2011-05-04T12:59:35-05:00 2010-06-30 Plante & Moran PLLC 750 TRADE CENTRE WAY STE 300 PORTAGE MI 49002 990 2009-07-01 381366958 SIENA HEIGHTS UNIVERSITY SIEN 5172647108 1247 EAST SIENA HEIGHTS DRIVE ADRIAN MI 49221 LEE JOHNSON 5172647108 2011-04-28 1 Vicki L VanDenBerg CPA 2695674500 2009 2016-02-24 21:20:13Z SR PEG ALBERT OP PH 1247 EAST SIENA HEIGHTS DRIVE ADRIAN MI 49221 40865787 0 X WWW.SIENAHEIGHTS.EDU X 1919 MI TO PROVIDE STUDENTS WITH A LIBERAL ARTS EDUCATION WITH THE PURPOSE OF ASSISTING PEOPLE IN BECOMING MORE COMPETENT, PURPOSEFUL AND ETHICAL THROUGH A TEACHING AND LEARNING ENVIRONMENT WHICH RESPECTS THE DIGNITY OF ALL. 32 30 851 31 84548 3974 5826915 11255349 26582356 29163497 -740454 135357 119798 72115 31788615 40626318 9313580 11150222 0 14091605 14406435 123130 117113 840119 8576037 8959643 32104352 34633413 -315737 5992905 29453545 35225923 15257825 14716607 14195720 20509316 The mission of Siena Heights University, a Catholic University founded and sponsored by the Adrian Dominican Sisters, is to assist people to become more competent, purposeful, and ethical through a teaching and learning environment which respects the dignity of all. 0 0 30410231 11150222 29082973 Siena Heights University is a Michigan private non-profit corporation for postsecondary education. The University provides education with a main campus, satellite campuses, and online for both traditional and nontraditional students offering bachelor and master degree programs. The main campus also offers auxiliary services in the form of housing, meal plans, and bookstore services. The University is primarily supported through tuition, federal and state grants, and contributions for operations and scholarships 30410231 1 1 0 1 0 0 0 0 0 1 1 1 0 1 0 0 0 0 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 1 0 0 0 1 3509 0 1 851 1 1 1 0 0 0 0 1 1 0 0 0 32 30 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 MI X J LEE JOHNSON PHD CPA 5172647108 1247 EAST SIENA HEIGHTS DRIVE ADRIAN MI 49221 PEG ALBERT OP 40.00 X X 163402 0 31736 STEPHANIE L BOYSE 1.00 X 0 0 0 L THOMAS CONLIN 1.00 X 0 0 0 BETTY CUMMINGS 1.00 X 0 0 0 MICHAEL DAWSON MD 1.00 X 0 0 0 SCOTT DIENES 1.00 X 0 0 0 JAMES EBBITT 1.00 X 0 0 0 MICHAEL FARVER 1.00 X 0 0 0 SCOTT HILL 1.00 X 0 0 0 JAMES HUGHES 1.00 X 0 0 0 SR CANDACE INTROCASA CDP PHD 1.00 X 0 0 0 FRANK JOHNSON 1.00 X X 0 0 0 MICHAEL L KAPNICK 1.00 X 0 0 0 JOHN LABRIOLA 1.00 X 0 0 0 MAJOR RUTH LAFONTAINE 1.00 X 0 0 0 DAVID E MAXWELL 1.00 X 0 0 0 DAVID G MENGEBIER 1.00 X 0 0 0 PATRICIA M MULDARY 1.00 X 0 0 0 SISTER FRANCES NADOLNY OP PHD 1.00 X 0 0 0 HONORABLE MARGARET MS NOE 1.00 X X 1872 0 0 ROSA MONIQUE PENA OP 1.00 X 0 0 0 MARY JO POTTER 1.00 X 0 0 0 KENNETH PRIOR 1.00 X 0 0 0 JAMIE T RICHARDSON 1.00 X 0 0 0 LAWRENCE RICHARDSON JR 1.00 X X 0 0 0 DAVID S RICHMOND 1.00 X 0 0 0 IQBAL ROSHD 1.00 X 0 0 0 IGNACIO SALAZAR 1.00 X 0 0 0 KRIS SCHMIDT 1.00 X 0 0 0 JOHN SCHWARTZ 1.00 X 0 0 0 SR ANNELIESE SINNOTT OP PHD 1.00 X 0 0 0 MICHAEL J WADE 1.00 X 0 0 0 PATRICIA WALTER OP PHD 1.00 X 0 0 0 Sr Jamie T Phelps OP 1.00 X 0 0 0 Lee Benish 1.00 X 0 0 0 J LEE JOHNSON PHD CPA 40.00 X 139630 0 6706 MITCHELL BLONDE 40.00 X 115938 0 12778 SHARON WEBER OP 40.00 X 97293 0 5601 PATRICK PALMBER 40.00 X 113990 0 20205 632125 0 77026 4 0 1 0 CHARTWELLSCOMPASS GROUP PO BOX 91337 CHICAGO IL 60693 FOOD SERVICE 965348 NCS PEARSON INC 13036 COLLECTIONS CENTER CHICAGO IL 60693 ONLINE CLASSES EXCHANGE 261304 JENZABAR INC PO BOX 845939 BOSTON MA 02284 SOFTWARE MAINTENANCE 160814 HAMBLIN COMPANY 109 E LOGAN TECUMSEH MI 49286 PRINTING SERVICES 155900 COLLABORATIVE INC 500 MADISON AVE TOLEDO OH 43604 ARCHITECTURAL, LANDSCAPE DESIGN 148011 7 6043371 5211978 11255349 TUITION AND FEES 611710 26421413 26421413 AUXILIARY 611710 2657536 2657536 CONFERENCES & CAMPS 721210 84548 84548 29163497 120533 120533 212387 197563 14824 14824 14824 45930 41906 4024 4024 MISCELLANEOUS 900099 68091 0 68091 68091 40626318 29082973 84548 203448 11150222 11150222 776341 93017 397864 285460 10761564 9427281 1081107 253176 547496 479606 54750 13140 1528285 1338777 152829 36679 792749 694448 79275 19026 57187 57187 53250 53250 56897 56897 117113 117113 28180 28180 1772780 1619966 146609 6205 228563 198835 25886 3842 267532 155973 104206 7353 82561 71822 9351 1388 3001 2611 340 50 1429718 1215480 189234 25004 254564 183872 49213 21479 372397 298659 65132 8606 1043624 836976 182530 24118 217317 171198 46119 UBIT 2480 2480 MISCELLANEOUS 1127740 967329 147484 12927 Activities 864057 776551 87506 0 dues and subscriptions 270862 235632 30677 4553 REPAIRS AND MAINTENANCE 252297 206593 45704 0 574636 285383 289253 34633413 30410231 3383063 840119 128845 1929396 560357 3073550 967918 969008 998644 909336 39702671 18340273 20496833 21362398 6206592 6982235 94356 29453545 35225923 2120848 1977066 1222942 1372121 8700000 8580000 818685 968715 2395350 1818705 15257825 14716607 X 6542667 8465506 1737852 5914536 5915201 6129274 14195720 20509316 29453545 35225923 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 0 0 1 56897 56897 0 Part II-B, Line 1i: Explanation of Other Lobbying Activities: THE MWW GROUP, INC. 700 13TH STREET NW, 10TH FLOOR, WASHINGTON DC 20005 $50,000 RETAINER FEE $6,897 MISCELLANEOUS EXPENSES 5826019 208974 794605 11060 6818538 7660809 142172 -1543115 -419404 -14443 5826019 0.00000 0.90000 0.10000 0 0 525197 525197 25616046 9070100 16545946 12823114 9270173 3552941 738314 738314 21362398 annuities payable 36527 line of credit 1310130 conditional asset retirement obligation 192466 POST RETIREMENT LIABILITY 32952 FAIR VALUE OF INTEREST RATE SWAP 246630 1818705 40626318 34633413 5992905 661677 -340986 320691 6313596 29838693 661677 -299080 362597 29476096 11150222 11150222 40626318 23525097 41906 41906 23483191 11150222 11150222 34633413 Part V, Line 4: Description of Intended Use of Endowment Funds: This endowment is used by the organization to provide scholarships to worthy individuals. Part XI, Line 8 - Other Adjustments: UNREALIZED LOSS ON VALUE OF INTEREST RATE SWAPS: -340986. Part XII, Line 2d - Other Adjustments: UNREALIZED LOSS ON INTEREST RATE SWAP: -340986. Fundraising Expenses: 41906. Part XII, Line 4b - Other Adjustments: institutional student aid: 11150222. Part XIII, Line 2d - Other Adjustments: Fundraising Expenses: 41906. Part XIII, Line 4b - Other Adjustments: institutional student aid: 11150222. 1 1 1 THE POLICY IS PUBLICIZED ON ADMISSIONS BROCHURES AND COURSE CATALOGS, AS WELL AS ON THE SCHOOL WEBSITE WHICH IS AVAILABLE TO THE PUBLIC. 1 1 1 1 0 0 0 0 0 0 0 0 1 0 SIENNA HEIGHTS UNIVERSITY RECEIVES FEDERAL FUNDS FOR FINANCIAL AID FOR ITS STUDENTS. 1 X X X X X X X 1 JEROLD PANAS LINZY & PARTNERS LTD FUNDRAISING CONSULTATION FOR CAPITAL CAMPAIGN 0 2279246 117113 2162133 2279246 117113 2162133 45930 37487 3024 1395 0 45930 37487 3024 1395 41906 4024 MI 1 0 0 0 0 0 1 SCHOLARSHIP - TUITION/BOOKS 1636 11150222 N/A N/A X X 1 1 X X X 0 0 0 0 0 0 0 0 0 PEG ALBERT OP 163402 0 0 0 0 0 0 0 31736 0 195138 0 0 0 ECONOMIC DEVELOPMENT CORP of the County of Lenawee 521302758 526010ADF 2009-04-29 8700000 TO FINANCE REFUNDING FOR SERIES 2006 BONDS 0 0 8700000 273375 8426625 2009 1 0 1 1 0 0 0 0 1 0 1 1 1 FIRST AMERICAN BANK 5.000000000000 0 0 0 Krieghoff Lenawee Companies TRUSTEE 90309 SCOTT Hill IS A STOCKHOLDER OF KRIEGHOFF LENAWEE COMPANIES. KRIEGHOFF LENAWEE PROVIDED CONSTRUCTION SERVICES FOR THE ORGANIZATION. 0 Consumers Energy TRUSTEE 315536 FRANK Johnson IS A SR. VP OF CONSUMERS ENERGY CO. THE ORGANIZATION ENTERED INTO A CONTRACT WITH CONSUMERS ENERGY CO. 0 Consumers Energy TRUSTEE 315536 DAVID Mengebier IS A SR. VP GOVERNMENTAL & PUBLIC AFFAIRS OF CONSUMERS ENERGY CO. THE ORGANIZATION ENTERED INTO A CONTRACT WITH CONSUMERS ENERGY CO. 0 0 0 0 KAPNICK INSURANCE TRUSTEE 155089 DOUG IS A GREATER THAN 5% OWNER OF KAPNICK INSURANCE. KAPNICK INSURANCE PROVIDES INSURANCE AND FLEX SPENDING SERVICES. 0 Sister Frances Nadolny OP PHD Sister Frances is a Board Member Sister Frances is the Chapter Prioress of the Great Lakes Dominican Mission Chapter of the Adrian Dominican Sisters Congregation. Sister Frances is provided with a stipend to cover her basic living expenses by the Adrian Dominican Sisters. 0 Sister Rosa Monique Pena OP Sister Rosa is a Board Member Sister Rosa is the Vicaress/General Councilor of the Adrian Dominican Sisters Congregation. Sister Rosa is provided with a stipend to cover her basic living expenses by the Adrian Dominican Sisters. 0 Sister Jamie T Phelps OP PhD Sister Jamie is a Board Member Sister Jamie is a member of the Adrian Dominican Sisters Congregation. Sister Jamie is provided with a stipend to cover her basic living expenses by the Adrian Dominican Sisters. 0 Sister Anneliese Sinnott OP PHD Sister Anneliese is a board Member Sister Anneliese is a member of the Adrian Dominican Sisters Congregation. Sister Anneliese is provided with a stipend to cover her basic living expenses by the Adrian Dominican Sisters. 0 Sister Patricia Walter OP PHD Sister Patricia is a Board Member Sister Patricia is a member of the Adrian Dominican Sisters Congregation. Sister Patricia is provided with a stipend to cover her basic living expenses by the Adrian Dominican Sisters. 0 Sister Peg Albert Sister Peg is the President of the University Sister Peg is a member of the Adrian Dominican Sisters Congregation. Sister Peg is paid a salary which is given directly to the Adrian Dominican Sisters. She is then provided with a stipend to cover her basic living expenses by the Adrian Dominican Sisters. 0 Form 990, Part VI, Section A, line 2 SCOTT HILL, STEPHANIE BOYSE AND DAVID MAXWELL ARE TRUSTEES OF SIENA HEIGHTS UNIVERSITY AND ARE BOARD MEMBERS OF UNITED BANK & TRUST. SCOTT HILL PROVIDES CONSTRUCTION AND CONTRACTING SERVICES FOR STEPHANIE BOYCE'S MANUFACTURING BUSINESS. Form 990, Part VI, Section A, line 6 The entity is organized on a membership basis. Form 990, Part VI, Section A, line 7a THE ADRIAN DOMINICAN SISTERS HAVE THE EXCLUSIVE RIGHT TO elect Trustees to the Board of Trustees and remove any Trustee at any time if they believe it is in the best interest of the Corporation to do so. Form 990, Part VI, Section A, line 7b THE ADRIAN DOMINICAN SISTERS HAVE THE EXCLUSIVE RIGHT TO EXERCISE THE RESERVED POWERS BESTOWED UPON THEM PURSUANT TO THE SIENA HEIGHTS UNIVERSITY BYLAWS. THESE RESERVED POWERS INCLUDE THE FOLLOWING: (a)approve the mission, purposes and philosophy of the Corporation; (b)elect Trustees to the Board of Trustees in accordance with the procedures set forth in Article V, Section 3; (c)remove any Trustee at any time if they believe it is in the best interest of the Corporation to do so; (d)review and comment on all annual operating and capital budgets developed by the Board of Trustees prior to their adoption by the Board, and all non-budgeted operating expenses and capital expenditures in excess of an amount determined from time to time by the Members; (e)authorize and/or approve any incurrence, assumption, or guarantee of debt in excess of an amount determined from time to time by the Members; (f)authorize and/or approve the encumbrance, sale, lease or other disposition of any real estate or the sale of all or substantially all of the Corporation's assets; (g)authorize and/or approve contracts that call for expenditures of sums in excess of an amount determined from time to time by the Members; (h)authorize and/or approve the merger or consolidation of the Corporation with or into another entity; (i)appoint and reappoint the President, and remove the President if they believe it is in the best interest of the Corporation to do so; (j)remove other officers of the Corporation if they believe it is in the best interest of the Corporation to do so; (k)authorize and/or approve the creation of subsidiaries or affiliates of the Corporation or the Corporation's participation in joint ventures; (l)authorize and/or approve any amendments to the Corporation's Articles of Incorporation and/or Bylaws after consulting with the Board of Trustees; and (m)authorize and/or approve the dissolution of the Corporation. Form 990, Part VI, Section B, line 11 Form 990 was presented to the Board of Directors for review prior to being submitted to the IRS. Questions and comments were solicited from the board to ensure the completeness and accuracy of this form. Form 990, Part VI, Section B, line 12c TRUSTEES COMPLETE WRITTEN CONFLICTS ANNUALLY. DIFFERENT STANDING COMMITTEES OF THE BAORD OF TRUSTEES MONITOR AND REVIEW CONFLICTS OF INTEREST FOR KEY EMPLOYEES AND TRUSTEES ANNUALLY. Form 990, Part VI, Section B, line 15 THE COMPENSATION FOR THE PRESIDENT IS DETERMINED BY A SUB-COMMITTEE (COMPENSATION COMMITTEE) OF THE BOARD OF TRUSTEES. THIS COMMITTEE MEETS AFTER THE PERFORMANCE REVIEW IS COMPLETED FOR THE PRESIDENT. IF A RAISE IS WARRANTED, THE PRESIDENT CAN DECLINE BASED ON UNIVERSITY DETERMINATION OF INCREASES FOR THE ENTIRE STAFF. COMPENSATION FOR ALL EMPLOYEES IS COMPARED TO CUPA STANDARDS AND ANNUAL RAISES FOR THE COMMUNITY AT-LARGE IS DETERMINED BY THE FINANCE COMMITTEE OF THE BOARD OF TRUSTEES. Form 990, Part VI, Section C, line 19 THE ORGANIZATION MAKES ORGANIZATIONAL DOCUMENTS AVAILABLE AT THE SIENA HEIGHTS UNIVERSITY LIBRARY AND THROUGH THE UNIVERSITY'S WEBSITE. FURTHER, ALL ORGANIZATIONAL DOCUMENTS ARE AVAILABLE UPON REQUEST. Form 990, Part XI, Line 2c The process has not changed from the prior year. ADRIAN DOMINICAN SISTERS 1257 E SIENA HEIGHTS DR ADRIAN MI 49221 CATHOLIC RELIGIOUS ORDER MI 501(C)(3) 1 N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 ADRIAN DOMINICAN SISTERS C 500000 ADRIAN DOMINICAN SISTERS O 280965