 2066311 0 0 117156286 129373729 0 82991 1010023 201349270 228541489 319681339 360064520 18732057 15833121 440569733 500298498 226694685 253203238 213875048 247095260 MISSION: IEEE's core purpose is to foster technological innovation and excellence for the benefit of humanity. VISION: IEEE will be essential to the global technical community and to technical professionals everywhere, and be universally recognized for the contributions of technology and of technical professionals in improving global conditions. ACTIVITY: There are approx. 407,500 IEEE members in over 160 countries. IEEE publishes 16 of the top 20 journals in electrical and electronic engineering, 9 of the top 10 journals in telecommunications, and also publishes top or high-ranking journals in many additional fields of engineering and science. In 2010, IEEE redesigned IEEE Xplore, its online digital library which contains over 2.5 million articles. In 2010, more than 477,000 people attended IEEE conferences held in 79 countries. In addition, IEEE is a leading global standards developer for telecommunications, information technology, power generation, and other technologies. 0 0 99373094 1288784 55832714 MEMBERSHIPS & PUBLIC IMPERATIVES - There are approximately 407,500 IEEE members in over 160 countries around the world. IEEE members are engineers, scientists and allied professionals whose technical interests are rooted in electrical and computer sciences, engineering and related disciplines. IEEE communicates to the public how IEEE members and professionals improve the quality of life and how IEEE members and technical professionals promote diversity and ethical behavior in the profession. In 2010, Eta Kappa Nu became the official honor society of IEEE. 117931932 0 127643124 PERIODICALS - The IEEE publishes nearly one third of the world's technical literature in electrical engineering, computer science and electronics. This includes over 150 journals, transactions and magazines and over 1,000 conference proceedings annually. IEEE journals and conference proceedings have received over 127,000 patent citations. It publishes 16 of the top 20 journals in electrical and electronic engineering, 9 of the top 10 in telecommunications, and also publishes top or high-ranking journals in many additional fields of engineering and science. In 2010, IEEE redesigned IEEE Xplore, its online digital library which contains over 2.5 million articles. Several products were specially configured for mobile devices. The IEEE produces technical books, monographs, guides and textbooks. IEEE journals are consistently among the highest cited in electronics engineering, telecommunications and other technical fields. 109969750 777527 125201658 CONFERENCES - In 2010, more than 477,000 people attended a record number of IEEE conferences held in 79 countries. Topics such as Medical Technology and Individualized Healthcare, Geoscience and Remote Sensing and Sustainable Energy Technologies showcase the depth and breadth of members' technical fields. Over 400 conference proceedings are published annually. In 2010, The IEEE Power & Energy Society Smart Grid Conference in Sweden drew 460 attendees - 60% of them from industry. The Smart Grid Conference in Maryland attracted more than 450 people from 30 nations, and 350 people attended the Smart Grid World Forum in Brussels. 17028968 0 55982017 Standards and Other Miscellaneous Programs - The IEEE Standards Association, a globally recognized standards-setting body within IEEE, develops consensus standards through an open process that engages industry and brings together a broad stakeholder community. IEEE standards set specifications and best practices based on current scientific and technological knowledge. The IEEE-SA has a portfolio of over 900 active standards and more than 500 standards under development. 17028968 0 55982017 344303744 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 1 1 1 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 0 1 998 0 1 1245 1 1 1 1 AR AS AU BE BG BK BL BR BU CA CE CH CI CO CY DA EC EZ FI FR GM GR GT HK HO HU IC ID IN IT JA JO KE KS LE LG LH MK MT MX MY NO NU NZ PE PK PM PO RI RO RQ RS SA SF SI SN SP SZ TD TH TU TW UK UP UY VE VM 0 0 0 0 0 0 0 0 X 31 31 0 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AK AL AR AZ CA CT DC FL GA IL KS KY MA MD ME MI MN MS NC ND NH NJ NM NY OH OK OR PA RI SC TN UT VA WA WI WV X Controller 7329810060 445 Hoes Lane Piscataway NJ 088544141 Pedro A Ray 0 X X 5821 0 0 Moshe Kam 0 X X 0 0 0 Dr John Vig 0 X 0 0 0 Prof Tariq S Durrani 0 X X 0 0 0 Prof Jon G Rokne 0 X X 0 0 0 Prof Barry L Shoop 0 X X 0 0 0 Dr W Charlton Adams 0 X X 0 0 0 Prof Roger D Pollard 0 X X 0 0 0 Evelyn H Hirt 0 X X 0 0 0 Prof David G Green 0 X X 0 0 0 Dr Peter W Staecker 0 X X 0 0 0 Dr Charles P Rubenstein 0 X 0 0 0 William P Walsh 0 X 0 0 0 Clarence L Stogner 0 X 0 0 0 Don C Bramlett 0 X 0 0 0 Sandra L Robinson 0 X 0 0 0 Dr Leonard J Bond 0 X 0 0 0 Dr Om P Malik 0 X 0 0 0 Prof Jozef W Modelski 0 X 0 0 0 Tania L Quiel 0 X 0 0 0 Prof Yong Jin Park 0 X 0 0 0 Prof Hiroshi Iwai 0 X 0 0 0 Dr Robert E Hebner 0 X 0 0 0 Dr Nim K Cheung 0 X 0 0 0 Roger W Sudbury 0 X 0 0 0 Dr Peter N Clout 0 X 0 0 0 Dr Michael R Williams 0 X 0 0 0 Mark I Montrose 0 X 0 0 0 Enrique A Tejera 0 X 0 0 0 Stephen L Diamond 0 X 0 0 0 Prof Alfred O Hero 0 X 250 0 0 Prof Vincenzo Piuri 0 X 0 0 0 Dr E James Prendergast 40 X 694804 0 33638 Thomas R Siegert 40 X 216870 0 25605 Richard Schwartz Sr 40 X 166957 0 30958 Anthony Durniak 40 X 341798 0 39566 Mary Ward-Callan 40 X 336175 0 42759 Matthew S Loeb 40 X 317148 0 38887 Patrick Mahoney 40 X 313805 0 22924 Angela R Burgess 40 X 287057 0 44642 Jean Jennings 40 X 350634 0 28425 Jonathan Dahl 40 X 345484 0 41590 Francis Staples 40 X 340736 0 26497 Paul Canning 40 X 291377 0 32346 Anne Marlotte 40 X 270183 0 24455 4279099 0 432292 241 0 1 0 Dorsey & Whitney PO Box 1680 Minneapolis MN 55480 Legal Services 2775813 Three Park Avenue Building Co LP 750 Lexington Avenue New York NY 10022 Rental 1030945 Equity L Street LLC 3020 Hamaker Ct Suite 301 co Gates Hudson and Associates Inc Fairfax VA 22031 Rental 602156 Dell Financial Services LP One Dell Way Round Rock 2 West Round Rock TX 78682 Leasing 595113 SunGuard Availability Services LP PO Box 91233 Chicago IL 60693 Consulting 531632 31 0 0 0 530439 394164 1041366 0 1965969 Memberships & Public Imperatives 900099 55832714 44072245 6725969 5034500 Periodicals 900099 127643124 123790385 3852739 0 Conferences 900099 125201658 125029904 171754 0 Standards 900099 20142683 20116683 0 26000 Other Program Service Revenue 900099 35839334 35477779 0 361555 0 0 0 0 364659513 4655297 0 0 4655297 0 0 0 0 0 0 0 0 179123 0 0 0 179123 0 179123 0 90673 88450 476992412 0 474710611 205 2281801 -205 2281596 0 0 2281596 0 Acct, Tax, Payroll - ISTO 541200 1492074 0 1492074 0 Engineering Certification Programs 541900 664069 0 664069 0 0 0 0 0 2156143 375897641 348486996 12997278 12447398 838600 838600 613360 613360 614351 614351 0 0 2959664 2603629 356035 0 0 0 0 0 91643710 88967650 2157435 518625 13574068 13184619 325334 64115 12767293 12388710 316847 61736 8428994 8180868 207277 40849 1928547 1902078 26469 0 2957058 2956370 688 0 647447 647447 0 0 0 0 0 0 82991 82991 32678 32678 15716430 13753805 1957775 4850 7135322 6809808 278108 47406 13421107 12724910 647694 48503 7832276 7248397 580994 2885 465887 465887 0 0 6428781 1025656 5377991 25134 11869449 10635228 1207708 26513 0 0 0 0 85117938 85045711 71849 378 268773 268773 0 0 0 0 0 0 10020154 8979004 1041150 0 723687 467497 256190 0 Printing & Publications 32460710 32417032 14270 29408 Commission Expense 14859423 14859423 0 0 Equipment Rental & Maintenance 1815899 1415262 397886 2751 Members & Regional Expenses 7204115 7187615 15414 1086 Dues, Fees & Memberships 880830 859144 16017 5669 6754978 7210232 -502378 47124 360064520 344303744 14750753 1010023 5974995 5644502 54283090 57729260 437004 429432 87638931 89881557 0 0 0 0 0 0 4607925 1933662 14693075 15076937 110212907 56883751 46491323 53329156 226443390 276273992 0 0 0 0 0 0 0 0 440569733 500298498 57612086 39538172 0 0 157104200 149059687 5986800 4889800 0 0 0 0 0 0 0 0 5991599 59715579 226694685 253203238 X 211097648 243906060 2586000 2997800 191400 191400 213875048 247095260 440569733 500298498 X 15833121 17387091 X 0 1 1 X 0 X 2730472 1969086 1882719 1995154 1965969 10543400 293462776 309368376 323365035 336166178 364659513 1627021878 0 0 0 0 0 0 0 0 0 0 0 0 296193248 311337462 325247754 338161332 366625482 1637565278 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1637565278 11396524 11431522 10685141 9570567 10165802 53249556 0 0 0 0 11396524 11431522 10685141 9570567 10165802 53249556 0 0 0 0 0 0 0 0 307589772 322768984 335932895 347731899 376791284 1690814834 0.96851 0.96743 0.03149 0.03257 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 152021 152021 344151723 344303744 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 146023 148269 169860 152021 616173 250000 250000 250000 250000 1000000 1500000 0 0 0 0 0 0 873000 873000 0 17956300 11048700 6907600 0 9988100 3330500 6657600 0 81395507 42504551 38890956 0 0 0 0 53329156 0 Deposits - IEEE Foundation 54233200 Oblig. Under Capital Leases 611500 Trading Liabilities 4870879 59715579 375897641 360064520 15833121 17387090 0 0 0 -7711 17379379 33212500 392915500 17387090 0 0 -369231 17017859 375897641 0 0 0 375897641 359703000 0 0 0 -361520 -361520 360064520 0 0 0 360064520 SchD_P11_S00_L08 Schedule D, Part XI, Line 8 Net Regions #1-6, Sections #1-6, Standards, Eliminations -98,085; Investment Income Elimination, 90,374. SchD_P12_S00_L02d Schedule D, Part XII, Line 2d Net Regions #1-6, Sections #1-6, Standards, Eliminations -459,605; Investment Income Elimination 90,374. SchD_P13_S00_L02d Schedule D, Part XIII, Line 2d Net Regions #1-6, Sections #1-6, Standards, Eliminations -361,520. 1 Central America and the Caribbean 0 0 Grantmaking 802 Central America and the Caribbean 0 0 Program Services Membership and Public Imperatives 133017 Central America and the Caribbean 0 0 Program Services Periodicals 56 Central America and the Caribbean 0 0 Program Services Conferences 135108 Central America and the Caribbean 0 0 Program Services Standards and Other 52996 East Asia and the Pacific 0 0 Grantmaking 210007 East Asia and the Pacific 3 6 Program Services Membership and Public Imperatives 1864696 East Asia and the Pacific 0 0 Program Services Periodicals 24312 East Asia and the Pacific 0 0 Program Services Conferences 8911509 East Asia and the Pacific 0 0 Program Services Standards and Other 144851 Europe (including Iceland and Greenland) 0 0 Grantmaking 220493 Europe (including Iceland and Greenland) 0 0 Program Services Membership and Public Imperatives 409608 Europe (including Iceland and Greenland) 0 0 Program Services Periodicals 22671 Europe (including Iceland and Greenland) 0 0 Program Services Conferences 9410570 Europe (including Iceland and Greenland) 0 0 Program Services Standards and Other 196544 Middle East and North Africa 0 0 Grantmaking 23986 Middle East and North Africa 0 0 Program Services Membership and Public Imperatives 99377 Middle East and North Africa 0 0 Program Services Periodicals 665 Middle East and North Africa 0 0 Program Services Conferences 417486 Middle East and North Africa 0 0 Program Services Standards and Other 15435 North America (including Canada and Mexico, but not the United States) 0 0 Grantmaking 111297 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Membership and Public Imperative 735518 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Periodicals 9151 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Conferences 2670048 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Standards and Other 146264 Russia and the newly independent States 0 0 Grantmaking 14376 Russia and the newly independent States 1 1 Program Services Membership and Public Imperatives 22231 Russia and the newly independent States 0 0 Program Services Periodicals 2209 Russia and the newly independent States 0 0 Program Services Conferences 15979 Russia and the newly independent States 0 0 Program Services Standards and Other 10746 South America 0 0 Grantmaking 118197 South America 0 0 Program Services Membership and Public Imperatives 211650 South America 0 0 Program Services Periodicals 1059 South America 0 0 Program Services Conferences 1338307 South America 0 0 Program Services Standards and Other 97938 South Asia 0 0 Grantmaking 40617 South Asia 0 0 Program Services Membership and Public Imperatives 167610 South Asia 0 0 Program Services Periodicals 2305 South Asia 0 0 Program Services Conferences 304922 South Asia 0 0 Program Services Standards and Other 55672 Sub-Saharan Africa 0 0 Grantmaking 20162 Sub-Saharan Africa 0 0 Program Services Membership and Public Imperatives 68769 Sub-Saharan Africa 0 0 Program Services Conferences 1379111 Sub-Saharan Africa 0 0 Program Services Standards and Other 4021 4 7 29842348 Europe (including Iceland and Greenland) Engineering Achievement Award 10000 Check 0 Not Applicable Not Applicable North America (including Canada and Mexico, but not the United States) Engineering Scholarship 6000 Check 0 Not Applicable Not Applicable South America Engineering Development 99429 Check 0 Not Applicable Not Applicable 3 0 Engineering Achievement Award Central America and the Caribbean 2 139 Check 0 Not Applicable Not Applicable Engineering Achievement Award East Asia and the Pacific 114 96731 Check 0 Not Applicable Not Applicable Engeering Development East Asia and the Pacific 1 800 Check 0 Not Applicable Not Applicable Engineering Fellowship East Asia and the Pacific 3 7000 Check 0 Not Applicable Not Applicable Engineering Scholarships East Asia and the Pacific 5 5050 Check 0 Not Applicable Not Applicable Engineering Achievement Award Europe (including Iceland and Greenland) 163 154152 Check 0 Not Applicable Not Applicable Engineering Development Europe (including Iceland and Greenland) 13 4477 check 0 Not applicable Not applicable Engineering Fellowship Europe (including Iceland and Greenland) 2 5000 Check 0 Not Applicable Not Applicable Engineering Scholarships Europe (including Iceland and Greenland) 16 15000 Check 0 Not Applicable Not Applicable Engineering Achievement Award Middle East and North Africa 10 13608 Check 0 Not Applicable Not Applicable Engineering Achievement Award North America (including Canada and Mexico, but not the United States) 74 54489 Check 0 Not Applicable Not Applicable Engineering Development North America (including Canada and Mexico, but not the United States) 2 687 Check 0 Not Applicable Not Applicable Engineering Fellowship North America (including Canada and Mexico, but not the United States) 2 6000 Check 0 Not Applicable Not Applicable Engineering Scholarship North America (including Canada and Mexico, but not the United States) 11 11267 Check 0 Not Applicable Not Applicable Engineering Achievement Award Russia and the newly independent States 10 9150 Check 0 Not Applicable Not Applicable Engineering Development Russia and the newly independent States 2 3150 Check 0 Not Applicable Not Applicable Engineering Achievement Award South America 5 2643 Check 0 Not Applicable Not Applicable Engineering Fellowship South America 2 3100 Check 0 Not Applicable Not Applicable Engineering Scholarship South America 9 5750 Check 0 Not Applicable Not Applicable Engineering Achievement Award South Asia 20 9059 Check 0 Not Applicable Not Applicable Engineering Development South Asia 2 1132 Check 0 Not Applicable Not Applicable Engineering Fellowship South Asia 3 14895 check 0 Not Applicable Not Applicable Engineering Scholarship South Asia 2 1500 Check 0 Not Applicable Not Applicable Engineering Achievement award Sub-Saharan Africa 2 10162 Check 0 Not Applicable Not Applicable 0 0 1 0 0 1 SchF_P01_S00_L02 Schedule F, Part I, Line 2 The administration of scholarships and awards is handled through the IEEE Scholarship Awards Committee and the IEEE Awards Board, with final approval of the recommended recipient by the IEEE Board of Directors, IEEE Regions and Sections, and Technical Councils. Awards are recognized for excellence in activities in the fields of Electrical Engineering, Computer Science and other fields of interest to the Institute. X X X X 1 Donald A Cambell & Company One East Wacker Dr Suite 3350 Chicago IL 60601 PES Contract - Work with IEEE PES - Goal of providing 2000 Annual Scholarships and support faculty and teaching research - to build fundraising capacity and speak to prospective donors and fundraisers. 0 0 67683 -67683 Donald A Cambell & Company One East Wacker Dr Suite 3350 Chicago IL 60601 E4C Contract - Work closely with IEEE and ASME re Engineering for Change initiative - to develop a strategy for building donor relationships and strengthen operations to spark rapid growth in fundraising capacity. 0 0 15308 -15308 0 82991 -82991 AK AL AR AZ CA CT DC FL GA IL KS KY MA MD ME MI MN MS NC ND NH NJ NM NY OH OK OR PA RI SC TN UT VA WA WI WV 1 IEEE Foundation Inc 445 Hoes Lane Piscataway NJ 08854 237310664 501(c)(3) 281500 0 Not Applicable Not Applicable Engineering Development ASME Foundation Inc C/O Erwin Weinberg 345 East 47 St New York NY 10017 133372934 501(c)(3) 210000 0 Not Applicable Not Applicable Engineering Develpoment Cornell University Engineering Library Carpenter Hall Ithaca NY 14853 150532082 501(c)(3) 35000 0 Not Applicable Not Applicable Engineering Achievement Award East Tennessee Foundation Randell Keith Nutt Fund 625 Market St Suite 1400 Knoxville TN 37092 620807696 501(c)(3) 10000 0 Not Applicable Not Applicable Engineering Achievement Award Georgia Institute of Technology 711 Mariette Street NW Atlanta GA 30318 586002023 501(c)(3) 15000 0 Not Applicable Not Applicable Engineering Scholarship International Business Machines Corp 175 King Street Armonk NY 10504 130871985 30000 0 Not Applicable Not Applicable Engineering Development National Electronics Museum 1745 W Nursery Road Linthicum MD 21090 521226197 501(c)(3) 16000 0 Not Applicable Not Applicable Engineering Achievement Award Norman C Lerner Transcomm 4527 Pickett Road Fairfax VA 22032 540854913 65000 0 Not Applicable Not Applicable Engineering Fellowship Sirona Cares Foundation 4200 Park Blvd PMB Oakland CA 94602 270214325 501(c)(3) 12500 0 Not Applicable Not Applicable Engineering Development Smart Education Foundation 3217 E Shea Box 500 Phoenix AZ 85028 272983117 501(c)(3) 10000 0 Not Applicable Not Applicable Engineering Development University of Texas PO Box 7219 Austin TX 78713 741587488 501(c)(3) 25000 0 Not Applicable Not Applicable Engineering Scholarship US Committee for Supercond Elect 2013 Nelson Ave No 4 Redondo Beach CA 90278 203088450 501(a) 10000 0 Not Applicable Not Applicable Engineering Achievement Award Villanova University Electrical and Computer Eng 800 Lancaster Ave Villanova PA 19085 231352688 501(c)(3) 30000 0 Not Applicable Not Applicable Engineering Development 10 3 Engineering Achievement Award 330 431418 0 Not Applicable Not Applicable Engineering Development 2 1941 0 Not Applicable Not Applicable Engineering Fellowship 9 154000 0 Not Applicable Not Applicable Engineering Scholarship 19 26000 0 Not Applicable Not Applicable SchI_P01_S00_L02 Schedule I, Part I, Line 2 The administration of scholarships and awards is handled through the IEEE Scholarship Awards Committee and the IEEE Awards Board, with final approval of the recommended recipient by the IEEE Board of Directors, IEEE Regions and Sections, and Technical Councils. Awards are recognized for excellence in activities in the fields of Electrical Engineering, Computer Science and other fields of interest to the Institute. X X X 1 1 X X X X X X 1 0 0 1 0 0 0 0 0 Dr E James Prendergast 499798 0 150000 0 45006 0 26429 0 7209 0 728442 0 0 0 Thomas R Siegert 216870 0 0 0 0 0 22183 0 3422 0 242475 0 0 0 Richard Schwartz Sr 116536 0 39580 0 10841 0 28757 0 2201 0 197915 0 0 0 Anthony Durniak 276247 0 39075 0 26476 0 32724 0 6842 0 381364 0 0 0 Mary Ward-Callan 287491 0 38785 0 9899 0 32612 0 10147 0 378934 0 0 0 Matthew S Loeb 274066 0 36390 0 6692 0 33789 0 5098 0 356035 0 0 0 Patrick Mahoney 136555 0 175000 0 2250 0 19072 0 3852 0 336729 0 0 0 Angela R Burgess 236794 0 32230 0 18033 0 33024 0 11618 0 331699 0 0 0 Jean Jennings 133763 0 193670 0 23201 0 26364 0 2061 0 379059 0 0 0 Jonathan Dahl 210376 0 113290 0 21818 0 32936 0 8654 0 387074 0 0 0 Francis Staples 117022 0 202883 0 20831 0 18995 0 7502 0 367233 0 0 0 Paul Canning 123431 0 147533 0 20413 0 26363 0 5983 0 323723 0 0 0 Anne Marlotte 76682 0 11820 0 181681 0 19839 0 4616 0 294638 0 0 0 SchJ_P01_S00_L01a Schedule J, Part I, Line 1a Schedule J, Part 1, Line 1a First-class travel: In accordance with Policy, business class fares are permissible, if budgeted by the organizational unit, and if the flying time is over eight consecutive hours for a single segment or over eight hours flying time where a layover is required. Business class is defined as an intermediate class above economy class but below first-class. In all cases individuals are encouraged to purchase upgradeable coach class fares and use miles or coupons to upgrade to business class. Permission to travel business class for medical reasons may be granted by the President. If first-class is the only available class other than economy class, reimbursement shall occur only when all criteria to travel business class have been met and permission is granted by the IEEE President. All reimbursed first-class fares shall be reported to the IEEE Audit Committee. The following listed persons were reimbursed for first-class travel or business-first class travel: Dr. Nim K. Cheung (Dir Div III), Jonathan Dahl (Staff Dir - Sales Marketing), Moshe Kam (President-Elect), Matthew S. Loeb (Staff Exec-Corp. Strategy), Patrick Mahoney (Chief Marketing Officer), Dr. E. James Prendergast (Executive Director), Pedro A. Ray (President & CEO), Prof. Barry L. Shoop (VP - Member & Geographic Activities), Thomas R. Siegert (Asst. Treasurer & Staff Exec), Frances Staples (Dir - NA Sales), Dr. John R. Vig (Past President) and Mary Ward-Callan (Mging Dir - Technical Activities. No part of these reimbursements were treated as taxable compensation. Schedule J, Part 1, Line 1a Travel for companions: In accordance with Policy, due to the extensive travel required by the IEEE President, the IEEE President is reimbursed for reasonable, budgeted travel expenses for his/her spouse or other travel companion when accompanying the President on IEEE business. Pedro A. Ray (President & CEO) received reimbursement for spousal travel. These reimbursements were treated as taxable compensation and reported on Form 1099MISC. Schedule J, Part 1, Line 1a Tax indemnification and gross-up payments: In accordance with Policy, the IEEE President is paid a cash gross-up payment to cover any foreign or United States federal, state or local income taxes applicable to the aggregate value of (x) the spouse or other travel companion travel expense reimbursement, plus(y) the cash gross-up payment. Pedro A. Ray (President & CEO) received a tax indemnification and gross-up payment. This payment was treated as taxable compensation and reported on Form 1099MISC. SchJ_P01_S00_L03 Schedule J, Part I, Line 3 The IEEE Board of Directors through its legal counsel engaged a Compensation Consultant to provide the Board with consulting advice and market comparability data about executive compensation to enable the Board to establish a rebuttable presumption of reasonableness under Intermediate Sanctions Legislation ("Section 4958"). A committee of Independent Board members and non-board members (The IEEE Employee Benefits & Compensation Committee) is charged with evaluating the total compensation package of selected executives and Board members, called "Disqualified Persons." The Consultant provided this committee with valid comparable market data from published sources for comparable positions from both tax-exempt and for-profit organizations. The assessment was conducted at the total rewards level and included all compensation components. External market comparisons were based on two primary sources of data: (1) Form 990 filings for a group of peer organizations identified by the Consultant based on various criteria and (2) Published surveys; scope cuts including industry, FTEs and revenue were selected that represented organizations comparable to IEEE. The following screening criteria were used to select comparable organizations: (1) NTEE code: (a) general science institutions (b) Engineering and Technology Services (c) Professional Society and (d) Research institutions; (2) Income and assets; (3) Employee Size. Once organizations were screened using that criteria, the following information was collected: (a) whether the organization has international presence, (b) whether they are a standard-setting organization; (c) whether they have a significant publishing activity; and (4) the extent of its focus on contract research. The Committee then reviewed individual and market data. The Committee then debated and documented its decisions about what is reasonable and its decision-making process for multiple disqualified persons. The Consultant then provided a "presumption of reasonable compensation" letter for the IEEE's files. Disqualified individuals include the following: 1. Executive Director and Chief Operating Officer 2. Chief Financial Officer and Staff Executive for Business Administration 3. Chief Strategy Officer and Staff Executive Corporate Strategy and Communications 4. Staff Executive, Publications 5. Chief Information Officer and Staff Executive for Information Systems 6. Chief Marketing Officer 7. Managing Director, Technical Activities 8. Managing Director, Membership & Geographic Activities 9. Managing Director, Standards Association 10. Managing Director, Educational Activities 11. Managing Director, IEEE-USA 12. Staff Director, Business & Data Related Services and Director of Program Office 13. Staff Director, Sales & Marketing 14. Staff Director, Human Resources 15. Data Processing Project Manager (family - disqualified person) 16. IEEE Director of Facilities (family - disqualified person) 17. Product Manager, Online Products (family - disqualified person) 18. Supervisor, Data Center Operations (family - disqualified person) 19. E-Time Temporary (family - disqualified person) This process is performed annually. SchJ_P01_S00_L04 Schedule J, Part I, Line 4 Anne Marlotte 160,000 Severance SchJ_P01_S00_L05 Schedule J, Part I, Line 5 Jean Jennings 193,670 Commissions; Jonathan Dahl 113,265 Commissions; Francis Staples 202,883 Commissions; Paul Canning 132,533 Commissions F990_P06_S0A_L06 Form 990, Part VI, Section A, Line 6 IEEE has approximately 407,500 members in over 160 countries around the world. F990_P06_S0A_L07a Form 990, Part VI, Section A, Line 7a The members of IEEE elect the directors of IEEE. F990_P06_S0B_L11a Form 990, Part VI, Section B, Line 11a Before the Form 990 is filed with the IRS it is reviewed by the IEEE Executive Director, Past President, Treasurer, Past Treasurer, if any, and the CFO/Asst. Treasurer. The return is then posted to a website accessible by the IEEE Board of Directors. Questions and comments from the Board are acted upon. F990_P06_S0B_L12c Form 990, Part VI, Section B, Line 12c IEEE policy requires the "Conflict of Interest" disclosure to be completed by IEEE staff and volunteers with decision making authority (Board Members and Committees of the Board) annually and submitted to the Operations Center. The "Conflict of Interest" is reviewed by the Internal and Operations Audit Group. Should a potential conflict of interest exist the form is forwarded to the IEEE Board or management of the staff or volunteer to manage the potential conflict. F990_P06_S0B_L15 Form 990, Part VI, Section B, Line 15 The IEEE Board of Directors through its legal counsel engaged a Compensation Consultant to provide the Board with consulting advice and market comparability data about executive compensation to enable the Board to establish a rebuttable presumption of reasonableness under Intermediate Sanctions Legislation ("Section 4958"). A committee of Independent Board members and non-board members (The IEEE Employee Benefits & Compensation Committee) is charged with evaluating the total compensation package of selected executives and Board members, called "Disqualified Persons." The Consultant provided this committee with valid comparable market data from published sources for comparable positions from both tax-exempt and for-profit organizations. The assessment was conducted at the total rewards level and included all compensation components. External market comparisons were based on two primary sources of data: (1) Form 990 filings for a group of peer organizations identified by the Consultant based on various criteria and (2) Published surveys; scope cuts including industry, FTEs and revenue were selected that represented organizations comparable to IEEE. The following screening criteria were used to select comparable organizations: (1) NTEE code: (a) general science institutions (b) Engineering and Technology Services (c) Professional Society and (d) Research institutions; (2) Income and assets; (3) Employee Size. Once organizations were screened using that criteria, the following information was collected: (a) whether the organization has international presence, (b) whether they are a standard-setting organization; (c) whether they have a significant publishing activity; and (4) the extent of its focus on contract research. The Committee then reviewed individual and market data. The Committee then debated and documented its decisions about what is reasonable and its decision-making process for multiple disqualified persons. The Consultant then provided a "presumption of reasonable compensation" letter for the IEEE's files. Disqualified individuals include the following: 1. Executive Director and Chief Operating Officer 2. Chief Financial Officer and Staff Executive for Business Administration 3. Chief Strategy Officer and Staff Executive Corporate Strategy and Communications 4. Staff Executive, Publications 5. Chief Information Officer and Staff Executive for Information Systems 6. Chief Marketing Officer 7. Managing Director, Technical Activities 8. Managing Director, Membership & Geographic Activities 9. Managing Director, Standards Association 10. Managing Director, Educational Activities 11. Managing Director, IEEE-USA 12. Staff Director, Business & Data Related Services and Director of Program Office 13. Staff Director, Sales & Marketing 14. Staff Director, Human Resources 15. Data Processing Project Manager (family - disqualified person) 16. IEEE Director of Facilities (family - disqualified person) 17. Product Manager, Online Products (family - disqualified person) 18. Supervisor, Data Center Operations (family - disqualified person) 19. E-Time Temporary (family - disqualified person) This process is performed annually. F990_P06_S0C_L19 Form 990, Part VI, Section C, Line 19 The IEEE governing documents, conflict of interest policy and financial statements are available on the IEEE Website and to the public upon request. F990_P11_S00_L05 Form 990, Part XI, Line 5 Unrealized Gains IEEE Broadcast Technology Convention LLC 445 Hoes Lane Piscataway NJ 08854 131656633 Partner of a UK partnership operating a conference. DE 1051000 409845 N/A IEEE International LLC 445 Hoes Lane Piscataway NJ 08854 450570011 Non-Profit activities - Scientific & Educational DE 0 26540 N/A IEEE Foundation Inc 445 Hoes Lane Piscataway NJ 08854 237310664 Encourage technological development in engineering. NY 501(c)(3) 7 N/A 0 IEEE Industry Standards Technology Org Inc 501 Hoes Lane Piscataway NJ 08854 223639558 Set industry standards in electronics. DE 501(c)(6) Not Applicable N/A 0 IEEE Inc 445 Hoes Lane Piscataway NJ 08854 208766830 Support services, 813000 Business Activity Code, Administrative, Marketing & Promotion. DE N/A C -67437 6200 1 0 1 1 0 0 0 0 0 1 0 1 0 0 0 0 1 0 0 IEEE Industry Standards Technology Org Inc i 90673 Fair Market Value received IEEE Industry Standards Technology Org Inc p 1413269 Fair market Value received