2011-05-09T08:52:58-05:00 2010-06-30 KPMG LLP 345 Park Avenue New York NY 101540102 990 2009-07-01 131923626 THE CARNEGIE HALL CORPORATION CARN 2129039600 881 SEVENTH AVENUE NEW YORK NY 10019 RICHARD A MATLAGA 2011-05-05 true 2127589700 2009 2016-02-24 21:20:13Z CLIVE GILLINSON 881 SEVENTH AVENUE NEW YORK NY 10019 93225431 false X www.carnegiehall.org X 1960 NY TO PRESENT EXTRAORDINARY MUSIC & MUSICIANS, BRING THE TRANSFORMATIVE POWER OF MUSIC TO THE PUBLIC, PROVIDE VISIONARY EDUCATION PROGRAMS, AND FOSTER THE FUTURE OF MUSIC WITH NEW WORKS, ARTISTS & AUDIENCES. 29 27 486 275 0 0 34705381 58813670 25683983 24062887 407835 116128 488055 2675780 61285254 85668465 0 0 0 0 28652690 31648638 0 0 0 33469281 32105273 62121971 63753911 -836717 21914554 129293808 153944773 22475109 27372614 106818699 126572159 SEE SCHEDULE O false false 22432324 13009993 CARNEGIE HALL PRODUCED EVENTS: OF THE APPROXIMATELY 800 EVENTS THAT TAKE PLACE AT CARNEGIE HALL EACH SEASON, CARNEGIE HALL PRESENTS OR PRODUCES APPROXIMATELY ONE-THIRD OF THE CONCERTS HELD IN STERN AUDITORIUM/PERELMAN STAGE, LESS THAN 10% OF THE EVENTS IN WEILL RECITAL HALL, AND APPROXIMATELY ONE-HALF OF THE EVENTS IN ZANKEL HALL. THESE PRESENTATIONS-RANGING FROM ORCHESTRAL CONCERTS, CHAMBER MUSIC, SOLO RECITALS, AND CHORAL PERFORMANCES TO JAZZ, WORLD, AND POPULAR MUSIC ARE MARKETED BOTH AS SUBSCRIPTION SERIES (ORGANIZED INTO APPROXIMATELY 50 CONCERT SERIES EACH YEAR) AND AS SINGLE EVENTS. 19610840 10911657 HALL RENTAL OPERATIONS: IN ADDITION TO CARNEGIE HALL'S OWN PRESENTATIONS, THE CORPORATION LEASES AND MANAGES CARNEGIE HALL AS AN AUDITORIUM FOR CONCERTS AND OTHER PERFORMANCES TO DIVERSIFY THE EXPOSURE OF MUSIC RELATED ARTS TO THE COMMUNITY. SUCH EVENTS PRESENTED BY OUTSIDE PROMOTERS REPRESENT A SOURCE OF RENTAL INCOME AND BRING A GREATER VARIETY TO THE STAGES, AUGMENTING THE ARTISTIC PROFILE OF CARNEGIE HALL AND UNDERSCORING A LONG TRADITION OF EMBRACING DIVERSITY. 5835269 141237 THE WEILL MUSIC INSTITUTE AT CARNEGIE HALL CREATES BROAD-REACHING MUSIC EDUCATION PROGRAMS, PLAYING A CENTRAL ROLE IN CARNEGIE HALL'S COMMITMENT TO MAKING GREAT MUSIC ACCESSIBLE TO AS MANY PEOPLE AS POSSIBLE THROUGH CREATIVE MUSICAL INTERACTION AND INSPIRING LIFELONG LEARNING. 7409478 281730 OTHER OPS & SPECIAL PROJECTS 7409478 281730 55287911 true true false false false false true false false true false true false false true false false false false false false false false true false false false false false false true true false false false false false true true false false true 682 0 true 486 true false false false false false false false false false 29 27 true false false false true true false true true false false true true true true true true true true false NY X MR RICHARD MATLAGA 2129039600 881 SEVENTH AVENUE NEW YORK NY 10019 SANFORD I WEILL 1.0 X X 0 0 0 KLAUS JACOBS 1.0 X X 0 0 0 MERCEDES T BASS 1.0 X X 0 0 0 CLARISSA A BRONFMAN 1.0 X X 0 0 0 KENNETH J BIALKIN 1.0 X X 0 0 0 RICHARD A DEBS 1.0 X 0 0 0 JAMES D WOLFENSOHN 1.0 X 0 0 0 EMANUEL AX 1.0 X 0 0 0 NORTON BELKNAP 1.0 X 0 0 0 NICOLA BULGARI 1.0 X 0 0 0 MARINA KELLEN FRENCH 1.0 X 0 0 0 MARILYN HORNE 1.0 X 0 0 0 STEPHEN R HOWE JR 1.0 X 0 0 0 SALLIE L KRAWCHECK 1.0 X 0 0 0 TERRY J LUNDGREN 1.0 X 0 0 0 THOMAS G MAHERAS 1.0 X 0 0 0 LESTER S MORSE JR 1.0 X 0 0 0 WILLIAM G PARRETT 1.0 X 0 0 0 JUDITH RODIN 1.0 X 0 0 0 STANLEY S SHUMAN 1.0 X 0 0 0 S DONALD SUSSMAN 1.0 X 0 0 0 LINDA J WACHNER 1.0 X 0 0 0 CLIVE GILLINSON 60.0 X X 867703 0 21972 FREDERICK J ISEMAN 1.0 X 0 0 0 JAY R PETSCHEK 1.0 X 0 0 0 JERRY I SPEYER 1.0 X 0 0 0 EDWARD C FORST 1.0 X X 0 0 0 ROBERT K KRAFT 1.0 X 0 0 0 PETER W MAY 1.0 X X 0 0 0 BURTON P RESNICK 1.0 X X 0 0 0 PAUL J SEKHRI 1.0 X 0 0 0 RICHARD MATLAGA 60.0 X 309479 0 73255 AARON LEVINE 60.0 X 320345 0 73255 ANNA WEBER 60.0 X 321144 0 23816 SUSAN J BRADY 60.0 X 287653 0 9279 RICHARD MALENKA 60.0 X 294620 0 9603 KENNETH BELTRONE 60.0 X 310818 0 93555 JOHN CARDINALE 60.0 X 324642 0 94509 JAMES CSOLLANY 60.0 X 294252 0 98008 JOHN GOODSON 60.0 X 333394 0 92575 DENNIS O'CONNELL 60.0 X 393454 0 106914 4057504 0 696741 49 false true false TISHMAN INTERIORS CORPORATION 666 5TH AVENUE 36 NEW YORK NY 101033699 CONSTRUCTION 11284589 ROSENBERG ESTIS PC 733 3RD AVENUE 12 NEW YORK NY 100173293 LEGAL SERVICES 6804974 IU BIBLIOWICZ ARCHITECTS LLP 57 EAST 11TH STREET NEW YORK NY 100034605 ARCHITECT 3092679 BERLIN PHILHARMONIE GMBH HERBERT-VON-KARAJAN-STR 1 10785 BERLIN 0 GM PERFORMANCE 1239354 COLUMBIA ARTISTS MANAGEMENT LLC 1790 BROADWAY 702 NEW YORK NY 100191412 MUSIC MANAGEMENT 1108155 86 57445676 1367994 58813670 BOX OFFICE RECEIPTS-CH PRODUCED EVENTS 711130 13009993 13009993 PERFORMANCES PRODUCED BY OTHERS 711130 10911657 10911657 TOURS OF CARNEGIE HALL 711130 141237 141237 24062887 116128 116128 0 25863 25863 9777908 7409721 2368187 2368187 2368187 0 0 0 357173 147245 209928 209928 OTHER INCOME 900099 71802 71802 71802 85668465 24344617 0 2510178 0 0 0 0 2627972 2213804 414168 0 20331250 17126514 3204736 2319604 2319604 6369812 5165237 1204575 0 0 618115 35215 582900 344597 344597 0 0 0 1897833 1644683 253150 3613560 3608576 4984 1181012 652474 528538 185460 155117 30343 32450 32450 0 1167597 1085117 82480 0 0 54529 54529 0 8999148 8569638 429510 1340216 2500 1337716 CONCERT EXPENSES 11891914 11888578 3336 SECURITY 386072 386072 REPAIR AND MAINTENANCE 112826 110511 2315 MUSEUM ACQUISITIONS & EXHIBITS 102465 102465 LICENSES AND MEMBERSHIP DUES 70445 49552 20893 107034 139804 -32770 63753911 55287911 8466000 0 909831 5798474 1060751 1432661 402022 0 1435154 1940594 178590100 41940480 117422172 136649620 8017554 8123424 46324 0 129293808 153944773 9432087 13826518 7191372 8495005 5642857 4785714 208793 265377 22475109 27372614 X 106818699 126572159 106818699 126572159 129293808 153944773 X false true true X false X 29245544 30534467 37721616 34704381 58813670 191019678 183600 183600 183600 183600 183600 918000 29429144 30718067 37905216 34887981 58997270 191937678 191937678 10631093 9788673 9947245 10377760 10960541 51705312 0 648602 500928 556318 281730 1987578 245630568 127504346 0.78141 0.74826 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X false 8400000 630000 7770000 150290896 37924908 112365988 6433549 3181346 3252203 13465655 204226 13261429 136649620 0 AND OTHER LIABILITIES 265377 265377 85668465 63753911 21914554 1040642 31818539 32859181 54773735 139053594 1040642 102795496 103836138 35217456 50451009 50451009 85668465 83159579 1040642 18365026 19405668 63753911 63753911 RECONCILIATION OF CHANGE IN NET ASSETS - OTHER SCHEDULE D, PART XI, LINE 8 THE AUDITED FINANCIAL STATEMENTS OF THE CARNEGIE HALL CORPORATION ARE CONSOLIDATED WITH ITS AFFILIATE, THE CARNEGIE HALL SOCIETY. THE RECONCILIATION OF THE CHANGE IN NET ASSETS FROM FORM 990 TO AUDITED FINANCIAL STATEMENTS IS TO THE CONSOLIDATED CHANGE IN NET ASSETS OF $53,733,093. AFFILIATE'S REVENUE : $ 102,795,496 AFFILIATE'S EXPENSES : $ (11,370,359) INTERCOMPANY GRANT : $ (57,445,676) PENSION PLAN ACTUARIAL LOSS : $ (2,160,922) -------------- TOTAL OTHER LINE 8 = $ 31,818,539 OTHER REVENUE INCLUDED ON AUDITED FINANCIAL STATEMENTS BUT NOT ON FORM 990 SCHEDULE D, PART XII, LINE 2D AFFILIATE'S REVENUE : $ 102,795,496 OTHER REVENUE INCLUDED ON FORM 990 BUT NOT ON AUDITED FINANCIAL STATEMENTS SCHEDULE D, PART XII, LINE 4B INTERCOMPANY GRANT : $ 57,445,676 INTERCOMPANY REVENUE : $ 562,299 RENTAL EXPENSES : $ (7,409,721) COST OF GOODS SOLD : $ (147,245) -------------- TOTAL OTHER LINE 4B = $ 50,451,009 OTHER EXPENSES INCLUDED ON AUDITED FINANCIAL STATEMENTS BUT NOT FORM 990 SCHEDULE D, PART XIII, LINE 2D AFFILIATE'S EXPENSES : $ 11,370,359 INTERCOMPANY EXPENSE : $ (562,299) RENTAL EXPENSE INCLUDED IN 990 REVENUE : $ 7,409,721 COST OF GOODS SOLD INCLUDED IN 990 REVENUE : $ 147,245 -------------- TOTAL OTHER LINE 2D = $ 18,365,026 ART COLLECTION SCHEDULE D, PART III, LINE 4 THE ROSE MUSEUM EXHIBITS CARNEGIE HALL'S HISTORY AND ARCHIVAL TREASURES. THE PERMANENT EXHIBIT CONTAINS A CHRONOLOGY OF EVENTS FROM 1891 TO THE PRESENT, A HISTORY OF THE BUILDING, AS WELL AS ITEMS RELATING TO PERFORMANCES AND PERFORMERS. ON A REGULAR BASIS, TO PROVIDE AN ADDITIONAL DIMENSION TO A FESTIVAL OR MAJOR EVENT, TEMPORARY EXHIBITS ARE SHOWN WHICH MAY FEATURE MATERIAL BORROWED FROM OTHER ARCHIVES OR MUSEUMS. TOURS OF CARNEGIE HALL ARE CONDUCTED BY CARNEGIE HALL MUSIC AMBASSADORS (CARNEGIE HALL'S VOLUNTEERS). TOURS ALLOW VISITORS TO TAKE A JOURNEY THROUGH THE BUILDING AND LEARN MORE ABOUT THE CARNEGIE HALL STORY - FROM ANDREW CARNEGIE, TO ISAAC STERN LEADING THE EFFORT TO SAVE CARNEGIE HALL FROM DESTRUCTION, TO WELL OVER A CENTURY OF MEMORABLE PERFORMANCES. UNCERTAIN TAX POSITION SCHEDULE D, PART X, LINE 2 THE AUDITED FINANCIAL STATEMENTS DO NOT CONTAIN A FOOTNOTE REGARDING ASC 740 (FORMERLY FIN 48) BECAUSE IT DID NOT HAVE A MATERIAL IMPACT ON THE FINANCIAL STATEMENTS. South Asia 0 0 Program Services MUSIC EDUCATION EVENTS North America 0 0 Program Services MUSIC EDUCATION EVENTS 0 0 Part I, Line 3 CARNEGIE HALL'S WEILL MUSIC INSTITUTE BRINGS EDUCATIONAL PROGRAMS TO NATIONAL AND INTERNATIONAL AUDIENCES, USING WEB-BASED AND DISTANCE LEARNING TECHNOLOGY. THE FOREIGN EXPENSES FOR THE JUNE 30, 2010 TAX YEAR ARE NOT INCLUDED IN PART I, IN ACCORDANCE WITH THE IRS' FILING TIPS FOR SCHEDULE F, BECAUSE THEY WERE NOT SEPARATELY ACCOUNTED FOR THIS YEAR. CARNEGIE HALL DOES NOT MAKE ANY FOREIGN GRANTS. X X X true true X X false true false false false false false false false CLIVE GILLINSON 800000 0 0 0 67703 0 0 0 25657 0 893360 0 0 0 ANNA WEBER 248971 0 0 0 72173 0 0 0 26223 0 347367 0 0 0 RICHARD MATLAGA 252001 0 0 0 57478 0 50000 0 26982 0 386461 0 0 0 SUSAN J BRADY 221480 0 0 0 66173 0 0 0 12658 0 300311 0 0 0 RICHARD MALENKA 228360 0 0 0 66260 0 0 0 12010 0 306630 0 0 0 AARON LEVINE 224890 0 0 0 95455 0 50000 0 27102 0 397447 0 0 0 KENNETH BELTRONE 310818 0 0 0 0 0 0 0 93555 0 404373 0 0 0 JOHN CARDINALE 324642 0 0 0 0 0 0 0 94509 0 419151 0 0 0 JAMES CSOLLANY 294252 0 0 0 0 0 0 0 98008 0 392260 0 0 0 JOHN GOODSON 333394 0 0 0 0 0 0 0 92575 0 425969 0 0 0 DENNIS O'CONNELL 393454 0 0 0 0 0 0 0 106914 0 500368 0 0 0 SCHEDULE J, PART I, LINE 1A HOUSING WAS PROVIDED FOR THE EXECUTIVE AND ARTISTIC DIRECTOR OF CARNEGIE HALL, AND WAS REPORTED AS TAXABLE COMPENSATION. SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN SCHEDULE J, PART I, LINE 4B THE CARNEGIE HALL CORPORATION MAINTAINS A NONQUALIFIED DEFERRED COMPENSATION PLAN FOR CERTAIN EMPLOYEES. IN ACCORDANCE WITH THE FORM 990 INSTRUCTIONS, THE CARNEGIE HALL CORPORATION IS REPORTING AMOUNTS DEFERRED TO FUTURE YEARS AS COMPENSATION EVEN THOUGH SUCH AMOUNTS ARE SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE. IN THE EVENT THAT AMOUNTS ARE ULTIMATELY PAID TO AN EMPLOYEE IN A SUBSEQUENT YEAR, THE FORM 990 REPORTING RULES REQUIRE THE AMOUNT PAID TO BE REPORTED AGAIN AS COMPENSATION. THEREFORE, CERTAIN AMOUNTS ARE REPORTED AS COMPENSATION TWICE (ONCE IN THE INITIAL YEAR REPORTED AND AGAIN IN THE YEAR PAID). ACCORDINGLY, DEPENDING ON THE YEAR IN WHICH SUCH AMOUNTS ARE ACTUALLY PAID TO PARTICULAR EMPLOYEES, THE REPORTING REQUIREMENTS MAY RESULT IN HIGHER LEVELS OF COMPENSATION SHOWN IN THE FORM 990 AND POTENTIAL DISTORTIONS OF COMPENSATION LEVELS AMONG EMPLOYEES WHO ARE OTHERWISE SIMILARLY COMPENSATED BY THE CARNEGIE HALL CORPORATION. CLIVE GILLINSON, EXECUTIVE AND ARTISTIC DIRECTOR, RICHARD MATLAGA, CHIEF FINANCIAL OFFICER, AND AARON LEVINE, CHIEF INFORMATION OFFICER, PARTICIPATES IN SECTION 457(F) PLANS. THEY DID NOT RECEIVE ANY PAYMENTS FROM THE 457(F) PLAN DURING THE 2009 TAX YEAR. IU BIBLIOWICZ - SEE SCH O SANFORD I WEILL, CHAIRMAN 3092679 ARCHITECTURAL SERVICES false ORGANIZATION'S MISSION FORM 990, PART III, LINE 1 THE CARNEGIE HALL CORPORATION'S MISSION IS TO PRESENT EXTRAORDINARY MUSIC AND MUSICIANS ON THE THREE STAGES OF THIS LEGENDARY HALL, TO BRING THE TRANSFORMATIVE POWER OF MUSIC TO THE WIDEST POSSIBLE AUDIENCE, TO PROVIDE VISIONARY EDUCATION PROGRAMS, AND TO FOSTER THE FUTURE OF MUSIC THROUGH THE CULTIVATION OF NEW WORKS, ARTISTS, AND AUDIENCES. RELATIONSHIPS FORM 990, PART VI, SECTION A, LINE 2 SANFORD I. WEILL AND THOMAS G. MAHERAS HAVE A BUSINESS RELATIONSHIP. MEMBERS FORM 990, PART VI, SECTION A, LINES 6 AND 7A THE CORPORATION'S FIRST MEMBERS WERE THE INDIVIDUALS WHO FOUNDED CARNEGIE HALL AND SIGNED ITS ARTICLES OF INCORPORATION. OVER TIME, THE TRADITION CONTINUED -- MEMBERS CONTINUED TO EXIST AS A GROUP OF INDIVIDUALS DEDICATED TO SUPPORTING CARNEGIE HALL. ALL MEMBERS ARE EITHER CURRENT OR FORMER TRUSTEES. MEMBERS MAY BE APPOINTED BY THE BOARD OF TRUSTEES. THE MEMBERS ELECT TRUSTEES EACH YEAR, AND THOSE TRUSTEES MAY IN TURN APPOINT ADDITIONAL TRUSTEES TO THE BOARD. BOARD REVIEW OF FORM 990 FORM 990, PART VI, SECTION A, LINE 11A THE FORM 990 IS PREPARED BY CARNEGIE HALL CORPORATION'S EXTERNAL ACCOUNTING FIRM WITH THE ASSISTANCE OF THE CORPORATION'S STAFF. THE STAFF AND FINANCE DEPARTMENT CAREFULLY REVIEW THE DRAFT FORMS, WHICH ARE THEN PROVIDED TO THE AUDIT COMMITTEE. THE BOARD OF TRUSTEES HAS DELEGATED RESPONSIBILITY FOR REVIEWING THE FORM 990 TO ITS AUDIT COMMITTEE. THE AUDIT COMMITTEE PROVIDES THE FULL BOARD WITH ITS REVIEW COMMENTS. A COPY OF FORM 990 IS MADE AVAILABLE TO THE FULL BOARD OF TRUSTEES BEFORE FILING. CONFLICT OF INTEREST POLICY FORM 990, PART VI, SECTION B, LINE 12C THE CORPORATION HAS A CONFLICT OF INTEREST POLICY COVERING ALL TRUSTEES AS WELL AS SENIOR MANAGEMENT. THEY ARE REQUIRED TO COMPLETE A DISCLOSURE STATEMENT ANNUALLY TO CONFIRM THEIR COMPLIANCE. THE RESPONSES ARE THEN REVIEWED BY THE AUDIT COMMITTEE AND THE SECRETARY OF THE BOARD TO DETERMINE IF CONFLICTS EXIST, AND HOW TO HANDLE ANY SUCH CONFLICTS. IN THE EVENT OF A CONFLICT, THE AUDIT COMMITTEE AND THE SECRETARY DETERMINE APPROPRIATE ACTION, GENERALLY INCLUDING RECUSAL OF THE CONFLICTED INDIVIDUAL FROM BOARD DISCUSSION AND VOTE ON THE APPLICABLE TOPIC AND FROM INVOLVEMENT ON RELATED BUSINESS DECISIONS. CONFLICTS OF INTEREST ARE REPORTED TO THE FULL BOARD OF TRUSTEES. COMPENSATION REVIEW FORM 990, PART VI, SECTION B, LINES 15A AND 15B COMPENSATION FOR THE EXECUTIVE DIRECTOR, OFFICERS AND KEY EMPLOYEES IS DETERMINED ANNUALLY BY THE CHAIRMAN AND TREASURER OF THE BOARD, WHO ARE FREE OF CONFLICTS OF INTEREST UNDER THE ORGANIZATION'S CONFLICT OF INTEREST POLICY. COMPENSATION IS DETERMINED BASED UPON COMPARABILITY DATA, SUCH AS FORMS 990 AND OTHER SOURCES OF SALARY INFORMATION FOR FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED PERFORMING ARTS ORGANIZATIONS IN SIMILAR GEOGRAPHIC LOCATIONS. THE ORGANIZATION RETAINS RECORDS OF THE COMPENSATION DETERMINATION ANALYSIS AND DECISION. PUBLIC DISCLOSURE FORM 990, PART VI, SECTION C, LINE 19 THE CARNEGIE HALL CORPORATION DOES NOT CURRENTLY MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, OR FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. THE FORM 990 IS AVAILABLE UPON REQUEST AND ON WEBSITES SUCH AS GUIDESTAR.ORG. BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS SCHEDULE L, PART IV ORGANIZATIONS AFFILIATED WITH MEMBERS OF THE BOARD OF TRUSTEES OCCASIONALLY PROVIDE SERVICES TO THE CARNEGIE HALL SOCIETY. THE ARRANGEMENTS FOR THESE SERVICES ARE NEGOTIATED ON AN ARM'S LENGTH BASIS AND ARE REVIEWED BY INDEPENDENT MEMBERS OF THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES UNDER THE ORGANIZATION'S CONFLICT OF INTEREST POLICY. BANK OF AMERICA - ENTITY OF WHICH SALLIE KRAWCHECK, TRUSTEE OF THE CARNEGIE HALL CORPORATION, SERVED AS AN OFFICER - AFFINITY CREDIT CARD. SKADDEN, ARPS, SLATE, MEAGHER & FLOM - ENTITY OF WHICH, KENNETH J BIALKIN, TRUSTEE & SECRETARY OF THE CARNEGIE HALL CORPORATION SERVED AS AN OFFICER - PROVIDED LEGAL SERVICES. IU + BIBLIOWICZ ARCHITECTS, LLP - ENTITY OVER 35% OWNED BY A FAMILY MEMBER OF SANFORD I. WEILL, CHAIRMAN OF THE CARNEGIE HALL CORPORATION - ARCHITECTURAL SERVICES. THE CARNEGIE HALL SOCIETY INC 881 SEVENTH AVENUE NEW YORK NY 10019 131923626 PERFORM. ARTS NY 501(c)(3) 9 NA false false true false false false false false false false false false true true false true false false THE CARNEGIE HALL SOCIETY c 57445676 THE CARNEGIE HALL SOCIETY p 562299