2011-11-10T15:10:18-06:00 2010-12-31 JH COHN LLP 180 GLASTONBURY BOULEVARD GLASTONBURY CT 06033 990 2010-01-01 510570455 SAFE WATER NETWORK SAFE 2033418865 10 SAUGATUCK AVENUE WESTPORT CT 06880 KURT SODERLUND 2033418865 2011-11-10 1 8606333000 2010 2016-03-07 17:11:31Z KURT SODERLUND 10 SAUGATUCK AVENUE WESTPORT CT 06880 1563146 0 X WWW.SAFEWATERNETWORK.ORG X 2005 DC WE DEVELOP, DEMONSTRATE AND ADVANCE INNOVATIVE SCALE PROPOSITION THAT RELIABLY PROVIDE SAFE AND AFFORDABLE WATER TO UNDERSERVED POPULATIONS. 8 8 7 0 0 0 1464901 1539472 0 0 22177 23674 0 0 1487078 1563146 447813 0 0 0 957161 1237334 0 0 46419 288322 666987 1693296 1904321 -206218 -341175 5979528 5603894 99205 57826 5880323 5546068 X OUR PRIORITY IS TO DEVELOP INNOVATIVE SAFE WATER SOLUTIONS THAT ARE LOCALLY OPERATED, OWNED AND SUSTAINED. WORKING WITH EXPERT PARTNERS WE: ADDRESS THE TECHNICAL, OPERATING AND MARKET CHALLENGES TO SUSTAINABILITY; ESTABLISH AN EVIDENCE-BASE OF THE RELATIVE EFFECTIVENESS OF DIFFERENT APPROACHES; BROADLY DISSEMINATE OUR LEARNING TO ASSIST OTHER ORGANIZATIONS REPLICATE SUCCESSFUL MODELS. 0 0 585890 WATERHEALTH CENTRES, GHANA: DEMONSTRATE THE POTENTIAL OF WATERHEALTH CENTRES TO MEET THE NEEDS OF UNDERSERVED MARKETS IN WEST AFRICA. AN INITIAL FIVE WATERHEALTH CENTRES LAUNCHED IN GHANA ARE BEING EVALUATED BY SAFE WATER NETWORK AND JOHNS HOPKINS UNIVERSITY FOR THEIR ABILITY TO DELIVER HEALTH OUTCOMES AND THEIR POTENTIAL TO BE REPLICATED AT SCALE.SMALL WATER ENTERPRISES, KENYA: DEMONSTRATE THE POTENTIAL FOR OFF-GRID WATER SYSTEMS TO COST-EFFECTIVELY MEET THE SAFE WATER NEEDS OF UNDERSERVED POPULATIONS IN AFRICA AND INDIA. WE APPLY PRACTICAL, REAL WORLD LEARNING FROM OUR FIELD PROJECTS TO ENGAGE SECTOR LEADERS IN ADVANCING VIABLE MODELS FOR SCALE. 843181 RAINWATER HARVESTING, INDIA: DEVELOP IMPROVED APPROACHES TO RAINWATER HARVESTING THROUGH CONSTRUCTION OPTIMIZATION, QUALITY ASSURANCE AND DEVELOPMENT OF FUNDING PRODUCT. WITH A FOCUS ON SCALABILITY, SUSTAINABILITY AND AFFORDABILITY, THE PROJECT BUILDS ON FIELD LEARNINGS TO ADVANCE ENTERPRISE MODELS AND COMPLETE A POLICY FRAMEWORK FOR EXPANSION.SMALL WATER ENTERPRISES, INDIA: DEVELOP, IMPLEMENT AND VALIDATE A FRANCHISE MODEL OF SMALL WATER ENTERPRISES TO BRING SAFE, AFFORDABLE WATER TO PEOPLE IN RURAL AREAS LIVING ON LESS THAN $4 A DAY. ADDRESSING MARKET, OPERATION AND FUNDING GAPS IN RURAL WATER PURIFICATION, THE PROJECT MOBILIZES TECHNICAL CAPABILITIES AND FUNDING SOURCES. 350566 HEALTH & HYGIENE EDUCATION: EACH SAFE WATER NETWORK FIELD INITIATIVE INCLUDES A HEALTH, HYGIENE AND SANITATION PROGRAM TO HELP ENSURE PROPER HYGIENE PRACTICES AND HANDLING OF WATER. THESE PROGRAMS ARE DEVELOPED WITH LOCAL PARTNERS TO PROVIDE THE TRAINING AND EDUCATION CRITICAL TO REALIZING ENDURING HEALTH OUTCOMES. 1779637 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 4 0 1 7 1 0 0 0 0 0 0 0 0 0 0 X 8 8 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 1 0 DC X CARLA FOSTER 2033418865 10 SAUGATUCK AVENUE WESTPORT CT 06880 JACK HENNESSY 2.00 X X 0 0 0 JOSH WESTON 3.00 X X 0 0 0 ROBERT FORRESTER 2.00 X X 0 0 0 JOANNE WOODWARD-NEWMAN 1.00 X 0 0 0 JOHN WHITEHEAD 2.00 X 0 0 0 HANK GREENBERG 1.00 X 0 0 0 HAROLD NEWMAN 1.00 X 0 0 0 LINDA NORDSTROM 1.00 X 0 0 0 KURT SODERLUND 40.00 X 230000 0 4348 ROBERT STEA 40.00 X 135000 0 0 AMANDA GIMBLE 40.00 X 140000 0 0 JAMES QUIGLEY 1.00 X 0 0 0 505000 0 4348 3 0 1 0 JOHNS HOPKINS UNIVERSITY 111 MARKETPLACE - SUITE 300 BALTIMORE MD 21202 RESEARCH FOR THE IMPLEMENTATION OF SMALL 195186 1 1539472 1539472 23674 23674 1563146 0 0 23674 234348 164044 35152 35152 996417 976489 19928 6569 4598 1531 440 24657 17260 4931 2466 195186 195186 96702 93985 1811 906 22705 15893 4541 2271 100596 92012 5723 2861 2418 1692 484 242 6931 4852 1386 693 DIRECT PROGAM EXPENSES 203902 203902 COMMUNICATIONS 9115 6381 1823 911 MISCELLANEOUS 4775 3343 955 477 1904321 1779637 78265 46419 108814 44113 4599556 4714844 1178564 703721 2185 2185 8073 5722 4769 2351 85640 92560 0 44120 5979528 5603894 99205 57826 99205 57826 X 4682847 5040998 1197476 505070 5880323 5546068 5979528 5603894 X -341175 6920 X X 0 1 1 X 0 X 4626 3999645 1464901 1539472 7008644 4626 3999645 1464901 1539472 7008644 6343543 665101 106947 60830 22177 23674 213628 7222272 0.09210 X THE PRIMARY REASON FOR OUR DELAY IN MEETING THE PUBLIC SUPPORT TEST IS THAT FOLLOWING OUR FIRST TWO YEARS OF ACTIVITY WE DETERMINED WE WOULD NO LONGER PURSUE THE INITIAL PROJECT WE SET OUT TO SUPPORT (DEVELOPMENT OF A NEW WATER PURIFICATION DEVICE). WE CAME TO THE CONCLUSION THIS EFFORT WOULD NOT REALIZE THE IMPACT WE INITIALLY THOUGHT IT WOULD AND THEREFORE DETERMINED WE SHOULD PURSUE ALTERNATIVE PROJECTS. AS A CONSEQUENCE, WE PLACED A "HOLD" ON OUR FUNDRAISING INITIATIVES AND TOOK TIME TO ENSURE WE HAD A PROJECT UNDERWAY THAT WE HAD CONFIDENCE MERITED A BROADER FUNDING INITIATIVE. WITH SUCCESSFUL FIELD PROJECTS NOW UNDERWAY IN INDIA, GHANA AND KENYA - AND HAVING RECRUITED A PROFESSIONAL STAFF TO MANAGE THESE PROJECTS - WE ARE NOW UNDERTAKING A PUBLIC FUNDRAISING PROGRAM TO SUPPORT OUR ONGOING FUNDING NEEDS. THIS FUNDRAISING EFFORT INCLUDES THE FOLLOWING ACTIVITIES: > IN APRIL, 2011 WE HIRED A FULL TIME VP OF DEVELOPMENT TO MANAGE OUR FUNDRAISING PROGRAM, WHICH WILL INCLUDE FOCUS ON CONTRIBUTIONS AND GRANTS FROM INDIVIDUALS. > THE CEO HAS SPENT ADDITIONAL TIME DIVERSIFYING OUR GIVING BASE AND EDUCATING PROSPECTIVE DONORS ABOUT OUR MISSION. > IN LATE 2010 WE BECAME OF MEMBER OF GLOBAL GIVING WHICH IS HELPING US GENERATE SMALL ONLINE CONTRIBUTIONS. > SINCE 2010, WE CAN ACCEPT CREDIT CARD DONATIONS FROM OUR WEBSITE. > TO DATE, TOTAL CONTRIBUTIONS FROM INDIVIDUALS HAVE GROWN IN NUMBER EACH YEAR. SMALL DONATIONS (UNDER $500) ARE AS FOLLOWS:2006=02007=02008=22009=32010=82THOUGH WE DO NOT PRESENTLY MEET ALL THE REQUIREMENTS OF THE PUBLIC SUPPORT TEST, WE ARE MAKING PROGRESS IN SEVERAL AREAS TOWARDS MEETING THOSE REQUIREMENTS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 8073 5722 2351 2351 1563146 1904321 -341175 6920 6920 -334255 1570066 6920 6920 1563146 0 1563146 1904321 0 1904321 0 1904321 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ORGANIZATION ADOPTED THE NEW ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES GUIDANCE ON JULY 1, 2009. THE ADOPTION OF THAT GUIDANCE DID NOT RESULT IN THE RECOGNITION OF ANY UNRECOGNIZED TAX BENEFITS AND THE AGENCY HAS NO UNRECOGNIZED TAX BENEFITS AT JUNE 30, 2010. THE ORGANIZATION'S U.S. FEDERAL AND STATE INFORMATION RETURNS PRIOR TO FISCAL YEAR 2007 ARE CLOSED AND MANAGEMENT CONTINUALLY EVALUATES EXPIRING STATUTES OF LIMITATIONS, AUDITS, PROPOSED SETTLEMENTS, CHANGES IN TAX LAW AND NEW AUTHORITATIVE RULINGS. SOUTH ASIA - AFGHANISTAN, BANGLADESH, 0 0 DIRECT PROJECT EXPENSE CONSTRUCT AND IMPROVE RAINWATER HARVESTING CISTERNS. 93499 SUB-SAHARAN AFRICA 0 0 DIRECT PROJECT EXPENSE CONSTRUCT AND IMPROVE RAINWATER HARVESTING CISTERNS. 305589 0 0 0 399088 0 399088 0 0 0 0 0 0 X 0 0 0 0 0 0 0 0 0 KURT SODERLUND 230000 0 0 0 0 0 0 0 4348 0 234348 0 0 0 KURT SODERLUND RELATED BOARD MEMBER THROUGH MARRIAGE 234348 COMPENSATION AS CEO 0 FORM 990, PART VI, SECTION A, LINE 2 THE CEO OF SAFE WATER NETWORK IS THE SON IN LAW OF A BOARD MEMBER. FORM 990, PART VI, SECTION B, LINE 11 THE ENTIRE GOVERNING BODY WILL BE PRESENTED A COPY OF THE 990 FOR ITS REVIEW AND APPROVAL PRIOR TO SIGNING AND FILING. FORM 990, PART VI, SECTION B, LINE 12C THE OFFICERS AND DIRECTORS SELF-MONITOR. IN THE EVENT OF A CONFLICT, THE INDIVIDUAL WITH THE CONFLICT SHALL EXCUSE HIM/HERSELF FROM THE DISCUSSION AND/OR VOTE AS DIRECTED BY THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE APPROVES THE SALARY OF THE CEO. THERE ARE NO OTHER KEY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY,AND OTHER FINANCIAL INFORMATION AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 6,920. FORM 990, PART XI, LINE 2C: THE PROCESS HAS NOT CHANGED. FORM 990, PART VI, LINE 8B: THERE ARE NO SUB COMMITTEES.