2011-03-30T09:58:56-05:00 2010-12-31 LARSONALLEN 2900 SOUTH QUINCY STREET SUITE 150 ARLINGTON VA 22206 990 2010-01-01 521695387 STABLE VALUE INVESTMENT ASSOCIATION STAB 2025807620 1025 CONNECTICUT AVENUE NW NO 1000 WASHINGTON DC 20036 DORIS FRITZ 2025807620 2011-03-04 1 7039985100 2010 2016-02-24 21:20:13Z GINA MITCHELL 1025 CONNECTICUT AVENUE NW NO 1000 WASHINGTON DC 20036 929015 0 X WWW.STABLEVALUE.ORG X 1990 VA TO EDUCATE THE PUBLIC AND POLICYMAKERS CONCERNING STABLE VALUE'S ROLE IN RETIREMENT INVESTING. 14 14 2 0 0 0 0 0 824695 928810 640 205 171 0 825506 929015 0 0 0 0 337110 381290 0 0 0 437474 516639 774584 897929 50922 31086 533805 421904 370097 227110 163708 194794 THE SVIA IS DEDICATED TO EDUCATING THE PUBLIC AND POLICYMAKERS ON THE NEED TO SAVE AND INVEST FOR RETIREMENT AND THE ROLE THAT STABLE VALUE CAN PLAY IN ACHIEVING A FINANCIALLY SECURE RETIREMENT. 0 0 SPRING SEMINAR - SPRING MEMBERSHIP MEETING THAT FOCUSES ON STABLE VALUE FUNDS' ROLE IN DEFERRED COMPENSATION SAVINGS PLANS AND PROVIDING RETIREMENT INCOME. NATIONAL FORUM - ANNUAL MEMBERSHIP AND NATIONAL FORUM MEETING THAT FOCUSES ON POLICY INITIATIVES AFFECTING 401(K) RETIREMENT SAVINGS AND STABLE VALUE FUNDS AS A VEHICLE IN 401(K) PLANS. STABLE TIMES - THE ASSOCIATION'S BIANNUAL PUBLICATION FOCUSING ON STABLE VALUE FUNDS, DEFERRED SAVINGS, AND INVESTMENT DEVELOPMENTS. 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 9 0 1 2 1 0 0 0 0 0 0 0 0 X 14 14 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 X STABLE VALUE INVESTMENT ASSOCIATION 2025807620 1025 CONNECTICUT AVENUE NW NO 1000 WASHINGTON DC 20036 EDWARD ADAMS 1.00 X 0 0 0 ANTHONY CAMP 2.00 X X 0 0 0 PETER CHAPPELEAR 1.00 X 0 0 0 JORDAN CULP 1.00 X 0 0 0 TERENCE FINAN 1.00 X 0 0 0 DORIS FRITZ 3.00 X X 0 0 0 WARREN HOWE 1.00 X 0 0 0 JAMES KING 2.00 X X 0 0 0 STEPHEN LELAURIN 1.00 X X 0 0 0 MARC MAGNOLI 3.00 X X 0 0 0 GINA MITCHELL 40.00 X X 291500 0 49582 SHARON PARKES 1.00 X 0 0 0 MARIJN SMIT 1.00 X 0 0 0 DAVID STARR 1.00 X 0 0 0 MICHAEL WYATT 1.00 X 0 0 0 291500 0 49582 1 0 1 0 MORGAN LEWIS & BOCKIUS LLP 1111 PENNSYLVANIA AVE NW WASHINGTON DC 20004 LEGAL SERVICES 115257 1 CONFERENCE REGISTRATIO 523930 385925 385925 SERVICE FIRM DUES 523930 369375 369375 VALUE PROGRAM DUES 523930 170000 170000 PLAN SPONSOR DUES 523930 3510 3510 928810 205 205 929015 928810 0 205 341082 18487 9111 12610 152437 28365 51890 38082 3012 28622 8706 186165 1615 2182 SUBSCRIPTIONS 15563 897929 151698 159716 351858 233763 11755 18429 12088 9842 1869 2246 16625 7750 533805 421904 38247 34580 331850 192530 370097 227110 X 163708 194794 163708 194794 533805 421904 31086 X X 0 1 1 X 0 0 0 1 542885 121950 121950 54289 67661 12088 9842 2246 2246 929015 897929 31086 0 31086 929015 0 929015 0 929015 897929 0 897929 0 897929 X X X 0 0 0 GINA MITCHELL 180000 0 111500 0 0 0 17150 0 32432 0 341082 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THERE ARE THREE TYPES OF MEMBERS: PLAN SPONSORS, INDIVIDUALS REPRESENTING EMPLOYERS SPONSORING A DEFINED CONTRIBUTION PLAN; SERVICE FIRM MEMBERS, INDIVIDUALS FROM COMPANIES THAT PROVIDE SERVICES TO PLAN SPONSORS; VALUE PROGRAM MEMBERS ARE INDIVIDUALS FROM COMPANIES THAT CONTRIBUTE UP TO $15,000 FOR MORE VISIBILITY IN THE ASSOCIATION AND/OR SPONSORSHIP OF SPECIFIC ASSOCIATION INITIATIVES. FORM 990, PART VI, SECTION A, LINE 7A EACH FIRM HAS ONE VOTING MEMBER WHO VOTES ON BEHALF OF THE FIRM FOR CANDIDATES FOR THE BOARD OF DIRECTORS AND/OR POLICY POSITIONS. FORM 990, PART VI, SECTION A, LINE 7B EACH MEMBER SHALL HAVE ONE VOTE. WHEN A QUORUM IS PRESENT AT ANY MEETING, A MAJORITY OF THE VOTES PROPERLY CAST BY MEMBERS DULY REPRESENTED SHALL DECIDE ANY QUESTION OR MATTER PRESENTED FOR DISCUSSION AT THE MEMBERSHIP MEETING, UNLESS OTHERWISE PROVIDED BY LAW, THE ARTICLES OF INCORPORATION OR THE BYLAWS. FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS PREPARED BY AN ACCOUNTING FIRM AND THE DRAFT RETURN IS REVIEWED BY MANAGEMENT. AFTER MANAGEMENT REVIEW, DRAFT FORM 990 IS REVIEWED BY TREASURER AND COMMITTEE ON MEMBERSHIP AND BUDGET. THE COMMITTEE MAKES A RECOMMENDATION FOR THE BOARD TO APPROVE THE FILING. THE BOARD VOTES ON THIS RECOMMENDATION. IF 2/3 OF THE BOARD VOTES IN FAVOR OF THE RECOMMENDATION/RESOLUTION, THEN THE 990 TAX FILING IS APPROVED AND SUBSEQUENTLY FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C MEMBERS OF THE BOARD HAVE A DUTY TO DISCLOSE TO THE BOARD THE PRESENCE OF ANY CONFLICTS THAT HAVE ARISEN OR THAT THEY REASONABLY BELIEVE MIGHT ARISE BETWEEN THEIR RESPONSIBILITIES AS BOARD MEMBERS OF THE ASSOCIATION AND THEIR CORPORATE OR PERSONAL INTERESTS. SIMILARLY, DIRECTORS HAVE A DUTY TO DISCLOSE TO THE BOARD THE APPEARANCE OF A CONFLICT OF INTEREST. THE BOARD MEMBER MUST DISCLOSE THE PRESENCE OF SUCH CONFLICT OF INTEREST, OR APPEARANCE OF CONFLICT OF INTEREST, TO THE CHAIRPERSON OF THE BOARD, THE SECRETARY, AND ASSOCIATION PRESIDENT AS SOON AS HE OR SHE HAS REASON TO BELIEVE THAT SUCH CIRCUMSTANCE EXISTS. THE DISCLOSURE OF THE PRESENCE OF SUCH CONFLICT OF INTEREST, OR APPEARANCE OF CONFLICT OF INTEREST, SHALL BE RECORDED IN THE BOARD'S MINUTES. MEMBERS HAVE A DUTY TO RECUSE THEMSELVES FROM PARTICIPATING IN DISCUSSION OR DECISION-MAKING ON MATTERS IN WHICH THEY ARE CONFLICTED AS DESCRIBED ABOVE. ANY DIRECTOR OR ASSOCIATION MEMBER WITH A CONCERN OR QUESTION ABOUT APPLICABLE PROVISIONS OF THE CODE OF CONDUCT (WHICH HOUSES THE CONFLICT OF INTEREST POLICY) SHOULD CONTACT THE CHAIRPERSON OF THE BOARD, THE SECRETARY, OR PRESIDENT OF THE ASSOCIATION. SUCH PERSONS SHALL ALSO BE RESPONSIBLE FOR PUTTING THE CONCERN OR QUESTION TO THE BOARD. THE BOARD OF DIRECTORS IS RESPONSIBLE FOR ENFORCING THE APPLICABLE PROVISIONS OF THE CODE. VIOLATION OF SVIA'S CODE OF CONDUCT CAN RESULT IN REMOVAL FROM THE ASSOCIATION'S BOARD OF DIRECTORS UNDER THE TERMS AND CONDITIONS SET FORTH IN THE ASSOCIATION'S BY-LAWS. FORM 990, PART VI, SECTION B, LINE 15A THE EXECUTIVE COMMITTEE DOES AN ANNUAL EVALUATION OF THE PRESIDENT'S COMPENSATION, WHICH IS BASED ON THE ACHIEVEMENT OF THE ASSOCIATION'S YEARLY GOALS AND OBJECTIVES. THESE GOALS ARE RANKED AND THE INDIVIDUALS IS RATED BY THE COMMITTEE. COMPENSATION IS DETERMINED BASED ON THIS RATING AND/OR RANKING. THE ORGANIZATION USES COMPENSATION SURVEYS BEFORE APPROVING THE COMPENSATION. THIS PROCESS WAS LAST COMPLETED IN 2010. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE POSTED ON THE ASSOCIATION'S WEBSITE. FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR.