2011-11-10T14:28:39-06:00 2010-12-31 PARENTEBEARD LLC 400 MARKET STREET WILLIAMSPORT PA 17701 990 2010-01-01 161489340 CHAPEL OAKS INC CHAP 5856976000 1500 PORTLAND AVENUE ROCHESTER NY 14621 DENNIS KANT 5856976000 2011-11-08 1 JULIUS GREEN 5703236023 2010 2016-03-07 17:11:31Z DENNIS KANT 1500 PORTLAND AVENUE ROCHESTER NY 14621 4063446 0 X WWW.STANNSCOMMUNITY.COM X 1995 NY PROMOTE INDEPENDENCE, PHYSICAL & SPIRITUAL WELL-BEING OF OLDER ADULTS VIA HOUSING & SUPPORT SERVICES. 6 4 36 0 0 0 1496 3990 3998010 3954369 62297 33944 15162 69700 4076965 4062003 0 0 0 0 1174003 1160956 0 0 0 2520327 2548289 3694330 3709245 382635 352758 17503993 17514821 11801165 11466351 5702828 6048470 X OUR MISSION IS TO PROMOTE THE HIGHEST LEVELS OF INDEPENDENCE, PHYSICAL AND SPIRITUAL WELL-BEING OF OLDER ADULTS IN THE CATHOLIC TRADITION OF EXCELLENCE IN CARE AND SERVICES IN THE GREATER ROCHESTER AREA. ST. ANN'S COMMUNITY (OTHERWISE KNOWN AS ST ANN'S OF GREATER ROCHESTER) DELIVERS THESE SERVICES THROUGH AFFILIATED ORGANIZATIONS: ST. ANN'S HOME FOR THE AGED, ST. ANN'S NURSING HOME COMPANY, INC., ST. ANN'S FOUNDATION, INC., ST. ANN'S SENIOR HOUSING, INC. AND CHAPEL OAKS, INC. CHAPEL OAKS, INC. OFFERS 120 MARKET RATE RENTAL APARTMENTS FOR RETIREMENT LIVING WITH SUPPORTIVE SERVICES. THESE INCLUDE AN ON-SITE OUTPATIENT GERIATRIC PRIMARY CARE PRACTICE FOR THE RESIDENTS, WHO ALSO HAVE PRIORITY ACCESS TO ST. ANN'S CARE CONTINUUM. 0 0 3067069 3954369 CHAPEL OAKS INC. OFFERS 120 MARKET RATE RENTAL APARTMENT FOR RETIREMENT LIVING WITH SUPPORTIVE SERIVCES THAT INCLUDE MEALS, TRANSPORTATION, SOCIAL AND CULTURAL ACTIVITIES AND AN ON-SITE FITNESS ROOM AND SALON. DURING 2010 CHAPEL OAKS PROVIDED 41,734 DAYS OF HOUSING TO SENIORS IN THE GREATER ROCHESTER AREA. 3067069 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 1 19 0 1 36 1 0 0 0 0 0 0 0 0 0 0 0 X 6 4 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X DENNIS KANT CFO 5856976000 1500 PORTLAND AVENUE ROCHESTER NY 14621 X ELIZABETH MULLIN-DIPROSA 1.50 X X 16474 423758 13998 ANN M MCCORMICK 1.00 X X 0 0 0 JUAN F VILLANUEVA 1.00 X X 0 0 0 PATRICK BURKE 1.00 X X 0 0 0 TIMOTHY WHITE 1.00 X X 0 0 0 MAGGIE BRINGEWATT 1.00 X X 0 0 0 WILLIAM T REMIZOWSKI 1.00 X 8826 224419 17040 MICHAEL SEELIG 10.00 X 33159 99477 12812 KARL VANDERSTOUW 3.00 X 5929 120220 10104 ERIKA PFEIFFER 1.50 X 4495 121177 13739 EILEEN RYAN-MARUKE 12.00 X 11501 103504 14560 ROBERT BOURG 1.50 X 1548 138716 6200 81932 1231271 88453 0 0 1 0 0 3990 3990 RENTAL REVENUE 623000 3852259 3852259 OTHER RESIDENT SERVICE 623000 102110 102110 3954369 33944 33944 1329 1041 288 288 288 6728 402 6326 6326 DINING ROOM REVENUE 722210 52976 52976 MISCELLANEOUS 812900 7443 7443 NON-OPERATING REVENUE 812900 2667 2667 63086 4062003 3954369 0 103644 26464 26464 844747 649507 195240 90132 67195 22937 134449 110523 23926 65164 48581 16583 326655 143026 183629 7049 7049 55620 49899 5721 65824 65824 67710 44591 23119 219024 219024 602 159 443 773863 773863 609442 609442 67330 67330 FOOD 212128 212128 LICENSES AND TAXES 66520 66270 250 EQUIPMENT RENTAL & MAIN 26578 26578 TRUSTEE FEES 13064 13064 UNIFORMS 5109 5109 31771 28110 3661 3709245 3067069 642176 0 115 115 5091981 5541869 8810 111 24696 18815 68672 16157 17603557 7096684 10962600 10506873 940431 949643 406688 481238 17503993 17514821 624108 692041 10820000 10415000 357057 359310 11801165 11466351 X 5702828 6048470 5702828 6048470 17503993 17514821 X 352758 -7116 X 0 1 1 X 0 X 2000 2457 3243 1496 3990 13186 4041365 4058090 4173884 4004583 3961097 20239019 4043365 4060547 4177127 4006079 3965087 20252205 0 0 0 20252205 174168 240948 175349 64007 35273 689745 174168 240948 175349 64007 35273 689745 7473 7363 6240 5587 63086 89749 4225006 4308858 4358716 4075673 4063446 21031699 0.96290 0.96400 0.03280 0.03420 X 1648325 1648325 13713746 6094421 7619325 1072571 465306 607265 1168915 536957 631958 10506873 DUE TO AFFILIATE 7821 SECURITY DEPOSITS 351489 359310 4062003 3709245 352758 -7116 -7116 345642 4052862 -7116 1443 -5673 4058535 3468 3468 4062003 3707220 1443 1443 3705777 3468 3468 3709245 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: CHAPEL OAKS ACCOUNTS FOR UNCERTAINTY IN INCOME TAXES USING A RECOGNITION THRESHOLD OF MORE-LIKELY-THAN-NOT TO BE SUSTAINED UPON EXAMINATION BY THE APPROPRIATE TAXING AUTHORITY. MEASUREMENT OF THE TAX UNCERTAINTY OCCURS IF THE RECOGNITION THRESHOLD HAS BEEN MET. MANAGEMENT DETERMINED THAT THERE WERE NO TAX UNCERTAINTIES THAT MET THE RECOGNIZED THRESHOLD IN 2010 AND 2009. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 1,041. COST OF GOODS SOLD 402. PART XII, LINE 4B - OTHER ADJUSTMENTS: MISCELLANEOUS REVENUE RECORDED AS EXPENSES ON FINANCIAL STATEMENTS 3,468. PART XIII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 1,041. COST OF GOODS SOLD 402. PART XIII, LINE 4B - OTHER ADJUSTMENTS: MISCELLANEOUS REVENUE RECORDED AS EXPENSES ON FINANCIAL STATEMENTS 3,468. X X X 1 1 X X X X X 0 0 0 0 0 0 0 1 0 ELIZABETH MULLIN-DIPROSA 16474 318139 0 54333 0 51286 0 0 525 13473 16999 437231 0 0 WILLIAM T REMIZOWSKI 8826 203640 0 20779 0 0 0 0 639 16401 9465 240820 0 0 PART I, LINE 1A ST. ANN'S COMMUNITY PROVIDED THE FOLLOWING BENEFITS FOR THE PRESIDENT/CEO: PERSONAL CAR ALLOWANCE OF $6,749, REIMBURSEMENT OF TAX PREPARATION FEES AND PROFESSIONAL ADVISORY SERVICES OF $10,757, EMPLOYEE CONTRACT EXPENSES OF $2,420, AND CLUB MEMBERSHIP OF $450. ALL OF THESE ITEMS WERE CONSIDERED TAXABLE BENEFITS FOR THE PRESIDENT/CEO AND WERE INCLUDED AS WAGE COMPENSATION IN THE FORM W-2. PART I, LINE 7 80% IS TIED TO KEY ORGANIZATIONAL GOALS. 20% IS TIED TO INDIVIDUAL PERFORMANCE VS. ORGANIZATIONAL GOALS. PATRIC BURKE BOARD MEMBER 12155 PATRICK BURKE IS A CURRENT BOARD MEMBER AND REGIONAL PRESIDENT OF FIRST NIAGARA FINANCIAL. PAT BURKE JOINED THE BOARD PRIOR TO THE CONSOLIDATION OF HIS COMPANY, THE BURKE GROUP WITH FIRST NIAGARA. ST ANN'S ENTITIES USE FIRST NIAGARA AS THEIR INSURANCE BROKER AND TPA FOR SHORT TERM DISABILITY. FEES PAID TO FIRST NIAGARA TO ADMINISTER THE CLAIMS TOTAL $12,155 FOR THE ST. ANN'S COMMUNITY (ST. ANN'S OF GREATER ROCHESTER AND RELATED ORGANIZATIONS). 0 FORM 990, PART VI, SECTION B, LINE 11 FORM 990 WAS SUMMARIZED BY MANAGEMENT AND PRESENTED TO THE EXECUTIVE COMMITTEE AT THE NOVEMBER EXECUTIVE COMMITTEE MEETING FOR THEIR APPROVAL. A HARD COPY WAS ALSO MADE AVAILABLE TO COMMITTEE MEMBERS BEFORE THE MEETING FOR THEIR FULL REVIEW. FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD MEMBERS (INCLUDING THE PRESIDENT AND CEO) ARE REQUIRED TO ANNUALLY COMPLETE AND SIGN A CONFLICT OF INTEREST DISCLOSURE STATEMENT. THE FORMS ARE THEN REVIEWED BY THE VP OF ORGANIZATIONAL DEVELOPMENT AND ANY POTENTIAL CONFLICTS ARE DEALT WITH AS NEEDED INCLUDING ABSTAINING FROM VOTING ON MATTERS RELATED TO SUCH CONFLICTS. ANY PERSON COVERED BY THE POLICY SHALL NOT KNOWINGLY USE HIS OR HER POSITION FOR PERSONAL GAIN, TO COMPROMISE ST. ANN'S INTERESTS, OR TO ALLOW A CONFLICT TO ARISE BETWEEN ST. ANN'S INTEREST AND HIS OR HER PERSONAL INTEREST. FORM 990, PART VI, SECTION B, LINE 15 EVERY YEAR AN INDEPENDENT WAGE STUDY IS CONDUCTED BY A CONSULTANT. DIRECTORS AND ABOVE, EXCEPT CEO, ARE REVIEWED BY VP OF HR AND CEO WITH ADJUSTMENTS MADE AS NEEDED TO MAINTAIN COMPETITIVENESS. CEO DATA IS REVIEWED BY A COMMITTEE INCLUDING THE BOARD CHAIR, PAST BOARD CHAIR, AND HR COMMITTEE CHAIR. ADJUSTMENTS MADE AS NEEDED TO MAINTAIN MARKET COMPETITIVENESS. 2010 VPS AND CEO DATA REVIEWED; 2010 DIRECTOR LEVEL DATA REVIEWED. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY AND GOVERNING DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VII, SECTION A: ALL OFFICERS AND EMPLOYEES REPORTED ON PART VII ARE FULL TIME EMPLOYEES OF THE ST. ANN'S COMMUNITY (CHAPEL OAKS, INC. ("CO") AND RELATED ORGANIZATIONS) WORKING AN AVERAGE OF 40 HOURS PER WEEK. HOURS REPORTED IN COLUMN B OF PART VII ARE THE AVERAGE HOURS RELATED TO WORK PERFORMED FOR CO. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -7,116. FORM 990, PART V, LINE 2A: ALL INDIVIDUALS WORKING AT CHAPEL OAKS, INC. ("CO") ARE EMPLOYEES OF ST. ANN'S HOME FOR THE AGED ("SAH") AND ARE REPORTED ON ITS FORM 941 UNDER EIN 16-0743146. THE SALARY AND BENEFIT EXPENSE REPORTED ON FORM 990, PART IX ARE CO'S ALLOCATED PAYROLL COSTS BASED ON TIME SPENT BY THE SHARED EMPLOYEES. SAH IS AN AFFILIATED TAX-EXEMPT ORGANIZATION. ST ANN'S HOME FOR THE AGED 1500 PORTLAND AVENUE ROCHESTER NY 14621 160743146 SKILLED NURSING HOME NY 501(C)(3) 3 N/A 0 ST ANN'S HOME FOUNDATION INC 1500 PORTLAND AVENUE ROCHESTER NY 14621 161379536 PROVIDE FINANCIAL SUPPORT FOR ST. ANN'S COMMUNITY NY 501(C)(3) 11B N/A 0 ST ANN'S NURSING HOME COMPANY INC DBA THE HERITAGE 1500 PORTLAND AVENUE ROCHESTER NY 14621 237098164 SKILLED NURSING HOME NY 501(C)(3) 9 N/A 0 ST ANN'S OF GREATER ROCHESTER INC 1500 PORTLAND AVENUE ROCHESTER NY 14621 161494042 PARENT CORPORATION PROVIDING SUPPORT FOR ST. ANN'S COMMUNITY NY 501(C)(3) 11B N/A 0 ST ANN'S SENIOR HOUSING INC DBA CHERRY RIDGE 1500 PORTLAND AVENUE ROCHESTER NY 14621 760705854 SENIOR INDEPENDENT LIVING HOUSING NY 501(C)(3) 9 N/A 0 0 0 1 0 0 0 0 0 0 0 0 1 1 1 1 1 1 1