2011-07-22T10:15:51-05:00 2010-12-31 CBIZ TOFIAS 350 MASSACHUSETTS AVENUE CAMBRIDGE MA 02139 990 2010-01-01 042103597 MASSACHUSETTS SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS MASS 6175227400 350 SOUTH HUNTINGTON AVENUE BOSTON MA 021304803 CARTER J LUKE 6175227400 2011-07-13 1 JOSEPH M GISO MST 6177610600 2011-07-13 2010 2016-02-24 21:20:13Z CARTER J LUKE 350 SOUTH HUNTINGTON AVENUE BOSTON MA 021304803 73938106 0 X WWW.MSPCA.ORG X 1868 MA PROTECT ANIMALS, RELIEVE THEIR SUFFERING, ADVANCE THEIR HEALTH & WELFARE AND PREVENT CRUELTY. 17 16 610 1320 0 0 13676150 13170262 26487388 26725390 85646 1878759 1712285 1399673 41961469 43174084 0 13193 0 0 29902825 28403014 572063 361562 1930845 17089763 14362816 47564651 43140585 -5603182 33499 89095358 89971923 26232735 23015958 62862623 66955965 X THE MISSION OF THE MSPCA IS TO PROTECT ANIMALS, RELIEVE THEIR SUFFERING, ADVANCE THEIR HEALTH AND WELFARE, PREVENT CRUELTY AND WORK FOR A JUST AND COMPASSIONATE SOCIETY. 1 0 30072510 26725390 OUR TWO ANGELL ANIMAL MEDICAL CENTERS TREATED 57,210 ANIMALS IN 2010. EMERGENCY CARE WAS PROVIDED TO 14,809 PATIENTS AT ANGELL BOSTON. 1,196 ANIMALS WERE SPAYED/NEUTERED, AND 97 PETS PROVIDED 438 BLOOD DONATIONS AT ANGELL BOSTON. FINANCIAL ASSISTANCE WAS PROVIDED TO 81 FAMILIES. THERE WERE 15,299 SURGERIES PERFORMED, 274 RADIATION THERAPY TREATMENTS GIVEN AND 315 MRI'S PERFORMED. SEVENTY-TWO FULL-TIME VETERINARIANS, MANY OF THEM BOARD-CERTIFIED IN VARIOUS SPECIALTIES, PROVIDE CLINICAL EXCELLENCE ENHANCED BY STATE-OF-THE-ART TECHNOLOGIES. ANGELL ANIMAL MEDICAL CENTERS HAVE EARNED THE ACCREDITATION OF THE AMERICAN ANIMAL HOSPITAL ASSOCIATION, AND STAND PROUDLY AMONG THE BEST VETERINARY HOSPITALS IN THE NATION. 5928790 13193 1502627 OUR FOUR ANIMAL CARE AND ADOPTION CENTERS TAKE IN AND ADOPT OUT THOUSANDS OF HOMELESS ANIMALS EVERY YEAR - CATS, DOGS, RABBITS, BIRDS, TURTLES, AND ALL KINDS OF SMALL ANIMALS. IN 2010, 8,606 ANIMALS WERE PLACED INTO LOVING HOMES; OUR NETWORK OF 314 FOSTER HOMES PROVIDED CARE FOR ANIMALS WHO WERE NOT QUITE READY FOR ADOPTION; 1,320 VOLUNTEERS DONATED THEIR TIME TO HELP WITH ANIMAL CARE, SPECIAL EVENTS AND OFFICE WORK; 1,866 PEOPLE AND THEIR DOGS ATTENDED TRAINING AND AGILITY CLASSES; 500 PEOPLE ATTENDED TRAINING CLASSES FOR EQUINE RESCUE; OUR EQUINE AMBULANCE STAFF TRAVELED TO 9 SPORT HORSE EVENTS THROUGHOUT THE US AND CANADA TO PROVIDE SUPPORT AND MEDICAL CARE FOR HORSES; AND OUR NEVINS SUMMER CAMP PROVIDED AN EDUCATIONAL EXPERIENCE FOR ABOUT 255 SCHOOL CHILDREN. IN ADDITION TO FINDING HOMES FOR HOMELESS ANIMALS, OUR ADOPTION CENTERS STRIVE TO PROVIDE THEIR SURROUNDING COMMUNITIES WITH ANIMAL-RELATED INFORMATION AND ASSISTANCE IN ORDER TO HELP CREATE A MORE COMPASSIONATE SOCIETY. 797905 OUR MSPCA LAW ENFORCEMENT OFFICERS, FULLY COMMISSIONED BY THE COMMONWEALTH OF MASSACHUSETTS, MEET A HOST OF CHALLENGES EVERY DAY IN THEIR QUEST TO MAKE THIS A BETTER WORLD FOR ANIMALS. DURING 2010, OUR LAW ENFORCEMENT OFFICERS INVESTIGATED 2,451 COMPLAINTS ABOUT ALLEGED ABUSE OR NEGLECT, RESULTING IN 929 WARNINGS AND 14 CRIMINAL COMPLAINTS; INSPECTED 47,577 ANIMALS; PERFORMED 4,456 CASE RE-CHECKS TO ENSURE COMPLIANCE; ACCEPTED THE VOLUNTARY SURRENDER OF 361 ANIMALS, AND SEIZED 35 ANIMALS; MADE 47 COURT APPEARANCES; AND INSPECTED 504 MASSACHUSETTS PET SHOPS AND OTHER FACILITIES. 241596 OTHER PROGRAM SERVICES - ADVOCACY, SNAP, COMMUNICATIONS:ADVOCACY - OUR ADVOCACY TEAM WORKS TO IMPROVE ANIMAL PROTECTION LAWS AND REGULATIONS. THEIR WORK IS SUSTAINED THROUGH OUR VOLUNTEER ANIMAL ACTION TEAM MEMBERS WHO WRITE LETTERS, MAKE PHONE CALLS, ATTEND LOBBY DAYS AT THE STATE HOUSE, AND MEET WITH LEGISLATORS TO HELP IMPROVE THE LIVES OF ANIMALS.SNAP - OUR SPAY/NEUTER ASSISTANCE PROGRAM (SNAP), AS PART OF AN EFFORT TO MEET THIS CHALLENGE EFFECTIVELY, COLLABORATES WITH THE MASSACHUSETTS VETERINARY MEDICAL ASSOCIATION TO OFFER REDUCED-COST PET STERILIZATION TO LOW-INCOME PET OWNERS BY MEANS OF A DISCOUNT CERTIFICATE REDEEMABLE AT PARTICIPATING VETERINARY PRACTICES. 241596 37040801 1 1 0 1 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 1 1 1 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 70 0 610 1 0 0 0 0 0 1 1 0 0 0 1 0 X 17 16 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CT MA NH NY MD X AMY MILLER-FREDERICKS 6175227400 350 SOUTH HUNTINGTON AVENUE BOSTON MA 021304803 HILLERY BALLANTYNE 4.00 X X 0 0 0 GERARD BRANDI 4.00 X X 0 0 0 ROBERT W MACLEOD 4.00 X X 0 0 0 ELISABETH ALLISON 2.00 X 0 0 0 JOHN CARBERRY 4.00 X 0 0 0 JONATHON DERBY 2.00 X 0 0 0 J ROBERT COLEMAN 2.00 X 0 0 0 ROBERT S CUMMINGS ESQ 2.00 X 0 0 0 JESSICA GIFFORD 2.00 X 0 0 0 WILLIAM PEPIN 2.00 X 0 0 0 CAROLYN THAYER ROSS 4.00 X 0 0 0 BARBARA SCHAYE 2.00 X 0 0 0 LORI SIDMAN 2.00 X 0 0 0 STEPHEN ROGERS 2.00 X 0 0 0 LINDSAY COOK 2.00 X 0 0 0 CATHERINE LILLY 2.00 X 0 0 0 SARAH MONACO 2.00 X 0 0 0 JOHN STEVENSON 2.00 X 0 0 0 CARTER LUKE 40.00 X X 306584 0 82252 KATHLEEN K COLLINS 40.00 X 160326 0 44785 ALICE BRUCE 40.00 X 167535 0 15049 AMY MILLER-FREDERICKS 40.00 X 175096 0 22126 ANN MARIE MANNING 40.00 X 210576 0 34889 JOSEPH SILVA 40.00 X 76687 0 34014 MICHAEL PAVLETIC 40.00 X 190955 0 41097 PATRICIA EWING 40.00 X 190002 0 16804 DAVID KNAPP 40.00 X 189700 0 39186 KATHY BECK 40.00 X 185166 0 39767 NICHOLAS TROUT 40.00 X 180201 0 28179 2032828 0 398148 45 0 1 0 KNEELAND CONSTRUCTION CORPORATION 407 REAR MYSTIC AVENUE SUITE 3B MEDFORD MA 02155 CONSTRUCTION SERVICES 385426 RJ KONING ELECTRIC PO BOX 1174 CONCORD MA 01742 CONSTRUCTION SERVICES 163710 CRUNCH BRAND COMMUNICATIONS ONE THOMPSON SQUARE SUITE 503 CHARLESTOWN MA 02129 COMMUNICATION SERVICES 156102 EMIL COLLINGOJ&J CONSTRUCTION 239 TYLER STREET METHUEN MA 01844 CONSTRUCTION SERVICES 132513 ANTECH DIAGNOSTICS 214 N MAIN STREET SUITE 90 NATICK MA 01760 DIAGNOSTIC LABORATORIES SERVICES 119433 5 1000110 12170152 687778 13170262 HEALTH & HOSPITAL SVCS 900099 26725390 26725390 26725390 1481189 1481189 30863651 20286 30471188 15179 392463 5107 397570 397570 150319 1000110 276231 -125912 -125912 24382 1424 22958 22958 FARM, CEMETERY & OTHER 900099 1502627 1502627 1502627 43174084 28228017 0 1775805 13193 13193 1329919 414491 635635 279793 21617386 19381616 1569451 666319 578690 502578 52387 23725 3314260 2950782 239681 123797 1562759 1357219 141472 64068 120312 94531 12314 13467 91125 91125 18000 18000 361562 361562 302122 302122 284945 136012 33761 115172 193620 193620 6470080 6340924 112041 17115 176105 97749 75206 3150 2334992 1932151 286157 116684 198428 187597 7069 3762 118372 80869 12776 24727 194093 194093 1624374 1461143 150099 13132 346530 265972 77158 3400 BANK FEES 962722 794216 92167 76339 PENSION PLAN EXPENSE 547735 475695 49585 22455 CREMATION EXPENSE 174750 174750 MISCELLANEOUS 97629 89268 6183 2178 BAD DEBT EXPENSE 78425 78425 28457 28457 43140585 37040801 4168939 1930845 X 596443 234881 0 361562 2207464 2001921 1200653 672514 438919 165227 235702 250756 831979 599660 50634872 20378981 30848263 30255891 41457806 43048712 11695217 12798930 179355 178312 89095358 89971923 1763243 1697054 6205000 5850000 18264492 15468904 26232735 23015958 X 26454249 28136966 2976868 3919926 33431506 34899073 62862623 66955965 89095358 89971923 X 33499 4059843 X X 0 1 1 X 0 X 15516930 19967471 17707938 13676150 12857324 79725813 15516930 19967471 17707938 13676150 12857324 79725813 9023009 70702804 1211554 1109432 1513374 1525528 1374467 6734355 86460168 146711585 0.81780 0.83190 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 73969 73969 70737 70737 144706 144706 41216043 41216043 41360749 41360749 1000000 1000000 250000 250000 0 0 0 0 1000000 1000000 1000000 1000000 4000000 6000000 160498 208686 150216 144706 664106 250000 250000 250000 250000 1000000 1500000 79924 105016 78014 73969 336923 33431506 30287 1437280 34899073 34001548 -61345 2314353 2823050 33431506 39642794 93056 -5734302 34001548 0.00000 1.00000 0.00000 1 0 300366 300366 40407943 12367863 28040080 92918 14716 78202 7757735 6352172 1405563 2075910 1644230 431680 30255891 BENEFICIAL INTEREST IN PERPETUAL TRUSTS 12798930 F 12798930 FUNDS HELD BY TRUSTEE UNDER BOND AGREEMENT 159492 DUE TO/FROM RELATED COMPANIES 14500 DEPOSITS 4320 178312 LONG TERM LIABILITIES-ACCRUED PENSION COST 9956824 POST RETIREMENT BENEFITS 2858094 CHARITABLE GIFT ANNUITIES 1297945 RETIREMENT AGREEMENTS 895805 INTEREST RATE SWAP 460236 15468904 43174084 43140585 33499 3194600 865243 4059843 4093342 47546832 3194600 1381367 4575967 42970865 203219 203219 43174084 43453490 516124 516124 42937366 203219 203219 43140585 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ENDOWMENT FUNDS ARE INTENDED TO PROVIDE A SOURCE OF INCOME TO SUPPORT VARIOUS PROGRAMS AT THE MSPCA. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE SOCIETY ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON A "MORE LIKELY THAN NOT" THRESHOLD TO THE RECOGNITION OF THE TAX POSITIONS BEING SUSTAINED BASED ON THE TECHNICAL MERITS OF THE POSITION UNDER SCRUTINY BY THE APPLICABLE TAXING AUTHORITY. IF A TAX POSITION OR POSITIONS ARE DEEMED TO RESULT IN UNCERTAINTIES OF THOSE POSITIONS, THE UNRECOGNIZED TAX BENEFIT IS ESTIMATED BASED ON A "CUMULATIVE PROBABILITY ASSESSMENT" THAT AGGREGATES THE ESTIMATED TAX LIABILITY FOR ALL UNCERTAIN TAX POSITIONS. INTEREST AND PENALTIES ASSESSED, IF ANY, ARE ACCRUED AS INCOME TAX EXPENSE. THE SOCIETY HAS IDENTIFIED ITS TAX STATUS AS A TAX EXEMPT ENTITY AS ITS ONLY SIGNIFICANT TAX POSITION; HOWEVER, THE SOCIETY HAS DETERMINED THAT SUCH TAX POSITION DOES NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. THE SOCIETY IS NOT CURRENTLY UNDER EXAMINATION BY ANY TAXING JURISDICTION. ITS FEDERAL AND STATE INCOME TAX RETURNS ARE GENERALLY OPEN FOR EXAMINATION FOR THREE YEARS AFTER THE DATE OF FILING, INCLUDING EXTENSIONS. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN FAIR VALUE OF OUTSIDE MANAGED TRUSTS 1,103,712. DISCONTINUED OPERATIONS -144. LOSS ON INTEREST RATE SWAP -80,715. CURRENT YEAR IMPACT OF CHANGE IN PENSION OBLIGATIONS -157,610. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN FAIR VALUE OF OUTSIDE MANAGED TRUSTS 1,103,712. FUNDRAISING EXPENSES 276,231. GAMING EXPENSES 1,424. PART XIII, LINE 2D - OTHER ADJUSTMENTS: LOSS ON INTEREST RATE SWAP 80,715. CURRENT YEAR IMPACT OF CHANGE IN PENSION OBLIGATIONS 157,610. DISCONTINUED OPERATIONS 144. FUNDRAISING EXPENSES 276,231. GAMING EXPENSES 1,424. X X X X X 1 DAVINCI DIRECT INC 36 CORDAGE PARK CIRCLE SUITE 339 PLYMOUTH MA 02360 DIRECT MAIL PROGRAM 0 1574228 681632 892596 AUTOMOTIVE RECOVERY SERVICES 2 WESTBROOK CORP CTR SUITE 500 WESTCHESTER IL 60154 VEHICLE SOLICITATION PROGRAM 1 76807 18279 42650 1651035 699911 935246 CT MA MD NH NY ANIMAL TALES GALA 331225 292358 38867 3400 68465 WALK FOR ANIMALS 354884 353178 1706 864 62398 23 464320 354574 109746 757 7708 132639 1150429 1000110 150319 1621 11108 263502 276231 -125912 24382 1424 1 1.00000 24382 1424 1424 22958 MA 1 0 1 0 0.05000 0.95000 AMY MILLER-FREDERICKS 350 SOUTH HUNTINGTON AVE BOSTON MA 02130 0 PER MASSACHUSETTS RULES, ONE MUST OBTAIN A GAMING PERMIT IN THE TOWN IN WHICH THE GAMING ACTIVITIES WILL TAKE PLACE. EACH LOCATION AT THE MSPCA HAS INDIVIDUALS WHO OBTAIN PERMITS IN THEIR CITIES/TOWNS. THERE ARE VARIOUS INDIVIDUALS THAT ARE LISTED ON THE PERMIT AS RESPONSIBLE FOR THE GAMING ACTIVITIES. IT IS OFTEN THE MANAGER OF A LOCATION AND PROJECT COORDINATOR OR IN HEADQUARTERS, A DEVELOPMENT PERSON AND MARKETING INDIVIDUAL. 0 EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) MSPCA HAS ENETERED INTO AN AGREEMENT WITH AUTOMOTIVE RECOVERY SERVCIES, INC. (ARS) TO OPERATE IT'S VEHICLE DONATION PROGRAM. ARS WILL ACT ON THE MSPCA'S BEHALF AND THAT ARS'S ACTIVITIES ARE COVERED BY THE AGREEMENT ARE SUBJECT TO THE MSPCA'S OVERSIGHT. ACCORDINGLY, MSPCA ACTIVELY MONITORS PROGRAM OPERATIONS AND HAS THE RIGHT TO REVIEW ALL CONTRACTS, ESTABLISH RULES OF CONDUCT,CHOOSE OR CHANGE PROGRAM OPERATORS, APPROVE OF OR CHANGE ALL ADVERTISING, AND EXAMINE THE PROGRAM'S BOOKS AND RECORDS. MSPCA WILL RECIEVE 70% OF NET PROCEEDS, AFTER TOWING, INTERNET ADVERTISING, ADMINISTRATION AND GENERAL SERVICES FEES ARE DEDUCTED. ALL EXPENSES ARE SPECIFICALLY DENOTED IN THE AGREEMENT. TOTAL FUNDRAISING COSTS TO ARS AMOUNTED $15,878 AND HAVE BEEN NETTED IN COLUMN (IV) PER IRS INTRUCTIONS. 1 ANIMAL PROTECTION CENTER OF SOUTHERN MASSACHUSETTS (APCSM) 1300 WEST ELM ST EXTENSION BROCKTON MA 02301 270202973 501(C)(3) 10356 MEDICAL CARE FOR ANIMALS IN SHELTER AT BROCKTON 3 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE MSPCA REQUIRES THE GRANTEES TO PROVIDE A DETAILED LISTING OF EXPENSES IN A PROPOSAL WHICH THE GRANT IS TO SUPPORT. ONCE REVIEWED BY THE DIRECTOR OF APD (OR OTHER MEMBER OF SENIOR MANAGEMENT), FUNDS ARE ISSUED TO COVER EXPENSES. FUNDS ARE ISSUED ONCE INVOICES ARE RECEIVED BY THE MSPCA TO ENSURE THE GRANT IS BEING USED AS INDICATED. X X X X X 0 0 0 0 0 0 0 0 0 CARTER LUKE 306584 0 0 0 0 0 64445 0 17807 0 388836 0 0 0 KATHLEEN K COLLINS 160326 0 0 0 0 0 28348 0 16437 0 205111 0 0 0 ALICE BRUCE 167535 0 0 0 0 0 5042 0 10007 0 182584 0 0 0 AMY MILLER-FREDERICKS 175096 0 0 0 0 0 5609 0 16517 0 197222 0 0 0 ANN MARIE MANNING 210576 0 0 0 0 0 16785 0 18104 0 245465 0 0 0 MICHAEL PAVLETIC 190955 0 0 0 0 0 24260 0 16837 0 232052 0 0 0 PATRICIA EWING 190002 0 0 0 0 0 12726 0 4078 0 206806 0 0 0 DAVID KNAPP 189700 0 0 0 0 0 29829 0 9357 0 228886 0 0 0 KATHY BECK 185166 0 0 0 0 0 30755 0 9012 0 224933 0 0 0 NICHOLAS TROUT 180201 0 0 0 0 0 13069 0 15110 0 208380 0 0 0 X 147 42650 FAIR MARKET VALUE X 22 63601 FAIR MARKET VALUE X 12 581527 FAIR MARKET VALUE 2 0 0 1 THIRD PARTY USE: PART I, LINE 32B: MSPCA HAS ENETERED INTO AN AGREEMENT WITH AUTOMOTIVE RECOVERY SERVCIES, INC. (ARS) TO OPERATE IT'S VEHICLE DONATION PROGRAM. ARS WILL ACT ON THE MSPCA'S BEHALF AND THAT ARS'S ACTIVITIES ARE COVERED BY THE AGREEMENT ARE SUBJECT TO THE MSPCA'S OVERSIGHT. ACCORDINGLY, MSPCA ACTIVELY MONITORS PROGRAM OPERATIONS AND HAS THE RIGHT TO REVIEW ALL CONTRACTS, ESTABLISH RULES OF CONDUCT,CHOOSE OR CHANGE PROGRAM OPERATORS, APPROVE OF OR CHANGE ALL ADVERTISING, AND EXAMINE THE PROGRAM'S BOOKS AND RECORDS. MSPCA WILL RECIEVE 70% OF NET PROCEEDS, AFTER TOWING, INTERNET ADVERTISING, ADMINISTRATION AND GENERAL SERVICES FEES ARE DEDUCTED. NEW PROGRAM SERVICES FORM 990, PART III, LINE 2 ON DECEMBER 31, 2010, THE MSPCA ACQUIRED AMERICAN HUMANE EDUCATION SOCIETY AND CENTER FOR LABORATORY ANIMAL WELFARE. MARY MITCHELL HUMANE FUND AND ALICE MANNING TRUST ALSO AGREED TO BE ACQUIRED AND THE MSPCA WAS MADE TRUSTEE OF THESE FUNDS. PENDING APPROVAL FROM THE ATTORNEY GENERAL'S OFFICE, IN 2011, THE TRUSTS WILL BE MERGED WITH THE MSPCA AND TERMINATED. ALL ASSETS AND LIABILITIES WERE RECORDED AT FAIR VALUE AT DECEMBER 31, 2010. THE MERGER WILL BE EFFECTIVE JANUARY 1, 2011. FAIR VALUE AND CARRYING VALUE WERE THE SAME AT THE DATE OF THE ACQUISITION. THE BOARD OF DIRECTORS OF BOTH ENTITIES APPROVED THE ACQUISITION AS BEING IN THE BEST INTEREST OF BOTH ORGANIZATIONS FOR THE FOLLOWING REASONS: THE PURPOSES OF EACH ENTITY ARE CONSISTENT WITH EACH OTHER AND CAN BE CARRIED OUT MORE EFFICIENTLY AND EFFECTIVELY BY ONE ENTITY; ADMINISTRATIVE BURDENS RELATED TO OPERATING SEPARATE ORGANIZATIONS WILL BE SUBSTANTIALLY REDUCED; AND FINALLY THE PROGRAMS PREVIOUSLY CONDUCTED BY THE SEPARATE ORGANIZATIONS CAN BE BETTER PRIORITIZED, COORDINATED AND FOCUSED TO MORE EFFECTIVELY FURTHER THE PURPOSES OF THE COMBINED ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 6 THE MSPCA HAS MEMBERS DESIGNATED AS THE BOARD OF OVERSEERS. THE OVERSEERS SHALL HAVE ALL POWERS, RIGHTS AND PRIVILEGES AFFORDED TO "MEMBERS" OF A CORPORATION ORGANIZED UNDER CHAPTER 180 OF THE GENERAL LAWS OF THE COMMONWEALTH OF MASSACHUSETTS, AS AMENDED, INCLUDING WITHOUT LIMITATION THE POWER TO ADOPT BY-LAWS PROVIDING FOR THE INDEMNIFICATION OF DIRECTORS, OFFICERS, EMPLOYEES AND OTHER AGENTS OF THE SOCIETY. FORM 990, PART VI, SECTION A, LINE 7A THE BOARD OF OVERSEERS, WHICH ARE MEMBERS OF THE MSPCA, ELECT INDIVIDUALS TO SERVE ON THE BOARD OF DIRECTORS FOR THREE YEAR TERMS AT THE ANNUAL MEETING OF OVERSEERS. FORM 990, PART VI, SECTION B, LINE 11 THE MSPCA FORM 990 IS PREPARED AND REVIEWED BY AN INDEPENDENT ACCOUNTING FIRM. THE FORM IS THEN PRESENTED TO MANAGEMENT FOR THEIR REVIEW. THE FINAL DRAFT OF THE FORM 990 IS THEN PRESENTED TO THE AUDIT COMMITTEE. THE BOARD OF DIRECTORS ASSIGNED THE RESPONSIBILITY TO THE AUDIT COMMITTEE TO REVIEW AND RECOMMEND ACTION TO THE BOARD REGARDING THE FILING OF THE FORM 990. ONCE THE AUDIT COMMITTEE APPROVES THE 990, IT THEN GOES TO THE BOARD OF DIRECTORS FOR FINAL REVIEW. FORM 990, PART VI, SECTION B, LINE 12C ALL DIRECTORS, OFFICERS, AND KEY EMPLOYEES OF THE ORGANIZATION ARE COVERED IN THE MSPCA CONFLICT OF INTEREST POLICY. CONFLICTS ARE REQUIRED TO BE PRESENTED TO THE CHAIRMAN OF THE BOARD OR THE APPROPRIATE BOARD COMMITTEE (I.E. A FINANCIAL CONFLICT WOULD GO TO THE AUDIT AND RISK MANAGEMENT COMMITTEE). IF THE CONFLICT INVOLVES AN OFFICER OR BOARD MEMBER, THAT INDIVIDUAL WOULD BE PROHIBITED FROM PARTICIPATING IN ANY VOTES OR DECISIONS REGARDING THE SITUATION. THE COMMITTEE WOULD THEN DETERMINE THE APPROPRIATE INVESTIGATION AND ACTION. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR OFFICERS AND KEY EMPLOYEES (PRESIDENT, ALL VICE PRESIDENTS AND CHIEF OF STAFF AT ANGELL) IS REVIEWED ANNUALLY BY THE BOARD'S COMPENSATION COMMITTEE. AN INDEPENDENT CONSULTANT IS UTILIZED TO COMPARE MSPCA COMPENSATION WITH THE MARKET FOR SIMILAR POSITIONS. THOSE RESULTS AND ADDITIONAL EXECUTIVE COMPENSATION DATA ARE REVIEWED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS. THIS COMMITTEE PRESENTS RECOMMENDATIONS TO THE FULL BOARD OF DIRECTORS FOR THEIR APPROVAL. THERE IS CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION. COMPENSATION IS DETERMINED BY INDEPENDENT PERSONS. FORM 990, PART VI, SECTION C, LINE 19 THE MSPCA WILL CONSIDER FURNISHING FINANCIAL STATEMENTS, POLICY, AND GOVERNING DOCUMENTS TO THE PUBLIC UPON REQUEST. ADDITIONALLY, THE FORM 990 AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE ON THE MASSACHUSETTS ATTORNEY GENERAL'S WEBSITE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 3,194,600. CHANGE IN FAIR VALUE OF OUTSIDE MANAGED TRUSTS 1,103,712. DISCONTINUED OPERATIONS -144. LOSS ON INTEREST RATE SWAP -80,715. CURRENT YEAR IMPACT OF CHANGE IN PENSION OBLIGATIONS -157,610. TOTAL TO FORM 990, PART XI, LINE 5: 4,059,843. LINE 2C-DOES ORGANIZATION HAVE A COMMITTEE THAT ASSUMES OVERSIGHT OF AUDIT? FORM 990, PAGE 12, PART XI -FINANCIAL STMTS & REPORTING THERE HAVE BEEN NO CHANGES IN THE COMMITTEE'S RESPONSIBILTY FOR THE OVERSIGHT OF THE AUDIT. AMERICAN HUMANE EDUCATION SOCIETY 350 SOUTH HUNTINGTON AVENUE BOSTON MA 02130 042103655 ANIMAL WELFARE MA 501(C)(3) LINE 11B, II MSPCA 1 AMERICAN FONDOUK MAINTENANCE COMMITTEE INC 350 SOUTH HUNTINGTON AVENUE BOSTON MA 02130 046043108 ANIMAL WELFARE MA 501(C)(3) LINE 7 N/A 0 CENTER FOR LABORATORY ANIMAL WELFARE INC 350 SOUTH HUNTINGTON AVENUE BOSTON MA 02130 042254201 ANIMAL WELFARE MA 501(C)(3) LINE 11A, I MSPCA 1 ALICE MANNING TRUST 350 SOUTH HUNTINGTON AVENUE BOSTON MA 02130 237174592 ANIMAL WELFARE MA 501(C)(3) LINE 11B, II AMERICAN HUMANE EDUCATION SOCIETY 1 MARY MITCHELL HUMANE FUND 350 SOUTH HUNTINGTON AVENUE BOSTON MA 02130 046074201 ANIMAL WELFARE MA 501(C)(3) LINE 11B, II AMERICAN HUMANE EDUCATION SOCIETY 1 TRUST 350 SOUTH HUNTINGTON AVENUE BOSTON MA 02130 046512450 BENEFIT THE MSPCA MA N/A T 127235 3076057 1.00000 TRUST 350 SOUTH HUNTINGTON AVENUE BOSTON MA 02130 046113723 BENEFIT THE MSPCA MA N/A T 19260 542597 1.00000 TRUST 350 SOUTH HUNTINGTON AVENUE BOSTON MA 02130 BENEFIT THE MSPCA MA N/A T 14120 245779 1.00000 TRUST 350 SOUTH HUNTINGTON AVENUE BOSTON MA 02130 BENEFIT THE MSPCA MA N/A T 602 27035 1.00000 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 MARY MITCHELL HUMANE FUND C 256330 ACTUAL COST AMERICAN FONDOUK MAINTENANCE COMMITTEE Q 67731 ACTUAL COST AMERICAN FONDOUK MAINTENANCE COMMITTEE K 50889 ACTUAL COST CENTER FOR LABORATORY ANIMAL WELFARE INC (ACQUISTION OF CLAW BY MSPCA) R 1668150 FAIR MARKET VALUE AMERICAN HUMANE EDUCATION SOCIETY (ACQUISITION OF AHES BY MSPCA) R 472074 FAIR MARKET VALUE AMERICAN HUMANE EDUCATION SOCIETY C 28000 ACTUAL COST MARY MITCHELL HUMANE FUND P 19350 ACTUAL COST MARY MITCHELL HUMANE FUND K 5818 ACTUAL COST ALICE MANNING TRUST P 17408 ACTUAL COST AMERICAN HUMANE EDUCATION SOCIETY P 13017 ACTUAL COST CENTER FOR LABORATORY ANIMAL WELFARE INC C 46000 ACTUAL COST CENTER FOR LABORATORY ANIMAL WELFARE INC P 26008 ACTUAL COST CENTER FOR LABORATORY ANIMAL WELFARE INC K 15969 ACTUAL COST ALICE MANNING TRUST K 5706 ACTUAL COST AMERICAN HUMANE EDUCATION SOCIETY K 21338 ACTUAL COST AMERICAN HUMANE EDUCATION SOCIETY 350 S HUNTINGTON AVENUE BOSTON MA 02130 042103655 0 0 0 0 0 0 0 0 0 0 AMERICAN FONDOUK MAINTENANCE COMMITTEE INC 350 S HUNTINGTON AVENUE BOSTON MA 02130 046043108 0 0 0 0 0 0 0 0 0 0 CENTER FOR LABORATORY ANIMAL WELFARE 350 S HUNTINGTON AVENUE BOSTON MA 02130 042254201 0 0 0 0 0 0 0 0 0 0 MASSACHUSETTS SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS 350 S HUNTINGTON AVENUE BOSTON MA 02130 042103597 X 73969 70737 144706 41216043 41360749 1000000 250000 0 0 0