2011-01-05T12:00:14-06:00 2010-06-30 CROWE HORWATH LLP 70 West Madison Street Suite 700 Chicago IL 606024903 990 2009-07-01 770691998 ROSALIND FRANKLIN UNIVERSITY HEALTH SYSTEM ROSA 8475783000 3333 GREEN BAY RD NORTH CHICAGO IL 600643095 MARGOT A SURRIDGE 2011-01-04 true 3128997000 2009 2016-02-24 21:20:13Z MARGOT A SURRIDGE 3333 GREEN BAY ROAD NORTH CHICAGO IL 600643095 1784795 false X WWW.ROSALINDFRANKLIN.EDU/DNN/RFUHS X 2007 IL THE ROSALIND FRANKLIN UNIVERSITY HEALTH SYSTEM (RFUHS) PROVIDES EXPERT CARE IN FOOT AND ANKLE HEALTH (PODIATRY), REPRODUCTIVE MEDICINE, AND BEHAVIORAL (MENTAL) HEALTH. 5 5 50 5 0 0 0 1299309 1784670 0 0 302 125 1299611 1784795 0 0 0 0 2168409 2695987 0 0 0 965275 1165613 3133684 3861600 -1834073 -2076805 636815 433467 3471528 5344985 -2834713 -4911518 THE ROSALIND FRANKLIN UNIVERSITY HEALTH SYSTEM (RFUHS) PROVIDES EXPERT CARE IN FOOT AND ANKLE HEALTH (PODIATRY), REPRODUCTIVE MEDICINE, AND BEHAVIORAL (MENTAL) HEALTH. OUR APPROACH COMBINES COMPASSIONATE CARE AND STATE-OF-THE-ART SCIENCE. RFUHS OPERATES THE SCHOLL FOOT & ANKLE CENTER, THE BEHAVIORAL HEALTH CENTER, AND THE REPRODUCTIVE MEDICINE CENTER. false false 3748427 0 1784795 ROSALIND FRANKLIN UNIVERSITY HEALTH SYSTEM WAS ESTABLISHED IN 2007 TO PROVIDE THE FOLLOWING SPECIALTY CARE SERVICES: BEHAVIORAL HEALTH, PODIATRY AND REPRODUCTIVE MEDICINE. THE HEALTH SYSTEM ALSO OFFERS PRIMARY CARE AND IMMUNIZATION SERVICES TO THE STUDENTS OF ROSALIND FRANKLIN UNIVERSITY. THE SCHOLL FOOT AND ANKLE CENTER AND THE STUDENT HEALTH CENTER ARE LOCATED IN NORTH CHICAGO, IL. THE BEHAVIORAL HEALTH CENTER AND REPRODUCTIVE MEDICINE CENTER ARE LOCATED IN VERNON HILLS, IL. DURING FISCAL YEAR 09/10, THE HEALTH SYSTEMS HAVE PROVIDED 14,300 VISITS TO PATIENTS. APPROXIMATELY 35 PERCENT OF ALL PATIENTS SERVED ARE EITHER UNINSURED OR UNDERINSURED. 3748427 true false false false false false false false false true false true false false false false false false false false false false false true false false false false false false false false false false false false false true false false false true 5 0 true 50 true false false false false false false false false false 5 5 false false false false true true true true true false false true true true true true true true true false IL X MARGOT SURRIDGE RFUHS PRES 8475783000 3333 GREEN BAY ROAD NORTH CHICAGO IL 60064 WILFRED J LUCAS 1 X X 0 0 0 JOAN CUMMINGS 1 X X 0 0 0 KATHLEEN M STONE 1 X X 0 0 0 KIRK CONENTO 1 X 0 0 0 MICHAEL J HRILJAC 1 X 0 0 0 MARGOT A SURRIDGE 10 X 0 288059 32739 JOANNE KWAK-KIM 40 X 191951 0 40982 CORBETT TOUSSAINT 40 X 116268 0 17521 308219 288059 91242 2 false true false 0 0 0 0 0 0 0 0 0 PATIENT CARE REVENUE 1784670 1784670 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1784670 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 OTHER INCOME 125 125 0 0 0 0 0 0 0 0 0 0 0 0 0 0 125 1784795 1784795 0 0 0 0 0 0 0 0 0 0 395472 366722 28750 0 0 0 0 0 1784088 1722146 61942 0 144380 137770 6610 0 227997 212126 15871 0 144050 144050 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 181525 181525 0 0 18767 18767 0 0 683129 683129 0 0 0 0 0 0 0 0 0 0 112459 112459 0 0 16051 16051 0 0 0 0 0 0 1960 1960 0 0 0 0 0 0 0 0 0 0 0 0 0 0 98385 98385 0 0 EQUIPMENT RENTAL & MAINTENANCE 49085 49085 0 0 MEMBERSHIP DUES 2997 2997 0 0 MISC BUSINESS EXPENSE 1255 1255 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3861600 3748427 113173 0 0 0 0 0 76449 144335 0 0 0 0 560366 289132 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 636815 433467 150181 196914 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3321347 5148071 3471528 5344985 X -2834713 -4911518 0 0 0 0 0 0 0 0 0 0 -2834713 -4911518 636815 433467 X false true true X false X X X X false false false ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE 362181973 2 true true true 0 1 0 PART IV, REASON FOR PUBLIC CHARITY STATUS, ROSALIND FRANKLIN UNIVERSITY HEALTH SYSTEM IS ORGANIZED AS A 509(A)(3) SUPPORTING ORGANIZATION TO ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE. RFUHS PROVIDES SUPPORT TO RFUMS THROUGH VARIOUS PROGRAMS WHICH INCLUDE CLINICAL, RESEARCH, PATIENT EDUCATION, AND STUDENT HEALTH CARE ACTIVITIES. CLINICAL ACTIVITIES - RFUHS PROVIDES DIRECT TRAINING TO STUDENTS THROUGH INTERACTION WITH PATIENTS UNDER THE SUPERVISION AND GUIDANCE OF FACULTY CLINICAL SERVICE PROVIDERS. RESEARCH ACTIVITIES - RFUHS SUPPORTS AND ENHANCES THE UNIVERSITY'S RESEARCH ACTIVITIES BY PROVIDING CLINICAL RESOURCES AND INFRASTRUCTURE TO UNIVERSITY RESEARCHERS. PATIENT EDUCATION ACTIVITIES - RFUHS EDUCATES PATIENTS THROUGH ONE ON ONE CONSULTATION, THROUGH RESOURCES MADE AVAILABLE ON THE WEBSITE AS WELL AS PATIENT EDUCATIONAL SESSIONS. STUDENT HEALTH CARE ACTIVITIES - RFUHS OPERATES THE RFUMS STUDENT HEALTH CENTER, PROVIDING MEDICAL CARE DIRECTLY TO UNIVERSITY STUDENTS TO PROMOTE GOOD PHYSICAL AND MENTAL HEALTH., 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 DUE TO RELATED ORGANIZATION 5148071 5148071 1784795 3861600 -2076805 0 0 0 0 0 0 -2076805 1784795 0 0 0 0 0 1784795 0 0 0 1784795 3861600 0 0 0 0 0 3861600 0 0 0 3861600 FIN 48 footnote Schedule D, Part X, Line 2 THE UNIVERSITY HAS RECEIVED A FAVORABLE LETTER OF DETERMINATION FROM THE INTERNAL REVENUE SERVICE CONCERNING ITS TAX-EXEMPT STATUS UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. NO PROVISION HAS BEEN MADE FOR INCOME TAXES IN THE ACCOUMPANYING FINANCIAL STATEMENTS, AS THE UNIVERSITY HAS HAD NO SIGNIFIANT UNRELATED BUSINESS INCOME. THE ADOPTION OF THIS GUIDANCE HAD NO EFFECT ON THE UNIVERSITY'S FINANCIAL POISITION. IF THE UNIVERSITY INCURS INTEREST AND PENALTIES, THE UNIVERSITY RECOGNIZES INTEREST AND PENALTIES RELATED TO UNRECOGNIZED TAX BENEFITS IN INTEREST AND INCOME TAX EXPENSE, RESPECTIVELY. THE UNIVERSITY HAS NO AMOUNTS ACCRUED FOR INTEREST OR PENALTIES AS OF JUNE 30, 2010. THE UNIVERSITY HAS NOT BEEN EXAMINED BY ANY TAX JURISDICTION. THE UNIVERSITY HAS NO ON-GOING FEDERAL, STATE OR LOCAL TAX AUDITS, HOWEVER, THE UNIVERSITY'S TAX RETURNS FOR 2007 AND SUBSEQUENT YEARS ARE OPEN TO EXAMINATION. THE UNIVERSITY DOES NOT EXPECT ANY CHANGES IN UNCERTAIN TAX POSITIONS IN THE NEXT 12 MONTHS. X X X X false false false false false false false false false JOANNE KWAK-KIM 191951 0 0 0 0 0 19868 0 21114 0 232933 0 0 0 MARGOT A SURRIDGE 0 288059 0 0 0 0 0 24500 0 8239 0 320798 0 0 Classes of members or stockholders Form 990, Part VI, Section A, Line 6 ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE (RFUMS), A RELATED TAX-EXEMPT ORGANIZATION, IS THE SOLE CORPORATE MEMBER OF ROSALIND FRANKLIN UNIVERSITY HEALTH SYSTEM. AS THE SOLE CORPORATE MEMBER, RFUMS HAS THE POWER AND AUTHORITY TO ELECT AND REMOVE DIRECTORS OF THE ORGANIZATION, AND TO FILL VACANCIES IN SUCH DIRECTOR'S POSITIONS. ADDITIONALLY, RFUMS HAS THE RIGHT TO APPROVE OR RATIFY DECISIONS OF THE ORGANIZATION'S GOVERNING BODY. THESE DECISIONS INCLUDE, BUT ARE NOT LIMITED TO, THE RIGHT TO ADOPT CAPITAL AND OPERATING BUDGETS, ADOPT A STRATEGIC PLAN, AND AUTHORIZE CAPITAL EXPENDITURES. Members or stockholders electing members of governing body Form 990, Part VI, Section A, Line 7a SEE NARRATIVE FOR PART VI, LINE 6 Decisions requiring approval by members or stockholders Form 990, Part VI, Section A, Line 7b SEE NARRATIVE FOR PART VI, LINE 6 Review of form 990 by governing body Form 990, Part VI, Section B, Line 11A THE CHIEF FINANCIAL OFFICER OF ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE, A RELATED TAX-EXEMPT ORGANIZATION, CONDUCTS A DETAILED REVIEW OF THE FORM 990 IN CONJUNCTION WITH RFUHS' OUTSIDE INDEPENDENT TAX PREPARER. A FORMAL REVIEW OF THE FULL FORM 990 IS THEN CONDUCTED BY THE ORGANIZATION'S OFFICERS, MEMBERS OF MANAGEMENT AND THE INDEPENDENT AUDIT COMMITTEE OF THE BOARD OF DIRECTORS PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. SUBSEQUENT TO THIS REVIEW, A COPY OF THE FULL FORM 990 IS DISTRIBUTED TO EACH VOTING MEMBER OF THE BOARD OF DIRECTORS PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. Conflict of interest policy Form 990, Part VI, Section B, Line 12c RFUHS HAS WRITTEN CONFLICT OF INTEREST POLICIES FOR MEMBERS OF THE BOARD OF DIRECTORS AND OFFICERS OF THE CORPORATION. IN ADDITION, CONFLICT OF INTEREST POLICIES AND DISCLOSURE REQUIREMENTS COVER EXECUTIVE ADMINISTRATION AND PROVIDERS. ON AN ANNUAL BASIS, MEMBERS OF ANY OF THE GROUPS NOTED ARE REQUIRED TO DISCLOSE ANY INTERESTS THAT COULD GIVE RISE TO ANY CONFLICTS AND PROVIDE A LIST OF ANY POTENTIAL CONFLICTS. BOARD OF DIRECTORS AND ADMINISTRATION DISCLOSURE DOCUMENTS ARE MONITORED BY THE BOARD OF DIRECTORS AND BY THE RELATED ORGANIZATION'S CHIEF COMPLIANCE OFFICER. A DIRECTOR MAY NOT PARTICIPATE IN OR BE PRESENT DURING THE DELIBERATIONS REGARDING ANY MATTER WHERE THERE IS A PERCEIVED CONFLICT OF INTEREST. THE REMAINING DIRECTORS DETERMINE THE PROPER COURSE OF ACTION. MINUTES OF THE MEETING REFLECT BOTH THE NAME AND THE NATURE OF THE CONFLICT. Process used to establish compensation of top management official Form 990, Part VI, Section B, Line 15a THE COMPENSATION OF HEALTH SYSTEM'S OFFICERS AND KEY EMLOYEES IS DETERMINED UNDER THE PROCEDURES USED BY THE PARENT ORGANIZATION. THE FOLLOWING IS THE PROCESS USED FOR DETERMINING COMPENSATION BY THE PARENT ORGANIZATION: ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE'S COMPENSATION PHILOSOPHY IS TO COMPENSATE TOP MANAGEMENT AT THE 75TH PERCENTILE OR BELOW THE MARKET. TO ENSURE THAT COMPENSATION IS BOTH REASONABLE AND COMPETITIVE, THE BOARD OF TRUSTEES RETAINS THE SERVICES OF AN OUTSIDE INDEPENDENT CONSULTING FIRM TO PROVIDE IT WITH COMPARABILITY DATA. ON AN ANNUAL BASIS, THE OUTSIDE CONSULTANT CONDUCTS A MARKET SURVEY OF TOP MANAGEMENT AND KEY LEADERSHIP POSITIONS AGAINST SIMILARLY QUALIFIED PERSONS AT LIKE ORGANIZATIONS. THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS THE SALARIES OF TOP MANAGEMENT COMPARED TO THE 75TH PERCENTILE OR BELOW THE MARKET ON AN ANNUAL BASIS. THIS PROCESS WAS LAST UNDERTAKEN IN NOVEMBER 2009 AND IS DOCUMENTED IN THE COMMITTEE MINUTES. Process used to establish compensation of other officers/key employees Form 990, Part VI, Section B, Line 15b SEE NARRATIVE FOR PART VI, LINE 15A Public Disclosure Form 990, Part VI, Section C, Line 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE AND WILL, UPON REQUEST, PROVIDE PAPER COPIES. FORM 990, PART VII, SECTION A, LINE 1(A), COLUMN (B) COMPENSATION OF OFFICERS, DIRECTORS, TRUSTEES, KEY EMPLOYEES, ETC MARGOT A. SURRIDGE, PRESIDENT, DEVOTES APPROXIMATELY 30 HRS A WEEK TO ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE, A RELATED TAX-EXEMPT ORGANIZATION. KATHLEEN M. STONE, BOARD CHAIR, DEVOTES APPROXIMATELY 1 HR A WEEK TO ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE, A RELATED TAX-EXEMPT ORGANIZATION. JOAN CUMMINGS, BOARD SECRETARY, DEVOTES APPROXIMATELY 1 HR A WEEK TO ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE, A RELATED TAX-EXEMPT ORGANIZATION. WILFRED J. LUCAS, BOARD TREASURER, DEVOTES APPROXIMATELY 1 HR A WEEK TO ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE, A RELATED TAX-EXEMPT ORGANIZATION. MICHAEL J. HRILJAC, TRUSTEE, DEVOTES APPROXIMATELY 1 HR A WEEK TO ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE, A RELATED TAX-EXEMPT ORGANIZATION. ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE 3333 GREEN BAY ROAD NORTH CHICAGO IL 600643095 362181973 EDUCATION IL 501(C)(3) 2 NA false false false false true false false false false false true false true true false true true true