2011-04-04T16:15:29-05:00 2010-06-30 James Moore & Co PL 5931 NW 1ST Place Gainesville FL 326072063 990 2009-07-01 201226494 UNIVERSITY OF FLORIDA INVESTMENT CORPORATION UNIV 3523921693 4510 NW 6th Place 2nd floor GAINESVILLE FL 32607 edward kelly 3523921693 2011-04-01 1 Carol A Villemaire 3523781331 2011-04-01 2009 2016-02-24 21:20:13Z Edward kelly 4510 NW 6th Place 2nd floor Gainesville FL 32607 2161679 0 X WWW.UFICO.UFL.EDU X 2004 FL The purpose of this Corporation is to promote the educational purposes of the University of Florida by providing investment research, advice, counsel and management to and for the University of Florida Board of Trustees, a public body corporate, and such affiliated corporations as the Board of Trustees of the University of Florida may designate, provided that such organizations further the educational purposes of the University of Florida and are organizations described in Section 501(c)(3) of the Internal Revenue Code of 1986, as now in force or hereafter amended. 11 7 10 6 0 0 0 2527078 2158886 10249 499 0 2537327 2159385 0 0 1728864 1596810 0 0 483665 620931 2212529 2217741 324798 -58356 2149678 2112603 1730022 1751303 419656 361300 The purpose of this Corporation is to promote the educational purposes of the University of Florida by providing investment research, advice, counsel and management to and for the University of Florida Board of Trustees, a public body corporate, and such affiliated corporations as the Board of Trustees of the University of Florida may designate, provided that such organizations further the educational purposes of the University of Florida and are organizations described in Section 501(c)(3) of the Internal Revenue Code of 1986, as now in force or hereafter amended. 0 0 1826051 2158886 The Organization provided investment research, advice, counsel and management to the University of Florida and four other direct support organizations of the University of Florida. During the year, the Organization managed assets of approximately $1,632,499,755 for these five organizations. 1826051 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 10 0 1 10 1 0 0 0 0 0 0 0 0 0 11 7 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X JIMMY HUMPHRIES 3522731479 4510 NW 6th Place 2nd floor GAINESVILLE FL 32607 S ANDREW BANKS 1.00 X 0 0 0 David T Brown 1.00 X 0 263834 32492 jerry davis 1.00 X 0 0 0 matt fajack 1.00 X 0 220427 36976 robert gidel 1.00 X 0 0 0 alan pareira 1.00 X 0 0 0 J EDWARD POPPELL 1.00 X 0 256379 42927 earl powell 1.00 X 0 0 0 paul robell 1.00 X 0 275635 46405 william robinson 1.00 X 0 0 0 steven scott 1.00 X 0 0 0 MIKE SMITH 40.00 X 464365 0 58705 PETER LANDAUER 40.00 X 262993 0 134167 Edward Kelly 40.00 X 142845 0 24604 Julie baker 40.00 X 201987 0 109519 Travis Shore 40.00 X 201740 0 105225 1273930 1016275 591020 5 0 1 0 0 Management Fees 541900 2158886 2158886 2158886 433 433 2360 2294 66 66 66 2159385 2158886 0 499 853868 651292 202576 437382 393644 43738 230052 207047 23005 75508 67957 7551 7547 7547 22750 22750 274845 274845 17760 15984 1776 8720 8720 141629 127466 14163 74278 74278 4818 4818 47458 47458 12196 12196 Subscriptions 4636 4636 Misc Operating Expense 2212 2212 Memberships & Dues 1601 1601 Meals & Entertainment 257 257 Awards and Commendation 224 224 2217741 1826051 391690 0 1054533 1048084 17040 13577 274635 135419 36688 139216 1041417 911726 2149678 2112603 691853 839577 1038169 911726 1730022 1751303 X 419656 361300 419656 361300 2149678 2112603 X 0 1 1 X 0 X X X X 0 0 0 University of Florida 596002052 2 1 0 1 0 54247 10917 43330 131641 37358 94283 88747 87144 1603 139216 Employee Retirment Plan Assets 61737 Management Fee Receivable 849989 911726 Deferred Compensation 849989 Deferred Compensation - 457(b) plan 61737 911726 2159385 2217741 -58356 0 -58356 2159319 0 2159319 66 66 2159385 2217675 -66 -66 2217741 0 2217741 Part XII, Line 4b - Other Adjustments: gain on sale of equipment included in expenses on financial statements: 66. Part XIII, Line 2d - Other Adjustments: Gain on sale of equipment included in revenues on tax return: -66. X X X X 0 0 0 0 0 0 0 1 0 David T Brown 0 163295 0 100500 0 39 0 21349 0 11143 0 296326 0 0 matt fajack 0 210005 0 0 0 10422 0 23040 0 13936 0 257403 0 0 J EDWARD POPPELL 0 241716 0 0 0 14663 0 28819 0 14108 0 299306 0 0 paul robell 0 263391 0 0 0 12244 0 32128 0 14277 0 322040 0 0 MIKE SMITH 268879 0 195486 0 0 0 48387 0 10318 0 523070 0 0 0 PETER LANDAUER 157931 0 105062 0 0 0 122952 0 11215 0 397160 0 0 0 Edward Kelly 130681 0 12164 0 0 0 14884 0 9720 0 167449 0 0 0 Julie baker 136947 0 65040 0 0 0 108098 0 1421 0 311506 0 0 0 Travis Shore 119229 0 82511 0 0 0 96139 0 9086 0 306965 0 0 0 Part I, Line 7 The organization has a deferred compensation bonus plan which covers certain employees. Under this plan, a deferred bonus is paid which includes a discretionary component. Form 990, Part VI, Section B, line 11 The Organization's chief operating officer and controller will review the Form 990. Additionally, the audit committee of the Organization will receive, review and approve the Form 990 at a meeting of the audit committee. The audit committee will report to the board. Form 990, Part VI, Section B, line 12c All employees disclose quarterly to the Chief Operating Officer any potential conflicts of interest through signed statements. All board members disclose annually to the Chief Operating Officer any potential conflicts of interest through signed statements. The chief operating officer reviews these statements and addresses them appropriately. Form 990, Part VI, Section B, line 15 A compensation committee of the Board of Directors approves salaries for all employees. Form 990, Part VI, Section C, line 19 Federal law does not require that such documents be made publicly available unless they were included on a form that is publicly available (such as Form 1023 or 1024). We do not make our governing documents, policies, or financial statements directly available to the public. Form 990, Part XI, line 2c the process for the selection and supervision of the organization's independent auditor has remained consistent with the prior year. UFICO LLC 4510 NW 6th Place 2nd floor Gainesville FL 32607 General Partner FL 0 0 N/A University of Florida 24 tigert hall gainesville FL 32611 596002052 University FL N/A florida private investments fund lp 4510 nw 6th place gainesville FL 32607 270277240 invesment in other entities DE ufico llc related 0 1 florida long term pool fund lp 4510 nw 6th place gainesville FL 32607 270277090 invesment in other entities DE ufico llc related 0 1 florida short-term fund lp 4510 nw 6th place gainesville FL 32607 270276790 invesment in other entities DE ufico llc related 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 University of Florida K 129669