2011-11-17T08:45:05-08:00 2011-09-30 ROGER GODDARD CPA PC 3100 TIMMONS LANE SUITE 440 HOUSTON TX 77027 990PF 2010-10-01 760454743 HARRY AND ANNE SAGER FOUNDATION HARR 7136269483 5555 SAN FELIPE HOUSTON TX 77056 ANDREW KANALY 7136269483 2011-10-25 ROGER D GODDARD 7136225088 2011-11-17 2010 2016-02-24 21:20:13Z X 324098 X X 11196 11196 4235 75832 4235 15431 15431 1295 111 1406 0 0 49500 49500 50906 0 49500 -35475 15431 97688 32864 32864 171000 193577 204523 80499 87271 86711 349187 313712 324098 0 X 13300 13300 335887 300412 349187 313712 349187 313712 349187 -35475 313712 313712 Dodge & Cox Income Fund - 411.622 sh P 2010-03-24 2010-12-09 5467 0 5449 18 0 0 0 18 Proshares ltrashort S&P 500 - 93 sh P 2010-07-06 2010-10-06 2654 0 3505 -851 0 0 0 -851 Proshares Ultrashort S&P 500 - 93 sh P 2010-07-06 2010-10-14 2587 0 3238 -651 0 0 0 -651 Powershares DB US Dollar Tr - 231 sh P 2009-11-09 2010-11-10 5210 0 5206 4 0 0 0 4 Pimco Low Duration Ii Fund - 243.236 sh P 2005-10-31 2010-12-09 2409 0 2342 67 0 0 0 67 Pimco Low Duration II Fund - 5.576 sh P 2008-05-20 2010-12-09 55 0 54 1 0 0 0 1 Pimco Low Duration II Fund - 6.082 sh P 2009-07-31 2010-12-09 60 0 59 1 0 0 0 1 Pimco Low Duration II Fund - 5.749 sh P 2009-08-31 2010-12-09 57 0 57 0 0 0 0 0 Pimco Low Duration II Fund - 5.574 sh P 2009-09-30 2010-12-09 55 0 55 0 0 0 0 0 Pimco Low Duration II Fund - 4.697 sh P 2009-10-30 2010-12-09 47 0 47 0 0 0 0 0 Pimco Low Duration II Fund - 18.212 sh P 2010-12-08 2010-12-09 180 0 181 -1 0 0 0 -1 Pimco Low Duration II Fund - 8.843 sh P 2010-12-08 2010-12-09 88 0 88 0 0 0 0 0 Pimco Commodity Real Return - 333.653 sh P 2010-03-24 2011-05-19 3090 0 2576 514 0 0 0 514 Forward Intl Small Co - 421.585 sh P 2010-06-21 2011-06-21 6172 0 5000 1172 0 0 0 1172 Pimco Low Duration II Fund - 1,445.791 sh P 2005-10-31 2011-06-21 14409 0 13923 486 0 0 0 486 Pimco Low Duration II Fund - 6.671 sh P 2009-01-02 2011-06-21 66 0 63 3 0 0 0 3 Pimco Low Duration II Fund - 5.029 sh P 2009-01-30 2011-06-21 50 0 47 3 0 0 0 3 Pimco Low Duration II Fund - 5.666 sh P 2009-02-27 2011-06-21 56 0 53 3 0 0 0 3 Pimco Low Duration II Fund - 5.287 sh P 2009-03-31 2011-06-21 53 0 49 4 0 0 0 4 Pimco Low Duration II Fund - 5.378 sh P 2009-04-30 2011-06-21 54 0 51 3 0 0 0 3 Pimco Low Duration II Fund - 5.603 sh P 2009-05-29 2011-06-21 56 0 54 2 0 0 0 2 Harding Loevner Emerging Markets - 5.872 sh P 2009-11-09 2011-06-29 296 0 247 49 0 0 0 49 Harding Loevner Emerging Markets - 114.943 sh P 2010-06-21 2011-06-29 5797 0 5000 797 0 0 0 797 Pimco Commodity Real Return - 705.308 sh P 2010-03-24 2011-08-04 6244 0 5444 800 0 0 0 800 Pimco Commodity Real Return - 28.215 sh P 2010-06-17 2011-08-04 250 0 212 38 0 0 0 38 Proshares Ultrashort - 192 sh P 2011-02-10 2011-08-05 5251 0 7865 -2614 0 0 0 -2614 Vaughan Nelson Small Cap - 308.503 sh P 2009-04-21 2011-08-30 6441 0 5221 1220 0 0 0 1220 Vaughan Nelson Small Cap - 3.143 sh P 2010-04-13 2011-08-30 66 0 79 -13 0 0 0 -13 Vaughan Nelson Small Cap - 75.604 sh P 2010-12-28 2011-08-30 1579 0 1741 -162 0 0 0 -162 Vaughan Nelson Small Cap - 47.705 sh P 2010-12-28 2011-08-30 996 0 1099 -103 0 0 0 -103 Vaughan Nelson Small Cap - 20.656 sh P 2011-04-12 2011-08-30 431 0 487 -56 0 0 0 -56 Vaughan Nelson Small Cap - 6.435 sh P 2011-04-12 2011-08-30 134 0 152 -18 0 0 0 -18 Pimco Investment Grade Corp Bond - 492.006 sh P 2010-03-24 2011-08-31 5216 0 5485 -269 0 0 0 -269 Pimco Investment Grade Corp Bond - 2.394 sh P 2010-03-31 2011-08-31 25 0 27 -2 0 0 0 -2 Pimco Investment Grade Corp Bond - 11.112 sh P 2010-04-30 2011-08-31 118 0 126 -8 0 0 0 -8 Pimco Investment Grade Corp Bond - 10.183 sh P 2010-06-30 2011-08-31 108 0 115 -7 0 0 0 -7 Long-term capital gain distributions P 2009-04-04 2011-09-30 3805 0 0 3805 0 0 0 3805 4235 false 356428 0.000000 50210 352510 0.142436 84932 492967 0.172287 31825 551397 0.057717 61656 538026 0.114597 0.487037 0.097407 369408 35983 154 36137 49500 X 154 0 154 154 0 154 0 false false false false false false false true true TX true false false false false true N/A KANALY TRUST COMPANY 7136269483 5555 SAN FELIPE SUITE 200 HOUSTON TX 77056 false false false false false false false false false false false false false false false false false false false false false HARRY C SAGER 814 THORNBRANCH HOUSTON TX 77079 0 0 0 0 ANNE SAGER 814 THORNBRANCH HOUSTON TX 77079 0 0 0 0 ELIZABETH SAGER YATES 13919 BRITOAK HOUSTON TX 77079 0 0 0 0 ANDREW D KANALY 5555 SAN FELIPE 200 HOUSTON TX 77056 0 0 0 0 KANALY TRUST COMPANY 5555 SAN FELIPE 200 HOUSTON TX 77056 0 0 0 0 NONE 0 NONE 0 318110 56923 0 375033 375033 5625 369408 18470 18470 154 154 18316 18316 18316 49500 49500 154 49346 18316 36962 4963 60910 32873 135708 49500 18316 31184 166892 0 36962 129930 4963 60910 32873 31184 HARRY SAGER ANNE SAGER AND ELIZABET NONE KANALY TRUST COMPANY 5555 SAN FELIPE SUITE 200 HOUSTON TX 77056 7135619300 WRITTEN REQUEST INCLUDING BROCHURE ON ORGANIZATION N.A. NO CHRISTUS STEHLIN FOUNDATION 10301 STELLA LINK SUITE A HOUSTON TX 77025 N.A. Cancer research 2500 BRIARWOOD-BROOKWOOD COMMUNITY 1752 FM 1489 BROOKSHIRE TX 77423 N.A. care facilityHandicapped 42500 THE TASIS FOUNDATION 303 PARK AVENUE SOUT 1302 NEW YORK NY 10010 N.A. foundationEducational 500 NIOBRARA HISTORICAL SOCIETY 322 S MAIN STREET LUSK WY 82225 N.A. Public museum 500 NIOBRARA COUNTY LIBRARY 425 S MAIN STREET LUSK WY 82225 N.A. Public library 500 MARINE CORPS LAW ENFORCEMENT FOUNDATION 10 ROCKEFELLER FOUNDATION NEW YORK NY 10020 N.A. development ofEncouragechildren through education 500 THE FUND FOR HOFSTRA UNIVERSITY 101 HOFSTRA UNIVERSITY HEMPSTEAD NY 11549 N.A. educationPost-seconaryinstitution 500 NIOBRARA MEDICAL FOUNDATION PO BOX 727 LUSK WY 82225 N.A. Medical research 2000 49500 14 11196 18 4235 15431 15431 false false false false false false false false false false Roger Goddard, CPA, P.C. Preparation of Form 990-PF 1295 Part VII-A, question 10 -List of substantial contributors HARRY SAGER, ANNE SAGER, ELIZABETH SAGER YATES, ERIC YATES, JOHN ORD SAGER, JEANETTE ORD SAGER AND SAGER INTEREST, LTD. WERE PREVIOUSLY CLASSIFIED (AND REMAIN) AS SUBSTANTIAL CONTRIBUTORS. HARRY AND ANNE SAGER ARE HUSBAND AND WIFE. ELIZABETH SAGER YATES AND JOHN ORD SAGER ARE THE CHILDREN OF HARRY AND ANNE SAGER. ERIC YATES IS A GRANDSON OF HARRY AND ANNE SAGER AND THE SON OF ELIZABETH SAGER YATES. SAGER INTERESTS, LTD. IS A PARTNERSHIP BETWEEN HARRY SAGER (49.605% INTEREST), ANNE SAGER (49.605%), ELIZABETH SAGER YATES (.26% INTEREST) AND THE GST TRUST FOR JOHN ORD SAGER (.53% INTEREST.) JOHN ORD SAGER IS A BENEFICIARY OF THE GST TRUST FOR JOHN ORD SAGER. Absolute Strategies Fund 18813 21719 Aston Tamro Small Cap Fund 5145 5862 Calamos Convertible Fund 20191 18623 Cambiar Opportunity Fund 8935 9648 Cambiar Small Cap Fd 6893 5800 Driehaus Active Income Fund 5767 5238 Federated Strategic fund 12122 11692 Geneva Advs All Cap Fund 8082 7224 Harding Loevner Emerging 4753 4535 Invesco Charter Fund 15877 19633 Invesco Global Real 5793 5121 iShares Tr Russell 1000 11236 13671 Johcm Intl Select Fund 5529 4518 Natixis Gateway Y 15752 16935 Nuveen Tradewinds Intl 10685 11511 Pimco All Asset Instl 12687 13475 Royce Micro Cap Fund 5020 5281 SPDR Gold Trust 4090 7113 Stephens Small Cap Growth 5549 5783 Turner Spectrum Fund 5859 5759 Vaughan Nelson Small Cap Fund 4799 5382 Dodge & Cox Income Fund 24102 24517 Doubleline Total Return Fund 29609 29810 FPA New Income Fund 11456 11446 Pimco Investment Grade Fund 22104 20938 Federal income tax 111