2011-11-28T10:08:25-06:00 2011-05-31 YOUNG OAKES BROWN & COMPANY PC 1210 THIRTEENTH STREET ALTOONA PA 16601 990 2010-06-01 231352652 JUNIATA COLLEGE JUNI 8146413190 1700 MOORE STREET HUNTINGDON PA 16652 ROBERT E YELNOSKY 8146413190 2011-11-22 1 REX KAUP CPA 8149446191 2010 2016-02-24 21:20:13Z ROBERT E YELNOSKY 1700 MOORE STREET HUNTINGDON PA 16652 144520975 0 X WWW.JUNIATA.EDU X NOT-FOR-PROFIT 1876 PA HIGHER EDUCATION 34 34 1463 0 802 0 6401132 6639671 55656566 59713404 3909079 5859645 3961254 4208266 69928031 76420986 21065724 23622765 389994 338045 26639747 27135570 0 0 1959705 28395364 22204276 76490829 73300656 -6562798 3120330 159293924 170968818 50481295 52674477 108812629 118294341 X HIGHER EDUCATION 0 0 23622765 SCHOLARSHIPS AND GRANTS---ARE PROVIDED TO STUDENTS TO HELP DEFRAY THE COST OF THEIR EDUCATION AND ARE ISSUED BASED ON BOTH MERIT AND NEED. A SMALL PORTION OF THESE GRANTS ARE MADE THROUGH THE FEDERAL SUPPLEMENTAL EQUAL OPPORTUNITY GRANT PROGRAM; ANOTHER PORTION ARE FUNDED THROUGH GIFTS OR ENDOWMENT ALLOCATIONS; THE REMAINING AMOUNTS ARE SUPPORTED WITH CURRENT FUND UNRESTRICTED FUNDS. 14378321 GENERAL INSTRUCTION---INCLUDES EXPENDITURES FOR GENERAL ACADEMIC INSTRUCTION DURING THE REGULAR ACADEMIC YEAR FOR DEGREE AND NON-DEGREE SEEKING STUDENTS. ALSO INCLUDED ARE THE COSTS ASSOCIATED WITH SUMMER SCHOOL, NON-CREDIT CONTINUING EDUCATION PROGRAMS AND INTENSIVE ENGLISH PROGRAMS. THESE COSTS SUPPORT DIRECT CLASSROOM TEACHING AND INSTRUCTION INCLUDING FACULTY COMPENSATION AND OTHER COSTS ASSOCIATED WITH THE DELIVERY OF INSTRUCTION. 8122889 STUDENT SERVICES---INCLUDES FUNDS EXPENDED FOR OFFICES OF ADMISSIONS, REGISTRAR, FINANCIAL PLANNING AND THOSE ACTIVITIES WHOSE PRIMARY PURPOSE IS TO CONTRIBUTE TO THE STUDENT'S EMOTIONAL AND PHYSICAL WELL-BEING AND TO HIS OR HER INTELLECTUAL, CULTURAL AND SOCIAL DEVELOPMENT OUTSIDE THE CONTEXT OF THE FORMAL INSTRUCTION PROGRAM. 5899925 ACADEMIC SUPPORT---INCLUDES FUNDS EXPENDED TO PROVIDE SUPPORT SERVICES FOR THE COLLEGE'S PRIMARY MISSIONS OF INSTRUCTION, RESEARCH AND PUBLIC SERVICE. IT INCLUDES (1) THE RETENTION, PRESERVATION AND DISPLAY OF EDUCATIONAL MATERIALS (2) PROVISION OF SERVICES THAT DIRECTLY ASSIST THE ACADEMIC FUNCTION OF THE INSTITUTION (3) AUDIOVISUAL, TECHNOLOGY AND COMPUTING SUPPORT (4) ACADEMIC ADMINISTRATION (5) ACADEMIC PERSONNEL DEVELOPMENT (6) COURSE AND CURRICULUM DEVELOPMENT 2053126 RESIDENCE HALLS---INCLUDES EXPENDITURES FOROPERATING AND MAINTAINING DORMITORIES THAT STUDENTS LIVE IN WHILE ATTENDING CLASSES. 2749325 FOOD SERVICE--INCLUDES THE EXPENDITURES FORPROVIDING MEALS FOR CAMPUS RESIDENTS. 16602 BOOKSTORE--INCLUDES EXPENDITURES FOR PROVIDINGLEARNING MATERIALS ESSENTIAL FOR THE INSTRUCTIONEFFORT. 338045 PAYMENTS TO BENEFICIARIES---INCLUDES THE PAYMENTSTO BENEFICIARIES OF DEFERRED GIVING CONTRACTSHELD BY THE COLLEGE. THE REMAINDER INTEREST OFTHESE CONTRACTS IS USED TO FURTHER THE COLLEGE'S EDUCATIONAL MISSION IN THE FORM OF SCHOLARSHIPAID OR OTHER FINANCIAL SUPPORT OF THE EDUCATIONALPROGRAM. 2336498 OPERATION OF EDUCATIONAL FACILITIES---INCLUDES ALL EXPENDITURES FOR THE OPERATION AND MAINTENANCE OFPHYSICAL PLANT. IT INCLUDES EXPENDITURES FOROPERATIONS ESTABLISHED TO PROVIDE SERVICES ANDMAINTENANCE RELATED TO GROUNDS AND FACILITIES;INCLUDED ARE UTILITIES, FIRE PROTECTION, PROPERTYINSURANCES AND SIMILAR ITEMS. 2024326 PAYMENTS ON CONTRACTS & OTHER EXCHANGETRANSACTIONS---INCLUDES THE COSTS OF GRANT ANDCONTRACT SUPPORTED RESEARCH AND PUBLIC SERVICEENDEAVORS. 5403254 GENERAL AND ADMINISTRATIVE COSTS, INCLUDING ENDOWMENT SPENDING, ASSOCIATED WITH THE PROGRAM SERVICES OF THE COLLEGE AS OUTLINED IN THE PREVIOUS ITEMS. 20821101 66945076 1 1 0 1 0 0 1 0 1 1 0 0 0 1 0 1 0 1 1 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 1 1 0 1 1 1 0 0 0 0 0 0 0 0 1 94 0 1463 1 0 0 0 0 0 0 0 0 0 0 0 X 34 34 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 PA X JUNIATA COLLEGE 8146413190 1700 MOORE STREET HUNTINGDON PA 16652 REBECCA M ZEEK X 0 0 0 HENRY H GIBBEL X 0 0 0 EUGENE C BATEN X 0 0 0 DAVID C BEACHLEY X 0 0 0 JOHN A BRINKER X 0 0 0 REV CHRISTY DOWDY X 0 0 0 DAVID K GOODMAN JR X 0 0 0 CARL G GLAESER X 0 0 0 MADELEINE F GREEN X 0 0 0 BARRY J HALBRITTER X 0 0 0 WILLIAM HAYES X 0 0 0 GEOFFREY W CLARKE X 0 0 0 DAVID J HOGAN X 0 0 0 STEVEN J HOLSINGER X 0 0 0 ERIC C JENSEN X 0 0 0 FRED C MASON X 0 0 0 JAMES M PIRRELLO X 0 0 0 LINDA W MCKONLY X 0 0 0 RICHARD E PAULHAMUS X 0 0 0 GAYLE W POLLOCK X 0 0 0 CHRISTOPH SCHWEMMLEIN X 0 0 0 FRANK L POTE X 0 0 0 TIMOTHY D STATTON X 0 0 0 RONALD SEILER JR X 0 0 0 KLARE S SUNDERLAND X 0 0 0 MAURICE C TAYLOR X 0 0 0 MARY M WHITE X 0 0 0 CHARLES W WISE III X 0 0 0 JODIE MONGER GRAY X 0 0 0 GAIL M HABECKER X 0 0 0 DAVID P ANDREWS X 0 0 0 THOMAS R PHEASANT X 0 0 0 DONALD L DETWILER X 0 0 0 ROBERT N MCDOWELL X 0 0 0 THOMAS R KEPPLE JR 40.00 X 292659 0 95882 ROBERT E YELNOSKY 40.00 X 127363 0 51421 JAMES J LAKSO 40.00 X 147704 0 53446 JOHN S HILLE 40.00 X 164763 0 56941 GABRIEL J WELSCH 40.00 X 106158 0 46767 LOREN K RHODES 40.00 X 106363 0 46118 DAVID J FUSCO 40.00 X 105798 0 47572 MICHAEL D BOYLE 40.00 X 119075 0 44729 RICHARD R HARK 40.00 X 106001 0 42435 JAMES BORGARDT 40.00 X 98228 0 37641 ROBERT NEFF X 15000 0 4148 1184726 0 442692 9 1 1 0 SODEXO MANAGEMENT INC 90 SOUTH HIGH STREET DUBLIN OH 43017 FOOD SERVICE (INCL PRODUCTS) 3069932 BRETHREN COLLEGES ABROAD 605 COLLEGE AVE NORTH MAN IN 46962 HIGHER EDUCATION 699245 2 1154796 5484875 577484 6639671 TUITION & FEES 49308674 49308674 AUXILIARY ENTERPRISES 9958787 9958787 EDUCATIONAL ACTIVITIES 445943 445943 59713404 2163338 2163338 363967 206397 157570 157570 157570 71589899 67893592 3696307 3696307 3696307 802 802 802 ALLOCATED ENDOWMENT 3276802 3276802 MISCELLANEOUS 689942 689942 ALL OTHER REVENUE 83150 83150 4049894 76420986 69622943 802 157570 22504224 22504224 1118541 1118541 338045 338045 1087703 393072 548071 146560 18685149 15750698 1886682 1047769 1536154 1242708 188668 104778 4439519 3852628 377337 209554 1387045 1152288 150935 83822 11553 11553 54436 54436 14082 14082 555176 451012 67167 36997 298906 150104 50794 98008 2454455 1709614 609234 135607 668160 306992 352715 8453 1654083 1654083 1026541 842630 109836 74075 1431142 1431142 3127965 3127965 408909 408909 PROGRAMMING 5629852 5629852 FOOD SERVICE 2938839 2938839 MAINTENANCE 1173408 1173408 MISCELLANEOUS 561794 561794 BOOKS 194975 194975 73300656 66945076 4395875 1959705 10675028 11128007 8022 3414559 2731400 1748277 996641 2736192 2648593 305205 312089 544828 1039916 124396708 53511402 72867865 70885306 63700246 77917383 3011625 3011827 282077 297656 159293924 170968818 8273262 10562382 115340 115340 593387 826600 35813292 36272351 3609293 2886460 1418673 1395213 658048 616131 50481295 52674477 X 41930669 42326183 14656025 20049178 52225935 55918980 108812629 118294341 159293924 170968818 X 3120330 6361382 X X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 14500 14500 14500 2900 725 0 11600 0 3667 5685 2000 2900 14252 21378 18335 28426 10000 14500 71261 917 1421 500 725 3563 5345 EXPLANATION OF OTHER LOBBYING ACTIVITIES: PART II-B, LINE 1I: JUNIATA COLLEGE OPERATES AN OUTREACH PROGRAM NAMED "SCIENCE IN MOTION" WHICH PROVIDES EDUCATION SERVICES TO MIDDLE AND HIGH SCHOOL SCIENCE TEACHERS IN PRIVATE AND PUBLIC SCHOOLS ACROSS PA. THE PROGRAM IS SIGNIFICANTLY FUNDED EACH YEAR BY A DIRECT APPROPRIATION FROM THE STATE BUDGET. CONSEQUENTLY,THE ANNUAL ALLOCATION IS DETERMINED EACH YEAR DIRECTLY BY MEMBERS OF THE LEGISLATURE IN CONSULTATION WITH THE GOVERNOR. THE COLLEGE RETAINED OBERMAYER, REBMANN, MAXWELL & HIPPEL, LLP TO COMMUNICATE WITH THE LEGISLATIVE AND EXECUTIVE LEADERSHIP TO ENCOURAGE CONTINUING SUPPORT OF THE PROGRAM IN TWO MAJOR OBJECTIVES: (1) TO COMMUNICATE AND SECURE THAT ANNUAL STATE-WIDE APPROPRIATION WITHIN THE STATE BUDGET AND (2) TO ADVANCE LEGISLATION THAT WILL INCLUDE THE SCIENCE IN MOTION IN THE ANNUAL FUNDING SOLICITATION OF THE STATE DEPARTMENT OF EDUCATION. 46100 1596482 X X X 0 0 1 64087108 5011418 12553320 -1285545 -1977503 -420000 78968798 57486612 2028208 8117340 -1234810 -1958280 -351962 64087108 71714345 4299213 -14971658 -1277820 -1965442 -312026 57486612 0.09000 0.91000 0.00000 0 0 1982707 1982707 96489494 34272092 62217402 22965087 19109837 3855250 2959420 129473 2829947 70885306 OTHER DEPOSITS 456081 AMOUNTS HELD ON BEHALF OF OTHERS 160050 616131 76420986 73300656 3120330 8801329 -2439947 6361382 9481712 85222315 8801329 8801329 76420986 0 76420986 75740603 2439947 2439947 73300656 0 73300656 PART III, LINE 4: THE COLLEGE HAS MANY PAINTINGS, SCULPTURES AND OTHER WORKS OF ART IN ITS COLLECTION. ARTWORK IS DISPLAYED THROUGHOUT THE CAMPUS AS WELL AS IN THE COLLEGE'S ART MUSEUM. WORKS OF ART ARE STUDIED AND MAINTAINED BY STAFF AND STUDENTS. PART IV, LINE 2B: ANNUITIES AND CONTRACTS PAYABLE FOR THE GIFT ANNUITY, POOLED INCOME, CHARITABLE REMAINDER ANNUITY TRUSTS AND CHARITABLE REMAINDER UNITRUSTS. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ENDOWMENT FUNDS HELD BY THE COLLEGE ARE USED FOR THE INTENDED WISHES OF THE DONORS WHO SUPPLIED THEM. GENERALLY, THESE CATEGORIES INCLUDE SCHOLARSHIPS, AWARDS, PROGRAM SUPPORT, INSTITUTIONAL SUPPORT, ACADEMIC SUPPORT AND GENERAL PURPOSES. PART X--MANAGEMENT BELIEVES THAT IT HAS NOT APPLIED ANY AGGRESSIVE TAX POSITIONS THAT WOULD HAVE REQUIRED A FIN 48 FOOTNOTE. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 NOTICE OF NONDISCRIMINATORY POLICY AS TO STUDENTS WAS ADVERTISED IN "THE DAILY NEWS," A NEWSPAPER OF GENERAL CIRCULATION IN HUNTINGDON COUNTY. THE POLICY IS ALSO NOTED IN THE BYLAWS, CATALOGS, WEBSITE, HANDBOOKS AND JOB ANNOUNCEMENTS EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE COLLEGE RECEIVES VARIOUS GRANTS AND ASSISTANCE FROM FEDERAL AND STATE AGENCIES FOR THE FUTHERANCE OF ITS CHARITABLE PURPOSE. 1 EAST ASIA/PACIFIC 0 0 PROGRAM SERVICES HIGHER EDUCATION 6233 EUROPE 0 0 PROGRAM SERVICES HIGHER EDUCATION 268116 NORTH AMERICA 0 0 PROGRAM SERVICES HIGHER EDUCATION 27595 CHINA 0 1 PROGRAM SERVICES HIGHER EDUCATION 65152 SOUTH ASIA 0 0 PROGRAM SERVICES HIGHER EDUCATION 5277 SUB SAHARA AFRICA 0 0 PROGRAM SERVICES HIGHER EDUCATION 36338 MIDDLE EAST/NORTH AFRICA 0 0 PROGRAM SERVICES HIGHER EDUCATION 7377 1 0 1 416088 0 416088 SCHOLARSHIPS/AWARDS CENTRAL AMERICA/CARIBBEAN 3 57240 TUITION CREDIT SCHOLARSHIPS/AWARDS EAST ASIA/PACIFIC 57 800095 TUITION CREDIT SCHOLARSHIPS/AWARDS EUROPE 4 58745 TUITION CREDIT SCHOLARSHIPS/AWARDS SOUTH AMERICA 2 35000 TUITION CREDIT SCHOLARSHIPS/AWARDS SOUTH ASIA 2 75221 TUITION CREDIT SCHOLARSHIPS/AWARDS SUB SAHARA AFRICA 2 43240 TUITION CREDIT SCHOLARSHIPS/AWARDS MIDDLE EAST/NORTH AFRICA 6 49000 TUITION CREDIT 0 0 0 0 0 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: PROGRAM SERVICES ARE PAID TO OTHER HIGHER EDUCATIONAL INSTITUTIONS FOR OUR STUDENTS WHO ARE STUDYING ABROAD. INVOICES SUBMITTED FROM THESE INSTITUTIONS ARE PAID VIA WIRE TRANSFER ONCE THEY HAVE BEEN REVIEWED. 1 SCHOLARSHIPS & AWARDS 1451 22504224 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: ELIGIBILITY FOR NEED-BASED GRANTS IS DETERMINED BY THE SUBMISSION OF THE "FREE APPLICATION" FOR FEDERAL STUDENT AID. MERIT SCHOLARSHIPS AND AWARDS ARE DETERMINED BY A STUDENTS ADMISSION APPLICATION. X X X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 THOMAS R KEPPLE JR 292659 0 0 0 0 0 27600 0 68282 0 388541 0 0 0 ROBERT E YELNOSKY 127363 0 0 0 0 0 13130 0 38291 0 178784 0 0 0 JAMES J LAKSO 147704 0 0 0 0 0 15150 0 38296 0 201150 0 0 0 JOHN S HILLE 164763 0 0 0 0 0 16649 0 40292 0 221704 0 0 0 LOREN K RHODES 106363 0 0 0 0 0 10773 0 35345 0 152481 0 0 0 DAVID J FUSCO 105798 0 0 0 0 0 10715 0 36857 0 153370 0 0 0 MICHAEL D BOYLE 119075 0 0 0 0 0 11200 0 33529 0 163804 0 0 0 ROBERT NEFF 15000 0 0 0 0 0 1500 0 2648 0 19148 0 0 0 PART I, LINE 1A THE PRESIDENT OF THE COLLEGE HAS A RESIDENCE PROVIDED TO HIM AS PART OF HIS COMPENSATION PACKAGE. IN ADDITION TO THE USE OF THIS RESIDENCE, HOUSEKEEPING SERVICES SUCH AS CLEANING AND MAINTENANCE ARE ALSO PROVIDED BY THE COLLEGE. LIMITED TRAVEL FOR HIS SPOUSE IS ALSO PROVIDED. HUNTINGDON COUNTY GENERAL AUTHORITY 236632278 445865MAO 2010-07-20 23150213 REFUND PRIOR ISSUES 0 0 0 22895536 23150213 254677 2010 0 1 1 1 0 0 0 0 1 0.00000 0.00000 0.00000 1 0 0 0 0 0 1 JULIA CRAMER FAMILY MEMBER OF TRUSTEE 15000 SCHOLARSHIP/AWARD SCOTT ANDREWS FAMILY MEMBER OF TRUSTEE 16000 SCHOLARSHIP/AWARD DAVID GOODMAN PRESIDENT DC GOODMA TRUSTEE 127281 CONSTRUCTION CONTRACTS 0 X 11 46100 DONOR VALUED X 7074 DONOR VALUED X 50 DONOR VALUED X 40 496845 VALUE AT DATE RECEIVED X 3 1019 COST X 4 2063 COST X OFFICE SUPPLY/PROGRAM EXP 2 866 COST X AWARD 1 154 COST X TRAVEL EXPENSES 11 7343 COST X POTTERY WHEEL 1 1175 COST X 20,000 GALLON TANK 1 14616 COST X MARKETING SUBSCRIPTION 5 180 COST 2 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 SEVERAL TRUSTEES MAY SERVE TOGETHER ON OTHER BOARDS OF DIRECTORS WHICH MAY CONSTITUTE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11 COLLEGE OFFICERS AND TRUSTEES WERE GIVEN A COPY OF THE FORM 990 IN ADVANCE OF ITS TRANSMITTAL TO THE IRS. ANY QUESTIONS, COMMENTS AND OTHER CONCERNS WERE ADDRESSED PRIOR TO THE E-FILING OF THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, THE BOARD OF TRUSTEES INDIVIDUALLY SIGN A CONFLICT OF INTEREST POLICY THAT IS MAINTAINED IN THE OFFICIAL RECORDS OF THE COLLEGE. FORM 990, PART VI, SECTION B, LINE 15A THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES APPROVES THE COMPENSATION OF THE PRESIDENT OF THE COLLEGE AFTER REVIEWING COMPARABLE INFORMATION FROM OTHER SOURCES. FORM 990, PART VI, SECTION C, LINE 19 UPON REQUEST THE COLLEGE WOULD PROVIDE COPIES OF THESE DOCUMENTS FOR INSPECTION AND REVIEW AT THE ADMINISTRATIVE OFFICES ON CAMPUS. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 8,801,329. PRIOR PERIOD ADJUSTMENTS: -2,439,947. POST RETIREMENT BENEFITS RECALCULATED FOR PRIOR YEARS AUDIT COMMITTEE OVERSIGHT PART XII--LINE 2C THE COLLEGE MAINTAINS AN AUDIT COMMITTEE THAT ASSUMES THE OVERSIGHT OF THE ANNUAL INDEPENDENT AUDIT OF THE FINANCIAL STATEMENTS AND THE SELECTION AND RETENTION OF THE OUTSIDE AUDITORS. THIS COMMITTEE OF THE BOARD IS ACTIVE AND MEETS SEVERAL TIMES PER YEAR TO MONITOR FINANCIAL PROCESSES AND INTERNAL CONTROLS.