2011-11-15T03:50:50-06:00 2010-12-31 BDO USA LLP 40 NE LOOP 410 SUITE 200 SAN ANTONIO TX 782165876 990 2010-01-01 742311260 TEXAS RESEARCH AND TECHNOLOGY FOUNDATION TEXA 2106744177 14785 OMICRON DRIVE NO 100 SAN ANTONIO TX 78245 YORK DUNCAN 2106744177 2011-11-10 1 JOY REINER 2103428000 2010 2016-03-07 17:11:31Z X JOHN YORK DUNCAN 14785 OMICRON DRIVE NO 100 SAN ANTONIO TX 78245 1399543 0 X WWW.TRPF.COM X 1984 TX THE ORGANIZATION'S PRIMARY MISSION IS TO BUILD A WORLD-CLASS CENTER OF BIOSCIENCE RESEARCH, MEDICAL EDUCATION, AND JOB CREATION. THE GOAL IS TO PROVIDE HEALTH CARE BENEFITS FOR MANKIND, AND EDUCATION FOR BIOSCIENCE PROFESSIONALS AT THE GRADUATE LEVEL, AND TO CREATE HIGH-PAYING JOBS IN THE INDUSTRY. 40 40 9 0 0 0 188479 55400 0 0 126177 24426 445444 563085 760100 642911 1604794 1067145 0 0 418484 398667 0 0 0 905168 660684 2928446 2126496 -2168346 -1483585 20062674 18872726 1738096 2062137 18324578 16810589 X THE ORGANIZATION'S PRIMARY MISSION IS TO BUILD A WORLD-CLASS CENTER OF BIOSCIENCE RESEARCH, MEDICAL EDUCATION, AND JOB CREATION. THE GOAL IS TO PROVIDE HEALTH CARE BENEFITS FOR MANKIND, AND EDUCATION FOR BIOSCIENCE PROFESSIONALS AT THE GRADUATE LEVEL, AND TO CREATE HIGH-PAYING JOBS IN THE INDUSTRY. 0 0 1518293 1067145 TRTF SUPPORTED THE EXPANSION OF RESEARCH AND GRADUATE-LEVEL STUDIES, PROGRAMS, AND ACTIVITIES AT THE UNIVERSITY OF TEXAS CAMPUS IN THE TEXAS RESEARCH PARK BY PROVIDING HOUSING AND MANAGING AMENITIES, WHICH SERVE ALL RESIDENT BIOTECH RESEARCHERS, STUDENTS AND SUPPORT STAFF IN THE PARK; PROVIDED FREE HOUSING FOR THE CANCER THERAPY AND RESEARCH CENTER'S INSTITUTE FOR DRUG DEVELOPMENT SUMMER STUDENT PROGRAM; MANAGED AND SUPPORTED THE DEFENSE TRANSFORMATION INSTITUTE WHICH IS FOCUSED ON RETENTION OF LOCAL MILITARY BIOTECH-BASED RESEARCH AND DEVELOPMENT PROGRAMS, ON BEHALF OF THE CITY OF SAN ANTONIO AND BEXAR COUNTY, ECONOMIC DEVELOPMENT DEPARTMENTS; CREATED, MANAGED AND SUPPORTED THE INSTITUTE FOR TECHNOLOGY TRANSFORMATION FOCUSED ON BUILDING AN INFRASTRUCTURE WHICH LINKS MILITARY REQUIREMENTS TO LOCAL INNOVATIONS, TECHNICAL EXPERTISE, AND MANUFACTURING CAPABILITIES; SPONSORED SEVERAL LOCAL EDUCATORS AND ECONOMIC-DEVELOPMENT PROFESSIONALS TO PARTICIPATE IN THE NATIONAL STATE SCIENCE AND TECHNOLOGY INSTITUTE CONFERENCE FOCUSED ON DEVELOPING STRATEGIES AND PROGRAMS TO ADVANCE TECHNOLOGY-BASED ECONOMIC DEVELOPMENT ACTIVITIES; PARTICIPATED IN THE SAN ANTONIO-AUSTIN LIFE SCIENCES ASSOCIATION TO PROMOTE COMMUNICATIONS AND INTERRELATIONSHIPS AMONG PRIVATE SECTOR, ACADEMIC AND THE SCIENCES COMMUNITY AS A MECHANISM TO FOSTER COLLABORATIVE RESEARCH AND PUBLIC-PRIVATE SECTOR PARTNERSHIPS; PARTICIPATED IN THE TEXAS BIOLOGICAL AND AGRO-DEFENSE CONSORTIUM EFFORTS TO SECURE THE PROPOSED DEPARTMENT OF HOMELAND SECURITY, NATIONAL BIOLOGICAL AND AGRO-DEFENSE FACILITY, FOCUSED ON BIOTERRORISM RESEARCH AND DEVELOPMENT; PARTICIPATED AND SUPPORTED THE CITY OF SAN ANTONIO AND BEXAR COUNTY EFFORTS TO RECRUIT A MAJOR BIOTECHNOLOGY-BASED RESEARCH AND MANUFACTURING FACILITY TO THE REGION; CONTINUED TO RAISE FUNDS TO SUPPORT TECHNOLOGY-BASED ECONOMIC DEVELOPMENT PROJECTS, TO CONSTRUCT LABORATORY FACILITIES FOR START-UPS AND TO PROMOTE THE EXPANSION OF THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER WEST CAMPUS IN BEXAR COUNTY TEXAS; AND VIA SUBSIDIZED RENT, MANAGEMENT AND ADMINISTRATIVE SUPPORT, AND OTHER TECHNOLOGY-BASED SPONSORSHIP ACTIVITIES, PROVIDED AND FUNNELED THE SUPPORT REQUIRED - FOR EMERGING AND START-UP COMPANIES - FOR RETENTION OF LOCAL BIOTECH-BASED COMPANIES, AND TO ADVANCE LOCAL TECHNOLOGY-BASED ECONOMIC DEVELOPMENT EFFORTS. 1518293 1 1 0 1 0 0 0 0 0 1 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 1 12 0 1 9 1 0 0 0 0 0 0 0 0 0 0 X 40 40 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X C DENISE BREEDLOVE 2106744177 14785 OMICRON DRIVE NO 100 SAN ANTONIO TX 78245 JAMES R DUBLIN 1.00 X X 0 0 0 STEPHEN M DUFILHO 1.00 X X 0 0 0 JOHN F LEFLORE 0.50 X X 0 0 0 J BRUCE BUGG JR 0.30 X X 0 0 0 BRUCE BARSHOP 0.30 X 0 0 0 J DAN BATES 0.30 X 0 0 0 JIM BERG 0.30 X 0 0 0 GLENN BIGGS 0.30 X 0 0 0 PHYLLIS BROWNING 0.30 X 0 0 0 ROBERT M CAVENDER 0.30 X 0 0 0 CHARLES A COLTMAN JR MD 0.30 X 0 0 0 PAT DUNCAN 0.30 X 0 0 0 JOHN W FEIK 0.30 X 0 0 0 DONALD BEALL FROST 0.30 X 0 0 0 ROBERT W GRACY PH D 0.30 X 0 0 0 WILLIAM E GREEHEY 0.30 X 0 0 0 STEPHEN C HALL 0.30 X 0 0 0 J RANDOLPH HARIG 0.30 X 0 0 0 WILLIAM L HENRICH MD 0.30 X 0 0 0 BRIAN ALAN HERMAN PH D 0.30 X 0 0 0 FRANK E HOLMES 0.30 X 0 0 0 JOHN P HOWE III MD 0.30 X 0 0 0 MURRAY L JOHNSTON JR 0.30 X 0 0 0 JOHN KERR 0.30 X 0 0 0 H DRAKE LEDDY 0.30 X 0 0 0 MILTON B LEE 0.30 X 0 0 0 STEPHEN Q LEE 0.30 X 0 0 0 BRUCE LESLIE PH D 0.30 X 0 0 0 JOE C MCKINNEY 0.30 X 0 0 0 ELAINE MENDOZA 0.30 X 0 0 0 ROLANDO PABLOS 0.30 X 0 0 0 PHILLIP J PFEIFFER 0.30 X 0 0 0 ROBERT B PRICE 0.30 X 0 0 0 FERNANDO REYES 0.30 X 0 0 0 RICARDO ROMO PH D 0.30 X 0 0 0 JACK J SPECTOR 0.30 X 0 0 0 DAVID A SPENCER 0.30 X 0 0 0 JAMES SUMMERS 0.30 X 0 0 0 KEN TREVETT JD 0.30 X 0 0 0 KENNETH L WILSON 0.30 X 0 0 0 JOHN YORK DUNCAN 40.00 X 175346 0 20949 ANNA SCHEWCIW 40.00 X 48002 0 18685 CARYN DENISE BREEDLOVE 40.00 X 53306 0 13914 276654 0 53548 1 0 1 0 BEN BARNES GROUP 98 SAN JACINTO BLVD STE 1400 AUSTIN TX 78701 CONSULTATION/LOBBY 210000 1 55400 28750 55400 23936 23936 1285514 751489 534025 534025 534025 867 377 867 -377 490 490 4942 4766 176 176 OTHER INCOME 900099 28884 28884 28884 642911 0 0 587511 1067145 1067145 330201 211329 118872 25897 16574 9323 8471 5421 3050 4378 2802 1576 29720 19021 10699 13149 13149 27385 27385 202193 169263 32930 5035 5035 93087 20575 72512 250 250 27770 27770 12675 12675 ECONOMIC DVPT EXPENSE 210000 210000 FEES AND DUES 31796 31796 MEALS AND ENTERTAINMENT 14040 14040 MISC OPERATING EXPENSES 10710 6163 4547 AUTO / TRUCK EXPENSES 8740 8740 3854 3854 2126496 1518293 608203 0 45510 174959 2737150 1855478 121901 111641 4875 12371 19977587 4643628 15655743 15333959 1497356 1384179 139 139 20062674 18872726 285810 41366 1030000 9077 400 1443209 990371 1738096 2062137 X 18075240 16566754 249338 243835 18324578 16810589 20062674 18872726 X -1483585 -30404 X 0 1 1 X 0 X 208300 229425 50330 188479 59726 736260 208300 229425 50330 188479 59726 736260 736260 995608 1293584 1316943 1350638 1309450 6266223 47759 1504 28884 78147 7080630 98489 0.10400 0.10700 X THE GOVERNING BODY, WITH ITS DIVERSE GROUP OF INDIVIDUALS, REPRESENTS THE BROAD INTERESTS OF THE PUBLIC. THE FOUNDATION PROVIDES A PARK AND NATURE TRAIL THAT IS AVAILABLE TO THE GENERAL PUBLIC. AN APARTMENT IS PROVIDED TO THE NORTHSIDE INDEPENDENT SCHOOL DISTRICT FREE OF CHARGE TO BE USED AS AN OFFICE FOR THE NATURE TRAIL INSTRUCTOR. ADDITIONALLY, THE FOUNDATION RECEIVES GOVERNMENT GRANTS TO SUPPORT ITS MISSION. THE FOUNDATION PROVIDES REDUCED RATE APARTMENTS FOR RESEARCHERS AND STUDENTS AFFILIATED WITH THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 210000 210000 0 EXPLANATION OF OTHER LOBBYING ACTIVITIES: PART II-B, LINE 1I: PAYMENTS WERE MADE TO A CONSULTANT/LOBBYIST REGARDING ECONOMIC DEVELOPMENT. 8430706 8430706 11258096 4435480 6822616 266618 208148 58470 22167 22167 15333959 INVESTMENT IN AFFILIATES 1345035 C COMMON STOCK 39144 C 1384179 PLEDGES PAYABLE - TEXAS TECHNOLOGY DEVELOPMENT CENTER 990371 990371 1 THE TEXAS TECHNOLOGY DEVELOPMENT CENTER 14815 OMICRON DRIVE SAN ANTONIO TX 78245 203680872 501(C)(3) 1067145 TO FUND THE OPERATIONS OF THE BUSINESS ACCELERATOR AND THE EMERGING COMPANIES 1 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: TEXAS RESEARCH AND TECHNOLOGY FOUNDATION DONATED $1,067,145 TO THE TEXAS TECHNOLOGY DEVELOPMENT CENTER, WHICH IS MANAGED AND CONTROLLED BY THE FOUNDATION. X X 0 0 0 0 0 0 0 0 0 JOHN YORK DUNCAN 175346 0 0 0 0 0 15143 0 15219 0 205708 0 0 0 X 28750 FMV 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE TRTF'S CFO WILL PROVIDE A COPY OF THE COMPLETED FORM 990 AND REQUIRED SCHEDULES TO THE FOUNDATION'S BUSINESS AFFAIRS COMMITTEE, WITH NOTES DESCRIBING EACH SECTION AND SCHEDULE, PLUS A COPY OF THE 2010 AUDITED FINANCIAL STATEMENTS. ANY QUESTIONS WILL BE REVIEWED WITH THE PREPARER. AFTER A FINAL REVIEW AND APPROVAL, A COPY OF THE FORM WILL BE PROVIDED TO THE FOUNDATION'S TRUSTEES AT ITS ANNUAL MEETING. FORM 990, PART VI, SECTION B, LINE 12C THE TRTF REQUIRES THAT EACH TRUSTEE REVIEW AND RETURN A SIGNED COPY OF THE CONFLICTS OF INTEREST POLICY EACH YEAR AT ITS ANNUAL MEETING. TRTF'S PRESIDENT AND COMPLIANCE COMMITTEE MEMBERS FOLLOW-UP WITH INDIVIDUAL TRUSTEES TO ENSURE THAT EACH TRUSTEE HAS MADE THE REQUIRED ANNUAL DISCLOSURES. TRUSTEES ARE REMINDED THAT THEY ARE REQUIRED TO PROVIDE WRITTEN UPDATES TO THE CHAIRMAN IF CIRCUMSTANCES CHANGE DURING THE YEAR, REQUIRING AN AMENDED REPORT. BOARD OF TRUSTEE MEETING MINUTES ALSO RECORD SPECIFIC INSTANCES WHERE A TRUSTEE ABSTAINS FROM VOTING BECAUSE HE/SHE BELIEVES THEY HAVE A CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE TRTF BUSINESS AFFAIRS COMMITTEE IS AUTHORIZED BY THE BOARD OF TRUSTEES TO REVIEW, EVALUATE AND MAKE RECOMMENDATIONS TO SET SALARIES AND TO APPROVE INCREASES. THE COMMITTEE USES DATA OBTAINED FROM LOCAL INSTITUTIONS AND/OR FOUNDATIONS IN ADDITION TO COMPENSATION SURVEYS OBTAINED FROM NATIONAL AND LOCAL STAFFING ORGANIZATIONS TO DETERMINE A RANGE OF RATES BEFORE MAKING A RECOMMENDATION TO THE BOARD OF TRUSTEES. FINAL REVIEW AND APPROVAL IS REQUIRED BY THE BOARD OF TRUSTEES AT THE NEXT SCHEDULED MEETING BEFORE THE RATE IS EFFECTED. DOCUMENTATION INCLUDES COMPARATIVE DATA, COMMITTEE NOTES, AND APPROVED MINUTES FROM THE COMMITTEE AND BOARD MEETINGS. THE LAST COMPENSATION REVIEW WAS PERFORMED IN DECEMBER 2010. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FINANCIAL STATEMENTS, AND FORM 990 ARE AVAILABLE UPON REQUEST, AT NO CHARGE, AT THE FOUNDATION'S OFFICE, 14785 OMICRON DRIVE, SUITE 100, SAN ANTONIO, TX 78245. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -30,404. DEFENSE TRANSFORMATION INSTITUTE LLC 14785 OMICRON DRIVE STE 100 SAN ANTONIO TX 78245 412181707 MILITARY-COMMUNITY INITIATIVES THROUGH EDUCATION AND COMMUNICATION TX 246 6328 TEXAS RESEARCH AND TECHNOLOGY FOUNDATION TRTFCTRCRF BUILDING CORPORATION 14785 OMICRON DRIVE STE 100 SAN ANTONIO TX 78245 742731138 TO SUPPORT THE TRTF AND THE CTRC RESEARCH FOUNDATION TX 501(C)(25) TEXAS RESEARCH AND TECHNOLOGY FOUNDATION 0 THE TEXAS TECHNOLOGY DEVELOPMENT CENTER 14785 OMICRON DRIVE STE 100 SAN ANTONIO TX 78245 203680872 ATTRACT HIGH-TECH AND BIOTECH BUSINESSES TO SAN ANTONIO TX 501(C)(3) LINE 7 TEXAS RESEARCH AND TECHNOLOGY FOUNDATION 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0