2011-05-16T13:32:25-05:00 2010-06-30 PricewaterhouseCoopers LLP 2001 MARKET ST SUITE 1700 PHILADELPHIA PA 19103 990 2009-07-01 210634501 The Trustees of Princeton University TRUS 6092583080 701 CARNEGIE CENTER OFFICE OF THE TREASURER PRINCETON NJ 08540 CAROLYN AINSLIE 2011-05-16 true 2673303000 2009 2016-02-24 21:20:13Z SHIRLEY M TILGHMAN ONE NASSAU HALL PRINCETON NJ 08544 1997169143 false X WWW.PRINCETON.EDU X 1746 NJ Princeton University is a privately endowed non-sectarian institution of higher learning And a world-renowned research institution. 40 37 12829 15000 -71428722 -75334245 1011600000 442782000 325170000 339313991 962413000 636151000 97428800 113276509 2396611800 1531523500 214514287 231368587 0 0 638741000 676156000 0 0 33776400 472380713 487090413 1325636000 1394615000 1070975800 136908500 16259824000 17801499000 3257639000 3524914000 13002185000 14276585000 RESEARCH, EDUCATION AND GENERAL - PRINCETON UNIVERSITY IS A PRIVATELY ENDOWED NON-SECTARIAN INSTITUTION OF HIGHER LEARNING WITH APPROXIMATELY 5,000 UNDERGRADUATE AND 2,450 GRADUATE STUDENTS. 2,000 STUDENTS GRADUATED IN THE 2009-2010 ACADEMIC YEAR. AS A WORLD-RENOWNED RESEARCH UNIVERSITY, PRINCETON SEEKS TO ACHIEVE THE HIGHEST LEVELS OF DISTINCTION IN THE DISCOVERY AND TRANSMISSION OF KNOWLEDGE AND UNDERSTANDING. AT THE SAME TIME, PRINCETON IS DISTINCTIVE AMONG RESEARCH UNIVERSITIES IN ITS COMMITMENT TO UNDERGRADUATE TEACHING. false false 829676000 171219000 258830000 EDUCATION - Princeton University is a privately endowed non-sectarian institution of higher learning with approximately 5,000 undergraduate and 2,450 graduate students. 2,000 students graduated in the 2009-2010 academic year. As a world-renowned research university, Princeton seeks to achieve the highest levels of distinction in the discovery and transmission of knowledge and understanding. At the same time, Princeton is distinctive among research universities in its commitment to undergraduate teaching. 328334000 58651000 98123000 RESEARCH-One of the world's great research centers,Princeton University is the site of pioneering work across all academic areas.Every member of the faculty is engaged in scholarly research; each year the members of the faculty publish more than 2,000 scholarly documents. In addition, graduate students and upperclass undergraduates pursue independent research. External sources funded 1,355 separate projects in 2009-10(not including the Princeton Plasma Physics Lab.);there were 622 sponsored projects in the natural sciences,456 in engineering and applied science, 142 in the humanities and social sciences,and 135 in centers,institutes,and nondepartmental programs. 111581000 79995000 AUXILIARY ACTIVITIES-PRINCETON UNIVERSITY FURNISHES SERVICES TO APPROXIMATELY 7,450 STUDENTS, 1,100 FACULITY, STAFF AND THE PUBLIC. SERVICES INCLUDE PROVIDING APPROXIMATELY 2.7 MILLION MEALS, HOUSING, RECREATIONS, ATHLETICS, LIBRARY, MUSEUM, PUBLIC LECTURES AND COMMUNITY EVENTS. 1269591000 true true false true true false true false true true false true true true true true true false true false false true true true true true false false false false true false false true true true true false false true true true false false true 12446 0 true 12829 true true true true AS AU BE BD BC BR VI CA CJ CH false false false true true false false false 40 37 false false false false false true false true true false true true true true true true true true true true true true X CONTROLLEROFFICE OF FINTREAS 6092583080 701 CARNEGIE CENTER PRINCETON NJ 08540 BARRON THOMAS A 5.0 X 0 0 0 BRADLEY KATHERINE BRITTAIN 5.0 X 0 0 0 BROWNLEE DENNIS J 6.0 X 0 0 0 CHRISTIE CHRISTOPHER J 5.0 X 0 0 0 COLE CHRISTOPHER A 5.0 X 0 0 0 CORZINE JON S 5.0 X 0 0 0 DAVIS SHELBY MC 5.0 X 0 0 0 DIEKMAN JOHN D 5.0 X 0 0 0 DILDAY ELIZABETH A 5.0 X 0 0 0 FERENBACH CARL III 5.0 X 0 0 0 FUNG WILLIAM K 5.0 X 0 0 0 GIBSON CHARLES DEW 6.0 X 0 0 0 GOTTSCH JULIA HALLER 5.0 X 0 0 0 HALL KATHRYN A 15.0 X 0 0 0 HARVEY ELLEN D 6.0 X 0 0 0 HOLMGREN JANET L 6.0 X 0 0 0 KELLER DENNIS J 6.0 X 0 0 0 KENNEDY RANDALL L 5.0 X 0 0 0 LEWIS PETER B 5.0 X 0 0 0 MAGEE KAREN 6.0 X 0 0 0 MILLER HEIDI G 6.0 X 0 0 0 MOSS FRANKLIN H 5.0 X 0 0 0 MURLEY ROBERT S 15.0 X 0 0 0 NIX-HINES CRYSTAL 5.0 X 0 0 0 O'BRIEN JOHN A 5.0 X 0 0 0 OFFENSEND DAVID G 5.0 X 0 0 0 OXMAN STEPHEN A 15.0 X 0 0 0 PERETSMAN NANCY B 15.0 X 0 0 0 PETERSACK MEAGHAN P 5.0 X 0 0 0 PORTER MICHAEL E 5.0 X 0 0 0 RAMDAS KAVITA N 5.0 X 0 0 0 SAMS LOUISE S 6.0 X 0 0 0 SIEGLER MARK 5.0 X 0 0 0 SOTOMAYOR SONIA 5.0 X 0 0 0 WALKINSHAW BRADY P 5.0 X 0 0 0 WALTON WILLIAM H III 5.0 X 0 0 0 WENDELL PETER C 6.0 X 0 0 0 WILL GEORGE F 5.0 X 0 0 0 WILLIAMSON JAMES 5.0 X 0 0 0 WU GORDON YS 5.0 X 0 0 0 TILGHMAN SHIRLEY M 50.0 X X 784858 0 125768 AINSLIE CAROLYN 50.0 X 424381 0 51151 BURSTEIN MARK 50.0 X 495798 0 50701 DICKERSON JANET SMITH 50.0 X 260508 0 48777 DURKEE ROBERT 50.0 X 350712 0 47121 EISGRUBER CHRISTOPHER 50.0 X 506050 588 49350 GOLDEN ANDREW 50.0 X 1271231 0 187543 LEYDON BETTY 50.0 X 486457 0 49700 MCDONALD BRIAN 50.0 X 414800 0 53266 MCDONOUGH PETER 50.0 X 394172 0 66049 MCKAY MICHAEL 50.0 X 302703 0 45946 SHROFF NILUFER 50.0 X 232491 0 44590 SULLIVAN-CROWLEY LIANNE 50.0 X 277390 0 51672 WOOD ELIZABETH 50.0 X 235463 0 45052 DOBKIN DAVID 50.0 X 426402 0 62946 MALKIEL NANCY WEISS 50.0 X 304003 0 45808 RUSSEL WILLIAM 50.0 X 331382 0 43740 SMITH STEWART AJ 50.0 X 350416 0 50533 BOTSTEIN DAVID 50.0 X 407438 0 46183 ERICKSON JONATHAN 50.0 X 898760 0 185640 MILLAR JAMES 50.0 X 416653 0 107698 RIEDL DREW 50.0 X 451760 0 138581 SCHEINKMAN JOSE 50.0 X 416616 0 48995 MCCRUDDEN CHRISTOPHER 50.0 X 318522 200 52172 10758966 788 1698982 1177 true true false WESTAT INC PO BOX 1004 ROCKVILLE MD 20850 CONTRACT RESEARCH 4255746 FIRST TRANSIT INC 22192 NETWORK PLACE CHICAGO IL 60673 TRANSPORTATION 3079540 DAVIS BRODY BOND LLP 315 HUDSON STREET 9TH FLOOR NEW YORK NY 10013 ARCHITECTURE 7002905 PAYETTE ASSOCIATES 285 SUMMER STREET BOSTON MA 02210 ARCHITECTURE 2904028 SHEPLEY BULFINCH RICHARDSON ABBOT 2 SEAPORT LANe BOSTON MA 02210 ARCHITECTURE 2357370 230 102200 242436000 200243800 39858000 442782000 TUITION AND FEES 900099 258830000 258830000 SALES AND SERVICES OF AUXILLARY ACTIVITIES 900099 79987652 79987652 CONFERENCE/EVENT SERVICES 812900 57690 57690 ADVERTISING 511120 433906 433906 FOOD SERVICES 722320 4743 4743 339313991 574173000 -71949226 646122226 1941000 1941000 98123000 98123000 15422000 9582000 5840000 5840000 5840000 509328000 6691000 447591000 8391000 61737000 -1700000 60037000 60037000 41905 102200 81643 -39738 -39738 0 0 OTHER REVENUE 211110 9353247 24165 9329082 9353247 1531523500 338777914 -71428722 821392308 1498975 1498975 223873607 223873607 5996005 5996005 0 8881000 3386000 4688000 807000 0 487175000 445526000 22116000 19533000 44707000 41133000 1910000 1664000 103813000 95071000 4791000 3951000 31580000 28868000 1503000 1209000 460000 460000 2274000 278000 1723000 273000 732000 732000 248000 248000 0 1507000 1507000 18260000 5743000 10757000 1760000 803300 384000 414000 5300 93899000 72179000 19972000 1748000 11654000 10170000 1060000 424000 0 43035000 39370000 3449000 216000 23326000 21730000 861000 735000 0 5747000 5360000 248000 139000 119250000 114122000 4770000 358000 0 99314000 95669000 3391000 254000 814100 745000 65000 4100 INVENTOR SHARE OF ROYALTY INC. 28922000 28922000 SUBCONTRACTS 28318000 28318000 OTHER EXPENSES 8527013 1248413 6582600 696000 1394615000 1269591000 91247600 33776400 5520000 4064000 777579000 274785000 340165000 335965000 31274000 18397000 6155282 6496894 371589718 386592106 3616000 3737000 7432000 7673000 3669486000 930417000 2548561000 2739069000 693994000 711810000 11468223000 13305715000 5715000 7195000 16259824000 17801499000 100248000 114889000 191958000 176826000 1456739000 1671618000 47654000 50067000 996705000 996815000 464335000 514699000 3257639000 3524914000 X 4525208000 5600611000 6991161000 7140152000 1485816000 1535822000 13002185000 14276585000 16259824000 17801499000 X false true true X true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 364685 364685 364685 364685 1394614656 1436318467 1394979341 1436683152 1000000 1000000 250000 250000 false 1000000 1000000 1000000 1000000 4000000 6000000 140000 284198 270277 364685 1059160 250000 250000 250000 250000 1000000 1500000 Affiliated group list Schedule C, Part II-A Trustees of Princeton University-Alumni Organizations and Classes 701 Carnegie Center, Princeton NJ 08540 22-2711242 Share of Expenses: 4,734,505 501(h)Election: NO Share of Excess Lobbying Expenditures: None Forrestal Agricultural Corporation 701 Carnegie Center, Princeton NJ 08540 36-3625291 Share of Expenses: None 501(h)Election: NO Share of Excess Lobbying Expenditures: None Forrestal Investment Corporation 701 Carnegie Center, Princeton NJ 08540 22-2968912 Share of Expenses: 13,292,977 501(h)Election: NO Share of Excess Lobbying Expenditures: None Founding Fathers Papers, Inc. 701 Carnegie Center, Princeton NJ 08540 22-2365602 Share of Expenses: 1,103,118 501(h)Election: NO Share of Excess Lobbying Expenditures: None Princeton University Press 41 William Street, Princeton NJ 08540 21-0634483 Share of Expenses: 18,279,220 501(h)Election: NO Share of Excess Lobbying Expenditures: None Stanley J. Seeger Hellenic Fund 701 Carnegie Center, Princeton NJ 08540 22-2266810 Share of Expenses: 1,425,435 501(h)Election: NO Share of Excess Lobbying Expenditures: None The Research Collections and Preservation Consortium 701 Carnegie Center, Princeton NJ 08540 22-3751732 Share of Expenses: 2,868,556 501(h)Election: NO Share of Excess Lobbying Expenditures: None 2 1851342 false false 1060401 153638237 X X X X X DIGITAL COLLECTIONS false 11612485000 869169000 1660434000 152004000 472918000 14660000 13502506000 14611945000 730974000 -3077474193 147500000 491604000 13856000 11612484807 0.39000 0.10000 0.51000 false true true 74475000 100834000 175309000 2838068000 713701000 2124367000 250821000 120059000 130762000 405288000 96657000 308631000 2739069000 INVESTMENTS LTD. PARTNERSHIPS 12941309000 F BOND PROCEED AWAITING DRAWDOWN 203589000 F PLANNED GIVING INVESTMENTS 156891000 F FUNDS SEPARATELY INVESTED 3926000 F 13305715000 0 DEP HELD IN CUSTODY FOR OTHERS 150535000 LIAB.-PLANNED GIVING ARRANGEMENTS 70027000 FEDERAL LOAN PROGRAMS 6402000 POST RETIREMENT BENEFITS 287735000 514699000 COLLECTIONS OF ART,HISTORICAL TREASURES, OR OTHER SIMILIAR ASSETS SCHEDULE D, PART III, LINE 4 The primary mission of Princeton University Art Museum ("PUAM") is to effectively support and enhance the university's goals of teaching, research, and service. The museum does this through the study, preservation, conservation, exhibition, and development of its collections. Through direct and sustained access to original works of art, and by collaborating with faculty, students, and staff from the Department of Art and Archaeology and many other disciplines, the museum contributes to the development of critical thinking and visual literacy at Princeton. As one of the finest cultural resources in the state of New Jersey, the museum also has a clear commitment to serve the local community, the region, and beyond. The museum makes its collections and exhibitions accessible to a wide public. All audiences are encouraged to participate in PUAM's principal activities through specific programs and outreach initiatives. Scholarly exhibitions, publications, symposia, and an active loan program extend the museum's reach to a national and international audience, assuring its continuing vitality and active participation in the university's primary commitment to advance and impart knowledge. The Department of Rare Books and Special Collections, located in the Harvey S. Firestone Library and the Seeley G. Mudd Manuscript Library, is one of the premier repositories of its kind. Its holdings span five millennia and five continents, and include around 200,000 rare or significant printed works; 30,000 linear feet of textual materials, ranging from cuneiform tablets to contemporary manuscripts; a collection of prints, drawings, photographs, maps, coins, and other visual materials; the Cotsen Children's Library; and the Princeton University Archives. These collections support scholarship, research, faculty and students, and help further the overall mission of the university. ENDOWMENT FUNDS SCHEDULE D, PART V, QUESTION 4 Endowment funds are designated by the university to support schools or departments of the University, often for specific purposes such as professorships, research, faculty support, scholarships and fellowships, athletics, library and art museum, building construction, and other specific purposes. FASB INTERPRETATION NO. 48 SCHEDULE D, PART X, LINE 2 EFFECTIVE JULY 1, 2007, THE UNIVERSITY IMPLEMENTED ASC 740, INCOME TAXES (FORMERLY FASB INTERPRETATION NO. 48, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES (FIN 48)). ASC 740 PRESCRIBES THE MINIMUM RECOGNITION THRESHOLD A TAX POSITION MUST MEET IN CONNECTION WITH ACCOUNTING FOR UNCERTAINTIES IN INCOME TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN BY AN ENTITY BEFORE BEING MEASURED AND RECOGNIZED IN THE FINANCIAL STATEMENTS. THE UNIVERSITY CONTINUES TO EVALUATE ITS TAX POSITIONS PURSUANT TO THE PRINCIPLES OF ASC 740, AND HAS DETERMINED THAT THERE IS NO MATERIAL IMPACT ON THE UNIVERSITY'S FINANCIAL STATEMENTS. true true true PRINCETON UNIVERSITY DOES NOT HAVE A STUDENT SOLICITATION PROGRAM. INDIVIDUALS WHO REQUEST INFORMATION ABOUT UNDERGRADUATE ADMISSION RECEIVE A COPY OF "PRINCETON UNIVERSITY: ADMISSION INFORMATION". INDIVIDUALS WHO REQUEST INFORMATION ABOUT GRADUATE ADMISSION RECEIVE A COPY OF "PRINCETON UNIVERSITY: APPLICATION AND GUIDE TO GRADUATE ADMISSION". ALL STUDENTS ARE ENROLLED AT FALL REGISTRATIONS. ALL INCOMING FRESHMEN RECEIVE A COPY OF "RIGHTS, RULES, RESPONSIBILITES" IN THE MAIL DURING THE SUMMER BEFORE THEY MATRICULATE. ALL OTHER STUDENTS RECEIVE THIS PUBLICATION AT FALL REGISTRATION. THE CURRENT EDITIONS OF THESE THREE PUBLICATIONS CONTAIN THE UNIVERSITY'S POLICY REGARDING EQUAL OPPORTUNITY UNDER THE HEADING "NONDISCRIMINATION STATEMENT". true true true true false false false false false false false false true false THE UNIVERSITY RECEIVES SIGNIFICANT RESEARCH GRANT FUNDS FROM THE FEDERAL GOVERNMENT. THIS AMOUNT IS INCLUDED IN FORM 990, PART 1, LINE 8. true true Central America and the Caribbean 0 1 Program Services RES,EDU,TRAVEL,CONSULT 140270 Central America and the Caribbean 0 8 Program Services STUDY ABROAD 210850 East Asia and the Pacific 0 35 Program Services FELLOWSHIP RESEARCH 32000 East Asia and the Pacific 0 16 Program Services STUDY ABROAD 225263 East Asia and the Pacific 0 5 Program Services RES,EDU,TRAVEL,CONSULT 532900 Europe (Including Iceland and Greenland) 1 29 Program Services STUDY ABROAD 536507 Europe (Including Iceland and Greenland) 5 14 Program Services RESEARCH PROJECTS 1313551 Europe (Including Iceland and Greenland) 0 14 Program Services RES,EDU,TRAVEL,CONSULT 1352930 Middle East and North Africa 1 4 Program Services RES,EDU,TRAVEL,CONSULT 59180 North America 0 7 Program Services RES,EDU,TRAVEL,CONSULT 25486 Russia and the Newly Independent States 1 3 Program Services RES,EDU,TRAVEL,CONSULT 86388 Russia and the Newly Independent States 0 5 Program Services STUDY ABROAD 144683 South America 0 4 Program Services RES,EDU,TRAVEL,CONSULT 91829 Sub-Saharan Africa 0 2 Program Services STUDY ABROAD 85457 Sub-Saharan Africa 1 87 Program Services RESEARCH PROJECTS 689131 Sub-Saharan Africa 0 6 Program Services RES,EDU,TRAVEL,CONSULT 417156 South Asia 0 2 Program Services STUDY ABROAD 33107 South Asia 0 0 Program Services RES,EDU,TRAVEL,CONSULT 19317 Central America and the Caribbean Investments North America Investments Europe (Including Iceland and Greenland) Investments South Asia Investments Sub-Saharan Africa Investments 9 242 5996005 East Asia/Pacific FELLOWSHIP 32000 CHECK N/A N/A East Asia/Pacific STUDY ABROAD 10000 CHECK N/A N/A East Asia/Pacific RES/EDU/TRAV/CONSULT 154933 CHECK N/A N/A Europe/Iceland/Greenland RES/EDU/TRAV/CONSULT 317077 CHECK N/A N/A Europe/Iceland/Greenland RES.PROJECTS 1290193 CHECK N/A N/A Sub-Saharan Africa RES.PROJECTS 452790 CHECK N/A N/A 26 45 SCHOLARSHIP/FELLOWSHIP North America 18 25486 credit SCHOLARSHIP/FELLOWSHIP Russia 58 228600 credit SCHOLARSHIP/FELLOWSHIP South America 31 89999 credit SCHOLARSHIP/FELLOWSHIP South Asia 28 52424 credit SCHOLARSHIP/FELLOWSHIP Sub-Saharan Africa 168 738954 credit SCHOLARSHIP/FELLOWSHIP Cent. America/Caribbean 79 351120 CREDIT SCHOLARSHIP/FELLOWSHIP East Asia/Pacific 180 593230 CREDIT SCHOLARSHIP/FELLOWSHIP Europe/Iceland/Greenland 625 1595718 CREDIT SCHOLARSHIP/FELLOWSHIP Middle East/North Africa 22 57797 CREDIT ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS SCHEDULE F, PART I, QUESTION 2 The University provides the necessary institutional review and approval which is required prior to the awarding of grant funds outside the U.S. Grant awards are not authorized for projects that have not been properly approved by the University. The Office of Research and Project Administration (ORPA) provides guidance on export controls, foreign travel voucher policies, approval verifications, foreign travel checklists, and Federal Aviation Administration waiver checklists. ORPA completes the restricted party screening process for payments to foreign organizations and individuals. The University also maintains a travel registration database which informs users of potentially relevant export control laws and similar concerns when they register for travel to particular destinations. In order to monitor and ensure appropriate use of non-U.S. grant funds, the University analyses all project results and prepares financial reports that are reviewed at both the program and central office levels. BEST AVAILABLE INFORMATION FOR TOTAL EXPENDITURES SCHEDULE F, PART I, QUESTION 3 Activities outside the United States have been identified on a reasonable efforts basis where such activities were not tracked separately under the University's current accounting procedures. These reasonable efforts included reviews of financial records, interviews with University personnel, review of the University's website and publications, etc. Expenditures by region in Part I, Column (F) are based on actual expenditures where available under current accounting procedures or, otherwise, based on best available budgeted or estimated amounts. PUAM GALA 144105 102200 41905 1073 50204 14772 15594 0 144105 102200 41905 1073 50204 14772 15594 81643 -39738 true BOROUGH OF PRINCETON PO BOX 390 1 MONUMENT DR PRINCETON NJ 08542 216001029 GOVERNMENT 1180496 CONTRIBUTION PRINCETON FIRST AID AND RESCUE SQUAD PO BOX 529 PRINCETON NJ 085420529 237140015 501(C)(3) 35000 CONTRIBUTION BORO OF PRINCETON FIRE DEPARTMENT PO BOX 390 1 MONUMENT DR PRINCETON NJ 08542 216001029 GOVERNMENT 120000 CONTRIBUTION STONY BROOK MILLSTONE WATERSHED 31 TITUS MILL RD PENNINGTON NJ 08534 210649717 501(C)(3) 15000 CONTRIBUTION UNITED WAY OF GREATER MERCER COUNTY 3131 PRINCETON PIKEBLDG 2 LAWRENCEVILLE NJ 08648 210683073 501(C)(3) 31579 CONTRIBUTION WEST WINDSOR TOWNSHIP 271 CLARKSVILLE ROAD WEST WINDSOR NJ 08550 216001354 GOVERNMENT 51900 CONTRIBUTION PRINCETON PUBLIC LIBRARY FOUNDATION 65 Witherspoon St PRINCETON NJ 08542 223494366 501(C)(3) 50000 CONTRIBUTION PRINCETON AREA COMMUNITY FOUNDATION 15 PRINCESS ROAD LAWRENCEVILLE NJ 08648 521746234 501(C)(3) 15000 CONTRIBUTION 8 UNDERGRADUATE STUDENTS-SCHOLARSHIPS FOR TUITION 4179 103040657 UNDERGRADUATE STUDENTS-SCHOLARSHIPS NON-TUITION 801 3961116 GRADUATE STUDENTS-FELLOWSHIPS FOR TUITION 1981 74181999 GRADUATE STUDENTS-FELLOWSHIPS FOR NON-TUITION 1864 42689835 RECORDS MAINTAINED FOR GRANTS OR ASSISTANCE SCHEDULE I, PART I, LINE 2 The University has agreements with various government agencies regarding annual contributions. also, Each year the University makes numerous small contributions to community organizations. THE UNIVERSITY'S Department of Community and Regional Affairs reviews requests from local non-profits, and looks to provide program support for organizations in the Princeton area who provide important services and resources to the community. All Contributions are evaluated to assure that they provide towards the betterment of the Princeton community at large. THE UNDERGRADUATE FINANCIAL AID DEPARTMENT MAINTAINS THE RECORDS RELATED TO THE UNDERGRADUATE NEED-BASED GRANTS. THE PROCEDURE IS AS FOLLOWS: THE STUDENTS APPLY ANNUALLY FOR GRANTS BASED ON THEIR FAMILIES' FINANCIAL CIRCUMSTANCES. EACH APPLICATION IS THEN REVIEWED TO DETERMINE THE AMOUNT OF GRANT THAT IS NEEDED. THE GRANTS ARE PROVIDED FROM APPROPRIATE SOURCES AND APPLIED TO EACH STUDENT'S PRINCETON BILL FOR TUITION, FEES, ROOM, BOARD AND OTHER CHARGES. At the time of admission, graduate student fellowships are awarded on the basis of a combination of academic merit and financial need. All students must remain in good academic standing in order to receive funding. Students in certain programs receive research grants after their first year of study, While other students receive fellowships for the duration of their program. Graduate student fellowships are funded through a combination of university resources including endowment, general university funds, and/or departmental resources. X X X X X true true X X X X X false true false false false false false true false AINSLIE CAROLYN 377639 0 0 0 46742 0 30662 0 20488 0 475531 0 0 0 BOTSTEIN DAVID 286028 0 0 0 121410 0 30662 0 15521 0 453621 0 0 0 BURSTEIN MARK 459244 0 0 0 36554 0 30662 0 20039 0 546499 0 0 0 DICKERSON JANET SMITH 253206 0 0 0 7302 0 30662 0 18115 0 309285 0 0 0 DOBKIN DAVID 393740 0 0 0 32662 0 30662 0 32284 0 489348 0 0 0 DURKEE ROBERT 330946 0 0 0 19766 0 30662 0 16459 0 397833 0 0 0 EISGRUBER CHRISTOPHER 470740 0 0 0 35310 588 30662 0 18688 0 555400 588 0 0 ERICKSON JONATHAN 543252 0 304581 0 50927 0 165662 0 19977 0 1084399 0 169581 0 GOLDEN ANDREW 691740 0 498611 0 80880 0 165662 0 21881 0 1458774 0 363611 0 LEYDON BETTY 447058 0 0 0 39399 0 30662 0 19038 0 536157 0 0 0 MALKIEL NANCY WEISS 292744 0 0 0 11259 0 29696 0 16111 0 349810 0 0 0 MCDONALD BRIAN 390740 0 0 0 24060 0 30662 0 22604 0 468066 0 0 0 MCDONOUGH PETER 370348 0 0 0 23824 0 30662 0 35387 0 460221 0 0 0 MCKAY MICHAEL 292558 0 0 0 10145 0 30662 0 15283 0 348648 0 0 0 MILLAR JAMES 344136 0 55000 0 17517 0 85662 0 22036 0 524351 0 0 0 RIEDL DREW 324146 0 114049 0 13565 0 118162 0 20418 0 590340 0 26549 0 RUSSEL WILLIAM 318096 0 0 0 13286 0 30662 0 13078 0 375122 0 0 0 SCHEINKMAN JOSE 283216 0 0 0 133400 0 30662 0 18333 0 465611 0 0 0 SHROFF NILUFER 218836 0 0 0 13655 0 27662 0 16928 0 277081 0 0 0 SMITH STEWART AJ 332606 0 0 0 17810 0 30662 0 19871 0 400949 0 0 0 SULLIVAN-CROWLEY LIANNE 265528 0 0 0 11862 0 30662 0 21010 0 329062 0 0 0 TILGHMAN SHIRLEY M 711244 0 0 0 73614 0 30662 0 95106 0 910626 0 0 0 WOOD ELIZABETH 234907 0 0 0 556 0 29787 0 15265 0 280515 0 0 0 MCCRUDDEN CHRISTOPHER 305606 0 0 0 12916 200 30662 0 21510 0 370694 200 0 0 RELEVANT INFORMATION REGARDING TRAVEL, TAX, HOUSING & PERSONAL SERVICES SCHEDULE J, PART I, LINE 1A Under the University expense guidelines, Employees may travel at fares other than coach class for special health or other business reasons as approved by the Executive VP or the Dean of the Faculty or, in the case of the president, by the compensation committee. Spousal/partner travel is permissible in rare instances when the presence of a spouse/partner is required by the University to further an institutional business purpose as approved by the Executive VP or the Dean of the Faculty. The University may provide tax gross-up payments under certain circumstances as approved by the president, provost, executive vice president, vice president for human resources, or the dean of the faculty. The University does not provide tax indemnifications. The University requires its president to live in its official president's residence for its convenience and as a condition of employment. The University employs a cook, house manager and housekeeping staff to support business events at the official president's residence. SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN SCHEDULE J, PART I, LINE 4B The President and the Managing Directors of Princeton University Investment Company, a University department, participated in and received compensation from nonqualified unfunded 457(f) incentive compensation plans which provide for the deferral of compensation (which amount can increase or decrease substantially depending on the performance of certain market benchmarks), until such compensation is no longer subject to a substantial risk of forfeiture. NON-FIXED PAYMENTS SCHEDULE J, PART I, LINE 7 The president and the managing directors of Princeton University Investment Company, a University department, received incentive compensation from the University based on investment results relative to various benchmark indices, peer group performance and a discretionary factor. PRIOR YEAR COMPENSATION SCHEDULE J, PART II, COLUMN F THE AMOUNTS REPORTED IN COLUMN (F) REFLECT COMPENSATION REPORTED IN COLUMN (B) THAT WAS REPORTED AS DEFERRED COMPENSATION ON PRIOR YEAR RETURNS. NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 64605LRY6 2004-07-29 185398618 FUNDS-MAINT,EQUIP&CONS&REF. NOTES false false NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 64605LUU0 2005-04-12 148571158 FIN REFUNDING O/S NOTES&ADV REFUND true false NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 64605LWF1 2005-06-16 117648580 FUNDS-MAINT,EQUIP&CONST&PAY ISSUAN false false NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 64605LL97 2006-06-01 75231843 FUNDS-MAINT,EQUIP&CONST&PAY ISSUAN false false NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 64605LT65 2006-08-10 93380761 FIN REFUD OF O/S NOTES&PAY ISSUANC true false 35871000 129938 188650863 2006 true false true true 137804000 108522460 271770 true true true true 80483000 645451 121539624 2008 false false true true 69591000 228475 76296322 2007 false false false true 92456000 76119378 184704 2008 false true true true false true true true true 0.00270 0.00070 0.00340 true false true true true true 0.00210 0.00060 0.00270 true false true true true true 0.00670 0.00120 0.00790 true false true true true true 0.00860 0.00240 0.01100 true false true true true true 0.00310 0.00080 0.00390 true false false false true TRANSAMERICA LIFEINS 1.9 true false true false false false false false true false false false true TRANSAMERICA LIFEINS 2.2 true true false true false false true ROYAL BANK OF CANADA 2. true false false false false false false false true Ainslie Carolyn MORTGAGE X 675000 667235 false false true BOTSTEIN DAVID MORTGAGE X 1350000 1327366 false false true BURSTEIN MARK MORTGAGE X 148920 140584 false false true DICKERSON JANET S MORTGAGE X 249335 116757 false false true DOBKIN DAVID MORTGAGE X 275000 230903 false false true DURKEE ROBERT MORTGAGE X 236680 206712 false false true ERICKSON JONATHAN MORTGAGE X 463335 414723 false false true GOLDEN ANDREW MORTGAGE X 693500 673465 false false true GOLDEN ANDREW MORTGAGE X 692750 639245 false false true LEYDON BETTY MORTGAGE X 450000 409226 false false true McCruddenChristophe mortgage X 450000 408110 false false true mcdonough peter MORTGAGE X 322700 295812 false false true RIEDL DREW MORTGAGE X 323900 305003 false false true SCHEINKMAN JOSE Recruitment LOAN X 300000 165000 false false true SULLIVAN-CROWLEY L MORTGAGE X 518500 496753 false false true 6496894 SIERRA VENTURES IX LP SEE SCHEDULE O 2500000 SEE SCHEDULE O false SIERRA VENTURES VIII-A LP SEE SCHEDULE O 476257 SEE SCHEDULE O false BURTON MALKIEL SPOUSE OF KEY EMPLOYEE 81670 COMP. IN CAPACITY AS PROFESSOR false JP MORGAN CHASE CO SEE SCHEDULE O 969894 SEE SCHEDULE O false X 10 523102 SEE PART II X 224966 SEE PART II X 997 38797857 SEE PART II X 10 146813 SEE PART II X 3 60178 SEE PART II X GIFTS IN KIND 15 105342 SEE PART II 12 false true true NUMBER OF CONTRIBUTIONS PART I, COLUMN B AMOUNT REPRESENTS THE NUMBER OF INDIVIDUAL TRANSACTIONS OF NON-CASH CONTRIBUTIONS RECEIVED. TYPE OF PROPERTY SCHEDULE M, PART I, LINES 1,4,18,22, & 25 METHOD OF DETERMINING REVENUES FOR GIFTS IN KIND, ART WORK, BOOKS & PUBLICATIONS, COLLECTIBLES, AND HISTORICAL ARTIFACTS ARE BASED ON APPRAISAL AND OTHER VALUATION METHODS. SECURITIES SCHEDULE M, PART I, LINE 12 SECURITIES-MISCELLANEOUS INCLUDES BOTH MARKETABLE AND NON-MARKETABLE SECURITIES. REVENUES FOR MARKETABLE SECURITY CONTRIBUTIONS ARE VALUED BASED ON QUOTED MARKET PRICES. REVENUES FOR NON-MARKETABLE SECURITY CONTRIBUTIONS ARE VALUED BASED ON DISCOUNTED CASH FLOW AND OTHER VALUATION APPROACHES. USE OF THIRD PARTIES PART I, QUESTION 32B BROKERS ARE USED TO SELL CONTRIBUTED SECURITIES. THE ORGANIZATION DOES NOT USE THIRD PARTIES TO SOLICIT NONCASH CONTRIBUTIONS. FINANCIAL ACCOUNTS IN FOREIGN COUNTRIES PART V, LINE 4B CONTINUED FROM ATTACHMENT 3 Estonia France Germany Iceland India Israel Japan Jersey Luxembourg Mauritius Mexico Netherlands New Zealand Norway Pakistan Romania Scotland Singapore South Africa South Korea Sweden Switzerland Thailand Turkey United Kingdom GOVERNING BODY PART VI, SECTION A, QUESTION 7A The Princeton University Board of Trustees consists of 40 members. Thirteen members are Alumni Trustees who are elected by the alumni members of the University and serve four-year terms. Four Alumni Trustees are elected by the junior and senior classes and the two most recently graduated undergraduate classes. Nine of these alumni trustees are elected through an alumni-wide election overseen by the Committee to Nominate Alumni Trustees. Alumni trustees have the same rights and powers as other trustees. FORM 990 PROVIDED TO ORGANIZATION'S GOVERNING BODY PART VI, SECTION B, LINE 11a The Form 990 is prepared by the University's Office of Finance & Treasury and is reviewed by management. The Schedule J compensation information is reviewed by the Compensation Committee and the entire Form 990 is reviewed by the Audit & Compliance Committee at a meeting prior to its filing with the IRS. A draft copy of the form, along with supplementary information, is provided in electronic form to the committees in advance of the meetings, and the draft is revised subsequently, as necessary. The full Board of Trustees is provided access to the final draft form prior to the filing date, allowing sufficient time for review. Conflict of Interest Policy Part VI, Section B, Line 12c On an annual basis, all trustees are provided with a copy of the conflict of interest policy for trustees and a statement of compliance affirmation which they are required to sign and return to the office of the Vice President and Secretary. Where questions arise about potential conflicts of interest or the possible perception of such conflicts, the policy requires that those issues be brought to the chair of the trustee committee on compensation for resolution. On an annual basis, the vice president of human resources, the dean of the faculty and the director of the Princeton Plasma Physics Laboratory ("PPPL") are responsible for ensuring compliance with the University's conflict of interest policies by all employees hired through their respective units. All office heads, managers of departments, programs, centers, and institutes, and academic department chairs are reminded of their obligation to ensure compliance in their functional areas. All employees are asked to review the conflict of interest policies, which are provided to them online, and to complete a disclosure form acknowledging that they have reviewed the policies and requiring that any conflicts or potential conflicts be disclosed. All disclosed conflicts are reviewed by the applicable office head, manager or department chair and then brought to the respective vice president of human resources, the dean of the faculty or the director of the PPPL for further review and resolution. Conflict disclosure forms completed by officers are reviewed by the president of the University and by the compensation committee of the board of trustees; The president's disclosure form is reviewed by the compensation committee of the board of trustees, and disclosed conflicts, if any, are appropriately resolved. DETERMINATION OF COMPENSATION PART VI, SECTION B, QUESTION 15a & 15b The Compensation Committee of the Board of Trustees meets every spring to set the President's compensation and the compensation levels for officers and key employees. The Compensation Committee has an independent compensation consultant who provides all of the comparability data for the President's position. With this information, the Committee then determines the President's compensation. The Human Resource Department provides the Committee with market comparability data for the remaining officers and key employees. The Committee discusses and reviews the recommended compensation of such individuals with the President. The secretary to the Committee takes notes during the meetings and writes the minutes reflecting the deliberation and decision processes. FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC PART VI, SECTION C, LINE 19 THE CONFLICT OF INTEREST POLICY AND THE FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC THROUGH PRINCETON UNIVERSITY'S WEBSITE. YEAR OF SUBSTANTIAL COMPLETION SCHEDULE K, PART II, LINE 8 FOR CUSIP NUMBERS 646065E32 AND 64606R7M0, THE FINANCED PROJECTS WERE NOT SUBSTANTIALLY COMPLETE AS OF THE TAX YEAR END. FOR CUSIP NUMBERS 64605LGG7, 64605LUU0, 646065GY2, AND 646065WX6, THE BONDS WERE REFUNDING ISSUES, AND HENCE, THE YEAR OF COMPLETION OF THE FINANCED PROJECTS IS NOT APPLICABLE. PRIVATE BUSINESS USE SCHEDULE K, PART III IN ACCORDANCE WITH THE IRS INSTRUCTIONS, PART III FOR CUSIP NUMBERS 64605LEA2 AND 64605LGG7 ARE NOT COMPLETED SINCE THE BONDS WERE ISSUED ENTIRELY FOR THE PURPOSE OF REFUNDING PRE-1/1/2003 BOND ISSUES. ENGAGEMENT OF BOND COUNSEL SCHEDULE K, PART III, LINE 3C THE UNIVERSITY ENGAGED BOND COUNSEL THROUGH THE NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY, THE CONDUIT ISSUER OF THE BONDS, AND ALSO ENGAGED ITS INTERNAL OFFICE OF GENERAL COUNSEL TO REVIEW CONTRACTS AND AGREEMENTS RELATING TO THE FINANCED PROPERTY. Loans to and/or from interested persons Schedule L, Part II In accordance with a mortgage loan program, the University provides home financing assistance on residential properties in the area surrounding the University to eligible employees, including officers, key and highest compensated employees, under the authority of resolutions adopted by the Committee on Finance of the Board of Trustees. SIERRA VENTURES IX, L.P. and SIERRA VENTURES VIII-A, L.P. SCHEDULE L, PART IV, COLUMN (B) Princeton holds limited partnership interests in Sierra Ventures IX, L.P. and Sierra Ventures VIII-A, L.P. Peter Wendell, a Princeton University trustee, serves as an individual managing director of the general partner of these partnerships. Schedule L, Part IV (d) the amount of transaction (c) for Sierra Ventures IX, L.P. is capital contributed during the year by the trustees of Princeton University. The amount of transaction (c) for Sierra Ventures VIII-A, L.P. is capital distributed during the year to the trustees of Princeton University. JP MORGAN CHASE & CO. SCHEDULE L, PART IV, COLUMN (B) Heidi Miller, a Princeton University trustee, is an officer of JP Morgan Chase & Co. Schedule L, Part IV, Column (d) JP Morgan Chase & Co., provided bond underwriting services to the University, and also provides remarketing services for the University's commercial paper program. Fees paid for such services are based on competitive market factors and are negotiated by University management at arm's-length. GOLDIE ENTERPRISES LLC 701 CARNEGIE CENTER SUITE 438 PRINCETON NJ 08540 200747823 INVESTMENT NJ -132843 5965745 NA Princeton University Housing Holdings Co 701 CARNEGIE CENTER SUITE 438 PRINCETON NJ 08540 263612810 INVESTMENT NJ -380038 0 N/A PRINCETON CHARITABLE FOUNDATION LIMITED 19 OLD BAILEY LONDON UK EC4M 7EG 980591811 CHARITY UK 174370 59075 N/A FORRESTAL INVESTMENT CORPORATION 701 CARNEGIE CENTER SUITE 438 PRINCETON NJ 08540 222968912 HOLDING CO. NJ 501 (C)(2) STANLEY J SEEGER HELLENIC FUND 701 CARNEGIE CENTER SUITE 438 PRINCETON NJ 08540 222266810 PROGRAMS NJ 501 (C)(3) 11-TYPE I FORRESTAL AGRICULTURAL CORPORATION 701 CARNEGIE CENTER SUITE 438 PRINCETON NJ 08540 363625291 INVESTMENTS IA 501 (C)(3) 11-TYPE I PRINCETON UNIVERSITY ALUMNI ORGANIZATION 701 CARNEGIE CENTER SUITE 438 PRINCETON NJ 08540 222711242 ALUMNI NJ 501 (C)(3) 11-III-O PRINCETON UNIVERSITY PRESS 41 William Street Princeton NJ 08540 210634483 PUBLICATIONS NJ 501 (C)(3) 11-TYPE I PRINCETON-BLAIRSTOWN CENTER INC 350 ALEXANDER ROAD PRINCETON NJ 08540 226075831 PROGRAMS NJ 501 (C)(3) 11-TYPE I PRINCETON IN AFRICA INC PO BOX 226 PRINCETON NJ 08542 223824520 PROGRAMS NJ 501 (C)(3) 11-TYPE I PRINCETON IN ISHIKAWA INC 211 JONES HALL PRINCETON UNIVERSIT PRINCETON NJ 08544 223563022 PROGRAMS NJ 501 (C)(3) 11-TYPE I PRINCETON IN BEIJING INC 211 JONES HALL PRINCETON UNIVERSIT PRINCETON NJ 08544 223779722 PROGRAMs NJ 501 (C)(3) 11-TYPE I FOUNDING FATHERS PAPERS INC 701 CARNEGIE CENTER PRINCETON NJ 08540 222365602 RESEARCH/PUB. NJ 501 (C)(3) 11-TYPE I RESEARCH COLLECTIONS&PRESERVCONSORTIUM 701 CARNEGIE CENTER PRINCETON NJ 08540 223751732 BOOK STORAGE NJ 501 (C)(3) 11-TYPE I NASSAU CAP RE PART III LP PO BOX 305 BELLE MEAD NJ 085020305 223648371 INVESTMENT DE N/A EXCLUDED FROM TAX -1115 98609 false false NASSAU CAP RE PARTNERS PO BOX 305 BELLE MEAD NJ 08502 223487397 INVESTMENT DE N/A EXCLUDED FROM TAX 6317 207846 false false NASSAU CAP PART III PO BOX 305 BELLE MEAD NJ 085020305 223648372 INVESTMENT DE N/A EXCLUDED FROM TAX 1324075 26117234 false 42738 false PETROTIGER III LTD 1 HOUSTON CTR 1221 MCKINNEY SUITE HOUSTON TX 77010 760328789 INVESTMENT TX N/A EXCLUDED FROM TAX 1696511 4269905 false 795083 false LITTLE ROCK JV LLC 4 NEW SOUTH BLDGPU TREASURERS OFF PRINCETON NJ 08544 830357495 INVESTMENT NJ N/A EXCLUDED FROM TAX 355099 22257514 false true NASSAU CAPITAL FUNDS 22 CHAMBERS STREET 4TH FLoOR PRINCETON NJ 08542 223344912 INVESTMENT DE N/A EXCLUDED FROM TAX 46469263 297887858 false -134377 false DYNAMO BRASIL I LLC 2711 CENTERVILLE ROAD SUITE 400 WILMINGTON DE 19808 980515400 INVESTMENT DE N/A EXCLUDED FROM TAX 5750815 109255444 false false PB INSTITUTIONAL LP 10 ST JAMES AVE STE 1700 BOSTON MA 02116 043425688 INVESTMENT DE N/A UNRELATED -11587394 864334341 false -15410899 false SATELLITE FUND IV 623 FIFTH AVENUE 20TH FL NEW YORK NY 10022 134120118 INVESTMENT DE N/A EXCLUDED FROM TAX -13294819 15462458 false -36255 false VARDE FUND VI-A LP 8500 NORMANDALE LAKE BLVD SUITE 15 MINNEAPOLIS MN 55437 412022693 INVESTMENT DE N/A EXCLUDED FROM TAX 5440591 207090773 false false BENGAL LP 515 MADISON AVE SUITE 4200 NEW YORK NY 10022 204541456 INVESTMENT DE N/A EXCLUDED FROM TAX -2101392 45312881 false false FARALLON CAP INST PARTIII ONE MARITIME PLAZA SUITE 2100 SAN FRANCISCO CA 94111 943253905 INVESTMENT DE N/A EXCLUDED FROM TAX 8230239 416998480 false false BAKER BIOTECH FUND II (A) LP 667 MADISON AVENUE 21ST FLOOR NEW YORK NY 10065 331004876 INVESTMENT DE N/A EXCLUDED FROM TAX 3629 1215088 false false LONE BALSAM LP TWO GREENWICH PLAZA SECOND FLLOR GREENWICH CT 08630 582359631 INVESTMENT DE N/A EXCLUDED FROM TAX -24838024 179448557 false 8152 false WHITECREST PARTNERS 222 BERKELEY STREE 22ND FLOOR BOSTON MA 02116 043585396 INVESTMENT DE N/A EXCLUDED FROM TAX 44731511 441602258 false -20098 false THE ORANGE PARTNERS FUND LTD PO BOX 309GT UGLAND HOUSE GRAND CAYMAN CA CJ 210634501 INVESTMENT CJ N/A EXCLUDED FROM TAX 20907059 136559661 false false ALEXANDER STREET PARTNERS LTD 225 WEST WATER STREET STE 1987 JACKSONVILLE FL 322025152 593374725 INVESTMENT FL N/A EXCLUDED FROM TAX 12230518 266772873 false false LAXEY UNIVERSAL VALUE LP 1209 ORANGE STREET WILMINGTON DE 19801 210634501 INVESTMENT DE N/A EXCLUDED FROM TAX -3859063 31881328 false false BPI LTD 103 S CHURCH ST PO BOX 1034 GT GR CJ CAYMAN ISLANDS 210634501 INVESTMENT CJ N/A EXCLUDED FROM TAX 113408524 576385089 false false PETROTIGER IV LTD 1 HOUSTON CENTER-1221 MCKINNEY 37 HOUSTON TX 77010 760495639 INVESTMENT TX N/A EXCLUDED FROM TAX 19940262 8858094 false false PETROTIGER I LTD 1 HOUSTON CENTER 1221 MCKINNEY 3 HOUSTON TX 77010 760230203 INVESTMENT TX N/A EXCLUDED FROM TAX 6177617 24244890 false false FARALLON SPECIAL SITUATION PARTNERS LP ONE MARITIME PLAZA SUITE 2100 SAN FRANCISCO CA 94111 943244687 INVESTMENT CA N/A UNRELATED -4587139 15240881 false -2803835 false 2-4 NASSAU LLC PO BOX 30 PRINCETON NJ 08542 208596685 INVESTMENT NJ GOLDIE ENTERPRI EXCLUDED FROM TAX -132843 5965745 false false true true true false false false false false false true false false true true true true true true FORRESTAL INVESTMENT CORPORATION B 307024 FORRESTAL INVESTMENT CORPORATION R 13292977 STANLEY J SEEGER HELLENIC FUND C 1420435 FORRESTAL AGRICULTURAL CORPORATION B 3750000 PRINCETON UNIVERSITY ALUMNI ORGANIZATION C 320386 PRINCETON UNIVERSITY PRESS Q 4307791 PRINCETON UNIVERSITY PRESS R 535484 PRINCETON UNIVERSITY PRESS j 112794 PRINCETON UNIVERSITY PRESS M,N,P 151647 PRINCETON UNIVERSITY PRESS a 39654 PRINCETON-BLAIRSTOWN CENTER INC p 218000 FOUNDING FATHERS PAPERS INC C 298600 RESEARCH COLLECTIONS&PRESERVATION CONSORTIUM B,O 496988 NASSAU CAPITAL PARTNERS III LP B 58248 NASSAU CAPITAL PARTNERS III LP r 1631402 PB INSTITUTIONAL LIMITED PARTNERSHIP B 46312040 NASSAU CAPITAL FUNDS LP B 3414958 NASSAU CAPITAL FUNDS LP r 52341558 SATELLITE FUND IV LP r 39897822 FARALLON SPECIAL SITUATION PARTNERS LP B 2957594 FARALLON SPECIAL SITUATION PARTNERS LP r 375794 FARALLON CAPITAL INSTITUTIONAL PARTNERS III B 3800000 FARALLON CAPITAL INSTITUTIONAL PARTNERS III r 42535357 WHITECREST PARTNERS LP B 30958000 WHITECREST PARTNERS LP r 36343933 VARDE FUND VI-A LP r 28000000 PETROTIGER III LTD r 1100260 LONE BALSAM LP r 19967732 THE ORANGE PARTNERS FUND r 25388444 BPI LTD r 50000000 2-4 NASSAU LLC B 650000