2011-01-14T17:35:01-06:00 2010-05-31 PADGETT STRATEMANN & CO LLP 100 NE LOOP 410 SUITE 1100 SAN ANTONIO TX 78216 990 2009-06-01 741109748 TEXAS LUTHERAN UNIVERSITY TEXA 8303728011 1000 WEST COURT STREET SEGUIN TX 78155 ANDREW NELSON 8303728011 2011-01-14 1 JOSIE BEHREND 2108286281 2009 2016-02-24 21:20:13Z ANDREW NELSON 1000 WEST COURT STREET SEGUIN TX 78155 54487258 0 9386 X WWW.TLU.EDU X 1891 TX Texas Lutheran University is a community of learning and a community of faith. See Form 990, Part III, Line 1 for continuation of mission statement. 26 25 930 150 0 0 5956556 9560902 34392968 34919204 903218 -1264559 988794 343063 42241536 43558610 12798285 13270384 0 15928748 16753946 0 1147769 12929809 13020419 41656842 43044749 584694 513861 118799440 126491377 29412348 29268734 89387092 97222643 Texas Lutheran University is a community of learning and a community of faith. See Schedule O for continuation of mission statement. 0 0 24215988 13270384 28405235 INSTRUCTION (WHICH INCLUDES ALL EXPENSES FOR TEACHING) AND ACADEMIC SUPPORT (WHICH INCLUDES COLLEGE DEANS AND ACTIVITIES THAT SUPPORT TEACHING). TLU IS AN EXCLUSIVELY UNDERGRADUATE UNIVERSITY OF THE LIBERAL ARTS SCIENCES AND PROFESSIONAL STUDIES WITH A DIVERSE STUDENT BODY OF 1,400 STUDENTS. CLASSES AVERAGE FEWER THAN 20 STUDENTS. Approximately 95 percent of TLU students receive financial assistance. 5760974 STUDENT SERVICES INCLUDES STUDENT ACTIVITIES, ATHLETICS, FINANCIAL AID, HEALTH CENTER AND OTHER STUDENT-RELATED SUPPORT SERVICES. 3683296 6501550 AUXILLARY SERVICES INCLUDES THE OPERATION OF THE DINING HALL, RESIDENCE LIFE, AND CAMPUS BOOKSTORE. 33660258 1 1 0 0 0 0 1 0 1 1 1 0 1 0 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 113 0 930 1 0 1 CJ BD 0 0 0 1 1 1 1 1 26 25 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X ANDREW NELSON VP-FINANCE 8303728011 1000 WEST COURT STREET SEGUIN TX 78155 JOHN AGATHER 1.00 X 0 0 0 GLYNN BLOomquist 1.00 X 0 0 0 NANCY BRELAND 1.00 X 0 0 0 PHIL DUNNE 1.00 X 0 0 0 SUSAN Giesecke 1.00 X 0 0 0 DEMETRIUS HARDEMAN 1.00 X 0 0 0 ANDRE HUANG 1.00 X 0 0 0 VERNE LUNDQUIST 1.00 X 0 0 0 JOE C MCKINNEY 1.00 X 0 0 0 ROBIN MELVIN 1.00 X 0 0 0 STANLEY MEYER 1.00 X 0 0 0 ROBERT MOORE 1.00 X 0 0 0 RUSSELL RINN 1.00 X 0 0 0 KAREN NORMAN 1.00 X 0 0 0 STEVE RODE 1.00 X 0 0 0 XAVIER RODRIGUEZ 1.00 X 0 0 0 ANN SAEGERT 1.00 X 0 0 0 LAURA SANFORD 1.00 X 0 0 0 CHARLOTTE WOODS SMITH 1.00 X 0 0 0 MARIE SMITH 1.00 X 0 0 0 WILLIE STAATS 1.00 X 0 0 0 MIKE WASHINGTON 1.00 X 0 0 0 LEWIS WESTERMAN 1.00 X 0 0 0 LINDA WHITACRE 1.00 X 0 0 0 KARL WOODLING 1.00 X 0 0 0 Ann M Svennungsen 40.00 X 201000 0 25308 E Norman Jones 40.00 X 142625 0 14162 Stan C Ledbetter 40.00 X 130000 0 21048 Stephen P Anderson 40.00 X 99778 0 11591 Nancy Hershfield 40.00 X 100000 0 6000 JOHN ANDREW NELSON 40.00 X 101376 0 6083 EDWARD THOMPSON 40.00 X 84583 0 3269 WILLIAM SENTER 40.00 X 104473 0 11872 John Sieben 40.00 X 103271 0 11800 JOHN V MCCLUSKY 40.00 X 70206 0 9816 1067106 0 111133 6 0 1 0 SODExho Inc & Affiliates PO BOX 536922 ATLANTA GA 30353 FOod Service 1705997 JENZABAR PO BOX 845939 BOSTON MA 02284 SOFTWARE SERVICE 316428 TRANE US INC PO BOX 34597 SAN ANTONIO TX 78265 HVAC SERVICES 186097 THE WHELAN GROUP 4129 COMMERCIAL CENTER AUSTIN TX 78744 MARKETING SERVICES 185388 HELEN THOMPSON MEDIA INC 8035 BROADWAY SAN ANTONIO TX 78209 ADVERTISING 155996 5 215398 2753725 6591779 75447 9560902 TUITION AND FEES 611600 28405235 28405235 AUXILIARY ENTERPRISES 611600 6513969 6513969 34919204 1354030 1354030 48 48 408832 408832 7550686 1867 10171190 -2620504 1867 -2618637 -2618637 107137 215398 160487 -53350 -53350 584552 596971 -12419 -12419 43558610 34906785 0 -909077 13270384 13270384 1490034 1490034 11004072 8734769 1761482 507821 538900 371535 142352 25013 2882768 1709751 1020066 152951 838172 589992 211561 36619 58708 103 58605 104358 104358 137883 137883 1401798 735308 488521 177969 217688 54792 161816 1080 1415738 1103026 206101 106611 1579741 1295684 284057 2607793 2358146 134466 115181 973537 973537 2481170 2066673 414497 187832 24883 162949 Books/subscriptions/sof 527441 424801 89698 12942 EQUIPMENT RENTAL AND MA 519344 231328 278829 9187 MISCELLANEOUS 378914 242602 136022 290 EQUIPMENT 355529 245558 109971 RECOGNITION AND HONORIU 72945 63040 7800 2105 43044749 33660258 8236722 1147769 426 243951 6915084 6360099 489148 324360 206402 344795 3094183 3390624 306145 316204 2515617 2615683 76616864 36238752 41639990 40378112 42415642 51178230 21216803 21339319 118799440 126491377 3360427 3690028 556561 621556 20876955 20302111 4618405 4655039 29412348 29268734 X 49910734 49254489 1600660 4695446 37875698 43272708 89387092 97222643 118799440 126491377 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 0 48799067 5081788 6492883 923748 593659 434556 58421775 61250779 2404280 -12800132 950206 586079 519575 48799067 0.32530 0.67470 0 0 13500 3432352 3445852 48255126 22861750 25393376 11768834 3426579 8342255 13075345 9950423 3124922 71707 71707 40378112 ALTERNATIVE INVESTMENTS 6651817 F CASH and CASH EQUIVALENT INVESTMENTS 925872 F ENDOWMENT FUND and BENEFICIAL INT TRUSTS 6579799 C MINERAL RIGHTS AND ROYALTIES 5207516 F OTHER INVESTMENTS 1974315 F 21339319 ADVANCES FROM US GOV'T FOR STUDENT LOANS 2624705 LIABILITIES RELATED TO SPLIT-INTEREST AGREEMENTS 1416885 ASSET RETIREMENT OBLIGATION 613449 4655039 43558610 43044749 513861 6769050 552640 7321690 7835551 38206887 6769050 1149611 7918661 30288226 13270384 13270384 43558610 30371336 596971 596971 29774365 13270384 13270384 43044749 Part III, Line 4: The University accepts artwork, artifacts or similar items from donors if such items provide a decorative or academic purpose. As such, these items may be utilized as decorations or informative exhibits within the University library and academic buildings. While the University accounts for such items in terms of insuring the contents of University buildings, these collections are not valued as assets on the financial statements. Part V, Line 4: Description of Intended Use of Endowment Funds: THE UNIVERSITY'S POOLED ENDOWMENT CONSISTS OF APPROXIMATELY 550 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES, AND CONTAINS BOTH DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF REGENTS TO FUNCTION AS ENDOWMENTS. THE UNIVERSITY'S OBJECTIVE IS TO PROTECT THE ORIGINAL FAIR VALUE OF GIFTS HELD IN PERPETUITY AS WELL AS TO PROVIDE GROWTH THROUGH NEW GIFTS AND INVESTMENT RETURN. Part X: Description of Uncertain Tax Positions Under FIN 48: THERE IS NO FOOTNOTE TO THE ORGANIZATION'S FINANCIAL STATEMENTS THAT REPORT THE ORGANIZATION'S LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FIN 48. Part XI, Line 8 - Other Adjustments: CHANGES IN SPLIT-INTEREST AGREEMENTS: 552640. Part XII, Line 2d - Other Adjustments: BOOKSTORE EXPENSE: 596971. CHANGES IN SPLIT-INTEREST AGREEMENT: 552640. Part XII, Line 4b - Other Adjustments: SCHOLARSHIPS: 13270384. Part XIII, Line 2d - Other Adjustments: BOOKSTORE EXPENSE: 596971. Part XIII, Line 4b - Other Adjustments: SCHOLARSHIPS: 13270384. 1 1 1 PRINT MEDIA INCLUDING ANNUAL CATALOG STATING "TEXAS LUTHERAN UNIVERSITY IS OPEN TO ALL PERSONS COMMITTED TO AND PREPARED FOR A QUALITY EDUCATION WITHOUT REGARD TO RACE, RELIGION, SEX, COLOR, HANDICAP OR NATIONAL ORIGIN." 1 1 1 1 0 0 0 0 0 0 0 0 1 0 THE UNIVERSITY RECEIVES FINANCIAL AID FROM THE FOLLOWING GOVERNMENTAL AGENCIES: TEXAS HIGHER EDUCATION COORDINATING BOARD UNITED STATE DEPARTMENT OF EDUCATION 1 CENTRAL AMERICA AND CARRIBEAN INVESTMENT MANAGEMENT FEES N/A 137883 0 0 137883 Method Used to Acccount for Expenditures: Schedule F, Part I, Line 3: N/A Presidential Excellence in Leadersh 90865 58154 32711 30254 10422 FRONT ROW ATHLETICS FUNDRAISER 231670 157245 74425 88481 31331 322535 215399 107136 118735 41753 160488 -53352 1 FEDERAL AND STATE GRANTS AND INSTITUTIONAL SCHOLARSHIPS AWARDED TO STUDENTS 1354 13270384 N/A N/A Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: TLU FOLLOWS THE RULES AND REGULATIONS IN TERMS OF PROCEDURES PROVIDED BY THE U.S. DEPARTMENT OF EDUCATION. PRIVATE GRANTS ARE HANDLED BY THE DEVELOPMENT OFFICE AND ALL REQUIRED REPORTS ARE SUBMITTED TO THE TEXAS HIGHER EDUCATION COORDINATING BOARD. ADDITIONALLY, TLU UNDERGOES AN AUDIT AS SET FORTH IN THE SINGLE AUDIT ACT AND OMB CIRCULAR A-133. X 1 1 X X X X 1 0 0 0 0 0 0 0 0 Ann M Svennungsen 201000 0 0 0 0 0 12060 0 13248 0 226308 0 207094 0 E Norman Jones 142625 0 0 0 0 0 8558 0 5604 0 156787 0 149566 0 Stan C Ledbetter 130000 0 0 0 0 0 7800 0 13248 0 151048 0 143499 0 Part I, Line 1a THE PRESIDENT RESIDES IN A HOME ON CAMPUS AS PART OF HER EMPLOYMENT CONTRACT. Part I, Line 1b THE ORGANIZATION FOLLOWS A WRITTEN POLICY PAYMENT OR REIMBURSEMENT OF ALL EXPENSES. City of Seguin Higher Education Revenue and Refunding Bonds series 2004 741109748 000815839 2004-03-01 13000000 RENOVATION OF RESIDENCE HALLS,APARTMENTS,PARKING FACILITIES & STUDENT CENTER 0 0 City of Terrell Hills TX Higher Ed Facilities Corp Higher ED SERIES 2007 741109748 2007-12-28 8130000 RENOVATION OF educational and housing facilities 0 0 13112714 331882 12780832 2005 0 0 0 1 8235285 276652 118810 23329 7816494 2009 0 0 0 1 0 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 Joe McKinney Board of Regents Vice Chairman of Broadway National Bank, which holds the $8.13 million 2007 bond issue for TLU. TLU has a money market account at Broadway Bank with deposits of approximately $1 million. 0 Karen Norman Chair, Board of Regents Partner in The Prestigious Mark Company, which did $110 of business with TLU during 2008. 0 Lewis F Westerman Board of Regents Brothers Duane and Allen Westerman serve as financial advisors to TLU on bond financing matters. 0 Ann Svennungsen President Husband, William Russell, is an adjunct professor at TLU. 0 Russell Rinn Board of Regents Officer of CMC Steel, Inc., which supplies building materials to TLU from time to time. Mr. Rinn also owns an interest in the Koehler Company, which provides construction services to TLU from time to time. 0 Stephen Anderson Vice President Wife, Catherine Anderson, is employed by TLU as the university nurse. 0 X 1 5500 APPRAISED VALUE X 5 66759 FAIR MARKET VALUE X Other Miscellaneous 5 3188 FAIR MARKET VALUE 0 0 1 0 Form 990, Part VI, Section A, line 7a Texas Lutheran University Corporation - Texas Lutheran University is a university of the Evangelical Lutheran Church of America (ELCA). It is a non-profit corporation of the state of Texas. The Northern Texas-Northern Louisiana, Southwestern Texas, and Texas-Louisiana Gulf Coast Synods of the ELCA each elect nine members of the corporation. The board of regents also elects nine members of the corporation, and the bishops of the three synods are ex officio members. The corporation, which meets annually on campus, elects the members of the board of regents and has the authority to amend the university's Articles of Incorporation and Bylaws. Form 990, Part VI, Section B, line 11 The Vice President of Finance reviews the Form 990 and emails an electronic copy of the return to the board of regents for their reveiw. The board is given one week to provide comments. At the end of the comment period any requested changes are made and the return is filed. Form 990, Part VI, Section B, line 12c Each year, board members sign a conflict of interest statement. We have such statements signed by every member of the Board. If there is a conflict of interest, the Board is made aware of this and the Board member involved does not speak or vote on those related issues. Form 990, Part VI, Section B, line 15a The process for determining compensation for the organization's CEO, ED, and top management official include a review and approval by the board of regents. The compensation committee reviews the president's compensation and makes a recommendation to the board of regents. Compensation for other individuals are set at the president's discretion. Form 990, Part VI, Section C, line 19 THE ORGANIZATIONS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IV, LINE 12, AUDITED FINANCIAL STATEMENTS THE FINANCIAL STATEMENTS WERE AUDITED BY AN INDEPENDENT ACCOUNTANT. THE ORGANIZATION DOES HAVE A COMMITTEE THAT IS RESPONSIBLE UNDER ITS GOVERNING DOCUMENTS FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND THE SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. FORM 990, PART III, LINE 1, DESCRIPTION OF ORGANIZATION MISSION (CONT): As a community of learning, the university stresses the liberating potential of the disciplined pursuit of academic excellence within the context of academic freedom. Its faculty and staff seek to engage each student in a process of self-education which will assist him or her in developing as an informed and resourceful person in today's rapidly changing world. It provides an academic program based upon the tradition of the liberal arts and designed to serve a diversified community. As a community of faith, the university celebrates the liberating power of gospel as applied to the whole of human life. The biblical vision of the world as created, judged, redeemed and fulfilled by God in Christ is rich in significance for the work and hopes of persons today. It is the unique privilege and responsibility of the Christian university to explore these implications freely and boldly. Thus it leads the church to facethe challenge of new insights and to formulate fresh means of creative service. As an institution of the church, the university provides an education in the arts and sciences which is given perspective by the Christian faith. This function is carried out through an undergraduate curriculum leading to the bachelor's degree, a diverse continuing education program, and a variety of co-curricular programs. The university encourages students to participate in service work tied to reflective discussions about its place in their lives. In working to bring learning and faith into intimate relationship, Texas Lutheran University is discovering afresh that each can strengthen, clarify and enrich the other. Men and women who live and work in these contexts find their own purposes enlarged and deepened. A compassion born of faith and a competence informed by learning shape the mission of the university in this day. (Adopted in 1967; revised in 1979 and 1998).