2011-02-14T14:00:20-06:00 2010-03-31 Johnson Lambert & Co LLP 700 Spring Forest Road Ste 115 Raleigh NC 27609 990 2009-04-01 131085344 National Council for Air and Stream Improvement inc NATI 9199416400 PO Box 13318 Research Triangle Park NC 277093318 ronald yeske 9199416400 2011-02-14 1 9197196400 2009 2016-02-24 21:20:13Z ronald yeske PO Box 13318 Research Triangle Park NC 277093318 14075727 0 X www.ncasi.org X 1943 DE PROVIDEr of SCIENTIFIC RESEARCH TO THE FOREST PRODUCTS INDUSTRY TO ACHIEVE ENVIRONMENTAL GOALS. 17 17 95 0 1562 -938 2053438 1916226 12327962 11994309 100081 61966 81802 68706 14563283 14041207 1576216 1256621 0 9605382 10253254 0 0 4012975 3145526 15194573 14655401 -631290 -614194 9779917 9329765 5468831 6840800 4311086 2488965 TO PROVIDE TECHNICAL INFORMATION AND SCIENTIFIC RESEARCH TO THE FOREST PRODUCTS INDUSTRY NEEDED TO ACHIEVE ENVIRONMENTAL GOALS AND PRINCIPLES. 0 0 southern regional program - NCASI's Southern Regional Center (SRC) is a center for excellence in research on air quality management in the pulp & paper and building products industries. Research activities include (a) development of methods for measuring emissions from manufacturing processes; and (b) technical evaluation of options for controlling emissions from manufacturing processes. The SRC program also includes research on sustainable forest management and toxicology. SRC outreach activities include organization and execution of NCASI's annual Southern Regional Meeting. Clients served include environmental professionals in the forest products industry and government agencies. Recent products of the SRC program include: Compendium of Forestry Best Management Practices for Controlling Nonpoint Source Pollution in North America - Technical Bulletin 966, Compilation of 'Air Toxic' and Total Hydrocarbon Emissions Data for Pulp and Paper Mill Sources - A Second Update - Technical Bulletin 973, Selected VOC Emissions from Brown Stock Washers, Unbleached Paper Machines and Black Liquor Oxidation Systems at Post-MACT Kraft Pulp Mills - Technical Bulletin 976. West Coast Regional Program - NCASI's West Coast Regional Center (WRC) focuses on environmental chemistry, climate change, and forest watershed management. Research activities in the WRC program include (a) development and evaluation of methods for measuring chemicals in effluents from pulp and paper mills; (b) development of methods for estimating greenhouse gas emissions from manufacturing facilities in the forest products industry; and (c) field studies of the effects of forestry practices on aquatic ecosystems. WRC outreach activities include organization and execution of NCASI's annual West Coast Regional Meeting. Clients served include environmental professionals in the forest products industry and government agencies. Recent products of the WRC program include: Investigating Odorous Compounds in Pulp and Paper Mill Wastewater Treatment Plants Using Gas Chromatography Olfactory Mass Spectroscopy - Special Report 0905, Summary of NCASI's Effluent Nutrient Biodegradation Study Results - Technical Bulletin 967, Water use Performance and Practices at Low Water Use Mills - Technical Bulletin 968, Assessment of Test Methods for Enumeration of Escherichia coli (E. coli) and Enterococci in Pulp and Paper Mill Wastewaters - Technical Bulletin 971. northern regional center - NCASI's Northern Regional Center (NRC) is a center for excellence in research on water quality management in the forest products industry. Research activities include (a) tracking and evaluation of water quality criteria and methods for their derivation; and (b) technical evaluation of options for controlling emissions from manufacturing processes. The NRC program also includes research on sustainable manufacturing and sustainable forest management. NRC outreach activities include organization and execution of NCASI's annual Northern Regional Meeting. Clients served include environmental professionals in the forest products industry and government agencies. Recent products of the NRC program include: Using Monte Carlo Analysis to Characterize the Uncertainty in Final Acute Values Derived from Aquatic Toxicity Data - Technical Bulletin 972, Evaluating Trends in Hydrophobic Organic Contaminants in Biological Tissues Using Linear Regression - Technical Bulletin 950, and individualized Pulp and Paper Mill Environmental Benchmarking reports distributed to the industry in the U.S. and Canada in 2010. Western Wildlife, Eastern Wildlife, Northwest Aquatic Biology, Sustainable Forestry, Southern Aquatic Biology, Statistics and Model Development Group, and Forest Watershed. 0 1 0 0 0 0 0 0 0 1 1 0 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 38 0 1 95 1 1 1 1 CA 0 0 0 17 17 0 0 0 0 1 1 0 1 1 0 1 1 0 1 1 1 1 1 1 1 0 X Tammerah Garren 9199416400 4815 emperor blvd caterbury hall durham NC 27703 JOHN CROWE 1.00 X X 0 0 0 MARK SUWYN 1.00 X X 0 0 0 JOHN LUKE JR 1.00 X X 0 0 0 PATRICK MOORE 1.00 X 0 0 0 RICHARD FROST 1.00 X 0 0 0 jim BOWeN 1.00 X 0 0 0 ROGER BREAR 1.00 X 0 0 0 MICHAEL COVEY 1.00 X 0 0 0 tommy joseph 1.00 X 0 0 0 DANIEL FULTON 1.00 X 0 0 0 GEORGE GLATFELTER III 1.00 X 0 0 0 JAMES HANNAN 1.00 X 0 0 0 THOMAS HOWATT 1.00 X 0 0 0 j PATRICK MALEY iii 1.00 X 0 0 0 DAVID PaTERSON 1.00 X 0 0 0 robert strenge 1.00 X 0 0 0 LEE THOMAS 1.00 X 0 0 0 SCOTT WaCHOS 1.00 X 0 0 0 RONALD YESKE 40.00 X 401581 0 50203 ROBERT FISHER 40.00 X 189811 0 44316 ASHOK JAIN 40.00 X 194458 0 43318 ALAN LUCIER 40.00 X 249901 0 47702 REID MINER 40.00 X 249793 0 43449 JOHN PINKERTON 40.00 X 250350 0 43458 KRISTIN VICE 40.00 X 220498 0 0 PAUL WIEGAND 40.00 X 175911 0 40234 JAY UNWIN 40.00 X 171234 0 43262 LARRY IRWIN 40.00 X 143254 0 43942 lawrence LAFLEUR 40.00 X 143909 0 38768 PAUL VAN DEUSEN 40.00 X 133980 0 40174 t bentley wigley 40.00 X 144233 0 32519 2668913 0 511345 13 0 1 0 rmsource inc 1225 crescent green drive suite 12 cary NC 27518 computer equipment repairs & maintenance 221539 milliman 80 lamberton road windsor CT 06095 professional services 114801 2 498107 1418119 1916226 membership dues 900099 11940219 11940219 publication revenue 900099 54090 54090 11994309 56924 56924 36051 17873 18178 18178 1562 16616 21689 16647 5042 5042 5042 other income 900099 50528 50528 50528 14041207 11994309 1562 129110 1256621 2244985 5552499 1251179 703488 501103 55090 99256 571190 333135 275524 442762 495386 169745 249425 149442 Technical and safety eq 210512 Bad debt expense 69132 dues and subscriptions 35276 miscellaneous expenses 17902 Recruitment and relocat 1238 -29489 14655401 300 194 6116387 5516046 1409151 1662183 164942 172405 2466210 1048978 1650339 1417232 415246 539798 23552 21907 9779917 9329765 4992303 6428270 318750 337263 144971 33239 12807 42028 5468831 6840800 X 3451757 1448454 859329 1040511 4311086 2488965 9779917 9329765 X 0 1 1 X 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 220471 220471 975126 170014 805112 82865 62815 20050 1187748 816149 371599 1417232 due to related entity 42028 42028 14041207 14655401 -614194 93721 -1301648 -1207927 -1822121 14276584 93721 128825 222546 14054038 -12831 -12831 14041207 14668232 12831 12831 14655401 0 14655401 Part X: Description of Uncertain Tax Positions Under FIN 48: The Council considers uncertain tax positions and management does not believe there are any significant income tax uncertainties. Part XI, Line 8 - Other Adjustments: unrealized gain on currency exchange: 128825. unrecognized net periodic pension benefit/cost: -1430473. Part XII, Line 2d - Other Adjustments: unrealized gain on currency exchange: 128825. Part XII, Line 4b - Other Adjustments: realized gain on investments: 5042. rental property expenses: -17873. Part XIII, Line 2d - Other Adjustments: realized gain on investments: -5042. rental property expenses: 17873. europe 0 0 program services Attended International Council of Forest and Paper Associations & Food & Agricultural Organization Meeting related to Forest Industry Carbon Assessment Tool and carbon footprint studies meeting. 1823 north america 1 4 program services enviromental research specific to the canadian forest products industry. canadian regional meeting, meetings with member companies, american industrial hygiene conference and presentation at forest products industrial hygiene forum. 697865 south america 0 0 program services meeting with university investigators in montevideo, uruguay to discuss options for the afforestation-soil carbon project and traveled to the northern part of the country to visit potential field sites. 488 sub-saharan africa 0 0 program services attended international finance committee meeting to develop carbon footprint study. 1446 1 4 701622 Schedule F, Part IV Other Information Schedule F, Part I, Line 3: NCASI-Canada, a regional office in Canada, requires separate accounting of revenues and expenditures because of currency implications and different regulations and statutes in the country. the finances for this operation are incorporated into the total audited financial statements for the organization at the end of the fiscal year. 1 Auburn University 301 Samford Hall auburn AL 36849 636000724 501(c)(3) 10000 Agenda 2020 Wood Production Systems IUP Research Institute 1179 grant street suite 1 indiana PA 15701 521384139 501(c)(3) 13000 Cerulean Warbler Study Louisiana State University office of accounting services baton rouge LA 70803 726000848 501(c)(3) 24557 Switchgrass Production for Biofuel in Loblolly Pine Agroforests michigan state university 301 administration building east lansing MI 48824 386005984 501(c)(3) 100927 Retained Structures Study mississippi state university box 9690 mississippi state MS 39762 646000819 501(c)(3) 98193 Biodiversity Response to Intensive Forest Management, Structural Retention in Southern Pine Forest oregon state university po box 1086 corvallis OR 97339 481278540 501(c)(3) 149881 Alsea Watershed Study, Biodiversity Project, Forest Mgmt Effects on Streamflow regents of the university of minnesota 200 oak street se suite 450 minneapolis MN 55455 416007513 501(c)(3) 9750 Snowshoe Hares & Lynx Response to Alternative Forest Harvesting across Multiple Spatial Scales the ohio state research foundation 1960 kenny road columbus OH 43210 316401599 501(c)(3) 66064 Cerulean Warbler Study uga research foundation 475 north lumpkin street athens GA 30602 581353149 501(c)(3) 171586 Bat Landscape Study, Biodiversity Response to Intensive Forest Management, Roundwood Wet Storage Task force university of florida g018 mccarty hall-d po box 110110 gainsville FL 32611 596002052 501(c)(3) 20000 Ecosystem Recovery in North Florida Bottomland university of tennessee morgan hall room 103 knoxville TN 37996 626001636 501(c)(3) 33181 Cerulean Warbler Study university of washington 12455 collections drive chicago IL 60693 916001537 501(c)(3) 75034 Life Cycle Analysis Assessment of Forest Carbon Balance of Silviculture Regimes, Long-Term Soil Productivity (Douglas Fir), Vegetation Composition, Succession & Understory Diversity in Managed Ecosystems university of wisconsin - stevens point 2100 main street stevens point WI 54481 391805963 501(c)(3) 56204 Wildlife Responses to Residual Tree Retention in Red Pine Forests Across the Lake States Region usda forest service po box 60000 san francisco CA 94160 720564834 42538 Cerulean Warbler Study, Headwater Research, Coho Salmon Across a Range of Management. virginia polytechnic institute 1880 pratt drive suite 2006 blacksburg VA 24060 566000756 501(c)(3) 72228 Mobile-Tensaw Bottomland Hardwood Project, Forestry BMPs for VA Skid Trails west virginia research corp po box 6062 morgantown WV 26506 550665758 501(c)(3) 30726 Cerulean Warbler Study north carolina state university Box 7214 Raleigh NC 27695 566000756 501(c)(3) 19963 Fertilizer-Greenhouse Gas Project, Agenda 2020 Wood Products Systems. lanworth inc po box 48999 tuscaloosa AL 35404 131065344 50000 Creating Geospatial Data for FIA. western michigan university a-114 parkview campus 5436 kalamazoo MI 49008 386007327 501(c)(3) 5092 work study students clemson university box 345307 g12 sikes hall clemson SC 29634 576000254 501(c)(3) 9596 Remote Identification & Verification of Ephemeral Isolated Wetlands of the Atlantic & Gulf Coastal Plains. university of maine 5717 corbett hall orono ME 04469 016000769 501(c)(3) 5000 snowshoe hares & lynx response to alternative forest harvesting across multiple spatial scales. ncasi foundation po box 13318 research triangle park NC 27709 311745612 501(c)(3) 147667 caribou populations in canada 20 2 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: We require that grant recipients prepared technical proposals and sign agreements describing project scope, schedule, budget and deliverables. For longer-term projects, we also require periodic progress reports to demonstrate that project is proceedling toward deliverables. Continuation of funding is contingent on demonstration of progress. X 1 1 X X X X 0 1 0 RONALD YESKE 387065 0 14516 0 0 0 32500 0 17703 0 451784 0 0 0 ROBERT FISHER 177664 0 12147 0 0 0 33504 0 10812 0 234127 0 0 0 ASHOK JAIN 180945 0 13513 0 0 0 32500 0 10818 0 237776 0 0 0 ALAN LUCIER 232405 0 17496 0 0 0 32500 0 15202 0 297603 0 0 0 REID MINER 223373 0 26420 0 0 0 32500 0 10949 0 293242 0 0 0 JOHN PINKERTON 225438 0 24912 0 0 0 32500 0 10958 0 293808 0 0 0 KRISTIN VICE 203224 0 0 0 17274 0 0 0 0 0 220498 0 0 0 PAUL WIEGAND 175911 0 0 0 0 0 25201 0 15033 0 216145 0 0 0 JAY UNWIN 162272 0 8962 0 0 0 32500 0 10762 0 214496 0 0 0 LARRY IRWIN 142048 0 1206 0 0 0 33302 0 10640 0 187196 0 0 0 lawrence LAFLEUR 141542 0 2367 0 0 0 32500 0 6268 0 182677 0 0 0 PAUL VAN DEUSEN 133980 0 0 0 0 0 25364 0 14810 0 174154 0 0 0 t bentley wigley 144233 0 0 0 0 0 26451 0 6068 0 176752 0 0 0 Part I, Line 1a tax gross-up payments were received by individuals in connection with their 401(k) lump sum contributions if the contribution paid was in-excess to the annual contribution limit. Part I, Line 4a Part I, Line 4b: RONALD YESKE PARTICIPATED IN A SERP RETIREMENT FUND WITH THE FOLLOWING BALANCES: INVESTMENTS $35,780 LIFE INSURANCE $ 4,670 Form 990, Part VI, Section A, line 6 NCASI has two classes of Membership with voting priviledges. Regular Membership applies to Member Companies with certain manufacturing operations or industrial timberlands in the United States. Canadian Membership applies to Member Companies with manufacturing operations or timberlands in Canada. Form 990, Part VI, Section A, line 7a According to the organization by-laws, regular and canadian membership provides for the right to elect members of the governing body. Form 990, Part VI, Section B, line 11 The Board has elected to delegate review of the tax filings to the audit subcommittee. Form 990, Part VI, Section B, line 12c The President is required under the conflict of interest policy to monitor compliance with that policy and identify potential violations to the governing board on a timely basis. Form 990, Part VI, Section B, line 15 Annually, at the direction of the Executive Committee of the Board, the President compiles a Compensation Report that documents: (i) the results of published surveys of compensation of individuals in selected positions of responsibility in comparable non-profit organizations, and (ii) the executive and key employee compensation reported in the Form 990 reports of other, similar or releated, non-profit organizations. This Compensation report is provided to the Executive Committee, together with any requested references cited in the report, prior to the annual compensation setting process conducted by the Executive Committee of the Board. In addition, A salary survey is conducted of a select number of our member companies to determine the annual average salary increase budgeted or projected for the coming year. This data is used to determine the overall salary increase amount to be presented to and approved by the Board, if any. Individual salary increases are determined based on pre-established goals and performance expectations outlined in individual job descriptions. Form 990, Part VI, Section C, line 19 The conflict of interest policy, whistleblower policy, and records retention policy of the governing Board are published on the public sector of NCASI website. These policies and other governing documents are provided to the public upon request. NCASI's audited financial statements are provided to the membership upon request, but are not available to the general public. ncasi foundation po box 13318 research triangle park NC 27709 311745612 to carry out the charitable purpose of ncasi. DE 501(c)(3) 11 N/A 0 1 0 0 0 0 0 0 0 0 1 1 1 1 1 0 0 0