2011-02-14T11:35:41-06:00 2010-06-30 HoganTaylor LLP 2200 S Utica Pl Suite 400 Tulsa OK 741147000 990 2009-07-01 716056774 University of Arkansas Foundation Inc UNIV 4795755581 535 Research Center Boulevard No 120 Fayetteville AR 72701 Dianna Lee 4795755581 2010-11-15 1 Tony Uth 9187452333 2009 2016-02-24 21:20:13Z Dianna Lee 535 Research Center Boulevard Suite 120 Fayetteville AR 72701 960121099 0 X www.uarkfoundation.org X 1956 AR Provide Support for the University of Arkansas 22 22 10 0 -820927 -820927 60602085 89397966 2228715 2025344 -10388458 -124141 0 52442342 91299169 72372250 73354188 0 1392505 1268177 0 0 449669 518749 74214424 75141114 -21772082 16158055 562519135 653519726 19915734 22350336 542603401 631169390 Provide Support for the University of Arkansas 0 0 24329789 24329789 Funds allocated to supported organizations for construction & equipment. 31564007 31564007 Funds allocated to supported organizations for research, faculty/staff support and scholarships & awards. 17460392 17460392 Funds allocated to supported organization for all other program expenses. 73354188 1 1 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 1 296 0 10 1 1 1 1 CJ VI UK 0 0 0 0 1 2 0 0 1 22 22 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X X Dianna Lee 4795755581 535 Research Center Boulevard Suite Fayetteville AR 727016832 Dr Diane S Gilleland X 0 0 0 Dr Mary Ann Greenwood X 0 0 0 Mr Jim von Gremp X 0 0 0 Mr Jack Justus X 0 0 0 Mr James H Faulkner X 0 0 0 Mr Julian C Stewart X 0 0 0 Mr Kenneth D Mann X 0 0 0 Mr Larry Cooper X 0 0 0 Mr Lee Ronnel X 0 0 0 Mr Rick Chapman X 0 0 0 Ms Cheryl F Shuffield X 0 0 0 Ms Cynthia Conger X 0 0 0 Mr Charles Scharlau X 0 0 0 Mr Dick Trammel X 0 0 0 Mr Lewis E Epley Jr X 0 0 0 Dr Frank W Oldham X 0 0 0 Mr Bill Wisener X 0 0 0 Mr Ned Ray Purtle X 0 0 0 Ms Debbie Walker X 0 0 0 Mr Don L Gibson X 0 0 0 Mr Freddie Black X X 0 0 0 Mr Peter G Kumpe X X 0 0 0 Mr Fred Harrison X 0 0 0 Ms Dianna Lee 40.00 X 149116 0 29401 Ms Vickie Ferguson 40.00 X 126294 0 12816 Mr Clay H Davis 40.00 X 198509 0 32793 Mr Robert Koster 40.00 X 104372 0 29107 578291 0 104117 4 0 1 0 CAMBRIDGE ASSOCIATES LLC 110 Summer Street Boston MA 021102112 Investment Management Services 1545537 WESTAT iNC PO Box 1004 Rockville MD 20850 Research Consulting Services 1169880 Perkins Eastman Architects PC 115 Fifth Ave New York NY 100031004 General Contractor Services 1009973 BlackRock Inc 40 East 52nd St New York NY 10022 Investment Management Services 607622 RuffaloCody PO Box 3018 Cedar Rapids IA 52406 GEneral Software Services 556863 43 89397966 3306695 89397966 Conferences/Institutes 900099 1631122 1631122 Products 900099 137378 137378 Fees & Other 900099 133982 133982 Services 900099 122862 122862 2025344 14992017 -820927 15812944 853542836 162936 868627430 194500 -15084594 -31564 -15116158 -15116158 91299169 -13090814 -820927 15812944 73354188 73354188 588738 588738 408137 408137 99687 99687 106368 106368 65247 65247 10797 10797 53600 53600 26096 26096 98829 98829 198409 198409 61110 61110 57927 57927 11981 11981 75141114 73354188 1786926 0 48324720 78609611 109009 646586 255834 466752 390752 511171565 571798818 2447089 2720545 562519135 653519726 4472451 5681299 15443283 16669037 19915734 22350336 X 58603949 69625749 122865216 151489115 361134236 410054526 542603401 631169390 562519135 653519726 X 0 1 1 X 0 X 42711609 66089589 69270332 60602085 89397966 328071581 42711609 66089589 69270332 60602085 89397966 328071581 10102310 317969271 13360404 13955175 22734997 21675799 21027519 92753894 -5246 -4054 -9300 420816175 11825162 0.75560 0.72420 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X 1 876.28 1 1 40.00 1500 1 377288562 10775437 51694656 24413400 415345255 505940110 16393989 -130673046 14372491 377288562 0.03970 0.92390 0.03640 0 0 390752 390752 255834 255834 0 390752 Equity Securities 30386575 F Fixed Income Securities 58223660 F Short-Term Investments 3900263 F Commingled Funds-Equities 89814486 F Commingled Funds-Fixed Income 156026090 F Other Partnerships 62902664 F Convertibles & other 2579824 F NON-MARKETABLE ALTERNATIVES 82807976 F MARKETABLE ALTERNATIVES 85157280 F 571798818 Annuity Obligations 16669037 16669037 91299169 75141114 16158055 72487182 -79248 72407934 88565989 166194711 72487182 72487182 93707529 -2408360 -2408360 91299169 77628722 0 77628722 -2487608 -2487608 75141114 Part II, Line 9: Description of How Organization Reports Conservation Easements: Conservation Easements are recorded as revenue at fair market value on the date of the receipt. They are carried on the balance sheet at this value and are subject to impairment analysis. Part V, Line 4: Description of Intended Use of Endowment Funds: To provide support for the University of Arkansas. Part XI, Line 8 - Other Adjustments: Change in value of split-interest agreements: -79248. Part XII, Line 4b - Other Adjustments: Provision for loss on uncollectible pledges: -2408360. Part XIII, Line 4b - Other Adjustments: Provision for loss on uncollectible pledges: -2408360. Change in value of split interest agreement: -79248. 1 University of Arkansas System 2404 North University Avenue Little Rock AR 72207 716003252 UA - System 1693626 Educational/Research University of Arkansas Fayetteville University of Arkansas Fayetteville AR 72701 716003252 UA - System 27523758 Educational/Research Division of Agriculture 2301 South University Avenue Little Rock AR 72204 716003252 UA - System 4322051 Educational/Research University of Arkansas at Little Rock 2801 S University Avenue Little Rock AR 72204 710236904 UA - System 15170183 Educational/Research University of Arkansas for Medical Sciences 4301 W Markham St Little Rock AR 72205 716046242 UA - System 14460174 Educational/Research University of Arkansas at Monticello University of Monticello Monticello AR 71656 716008509 UA - System 848402 Educational/Research University of Arkansas at Pine Bluff 1200 N University Drive Pine Bluff AR 71601 716010030 UA - System 1472643 Educational/Research Arkansas Cancer Research Center 4301 W Markham St 721 Little Rock AR 72205 716046242 UA - System 9585739 Educational/Research University of Arkansas Community College at Batesville PO Box 3350 Batesville AR 72503 710445264 UA - System 64538 Educational/Research 9 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: The use of funds is monitored via the accounts payable process. All funds disbursed are reviewed for compliance with donor intent. X X X X 0 0 0 0 0 0 0 0 0 Ms Dianna Lee 133239 0 0 0 15877 0 15077 0 14324 0 178517 0 0 0 Mr Clay H Davis 188509 0 0 0 10000 0 20000 0 12793 0 231302 0 0 0 X 64 3188195 Avg. High/Low selling pr X 1 118500 Appraised Value 1 0 1 1 Third Party Use: Part I, Line 32b: The Foundation does utilize third party real estate firms, agents and stock brokers to liquidate gifts of property. Form 990, Part VI, Section A, line 7a The 22 members of the governing body are appointed as follows: -4 members by the Board of Trustees of the University of Arkansas -2 members by the volunteer advancement organization of the Fayetteville campus of the University of Arkansas -2 members by the volunteer advancement organization of the Medical Sciences campus of the University of Arkansas -2 members by the volunteer advancement organization of the Little Rock campus of the University of Arkansas -2 members by the volunteer advancement organization of the Monticello campus of the University of Arkansas -2 members by the volunteer advancement organization of the Pine Bluff campus of the University of Arkansas -2 members by the volunteer advancement organization of the Agricultural Development Council of the University of Arkansas -4 members by the Foundation's board of directors -2 members by the volunteer advancement organization of the Winthrop Rockefeller Cancer Institute of the University of Arkansas Form 990, Part VI, Section B, line 11 The Form 990 is reviewed by the audit committee in consultation with management and independent tax accountant Form 990, Part VI, Section B, line 12c All officers, directors and key employees are required to complete and sign a Conflict of Interest disclosure form on an annual basis disclosing actual or potential conflicts of interest or affirmatively stating that no actual or potential conflict exists. In addition, board members responsible for investment decisions are provided a list of entities providing services to the endowment and each member is required to disclose in writing any relationship with such entities. The executive director reviews all board conflict of interest disclosure forms and countersigns each as proof of review. Any potential conflict of interest is reported to the executive committee which must approve the arrangement by a majority of members with the board member in question abstaining from such vote. Form 990, Part VI, Section B, line 15 The process for determining compensation for Executive Director, other officers and key employees includes review and approval by both a compensation committee and the executive committee. An independent compensation consultant provides comparable compensation data to the compensation committee. Contemporaneous documentation with respect to deliberations and decisions is maintained. The process is undertaken annually and was last undertaken for the tax year being reported. Form 990, Part VI, Section C, line 19 The Form 990 is available on our website. Financial Statements, Conflict of Interest Policy, & Governing Docs will be supplied to anyone who requests. (within time-frame designated by IRS) University of Arkansas Foundation Realty LLC 535 Research Center Blvd Suite 120 Fayetteville AR 72701 716056774 Real Estate Management AR 38000 University of Arkansas Foundation Inc ARLINGTON FUND 1 LLC-UAF SERIES 100 SUMMER STREET BOSTON MA 021102112 203796957 INVESTMENT MA N/A INVESTMENT 126717 152890532 0 0 Trust Under Univ of Arkansas Foundation Inc Eligible 457 Prototype Plan 535 Research Center Blvd STE 120 Fayetteville AR 72701 266854759 AR 4648 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0