2011-11-14T08:24:59-06:00 2010-12-31 O'CONNOR DAVIES MUNNS & DOBBINS LLP 60 EAST 42ND STREET 36TH FL NEW YORK NY 101653698 990 2010-01-01 383678458 NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM AT THE WORLD TRADE CENTER FOUNDATIONINC NATI 2123128800 ONE LIBERTY PLAZA 20TH FLOOR NEW YORK NY 10006 DAVID LANGFORD 2123128800 2011-11-14 1 MARK J PISZKO CPA 2122862600 2010 2016-02-24 21:20:13Z 911 MEMORIAL DAVID LANGFORD ONE LIBERTY PLAZA 20TH FLOOR NEW YORK NY 10006 111698384 0 X WWW.911MEMORIAL.ORG X 2003 NY THE ORGANIZATION WAS INCORPORATED IN 2003 TO RAISE MONEY TO FUND THE DESIGN AND CONSTRUCTION OF THE NATIONAL SEPTEMBER 11 MEMORIAL, MEMORIAL MUSEUM AND MUSEUM PAVILION. UPON COMPLETION, THE ORGANIZATION WILL OPERATE THE FACILITIES AND THE MEMORIAL MUSEUM WILL BE AN AUTHORITATIVE SOURCE OF INFORMATION, LEARNING, AND UNDERSTANDING OF THE 9/11 ATTACKS, THEIR PRECURSORS, AND ONGOING RAMIFICATIONS, WITH EDUCATIONAL RESOURCES AND PROGRAMS AS A CORE COMPONENT OF PROGRAMMING FOR VISITORS. 47 47 107 54 0 0 92680699 87438036 0 0 1340835 710085 151719 1276634 94173253 89424755 119675 307000 0 0 5328700 6563215 48000 48000 2828548 4061105 5073958 9557480 11992173 84615773 77432582 546093119 626461940 37727514 41871246 508365605 584590694 X THE MEMORIAL MISSION: REMEMBER AND HONOR THE THOUSANDS OF INNOCENT MEN, WOMEN, AND CHILDREN MURDERED BY TERRORISTS IN THE HORRIFIC ATTACKS OF FEBRUARY 26, 1993 AND SEPTEMBER 11, 2001. 0 0 7306529 307000 MEMORIAL AND MUSEUM:THE YEAR 2010 MARKED A PERIOD OF INTENSE PREPARATION TO REALIZE THE OPENING OF THE MEMORIAL IN SEPTEMBER 2011, INCLUDING DEVELOPING AN OPERATIONS PLAN FOR VISITOR SERVICES, MAINTENANCE, CUSTODIAL, PEDESTRIAN ACCESS, SECURITY AND OTHER SUPPORT SERVICES FOR THE MEMORIAL AND MUSEUM. THE ORGANIZATION WORKED WITH THE WORLD TRADE CENTER STAKEHOLDERS AND GOVERNMENT AGENCIES ON THE OPERATIONAL PLANNING AS WELL AS TRANSPORTATION PLANNING FOR FUTURE VISITORS TO THE MEMORIAL. STAFF ALSO WORKED TO FINALIZE KEY DESIGN ELEMENTS OF THE MEMORIAL INCLUDING THE ARRANGEMENT AND VERIFICATION OF THE NEARLY 3,000 NAMES LISTED ON THE MEMORIAL. IN 2010, STAFF COMPLETED DESIGN DEVELOPMENT FOR THE MUSEUM'S MEMORIAL EXHIBITION AND INTERSTITIAL SPACES, AND PROGRESSED THROUGH CONCEPT DESIGN FOR THE HISTORICAL EXHIBITIONS, AND LAUNCHED PRODUCTION OF AUDIO-VISUAL COMPONENTS FOR THE EXHIBITIONS. THE PROCESS OF SOLICITING QUALIFICATIONS AND BIDS FOR EXHIBITION FABRICATION WAS INITIATED.CONTINUED ACQUISITION OF MATERIALS AND ORAL TESTIMONIES WAS PURSUED TO ENABLE THE EXHIBITIONS TO CONVEY THE EXPERIENCES OF INDIVIDUALS, FIRST RESPONDERS, SURVIVORS, FAMILIES, LOWER MANHATTAN RESIDENTS, AND WORKERS IMPACTED BY THE 9/11 ATTACKS. A PARTICULAR FOCUS IN 2010 WAS THE LAUNCH OF A MAJOR OUTREACH EFFORT TO SOLICIT PORTRAITS, MEMORABILIA, AND OTHER DOCUMENTATION FROM FAMILY MEMBERS OF VICTIMS OF THE 9/11 ATTACKS AND THE 1993 WORLD TRADE CENTER BOMBING IN SUPPORT OF THE PLANNED MEMORIAL EXHIBITION.2010 ALSO SAW THE LAUNCH OF THE 9/11 MEMORIAL'S FIRST IPHONE APP FEATURING A TOUR OF GROUND ZERO THAT DRAWS UPON EXCERPTS OF ORAL HISTORIES FROM THE MUSEUM ARCHIVE. THE APP, EXPLORE 9/11, RECEIVED THE GOLD MUSE AWARD FROM THE AMERICAN ASSOCIATION OF MUSEUMS, THE TOP AWARD IN ITS CATEGORY. IN ADDITION, AN INTERACTIVE, ONLINE TIMELINE WAS LAUNCHED AS AN EDUCATIONAL RESOURCE FOR TEACHING AND LEARNING ABOUT 9/11. PLANNING CONTINUED IN 2010 FOR A SPECIAL EXHIBITION THAT WILL OPEN IN MULTIPLE LOCATIONS (NEW YORK, LONDON, MADRID, AND BARCELONA) IN SEPTEMBER 2011, IN CONJUNCTION WITH THE 10TH ANNIVERSARY OF 9/11: MEMORY REMAINS: 9/11 ARTIFACTS AT HANGAR 17, FEATURING THE PHOTOGRAPHS OF FRANCESCO TORRES. FINALLY, IN A CONTINUING EFFORT TO PROVIDE TEACHERS WITH TOOLS TO FACILITATE COMMEMORATION OF 9/11 IN THEIR CLASSROOMS, AND TO TEACH THIS HISTORY MOST EFFECTIVELY, MUSEUM STAFF PRODUCED A FULLY DOWNLOADABLE BOOKLET FOCUSED ON TRIBUTE ART AND 9/11: HEALING THROUGH ARTISTIC RESPONSE COMMEMORATIVE RESOURCES FOR UPPER ELEMENTARY, MIDDLE AND HIGH SCHOOL EDUCATORS, AND CONTINUED TO PRODUCE CLASSROOM SUPPLEMENTS TO THE ONGOING SERIES OF ORIGINAL WEBCAST INTERVIEWS, EXPLORING 9/11: THE WORLD BEFORE AND AFTER.THE 9/11 MEMORIAL PREVIEW SITE WELCOMED ITS ONE MILLIONTH VISITOR LESS THAN ONE YEAR AFTER OPENING TO THE PUBLIC. THE PREVIEW SITE WAS ESTABLISHED TO PROVIDE THE PUBLIC WITH AN OPPORTUNITY TO LEARN ABOUT THE MEMORIAL AND MUSEUM, SEE CONSTRUCTION PROGRESS AND RECORD THEIR OWN 9/11 STORIES FOR USE IN FUTURE MUSEUM EXHIBITS. THE PREVIEW SITE WELCOMED VISITORS FROM MORE THAN 63 DIFFERENT COUNTRIES IN 2010, ACCORDING TO AN INTERNAL SURVEY ON VISITATION. IN 2010, THE 9/11 MEMORIAL PREVIEW SITE ALSO HOSTED A PUBLIC SPEAKERS SERIES PROGRAM FEATURING SEVEN EVENTS DISCUSSING CURRENT ISSUES AND TOPICS RELATED TO 9/11. CONSTRUCTION:THIS YEAR, CONSTRUCTION ON THE MEMORIAL FORGED AHEAD RAPIDLY. THE 9/11 MEMORIAL POOLS, EACH ABOUT AN ACRE IN SIZE, WERE COMPLETELY FRAMED IN STEEL BY MARCH 2010. 100% OF THE STEEL FOR THE PROJECT WAS INSTALLED AND OVER 90% OF THE CONCRETE WAS POURED. INSTALLATION OF THE GRANITE CLADDING FOR THE INTERIOR OF THE NORTH FOUNTAIN WAS COMPLETED AND INSTALLATION IN THE SOUTH POOL NEARED COMPLETION. PLAZA LANDSCAPING COMMENCED IN 2010. IN AUGUST, THE FIRST BATCH OF SWAMP WHITE OAK TREES WERE PLANTED ON THE MEMORIAL'S PLAZA. BY THE END OF THE YEAR, A TOTAL OF 124 TREES WERE PLANTED ON THE MEMORIAL PLAZA. THE SURVIVOR TREE WAS ALSO RETURNED TO THE SITE AND PLANTED AMONGST THE SWAMP WHITE OAK TREES IN DECEMBER 2010. THE CALLERY PEAR TREE BECAME KNOWN AS THE SURVIVOR TREE AFTER SUSTAINING EXTENSIVE DAMAGE, BUT SURVIVING THE SEPTEMBER 11, 2001, TERROR ATTACKS AT THE WORLD TRADE CENTER. IN 2010, STRUCTURAL STEEL FOR THE MUSEUM PAVILION NEARED COMPLETION. IN SEPTEMBER 2010, THE TWO ORIGINAL WORLD TRADE CENTER TRIDENTS THAT WILL BE VISIBLE THROUGH THE MUSEUM PAVILION WERE BROUGHT TO THE SITE AND INSTALLED IN THE PAVILION ATRIUM. CLADDING OF THE PAVILION BEGAN IN DECEMBER AND WILL CONTINUE THROUGH 2011. STRUCTURAL STEEL FOR THE WEST VENT STRUCTURES WAS ALSO COMPLETED AND THE CLADDING OF THE STRUCTURES WILL BEGIN IN 2011. THE EXHIBITION SPACES OF THE MUSEUM PROGRESSED RAPIDLY IN 2010 AS WELL. INTERIOR FRAMING OF THE MUSEUM SPACES COMMENCED IN 2010 AND THE GRAND STAIRCASE WHICH IS SITUATED BESIDE THE SURVIVOR STAIR WAS COMPLETED BY DECEMBER 2010. FRAMING OF THE HIGH CEILINGS IN THE EXHIBITION SPACES ALSO COMMENCED THIS YEAR. 7306529 1 1 0 1 0 0 0 1 0 0 1 0 0 1 0 1 1 0 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 22 0 1 107 1 0 0 0 0 0 1 1 0 0 0 0 X 47 47 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AZ AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY NC ND OH OK OR SC RI SC TN UT VA WA WV WI X X X MR DAVID LANGFORD CFO 2123128800 ONE LIBERTY PLAZA 20TH FLOOR NEW YORK NY 10006 MICHAEL R BLOOMBERG 2.50 X X 0 0 0 ANDREW M SENCHAK 2.50 X X 0 0 0 PAULA GRANT BERRY 2.50 X 0 0 0 DEBRA BURLINGAME 2.50 X 0 0 0 JOHN P CAHILL 2.50 X 0 0 0 RUSSEL L CARSON 2.50 X 0 0 0 KENNETH I CHENAULT 2.50 X 0 0 0 KEATING CROWN 2.50 X 0 0 0 BILLY CRYSTAL 2.50 X 0 0 0 ROBERT DE NIRO 2.50 X 0 0 0 SAMUEL A DIPIAZZA JR 2.50 X 0 0 0 CHRISTINE A FERER 2.50 X 0 0 0 MAURICE R GREENBERG 2.50 X 0 0 0 DR VARTAN GREGORIAN 2.50 X 0 0 0 PATRICIA E HARRIS 2.50 X 0 0 0 WILLIAM B HARRISON JR 2.50 X 0 0 0 GERALD L HASSELL 2.50 X 0 0 0 ROBERT IGER 2.50 X 0 0 0 LEE A IELPI 2.50 X 0 0 0 MONICA IKEN 2.50 X 0 0 0 ROBERT WOOD JOHNSON IV 2.50 X 0 0 0 THOMAS S JOHNSON 2.50 X 0 0 0 ROBERT KASDIN 2.50 X 0 0 0 ANTHOULA KATSIMATIDES 2.50 X 0 0 0 PETER M LEHRER 2.50 X 0 0 0 HOWARD W LUTNICK 2.50 X 0 0 0 JULIE MENIN 2.50 X 0 0 0 IRA M MILLSTEIN 2.50 X 0 0 0 HOWARD MILSTEIN 2.50 X 0 0 0 HON PETER G PETERSON 2.50 X 0 0 0 EMILY K RAFFERTY 2.50 X 0 0 0 KEVIN M RAMPE 2.50 X 0 0 0 DAVID ROCKEFELLER 2.50 X 0 0 0 JUDITH RODIN 2.50 X 0 0 0 THOMAS H ROGER 2.50 X 0 0 0 JANE ROSENTHAL 2.50 X 0 0 0 E JOHN ROSENWALD JR 2.50 X 0 0 0 AVI SCHICK 2.50 X 0 0 0 DAVID BEAMER 2.50 X 0 0 0 JERRY I SPEYER 2.50 X 0 0 0 CRAIG ROBERTS STAPLETON 2.50 X 0 0 0 ANNE M TATLOCK 2.50 X 0 0 0 DANIEL R TISHMAN 2.50 X 0 0 0 SETH WAUGH 2.50 X 0 0 0 JOHN C WHITEHEAD 2.50 X 0 0 0 JOHN E ZUCCOTTI 2.50 X 0 0 0 VIRGINIA S BAUER 2.50 X 0 0 0 FRANK BISIGNANO 2.50 X 0 0 0 JOSEPH DANIELS 40.00 X X 333467 0 44821 DAVID LANGFORD 40.00 X X 191611 0 36551 ALLISON BLAIS 40.00 X X 170942 0 22293 JOAN GERNER 40.00 X 421665 0 17798 CATHY BLANEY 40.00 X 287663 0 44486 ALICE GREENWALD 40.00 X 326884 0 29696 JAMES CONNORS 40.00 X 215778 0 16177 CAROLYN RASIC 40.00 X 193407 0 24126 LUIS MENDES 40.00 X 186838 0 37999 NOELLE LILIEN 40.00 X 163088 0 14824 SUANY CHOUGH 40.00 X 170372 0 24095 ALIYAH KOZIROVSKY 40.00 X 129513 0 27121 2791228 0 339987 19 0 1 0 BOVIS LEND LEASE 200 PARK AVENUE 9TH FLOOR NEW YORK NY 10166 CONSTRUCTION MANAGEMENT 169101411 DAVIS BRODY BOND LLP 315 HUDSON STREET NEW YORK NY 10013 ARCHITECTURAL PLANNING 3769787 SERVICE METAL FABRICATING 10 STICKLE AVENUE ROCKAWAY NJ 07866 PARAPET FABRICATION 2309809 DCM ERECTORS INC 110 E 42ND STREET SUITE 1704 NEW YORK NY 10017 PARAPET CONSTRUCTION 2308565 ENVIRONMENTAL TREE & DESIGN INC 23544 DOONS ROAD TOMBALL TX 77375 TREE CARE & TRANSPLANT 2013705 39 2053620 69452552 15931864 141065 87438036 766692 766692 20675000 20699640 31967 -24640 -31967 -56607 -56607 194535 2053620 550755 -356220 -356220 2623221 991267 1631954 1631954 MEDIA GUIDE FEES 900099 900 900 900 89424755 1631954 0 354765 307000 307000 2161562 1286906 313893 560763 3293843 1797031 725272 771540 296023 165608 63179 67236 430741 296203 63957 70581 381046 174420 135145 71481 282350 185169 97181 58910 58910 24766 24766 20000 20000 48000 48000 770464 672624 21280 76560 885456 661877 1551 222028 427917 270246 115048 42623 398930 195050 165126 38754 541117 477122 22921 41074 152216 102544 2000 47672 82362 24815 21220 36327 418039 346782 29374 41883 337432 240402 46842 50188 DIRECT MAIL EXPENSES 617817 617817 OTHER EXPENSES 56182 43820 8341 4021 11992173 7306529 1857096 2828548 876099 412610 152258585 110607274 129058379 85694753 14922487 7055543 265359 423571 141507 357749 2179388 1078449 1021240 1100939 20699640 226849823 420809501 546093119 626461940 37727514 41871246 37727514 41871246 X 442401007 546916540 65964598 37674154 508365605 584590694 546093119 626461940 X 77432582 -1207493 X X 0 1 1 X 1 1 X 114842533 190537099 45970282 92680699 87438036 531468649 114842533 190537099 45970282 92680699 87438036 531468649 8548885 522919764 1006780 4242424 3585868 1332950 766692 10934714 900 900 542404263 3781662 0.96410 0.91480 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MEDIA GUIDE FEES RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 7141 0 1 20000 27141 0 EXPLANATION OF OTHER LOBBYING ACTIVITIES: PART II-B, LINE 1I: IN 2010, THE NATIONAL SEPTEMBER 11TH MEMORIAL AND MUSEUM WORKED WITH A CONSULTANT TO DEVELOP A LOBBYING STRATEGY. X 0 691471 178202 513269 1073595 699407 374188 414322 200840 213482 1100939 ACCRUED INTEREST RECEIVABLE 4886 CONSTRUCTION IN PROGRESS 420804615 420809501 89424755 11992173 77432582 -1082493 -125000 -1207493 76225089 89562682 105960 31967 137927 89424755 0 89424755 13212593 1188453 31967 1220420 11992173 0 11992173 PART III, LINE 1A: THE VALUE OF THE ORGANIZATION'S COLLECTION IS NOT REFLECTED AS AN ASSET IN THE STATEMENT OF FINANCIAL POSITION, AND GIFTS OF COLLECTION ITEMS ARE EXCLUDED FROM REVENUE IN THE STATEMENT OF ACTIVITIES. PURCHASES OF COLLECTION ITEMS ARE RECORDED IN THE YEAR IN WHICH THE ITEMS WERE ACQUIRED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE STATEMENT OF ACTIVITIES. PURSUANT TO THE ORGANIZATION'S COLLECTIONS AND MANAGEMENT POLICY, PROCEEDS FROM DEACCESSIONS ARE TO BE USED EXCLUSIVELY TO ACQUIRE OTHER ITEMS FOR THE COLLECTION AND WILL BE RECORDED AS UNRESTRICTED NET ASSETS DESIGNATED FOR ACQUISITIONS OF COLLECTION ITEMS. PART III, LINE 4: THE ORGANIZATION IS IN THE PROCESS OF ASSEMBLING A PERMANENT COLLECTION AND HAS ADOPTED A COLLECTIONS MANAGEMENT POLICY TO DEFINE THE SCOPE AND INTELLECTUAL FRAMEWORK OF CONTENT ASSETS AND THE PROCEDURES BY WHICH THESE MATERIALS ARE ACCESSIONED, CATALOGUED AND PRESERVED. THROUGH THE LEADERSHIP OF THE BOARD AND STAFF, THE MEMORIAL STRIVES TO ESTABLISH, PRESERVE AND DOCUMENT PRIMARY RECORDS, MATERIAL EVIDENCE, SPOKEN TESTIMONY AND OTHER WIDE-RANGING CULTURAL DOCUMENTATION TO CAPTURE THE EXPERIENTIAL AND TRANSFORMATIVE NATURE OF THE SEPTEMBER 11, 2001 TERRORIST ATTACKS, THE BOMBING OF THE WORLD TRADE CENTER ON FEBRUARY 26, 1993 AND THE HISTORY OF THE BUILDINGS THEMSELVES. THE MEMORIAL ALSO COLLECTS ARTIFACTS, SPOKEN REMEMBRANCES AND OTHER MATERIALS WHICH HONOR THE VICTIMS OF THE 9/11/01 AND 2/26/93 TERRORIST ATTACKS AND THEIR LEGACIES. THE COLLECTION IS MAINTAINED FOR USE IN THE PERMANENT EXHIBITION OF THE FUTURE MEMORIAL MUSEUM, AS WELL AS FOR TRAVELING EXHIBITIONS AND FOR LOANS TO OTHER ORGANIZATIONS AND AS AN ON-LINE RESEARCH AND EDUCATIONAL TOOL, TO BE USED BY THE PUBLIC FOR RESEARCH PURPOSES AND TO ENHANCE PUBLICATIONS OF INTELLECTUAL MERIT. IN CONFORMITY WITH ACCOUNTING POLICIES GENERALLY FOLLOWED BY HISTORY AND ART MUSEUMS, THE VALUE OF THE MEMORIAL'S COLLECTION IS NOT REFLECTED AS AN ASSET IN THE STATEMENT OF FINANCIAL POSITION, AND GIFTS OF COLLECTION ITEMS ARE EXCLUDED FROM REVENUE IN THE STATEMENT OF ACTIVITIES. PURCHASES OF COLLECTION ITEMS ARE RECORDED IN THE YEAR IN WHICH THE ITEMS WERE ACQUIRED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE STATEMENT OF ACTIVITIES. PURSUANT TO THE ORGANIZATION'S COLLECTIONS MANAGEMENT POLICY, PROCEEDS FROM DE-ACCESSIONS ARE TO BE USED EXCLUSIVELY TO ACQUIRE OTHER ITEMS FOR THE COLLECTION AND WILL BE RECORDED AS TEMPORARILY RESTRICTED NET ASSETS. ACQUISITIONS OF COLLECTION ITEMS: IN 2010, THE ORGANIZATION SPENT $125,000 ON ACQUISITIONS OF COLLECTION ITEMS. THESE ACQUISITIONS WERE PARTIALLY FUNDED BY CASH CONTRIBUTIONS THAT WERE RECEIVED IN 2009 AND RESTRICTED FOR THIS PURPOSE. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ORGANIZATION RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE ORGANIZATION HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. THE ORGANIZATION IS NO LONGER SUBJECT TO AUDITS BY THE APPLICABLE TAXING JURSIDICTIONS FOR YEARS PRIOR TO DECEMBER 31, 2007. PART XI, LINE 8 - OTHER ADJUSTMENTS: COLLECTIONS ACTIVITIES AS PER DECREASES IN UNRESTRICTED NET ASSETS PART XII, LINE 2D - OTHER ADJUSTMENTS: RECLASSIFICATION: DISPOSAL OF FIXED ASSET PART XIII, LINE 2D - OTHER ADJUSTMENTS: RECLASSIFICATION: DISPOSAL OF FIXED ASSET X X X X X 1 THE LUKENS COMPANY 2800 SHIRLINGTON RD SUITE 900 ARLINGTON VA 22206 DIRECT MAIL CONSULTING/MANAGEMENT 0 830688 600479 230209 830688 600479 230209 AL AK AZ AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI ANNUAL BENEFIT DINNER 2197260 2026925 170335 186772 322691 COCKTAIL RECEPTION (VISIONARY) 50895 26695 24200 41292 2248155 2053620 194535 186772 363983 550755 -356220 EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE LUKENS COMPANY ("TLC") AND THE ORGANIZATION HAS A NON-EXCLUSIVE AGREEMENT FOR DIRECT RESPONSE MARKETING CONSULTATION AND MANAGEMENT, THE CREATION AND PRODUCTION OF DIRECT MAIL PACKAGES, PACKAGE INSERTS, SPACE ADVERTISEMENTS, TELEMARKETING CAMPAIGNS, DIRECT RESPONSE TELEVISION, AND INTERNET-BASED MARKETING PROGRAMS. TLC RECEIVED A MONTHLY RETAINER FEE OF $4,000 PER MONTH PLUS REIMBURSEMENT OF ALL MAILING, COPY CREATION, AND OTHER SERVICE FEES INCURRED UNDER THE CONTRACT AGREEMENT WITHIN THIRTY (30) DAYS OF INVOICE. THE ORGANIZATION DISTINGUISHES BETWEEN PAYMENT FOR CONSULTING FEES AND EXPENSE REIMBURSEMENT WITH TLC BASED ON SPECIFIC CONTRACT ARRANGEMENTS AND ITEMIZED INVOICING. 1 SOUND PORTRAIT PRODUCTIONS INC (STORY CORPS) 80 HANSON PLACE 2ND FLOOR BROOKLYN NY 11217 133753011 501(C)(3) 47000 N/A N/A TO FUND ORAL HISTORIES THROUGH THE "STORY CORPS" PROJECT COVERING 9/11 EVENTS." VOICES OF SEPTEMBER 11TH 161 CHERRY STREET NEW CANAAN CT 06840 161639299 501(C)(3) 260000 N/A N/A USED FOR COMPONENTS NEEDED FOR MEMORIAL EXHIBITION. 2 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: IN EACH CASE, THE ORGANIZATION REQUIRED AN AGREEMENT MANDATING SIGNIFICANT OVERSIGHT OF PROGRAM ACTIVITIES WHERE ORGANIZATION FUNDS WERE BEING PROVIDED. FOR EXAMPLE, THE ORGANIZATION REQUIRED THESE RECIPIENTS TO SUBMIT REPORTS DOCUMENTING SPECIFIC PROGRAM OUTCOMES SUPPORTED BY THE GRANT; GRANT FUNDS EXPENDED AGAINST THE PROGRAM BUDGET; ANY CHANGES TO THE INITIAL PROGRAM BUDGET; ADDITIONAL SOURCES OF LONG-TERM FUNDING; CHANGES TO PROGRAM STAFFING AND/OR CONSULTANTS; AND THE CURRENT ORGANIZATIONAL BUDGET. X X X X 1 0 0 0 0 0 0 0 0 JOSEPH DANIELS 333467 0 0 0 0 0 22615 0 22206 0 378288 0 0 0 DAVID LANGFORD 191611 0 0 0 0 0 19574 0 16977 0 228162 0 0 0 ALLISON BLAIS 170942 0 0 0 0 0 15427 0 6866 0 193235 0 0 0 JOAN GERNER 125100 0 0 0 296565 0 10724 0 7074 0 439463 0 0 0 CATHY BLANEY 287663 0 0 0 0 0 22280 0 22206 0 332149 0 0 0 ALICE GREENWALD 326884 0 0 0 0 0 22442 0 7254 0 356580 0 0 0 JAMES CONNORS 215778 0 0 0 0 0 16177 0 0 0 231955 0 0 0 CAROLYN RASIC 193407 0 0 0 0 0 16872 0 7254 0 217533 0 0 0 LUIS MENDES 186838 0 0 0 0 0 16840 0 21159 0 224837 0 0 0 NOELLE LILIEN 163088 0 0 0 0 0 14824 0 0 0 177912 0 0 0 SUANY CHOUGH 170372 0 0 0 0 0 16841 0 7254 0 194467 0 0 0 ALIYAH KOZIROVSKY 129513 0 0 0 0 0 13132 0 13989 0 156634 0 0 0 PART I, LINE 4A JOAN GERNER, EVP OF DESIGN & CONSTRUCTION, SEPARATED FROM THE ORGANIZATION ON MAY 7, 2010 AND RECEIVED SEVERANCE PAYMENT TOTALING $296,565, PER THE TERMS OF HER EMPLOYMENT CONTRACT. FORM 990, PART VII, SECTION A AND SCHEDULE J, PART 2, PAGE 2: AS WITH OTHER ORGANIZATIONS PAYING EMPLOYEES ON A BI-WEEKLY BASIS, THERE WERE 27 PAY DATES IN CONTRAST WITH PREVIOUS YEARS WHEN THERE WERE ONLY 26 PAY DAYS. X 2 0 X FILE CABINETS 1 22875 FMV X STATIONERY 1 369 FMV X AUDIOVISUAL EQUIPMENT 1 115000 FMV X DECALS 1 1050 FMV X SOFTWARE 1 1771 FMV 2 0 1 0 NON REPORTING OF REVENUE: PART I, LINE 33: THE ORGANIZATION RECEIVED 2 CONTRIBUTIONS OF VIDEO AND PHOTOGRAPHY ARCHIVES IN 2010. THESE COLLECTION ITEMS ARE SIGNIFICANT HISTORICAL TREASURES THAT DOCUMENT THE HISTORY OF THE WORLD TRADE CENTER SITE. THESE COLLECTION ITEMS ARE NOT RECOGNIZED AS ASSETS ON THE STATEMENT OF FINANCIAL POSITION IN LINE WITH THE GENERALLY ACCEPTED ACCOUNTING PRACTICES FOR SIMILAR CULTURAL ORGANIZATIONS. ORGANIZATION MISSION STATEMENT FORM 990, PART III, LINE 1 RESPECT THIS PLACE MADE SACRED THROUGH TRAGIC LOSS. RECOGNIZE THE ENDURANCE OF THOSE WHO SURVIVED, THE COURAGE OF THOSE WHO RISKED THEIR LIVES TO SAVE OTHERS, AND THE COMPASSION OF ALL WHO SUPPORTED US IN OUR DARKEST HOURS. MAY THE LIVES REMEMBERED, THE DEEDS RECOGNIZED, AND THE SPIRIT REAWAKENED BE ETERNAL BEACONS, WHICH REAFFIRM RESPECT FOR LIFE, STRENGTHEN OUR RESOLVE TO PRESERVE FREEDOM, AND INSPIRE AN END TO HATRED, IGNORANCE AND INTOLERANCE. THE MEMORIAL MUSEUM MISSION: THE NATIONAL SEPTEMBER 11 MEMORIAL MUSEUM AT THE WORLD TRADE CENTER WILL BEAR SOLEMN WITNESS TO THE TERRORIST ATTACKS OF SEPTEMBER 11, 2001, AND FEBRUARY 26, 1993. THE MUSEUM WILL HONOR THE NEARLY 3,000 VICTIMS OF THESE ATTACKS AND ALL THOSE WHO RISKED THEIR LIVES TO SAVE OTHERS. IT WILL FURTHER RECOGNIZE THE THOUSANDS WHO SURVIVED AND ALL WHO DEMONSTRATED EXTRAORDINARY COMPASSION IN THE AFTERMATH. DEMONSTRATING THE CONSEQUENCES OF TERRORISM ON INDIVIDUAL LIVES AND ITS IMPACT ON COMMUNITIES AT THE LOCAL, NATIONAL, AND INTERNATIONAL LEVELS, THE MUSEUM WILL ATTEST TO THE TRIUMPH OF HUMAN DIGNITY OVER HUMAN DEPRAVITY AND AFFIRM AN UNWAVERING COMMITMENT TO THE FUNDAMENTAL VALUE OF HUMAN LIFE. FORM 990, PART VI, SECTION B, LINE 11 A DRAFT OF THE 990 IS SHARED ELECTRONICALLY AND IN PAPER FORM WITH THE AUDIT COMMITTEE AND FINANCE AND INVESTMENT COMMITTEE, AND EACH COMMITTEE REVIEWS AND APPROVES THE 990 IN ADVANCE OF FILING. PRIOR TO FILING, ELECTRONIC AND PAPER COPIES ARE ALSO PROVIDED TO THE FULL BOARD FOR REVIEW AND AN OPPORTUNITY TO ASK QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A CONFLICT OF INTEREST POLICY WHICH IT MONITORS AND ENFORCES. THE BOARD CURRENTLY MANDATES THAT ALL EMPLOYEES AND THE GOVERNING BODY ANNUALLY SIGN A CONFLICT OF INTEREST POLICY AND DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICTS THAT MAY ARISE. THE SIGNED CONFLICT OF INTEREST POLICY IS SUBMITTED TO THE CORPORATE COMPLIANCE OFFICER WHO REVIEWS THE SIGNED ATTESTATIONS FOR POTENTIAL OR ACTUAL CONFLICTS. IF A POTENTIAL OR ACTUAL CONFLICT OF INTEREST EXISTS, THE CORPORATE COMPLIANCE OFFICER WILL NOTIFY MEMBERS OF MANAGEMENT OR THE GOVERNING BODY ABOUT SUCH CONFLICT AND INVESTIGATE THE CONFLICT. THE RESULTS OF THE INVESTIGATION WILL BE SUMMARIZED AND DOCUMENTED BY THE CORPORATE COMPLIANCE OFFICER AND BE REPORTED TO THE GOVERNING BODY. IF THE CORPORATE COMPLIANCE OFFICER ESTABLISHES THAT AN ACTUAL CONFLICT EXISTS, THE MEMBER OF MANAGEMENT OR THE GOVERNING BODY WILL BE NOTIFIED IMMEDIATELY AND WILL NOT BE ALLOWED TO VOTE OR BE A PART OF ANY DECISIONS ABOUT ANY SUCH TRANSACTIONS THAT HAVE TO DO WITH THE CONFLICT UNTIL SUCH TIME THERE IS NO LONGER A CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION HAS ESTABLISHED A WRITTEN COMPENSATION POLICY FOR THEIR COMPENSATION COMMITTEE TO FOLLOW IN ESTABLISHING THE COMPENSATION FOR THE PRESIDENT/CEO, TOP MANAGEMENT OFFICIALS, OTHER OFFICERS OR KEY EMPLOYEES. THE POLICY MANDATES THAT EXECUTIVE COMPENSATION BE PERIODICALLY REVIEWED BY THE COMPENSATION COMMITTEE AND THAT THE COMMITTEE SHOULD BE FREE OF CONFLICTS OF INTEREST. IN ADDITION, THE APPROVING COMPENSATION COMMITTEE REVIEWS APPROPRIATE AND ADEQUATE DATA TO DETERMINE THE REASONABLENESS OF COMPENSATION BEING CONSIDERED. THE COMPENSATION COMMITTEE USES A VARIETY OF INFORMATION AND STUDIES THAT ARE AVAILABLE TO DETERMINE THAT THE APPROPRIATE LEVEL OF COMPENSATION IS BEING PAID TO ITS EXECUTIVES. THE COMPENSATION COMMITTEE DECISION ON THE AMOUNT OF COMPENSATION PAID IS DOCUMENTED IN A CONTEMPORANEOUSLY WRITTEN FORMAT INCLUDING THE DATE OF THE DECISION, THE MEMBERS PRESENT DURING THE DECISION, THE FULL TERMS OF THE TRANSACTION THAT WAS APPROVED AND THE COMPARABLE DATA USED AND RELIED UPON TO MAKE THE DECISION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FORM 990 AND CONFLICT OF INTEREST POLICY AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE BY POSTING IT ON ITS WEBSITE. THE FINANCIAL STATEMENTS, FORM 1023 AND THE IRS DETERMINATION LETTER ARE ALSO POSTED ON ITS WEBSITE AND GUIDESTAR.ORG. THE SAME INFORMATION IS AVAILABLE UPON WRITTEN REQUEST AT ONE LIBERTY PLAZA, 20TH FLOOR, NEW YORK, NY 10006 OR BY CALLING THE ORGANIZATION DIRECTLY AT 212-312-8800. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: DONATED SERVICES AND USE OF FACILITIES: -1,082,493. COLLECTIONS ACTIVITIES AS PER DECREASES IN UNRESTRICTED NET ASSETS -125,000. TOTAL TO FORM 990, PART XI, LINE 5: -1,207,493. COMMITTEE OVERSIGHT OF THE AUDIT OF THE FINANCIAL STATEMENTS: FORM 990, PART XI, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS DID NOT CHANGE FROM THE PRIOR YEAR. EXPLANATION OF FUNDRAISING EVENTS LOSS: FORM 990, PART VIII, LINE 8C AND FORM 990, SCHEDULE G, PART II, LINE 11: THE PROPER COMPLETION OF FORM 990 REQUIRES ORGANIZATIONS TO REPORT THE ACTIVITY FROM FUNDRAISING EVENTS THAT SUBSTANTIALLY FURTHER THE ORGANIZATION'S EXEMPT PURPOSE IN PART VIII, LINE 8C AND FORM 990, SCHEDULE G, PART II, LINE 11. FUNDRAISING EVENTS OFTEN GENERATE BOTH CONTRIBUTIONS AND INCOME, SUCH AS WHEN AN INDIVIDUAL PAYS MORE THAN THE RETAIL VALUE FOR THE GOODS OR SERVICES FURNISHED. DURING THE YEAR ENDED DECEMBER 31, 2010 THE MEMORIAL CONDUCTED TWO SUCCESSFUL FUNDRAISING EVENTS GENERATING CONTRIBUTION REVENUE TOTALING $2,053,620. THIS CONTRIBUTION REVENUE IS REQUIRED TO BE REPORTED ON PART VIII, LINE 1C OF THE FORM 990 AS CONTRIBUTIONS FROM FUNDRAISING EVENTS PER THE IRS INSTRUCTIONS. THIS RESULTED IN A LOSS FROM FUNDRAISING EVENTS IN THE AMOUNT OF $356,220, BUT AN OVERALL NET GAIN OF $1,697,400.