2011-05-13T12:06:59-05:00 2010-06-30 990 2009-07-01 042103634 TRUSTEES OF TUFTS COLLEGE TRUS 6176273816 169 HOLLAND STREET Attn Tax Dept SOMERVILLE MA 02144 Thomas S McGurty 6176273264 2011-05-13 2009 2016-02-24 21:20:13Z Lawrence S Bacow 169 Holland Street Somerville MA 02144 1361903611 0 X WWW.TUFTS.EDU X 1852 MA EDUCATION AND RESEARCH 46 45 10831 1500 -3119038 -5141368 236809515 215068050 477339048 508218121 -99187821 39119483 4566643 5413519 619527385 767819173 98402916 107634080 0 387437939 391787722 1383095 1156297 17874086 240957285 248270425 728181235 748848524 -108653850 18970649 2332036860 2455510314 655545942 667733763 1676490918 1787776551 TUFTS UNIVERSITY'S FOCUS ON INNOVATION AND PROGRESSIVE THINKING TOOK ROOT AT ITS FOUNDING AS A LIBERAL ARTS COLLEGE IN 1852. TODAY, TUFTS UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS ARE RECOGNIZED FOR THEIR DEDICATION TO EDUCATING NEW LEADERS FOR OUR CHANGING WORLD, AND TUFTS IS RECOGNIZED AMONG THE MOST SELECTIVE ACADEMIC AND RESEARCH UNIVERSITIES IN THE UNITED STATES. SUPERB TEACHING AND WORLD-CLASS RESEARCH EQUIP TUFTS GRADUATES TO ADDRESS MULTI-FACETED CHALLENGES AROUND THE GLOBE. CREATIVE CROSS-SCHOOL COLLABORATIONS AND MULTIDISCIPLINARY CENTERS ENGAGE STUDENTS IN SEEKING SOLUTIONS TO COMPLEX ECONOMIC, HEALTH, POLITICAL AND ENVIRONMENTAL ISSUES EVEN BEFORE THEY GRADUATE.A GROWING NUMBER OF INNOVATIVE RESEARCH INITIATIVES AND JOINT DEGREE PROGRAMS ARE AVAILABLE FOR BOTH UNDERGRADUATE AND GRADUATE STUDENTS IN LIBERAL ARTS, SCIENCES AND ENGINEERING AND THE UNIVERSITY'S GRADUATE AND PROFESSIONAL SCHOOLS. 0 0 374427834 93931714 369594051 INSTRUCTION - DURING THE 2009-2010 ACADEMIC YEAR, THE FOLLOWING DEGREES WERE CONFERRED: 1,382 UNDERGRADUATE, 1,033 GRADUATE AND 433 PROFESSIONAL. 244121050 13702366 94816859 RESEARCH - THERE WERE 1,268 GOVERNMENT AND 562 NON-GOVERNMENT GRANTS ACTIVE IN FISCAL YEAR 2010. SPONSORED RESEARCH AT TUFTS WAS PERFORMED IN THE MEDICAL, DENTAL, AND VETERINARY SCHOOLS AS WELL AS IN THE BASIC SCIENCE DEPARTMENTS OF ARTS & SCIENCE & ENGINEERING. RESEARCH IS ALSO BEING PERFORMED AT THE USDA HUMAN NUTRITION RESEARCH CENTER ON AGING. Also, CLINICAL AND OTHER RESEARCH ACTIVITIES include 30 CLINICS that ARE OPERATED BY THE DENTAL AND VETERINARY SCHOOLS TO TRAIN STUDENTS AND SUPPORT THEIR RESEARCH. OTHER EDUCATIONAL ACTIVITIES INCLUDE, AMONG OTHERS, VETERINARY SCHOOL NEWSLETTERS AND CONTINUING EDUCATION PROGRAMS FOR HEALTH SCHOOL PROFESSIONALS. 48549322 43807211 Auxilliary Enterprises - Activities primarily consist of services for students, including student housing, dining services and health services. During the 2009 tax year there were 42 residence halls housing 3,311 students. Approximately 4,597 meal plans were sold to students each semester. 667098206 1 0 0 1 0 0 1 1 1 1 0 1 1 1 1 1 1 1 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 1 1 1 1 0 0 1 1 1 1 0 1 2005 0 1 10831 1 1 1 1 UK FR GM SP GH CA CI HK BF BD VI CJ GK JE UK LU 0 0 0 1 1 1 1 0 0 46 45 1 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 MA X THOMAS MCGURTY TUFTS UNIV GEN'L ACCTG 6176273816 TAB 169 HOLLAND STREET SOMERVILLE MA 021442401 LAWRENCE S BACOW 40.00 X X 631904 0 107489 Thomas M Alperin 3.00 X 0 0 0 Robert R Bendetson 3.00 X 0 0 0 A Dana Callow Jr 3.00 X 0 0 0 Claire M Davis 3.00 X 0 0 0 Jeannie H Diefenderfer 3.00 X 0 0 0 Daniel J Doherty III 3.00 X 0 0 0 Peter R Dolan 3.00 X X 0 0 0 Steven B Epstein 3.00 X 0 0 0 Fares I Fares 3.00 X 0 0 0 Laurie A Gabriel 3.00 X 0 0 0 Steven M Galbraith 3.00 X 0 0 0 Steven A Goldstein 3.00 X 0 0 0 Joanne S Gowa 3.00 X 0 0 0 Sharon M Halverson 3.00 X 0 0 0 Varney J Hintlian 3.00 X 0 0 0 Jane CI Hirsh 3.00 X 0 0 0 Deborah R Jospin 3.00 X 0 0 0 Brian H Kavoogian 3.00 X 0 0 0 Jeffrey B Kindler 3.00 X 0 0 0 Debra S Knez 3.00 X 0 0 0 Abby Kohnstamm 3.00 X 0 0 0 Daniel A Kraft 3.00 X 0 0 0 Ellen J Kullman 3.00 X 0 0 0 Andrew Liveris 3.00 X 0 0 0 Kathleen A McCartney 3.00 X 0 0 0 David J McGrath III 3.00 X 0 0 0 Seth I Merrin 3.00 X 0 0 0 Ioannis Miaoulis 3.00 X 0 0 0 Kathleen O'Loughlin 3.00 X 0 0 0 William R O'Reilly Jr 3.00 X X 0 0 0 Pierre M Omidyar 3.00 X 0 0 0 Karen M Pritzker 3.00 X 0 0 0 Hugh R Roome III 3.00 X 0 0 0 Andrew Safran 3.00 X 0 0 0 Neal B Shapiro 3.00 X 0 0 0 Alan D Solomont 3.00 X 0 0 0 Edward M Swan Jr 3.00 X 0 0 0 James A Stern 3.00 X X 0 0 0 Alfred I Tauber 3.00 X 0 0 0 Jonathan M Tisch 3.00 X 0 0 0 Agnes Varis 3.00 X 0 0 0 Teri Coleman Volpert 3.00 X 0 0 0 Gloria White-Hammond 3.00 X 0 0 0 Thomas F Winkler III 3.00 X 0 0 0 James J Wong 3.00 X 0 0 0 Jamshed Bharucha 40.00 X 444990 0 63520 Patricia LCampbell 40.00 X 385987 0 64746 Kathleen Cronin 40.00 X 190607 0 46468 Linda JDixon 40.00 X 126692 0 20349 Mary R Jeka 40.00 X 289539 0 45164 David J Kahle 40.00 X 246231 0 52755 Darleen Patricia Karp 40.00 X 176158 0 25957 Brian K Lee 40.00 X 326106 0 105128 Thomas S McGurty 40.00 X 302533 0 59945 Michael A Baenen 40.00 X 136886 0 21674 John M Roberto 40.00 X 236679 0 44096 Paul J Tringale 40.00 X 101477 0 20625 Richard Reynolds 40.00 X 0 0 0 Naomi Rosenberg 40.00 X 217971 0 72554 Deborah T Kochevar 40.00 X 222149 0 47570 Linda M Abriola 40.00 X 268936 0 38900 Robert Sternberg 40.00 X 302929 0 46917 Lonnie Norris 40.00 X 320801 0 45758 Michael Rosenblatt 40.00 X 487730 0 49310 Kalpakam A Shastri 40.00 X 325959 0 17525 Sally Dungan 40.00 X 328950 0 53997 Naushirwan R Mehta 40.00 X 330440 0 44610 James F Dice 40.00 X 347972 0 13656 Maria Papageorge 40.00 X 603258 0 77538 AMELIA A TYNAN X 108168 0 0 7461052 0 1186251 606 1 1 0 SHAWMUT DESIGN & CONSTRUCTION 560 HARRISON AVENUE BOSTON MA 02118 CONSTRUCTION 30917266 BARR & BARR INC 260 COCHITUATE ROAD FRAMINGHAM MA 01701 CONSTRUCTION 13193669 ABM JANITORIAL SERVICES-NORTHEAST INC PO BOX 1534 NEW YORK NY 10008 CLEANING 8765008 GILBANE BUILDING COMPANY 7 JACKSON WALKWAY PROVIDENCE RI 02903 CONSTRUCTION 4179224 BOWDOIN CONSTRUCTION CORP 220-1 RESERV STREET NEEDHAM HEIGHTS MA 02494 CONSTRUCTION 3559116 150 138244420 76823630 5716285 215068050 INSTRUCTION 900099 369594051 369594051 CLINICAL AND OTHER EDU 541900 94816859 92775848 2041011 AUXILLIARY ENTERPRISES 900099 43807211 43802769 4442 508218121 17518566 17518566 3774729 3774729 2622902 1510112 1112790 1112790 1112790 614175243 592574326 21600917 21600917 -5164491 26765408 VEBA ACTUARIAL ADJUSTM 900099 526000 526000 526000 767819173 506698668 -3119038 49171493 12310783 12310783 93095816 93095816 2227481 2227481 6304315 1945627 3478563 880125 310222782 269437768 30878456 9906558 22228398 18776478 2680381 771539 35559589 31029541 3232631 1297417 17472638 14565347 2271920 635371 2567718 2039218 528500 582158 582158 345173 345173 1156297 1156297 1218094 1218094 24169413 20386568 3716473 66372 22334 22334 69587060 57750587 10216868 1619605 7594240 5483527 1894703 216010 3064620 3064620 30262593 29587042 554731 120820 10073626 9248443 403085 422098 3597342 2526467 662206 408669 17143838 16811171 262964 69703 42914096 42009673 731429 172994 EQUIPMENT PURCHASES 12969875 12864787 105088 BOOKS 8653807 8453706 98138 101963 Subsidiary Expense-TVET 6241111 6241111 GOODS AND SERVICES 5438429 5432422 1296 4711 HONORARIA PAYMENTS 1824898 1810023 13375 1500 748848524 667098206 63876232 17874086 113654859 111849903 85375127 73331863 20693696 16839627 59567356 62068183 549355 383951 5368161 4625779 1148520234 467856408 670812603 680663826 182023728 219537282 1002750529 1144606818 22480291 22684435 168761155 118918647 2332036860 2455510314 109432377 113955904 61250604 63110171 420932812 410868270 864808 1415601 63065341 78383817 655545942 667733763 X 831513373 920486643 368059797 376413432 476917748 490876476 1676490918 1787776551 2332036860 2455510314 X 0 1 1 X 1 1 X X 0 0 345173 345173 345173 345173 730629265 765131221 730974438 765476394 1000000 1000000 250000 250000 0 0 0 0 1000000 1000000 1000000 1000000 4000000 6000000 321931 401557 329730 345173 1398391 250000 250000 250000 250000 1000000 1500000 1116823 6443373 X X 0 0 1 1142107003 18523742 134334800 7965044 31027541 3002100 1252970860 1492298121 15551217 -326872018 9676147 26139694 3054476 1142107003 0.38600 0.37500 0.23900 0 0 38547460 38547460 968642179 377518909 591123270 141330595 90337499 50993096 680663826 571084449 F PRIVATE EQUITIES 209183839 F REAL ESTATE 109645276 F COMMON TRUST EQUITY INDEX FUNDS 224674602 F FUNDS HELD UNDER BOND AGREEMENTS 3188812 F NATURAL RESOURCES 18677397 F OTHER INVESTMENTS 8152443 F 1144606818 GOVERNMENT ADVANCES 26541071 INTEREST RATE AGREEMENTS 51061746 UNFUNDED STATUS OF VEBA 781000 78383817 767819173 748848524 18970649 92314983 92314983 111285632 781623124 -91819163 -91819163 873442287 -105623114 -105623114 767819173 670337492 15092469 15092469 655245023 93603501 93603501 748848524 Part III, Line 4: THE TRUSTEES OF TUFTS COLLEGE'S COLLECTIONS INCLUDE PRIMARILY ART, BOOKS AND ARTIFACTS WHICH ARE PUT TO USE IN THE ORGANIZATION'S INSTRUCTION AND ACADEMIC RESEARCH. Part IV, Line 2b: Tufts University is the fiscal agent for numerous university sponsored activities. The university holds these funds, but does not own them. As a result of this arrangement the university records a liability equal to the funds being held in escrow. Part V, Line 4: Description of Intended Use of Endowment Funds: THE TRUSTEES OF TUFTS COLLEGE INTEND TO USE THE ORGANIZATION'S ENDOWMENT FUNDS TO PROVIDE FUTURE RESOURCES TO SUPPORT THE UNIVERSITY'S ACTIVITIES. Part XII, Line 2d - Other Adjustments: CONSOLIDATED ENTITIES REVENUES: 10909532. CUMULATIVE EFFECT OF ACCOUNTING CHANGE SFAS 158: 119000. CHANGE IN SPLIT INTEREST AGREEMENT: 528750. INTER-DEPARTMENTAL REQUISITION REVENUE: 3915320. TUITION DISCOUNT: -93603501. change in fair value of interest rate agreements: -13950509. non operating revenue netted with administrative expense: 262245. Part XII, Line 4b - Other Adjustments: RENTAL EXPENSE NETTED WITH RENTAL INCOME: -1510112. NET UNREALIZED LOSS ON INVESTMENTS: -XXX-XX-XXXX. Part XIII, Line 2d - Other Adjustments: RENTAL EXPENSE NETTED WITH RENTAL INCOME: 1510112. INTERDEPARTMENTAL REQUISITION REVENUE: 3915320. CONSOLIDATED ENTITIES EXPENSES: 9913749. Investment in Tufts shared services,Inc f/k/a T-NEMC: -508957. non operating revenue netted with administrative expense: 262245. Part XIII, Line 4b - Other Adjustments: TUITION DISCOUNT: 93603501. Part XI - XIII, The Trustees of Tufts College financial statements were audited on a consolidated basis. 1 1 1 AS PERMITTED UNDER SEC. 4.03 OF REV. PROC. 75-50, TRUSTEES OF TUFTS COLLEGE SATISFIES THE PUBLICITY REQUIREMENT BY COMPLYING WITH SECTION 4.02 BECAUSE THE TRUSTEES OF TUFTS COLLEGE "CUSTOMARILY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS NATIONWIDE OR WORLDWIDE...AND FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY AS TO THE STUDENTS." 1 1 1 1 0 0 0 0 0 0 0 0 1 0 THE TRUSTEES OF TUFTS UNIVERSITY RECEIVES ASSISTANCE IN THE FORM OF FEDERAL PERKINS LOANS, HEALTH PROFESSIONS LOAN AND SCHOLARSHIP FUNDS, PELL GRANTS, ACG GRANTS, SMART GRANTS, SUPPLEMENTAL EDUCATION OPPORTUNITY GRANTS, AND FEDERAL WORK STUDY FUNDS. STUDENTS ENROLLED AT THE TRUSTEES OF TUFTS COLLEGE ALSO RECEIVE LOAN FUNDS THROUGH THE FFEL LOAN PROGRAM AND RECEIVE GRANTS AND FELLOWSHIPS FROM A VARIETY OF FEDERAL AGENCIES SUCH AS THE NSF, THE NIH AND NASA. 1 1 Europe (Including Iceland & Greenland) 5 16 Program Services Study-Abroad Education Program East Asia and the Pacific 3 2 Program Services Study-Abroad Education Program South America 1 1 Program Services Study-Abroad Education Program Sub-Saharan Africa 1 0 Program Services Study-Abroad Education Program Central America and the Caribbean Grant-Making East Asia and the Pacific Grant-Making Europe (Including Iceland & Greenland) Grant-Making Middle East and North Africa Grant-Making North America Grant-Making Russia & the Newly Independent States Grant-Making South America Grant-Making South Asia Grant-Making Sub-Saharan Africa Grant-Making Central America and the Caribbean INVESTMENTS East Asia and the Pacific INVESTMENTS Europe (Including Iceland & Greenland) INVESTMENTS Central America and the Caribbean program services TRAVEL FOR MISSION RELATED ACTIVITIES East Asia and the Pacific program services TRAVEL FOR MISSION RELATED ACTIVITIES Europe (Including Iceland & Greenland) program services TRAVEL FOR MISSION RELATED ACTIVITIES Middle East and North Africa program services TRAVEL FOR MISSION RELATED ACTIVITIES North America program services TRAVEL FOR MISSION RELATED ACTIVITIES Russia & the Newly Independent States program services TRAVEL FOR MISSION RELATED ACTIVITIES South America program services TRAVEL FOR MISSION RELATED ACTIVITIES South Asia program services TRAVEL FOR MISSION RELATED ACTIVITIES Sub-Saharan Africa program services TRAVEL FOR MISSION RELATED ACTIVITIES Central America and the Caribbean fundraising East Asia and the Pacific fundraising Europe (Including Iceland & Greenland) fundraising Middle East and North Africa fundraising North America fundraising South Asia fundraising Sub-Saharan Africa fundraising 10 19 0 X Europe (Including Iceland and Greenland) Subcontract Research Grant 143378 Wire Transfer North America Subcontract Research Grant 5620 Check South Asia Subcontract Research Grant 44008 Wire Transfer Europe (Including Iceland and Greenland) Subcontract Research Grant 88240 Wire Transfer East Asia and the Pacific Subcontract Research Grant 45374 Check South Asia Subcontract Research Grant 111518 Wire Transfer Sub-Saharan Africa Subcontract Research Grant 24095 Wire Transfer Europe (Including Iceland and Greenland) Subcontract Research Grant 134987 Wire Transfer South Asia Subcontract Research Grant 13226 Check Europe (Including Iceland and Greenland) Subcontract Research Grant 27681 Wire Transfer East Asia and the Pacific Subcontract Research Grant 40372 Check South America Subcontract Research Grant 32780 Check Europe (Including Iceland and Greenland) Subcontract Research Grant 81886 Check Sub-Saharan Africa Subcontract Research Grant 15582 Check North America Subcontract Research Grant 16450 Wire Transfer North America Subcontract Research Grant 18785 Wire Transfer South America Subcontract Research Grant 27208 Wire Transfer South Asia Subcontract Research Grant 55424 Wire Transfer Sub-Saharan Africa Subcontract Research Grant 15349 Wire Transfer Central America and the Caribbean Subcontract Research Grant 17506 Wire Transfer South Asia Subcontract Research Grant 300424 Wire Transfer Europe (Including Iceland and Greenland) Subcontract Research Grant 21500 Check South America Subcontract Research Grant 5450 Wire Transfer Sub-Saharan Africa Subcontract Research Grant 17808 Wire Transfer South America Subcontract Research Grant 10393 Check South America Subcontract Research Grant 17447 Wire Transfer Sub-Saharan Africa Subcontract Research Grant 43092 Wire Transfer South America Student Prizes 5000 Wire Transfer Sub-Saharan Africa International Project Advances 11000 Wire Transfer 29 0 Fellowships Europe (Including Iceland and Greenland) 1 15000 Check Fellowships Middle East and North Africa 1 500 Check Fellowships South Asia 1 5300 Check Scholarships Central America and the Caribbean 4 22829 Check Scholarships East Asia and the Pacific 13 43925 Check Scholarships Europe (Including Iceland and Greenland) 16 67605 Check Scholarships Europe (Including Iceland and Greenland) 1 3549 Wire Transfer Scholarships Middle East and North Africa 1 1407 Check Scholarships North America 2 3200 Check Scholarships Russia and the Newly Independent States 1 18849 Check Scholarships South America 2 3224 Check Scholarships South Asia 22 187589 Check Scholarships Sub-Saharan Africa 12 109920 Check Student Prizes East Asia and the Pacific 5 6005 Check Student Prizes Europe (Including Iceland and Greenland) 2 608 Check Student Prizes Middle East and North Africa 1 1429 Check Student Prizes North America 1 180 Check Student Prizes Russia and the Newly Independent States 1 255 Check Student Prizes South Asia 2 1860 Check Student Prizes Sub-Saharan Africa 2 750 Check Student Prizes Sub-Saharan Africa 1 500 Wire Transfer Subcontract Research Grant North America 1 11066 Wire Transfer Subcontract Research Grant Sub-Saharan Africa 1 17636 Wire Transfer International Project Advances Central America and the Caribbean 1 43005 Check International Project Advances South Asia 2 11955 Wire Transfer International Project Advances Sub-Saharan Africa 1 19910 Check International Project Advances Sub-Saharan Africa 4 237841 Wire Transfer Procedure for Monitoring Grants Outside the U.S.: Schedule F, Part I, Line 2: Due to the various types of grant fund expenditures the University uses multiple internal control procedures for monitoring the use of grant funds and assistance outside the United States. For fellowships, prizes and stipends, payments are made through our Financial Services, Accounts Payable Department. The process requires pre-approval by a particular department-head and specific documentation and authorizations are necessary in order to process a payment. For International Project Advances, a majority of the payments are wired directly to a designated foreign bank account. The University has representatives in the specific region who maintain the cash for expenditures and their intended purposes. For Scholarships, all foreign address students are provided with a check payment that is processed from the accounts payable department. The financial aid office administers the listing of payees and the Financial Services office records the transactions after all required documentation has been received. For Subcontract Research Grants, a Principal Investigator (PI) is responsible for all aspects of a grant along with the compliance activities. All of these procedures ensure that grant funds used outside the United States are being properly monitored. Method Used to Acccount for Expenditures: Schedule F, Part I, Line 3: The College does not currently track foreign expenditures for each program separately. Therefore, pursuant to IRS guidance, disclosure in this column is not required in the current year. X X X X X X 1 Ruffalo Cody (See Schedule O) TELEFUND VENDOR 0 609713 439902 169811 609713 439902 169811 AK CO DC FL MD MA NH OH OK WA 1 Absolute Science Inc PO Box 382366 Cambridge MA 02238 043508411 501 (C ) (3) 409163 SUBCONTRACT GRANT AWARD Ahura Scientific Inc 46 Jonspin Rd Wilmington MA 01887 010650031 501 (C ) (3) 130315 SUBCONTRACT GRANT AWARD Baystate Medical Center PO Box 414168 Boston MA 022414168 042790311 501 (C ) (3) 45614 SUBCONTRACT GRANT AWARD Beth Israel Deaconess Medical Center 330 Brookline Ave Rm 262 Boston MA 02215 042103881 501 (C ) (3) 23187 SUBCONTRACT GRANT AWARD Boston CollegeTrustees of 140 Commonwealth Ave Chestnut Hill MA 02467 042103545 501 (C ) (3) 52111 SUBCONTRACT GRANT AWARD Boston Medical Center PO Box 845700 Boston MA 02284 043314093 501 (C ) (3) 343578 SUBCONTRACT GRANT AWARD Boston University 25 Buick St Boston MA 02215 042103547 501 (C ) (3) 1217563 SUBCONTRACT GRANT AWARD Brandeis University PO Box 549110 Waltham MA 024549110 042103552 501 (C ) (3) 25769 SUBCONTRACT GRANT AWARD Brazilian Women's Group 569 Cambridge St Allston MA 02134 043549382 501 (C ) (3) 19605 SUBCONTRACT GRANT AWARD Brigham & Women's Hospital PO Box 3887 Boston MA 022413887 042312909 501 (C ) (3) 412844 SUBCONTRACT GRANT AWARD Bristol Township School District 6401 Mill Creek Rd Levittown PA 19057 236003550 501 (C ) (3) 86787 SUBCONTRACT GRANT AWARD Brookhaven National Laboratory PO Box 5000 Upton NY 11973 116003330 501 (C ) (3) 55898 SUBCONTRACT GRANT AWARD Brown University PO Box 1911 Providence RI 02912 050258809 501 (C ) (3) 51483 SUBCONTRACT GRANT AWARD Bunker Hill Community College 250 New Rutherford Ave Boston MA 021292925 046002284 501 (C ) (3) 9764 SUBCONTRACT GRANT AWARD Chemonics International Inc 1717 H St NW Washington DC 20006 522145827 501 (C ) (3) 196710 SUBCONTRACT GRANT AWARD Children's Hospital Boston PO Box 414413 Boston MA 022414413 431987409 501 (C ) (3) 53745 SUBCONTRACT GRANT AWARD Cincinnati Children's Hospital 3333 Burnet Ave Cincinnati OH 452293039 310833936 501 (C ) (3) 25402 SUBCONTRACT GRANT AWARD Columbia UniversityTrustees of 615 W 131st St 4th fl New York NY 10027 135598093 501 (C ) (3) 451592 SUBCONTRACT GRANT AWARD Community Action Agency of Somerville 67-70 Union Sq 10 Somerville MA 02143 042740838 501 (C ) (3) 26178 SUBCONTRACT GRANT AWARD Ctr for Comm Health Educ Res and Service 716 Columbus Ave Ste 398 Boston MA 02120 043286409 501 (C ) (3) 44976 SUBCONTRACT GRANT AWARD Dartmouth College 11 Rope Ferry Rd 6210 Hanover NH 037551404 020222111 501 (C ) (3) 130200 SUBCONTRACT GRANT AWARD Duke University 2200 W Main St Suite 300 Durham NC 27705 560532129 501 (C ) (3) 55853 SUBCONTRACT GRANT AWARD East Carolina University 1525 W T Harris Blvd Charlotte NC 282752162 566000403 501 (C ) (3) 16860 SUBCONTRACT GRANT AWARD Fall RiverCity of 1 Government Center Fall River MA 02722 046001387 501 (C ) (3) 85000 SUBCONTRACT GRANT AWARD FEG Consulting LLC 1421 Sheffield St Pittsburgh PA 15233 251834930 501 (C ) (3) 75079 SUBCONTRACT GRANT AWARD Georgia Tech Research Corp PO Box 100117 Atlanta GA 30384 580603146 501 (C ) (3) 67832 SUBCONTRACT GRANT AWARD Global Food & Nutrition Inc 1300 L St NW 920 Washington DC 20005 521931539 501 (C ) (3) 118995 SUBCONTRACT GRANT AWARD Haitian Coalition 268 R Powderhouse Blvd Apt 17C Somerville MA 02145 043324363 501 (C ) (3) 11504 SUBCONTRACT GRANT AWARD Hamilton CollegeTrustees of 198 College Hill Rd Clinton NY 13323 150532200 501 (C ) (3) 20950 SUBCONTRACT GRANT AWARD Harvard University PO Box 415649 Boston MA 022415649 042103580 501 (C ) (3) 43340 SUBCONTRACT GRANT AWARD Hebrew Rehabilitation Center 1200 Center St Boston MA 02131 042104298 501 (C ) (3) 30707 SUBCONTRACT GRANT AWARD Indiana University PO Box 66057 Indianapolis IN 462666057 356001673 501 (C ) (3) 369232 SUBCONTRACT GRANT AWARD Intercultural Ctr Research in Education 366 Massachusetts Ave Arlington MA 02474 043108268 501 (C ) (3) 30687 SUBCONTRACT GRANT AWARD Johns Hopkins University 12529 Collections Center Dr Chicago IL 60693 520595110 501 (C ) (3) 22150 SUBCONTRACT GRANT AWARD Johnson CityCity of PO Box 2150 Johnson City TN 37605 626000320 501 (C ) (3) 5000 SUBCONTRACT GRANT AWARD LosAngeles Biomedical Research Institute PO Box 60637 - Terminal Annex Los Angeles CA 90060 952138184 501 (C ) (3) 103591 SUBCONTRACT GRANT AWARD Mass General Hospital PO Box 3829 Boston MA 022413829 042697983 501 (C ) (3) 112961 SUBCONTRACT GRANT AWARD Miriam HospitalThe 593 Eddy St - Res Admin Providence RI 02903 050258905 501 (C ) (3) 132451 SUBCONTRACT GRANT AWARD Museum of Science 1 Science Park Boston MA 021141099 042103916 501 (C ) (3) 17405 SUBCONTRACT GRANT AWARD National Institute of Infectious Disease 169 Holland St Somerville MA 02144 911608978 501 (C ) (3) 56123 SUBCONTRACT GRANT AWARD Northeastern University 251 Richards Hall Boston MA 02115 041679980 501 (C ) (3) 23154 SUBCONTRACT GRANT AWARD Northwestern University 750 N Lake Shore Dr 7th fl Rubloff Chicago IL 60611 362167817 501 (C ) (3) 67753 SUBCONTRACT GRANT AWARD Nuvera Biosciences Inc 400 W Cummings Pk Ste 5350 Woburn MA 01801 043492701 501 (C ) (3) 130808 SUBCONTRACT GRANT AWARD Parlance Corp 400 W Cummings Pk Ste 200 Woburn MA 01801 043334185 501 (C ) (3) 17700 SUBCONTRACT GRANT AWARD Pennsylvania State UniversityThe 227 W Beaver Ave Suite 401 State College PA 168014842 246000376 501 (C ) (3) 22273 SUBCONTRACT GRANT AWARD Pinellas County Health Dept 205 Martin Luther King St N St Petersburg FL 33701 593502843 501 (C ) (3) 85000 SUBCONTRACT GRANT AWARD Population Reference Bureau 1875 Connecticut Ave NW Washington DC 20009 530214030 501 (C ) (3) 5690 SUBCONTRACT GRANT AWARD Purdue University 23510 Network Pl Chicago IL 606731235 356002041 501 (C ) (3) 17377 SUBCONTRACT GRANT AWARD Regents of the University of Minnesota 200 Oak St SE Ste 450 Minneapolis MN 55455 416007513 501 (C ) (3) 15000 SUBCONTRACT GRANT AWARD Regents of Univ of Colorado PO Box 238 Denver CO 802910238 846000555 501 (C ) (3) 214205 SUBCONTRACT GRANT AWARD Research Inst Nationwide Childrens Hosp PO Box 715245 Columbus OH 432715245 316056230 501 (C ) (3) 25141 SUBCONTRACT GRANT AWARD San Jose State University 210 N Fourth St San Jose CA 95112 946017638 501 (C ) (3) 112342 SUBCONTRACT GRANT AWARD Save the Children 54 Wilton Rd Westport CT 06880 060726487 501 (C ) (3) 38955 SUBCONTRACT GRANT AWARD Scripps Research InstituteThe 10550 N Torrey Pines Rd La Jolla CA 92037 330435954 501 (C ) (3) 118362 SUBCONTRACT GRANT AWARD Shared Technologies Fairchild PO Box 4869 Houston TX 772104869 521192851 501 (C ) (3) 248552 SUBCONTRACT GRANT AWARD Somerville Community Corp 337 Somerville Ave2nd fl Somerville MA 02143 237293380 501 (C ) (3) 35923 SUBCONTRACT GRANT AWARD Spaulding Rehabilitation Hospital PO Box 3903 Boston MA 021143903 042551124 501 (C ) (3) 124796 SUBCONTRACT GRANT AWARD Stanford University PO Box 44253 San Francisco CA 941444253 941156365 501 (C ) (3) 77885 SUBCONTRACT GRANT AWARD Stark Draper Lab IncThe Charles PO Box 3484 Boston MA 02210 042505372 501 (C ) (3) 27689 SUBCONTRACT GRANT AWARD Stockholm Environmental Institute US 11 Curtis Ave Somerville MA 02144 204659308 501 (C ) (3) 25000 SUBCONTRACT GRANT AWARD SwanRichard 5120 Lincolnshire Ct Dallas TX 75287 255671750 501 (C ) (3) 20000 SUBCONTRACT GRANT AWARD TBMS 1600 Boston-Providence Hwy Walpole MA 02081 593828470 501 (C ) (3) 33000 SUBCONTRACT GRANT AWARD Technical Education Research Center Inc 2067 Massachusetts Ave Cambridge MA 02140 046134355 501 (C ) (3) 192468 SUBCONTRACT GRANT AWARD Tufts Medical Center 750 Washington St Boston MA 02111 043400617 501 (C ) (3) 2834919 SUBCONTRACT GRANT AWARD Univ of Medicine&Dentistry of New Jersey 335 George St New Brunswick NJ 089032685 221980408 501 (C ) (3) 263191 SUBCONTRACT GRANT AWARD Univ of North Carolina at Chapel Hill 104 Airport Dr Suite 2200 / CB1350 Chapel Hill NC 275881350 566001393 501 (C ) (3) 224335 SUBCONTRACT GRANT AWARD Univ of North Carolina Wilmington 601 S College Rd - H0155 Wilmington NC 284035934 561258660 501 (C ) (3) 5000 SUBCONTRACT GRANT AWARD University of California Regents 1125 Murphy Hall / 405 Hilgard Ave Los Angeles CA 900959000 946002123 501 (C ) (3) 180939 SUBCONTRACT GRANT AWARD University of California San Diego 9500 Gilman Dr MC-0934 La Jolla CA 920930934 956006144 501 (C ) (3) 111966 SUBCONTRACT GRANT AWARD University of Hawaii 2530 Dole St Sakamaki D200 Honolulu HI 968229081 996000354 501 (C ) (3) 137449 SUBCONTRACT GRANT AWARD University of Illinois PO Box 4610 Springfield IL 627084610 376000511 501 (C ) (3) 614016 SUBCONTRACT GRANT AWARD University of Iowa University of Iowa - B5 Jessup Hall Iowa City IA 52242 426004813 501 (C ) (3) 8705 SUBCONTRACT GRANT AWARD University of Maryland PO Box 41428 Baltimore MD 212036428 526002033 501 (C ) (3) 5746 SUBCONTRACT GRANT AWARD University of Massachusetts 100 Morrissey Blvd Boston MA 021253393 043167352 501 (C ) (3) 178973 SUBCONTRACT GRANT AWARD University of Missouri 5100 Rockhill Rd Kansas City MO 641102499 436003859 501 (C ) (3) 14198 SUBCONTRACT GRANT AWARD University of New Hampshire University of New Hampshire Service Builiding Room 109 Durham NH 038243585 026000937 501 (C ) (3) 80144 SUBCONTRACT GRANT AWARD University of PennsylvaniaTrustees PO Box 785541 Philadelphia PA 191785541 231352685 501 (C ) (3) 64347 SUBCONTRACT GRANT AWARD University of Pittsburgh 3109 Cathedral of Learning Pittsburgh PA 15260 250965591 501 (C ) (3) 112142 SUBCONTRACT GRANT AWARD University of Rochester 910 Genesee St Suite 200 Rochester NY 146113847 160743209 501 (C ) (3) 149278 SUBCONTRACT GRANT AWARD University of Texas PO Box 841765 Dallas TX 752841765 741761309 501 (C ) (3) 34423 SUBCONTRACT GRANT AWARD University of Washington 12455 Collections Dr Chicago IL 60693 916001537 501 (C ) (3) 38040 SUBCONTRACT GRANT AWARD University System of Maryland Foundation 3300 Metzerott Road Adelphi MD 20783 521125663 501 (C ) (3) 39610 SUBCONTRACT GRANT AWARD Vanderbilt University Box 351591 Station B Nashville TN 37235 620476822 501 (C ) (3) 13671 SUBCONTRACT GRANT AWARD Virginia Commonwealth University Box 843039 Richmond VA 232843039 546001758 501 (C ) (3) 177429 SUBCONTRACT GRANT AWARD Welcome ProjectThe 530 Mystic Ave 111 Somerville MA 02145 043088140 501 (C ) (3) 15001 SUBCONTRACT GRANT AWARD Yeshiva University 1300 Morris Park Ave Bronx NY 10461 131624225 501 (C ) (3) 134985 SUBCONTRACT GRANT AWARD YMCA of the Greater Elgin Area 50 N McLean Blvd Elgin IL 60123 362169193 501 (C ) (3) 5000 SUBCONTRACT GRANT AWARD 87 0 Scholarships 6092 90524788 Fellowships 303 2059881 Student Prizes 436 369727 Student Stipends 162 141420 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: Due to the various types of grant fund expenditures the University uses multiple internal control procedures for monitoring the use of U.S. grant funds and assistance. Fellowships, prizes and stipend payments are made through our Financial Services and Accounts Payable Department. The process requires pre-approval by a particular department-head and specific documentation and authorizations are necessary in order to process a payment. A majority of payments are made via check. For domestic scholarships, the financial aid office (FAO) maintains an independent financial aid accounting system. The FAO administers the listing of award recipients and reconciles, on a monthly basis, the corresponding expenses with the University general ledger system. The cash grants are also reflected on each individual student account. The Financial Services office independently records the transactions after all required system-feed documentation has been received. Additionally, all federal scholarship activities are monitored separately by the Sponsored Accounting Department (SPA). For Subcontract Research Grants, The University maintains a Sponsored Research Accounting (SPA) department which has financial oversight for all grant and contract activity. The Principal Investigator (PI) is responsible for all aspects of a grant along with the compliance activities. Specific grant-related expenditure activities are processed by the University Accounts Payable department. Other Information: Part IV: SUB-RECIPIENT MONITORING: A PRINCIPAL INVESTIGATOR (PI) NEGOTIATES SUBCONTRACTS WITH SUB-RECIPIENTS THROUGH THE OFFICE OF THE VICE PROVOST. WHEN AN AGREEMENT IS FULLY EXECUTED, IT MUST BE SUBMITTED TO THE OFFICE OF SPONSORED PROGRAMS ACCOUNTING (SPA) ALONG WITH A COMPLETED CONSULTANT PAYMENT FORM. ANY ISSUES REGARDING SUB-RECIPIENT PERFORMANCE ARE REPORTED TO THE OFFICE OF THE VICE PROVOST AND SPA. ALSO, SPA IS RESPONSIBLE FOR ENSURING THAT ALL SUB-RECIPIENTS ARE IN COMPLIANCE WITH OMB CIRCULAR A-133 REQUIREMENTS. X X X X X 1 1 X X X X X 1 0 0 1 0 1 0 0 0 LAWRENCE S BACOW 631904 0 0 0 0 0 47910 0 59579 0 739393 0 0 0 Jamshed Bharucha 444990 0 0 0 0 0 47910 0 15610 0 508510 0 0 0 Patricia LCampbell 385308 0 0 0 679 0 47910 0 16836 0 450733 0 0 0 Kathleen Cronin 174107 0 0 0 16500 0 24912 0 21556 0 237075 0 0 0 Mary R Jeka 279789 0 0 0 9750 0 38160 0 7004 0 334703 0 0 0 David J Kahle 244148 0 0 0 2083 0 31410 0 21345 0 298986 0 0 0 Darleen Patricia Karp 155201 0 20957 0 0 0 18312 0 7645 0 202115 0 0 0 Brian K Lee 323106 0 0 0 3000 0 44910 0 60218 0 431234 0 0 0 Thomas S McGurty 302533 0 0 0 0 0 41235 0 18710 0 362478 0 0 0 Michael A Baenen 136886 0 0 0 0 0 15193 0 6481 0 158560 0 0 0 John M Roberto 213829 0 0 0 22850 0 29937 0 14159 0 280775 0 0 0 Naomi Rosenberg 217971 0 0 0 0 0 28477 0 44077 0 290525 0 0 0 Deborah T Kochevar 222149 0 0 0 0 0 29262 0 18308 0 269719 0 0 0 Linda M Abriola 268936 0 0 0 0 0 31410 0 7490 0 307836 0 0 0 Robert Sternberg 302929 0 0 0 0 0 31410 0 15507 0 349846 0 0 0 Lonnie Norris 320801 0 0 0 0 0 31410 0 14348 0 366559 0 0 0 Michael Rosenblatt 422118 0 0 0 65612 0 31410 0 17900 0 537040 0 0 0 Kalpakam A Shastri 100677 0 225282 0 0 0 10654 0 6871 0 343484 0 0 0 Sally Dungan 328950 0 0 0 0 0 31410 0 22587 0 382947 0 0 0 Naushirwan R Mehta 190730 0 139710 0 0 0 25350 0 19260 0 375050 0 0 0 James F Dice 85047 0 0 0 262925 0 10458 0 3198 0 361628 0 0 0 Maria Papageorge 152977 0 450281 0 0 0 19386 0 58152 0 680796 0 0 0 AMELIA A TYNAN 108168 0 0 0 0 0 0 0 0 0 108168 0 0 0 Part I, Line 1a First-class Travel : Various officers and senior staff travel abroad periodically on school business. The airline accomodations may include first-class seating when the travel is for a period of six hours or more. This benefit is not taxable. Travel for companions: The President travels for university business with his spouse on a limited basis. Spousal travel expenses are for a bona fide business purpose and are not included in taxable compensation. Tax indemnification & Gross-up Payments: The university may indemnify and provide Tax gross-up amounts to reimburse officers and senior management employees where additional personal income taxes are incurred from an inclusion of a taxable fringe benefit. Housing allowance or residence for personal use: As a condition of employment and for the convenience of Tufts University, the University President, Lawrence Bacow, is required to reside on campus. The value of housing is not included in taxable compensation. Personal Services (e.g. maid, chauffeur, chef): The University provided Housecleaning services to the President of which The President reimburses the University for the market value of personal housecleaning services. As a result, no amount of this benefit was treated as taxable compensation. Part I, Line 4a AMELIA A. TYNAN, THE FORMER VICE PRESIDENT OF INFORMATION TECHNOLOGY & CIO, WAS PAID COMPENSATION RESULTING FROM A SEVERANCE PAY AGREEMENT PLAN. THE TRUSTEES OF TUFTS COLLEGE PROVIDED A TOTAL SEVERANCE BENEFIT OF $108,168 DURING 2009. Part I, Line 5 Dr. Maria Papageorge is a full-time faculty member of Tufts University School of Dental Medicine and participates in the group dental practice called Tufts Dental Associates (TDA) where she practices dentistry. As a member of TDA, she has a non-fixed payment incentive contract that is paid annually over 24 pay periods. During 2009, incentive payments totaled $450,281 and were based on net collections for her practice. PROFESSOR KALPAKAM A. SHASTRI, is a full-time faculty member of Tufts University School of Dental Medicine and participates in the group dental practice called Tufts Dental Associates (TDA). As a member of TDA, he has a non-fixed payment incentive contract that is paid annually over 24 pay periods. During 2009, incentive payments totaled $225,282 and were based on net collections for his practice. Part I, Line 6 Sally Dungan, Chief Investment officer participates in an annual incentive program for managing the University endowment fund assets. A bonus accrual amount of $170,053 was made in FYE 06/30/10 and later paid in September, 2010. The incentive program is based on the portfolio returns, minimizing investment expenses, as well as managing investment and operational risk. Dr. Naushirwan R. Mehta, is a full-time faculty member of Tufts University School of Dental Medicine and participates in the group dental practice called Tufts Dental Associates (TDA). As a member of TDA, he manages the dental clinic and is entitled to an incentive contract that is paid over 24 pay periods. During 2009, he received an incentive payment totaling $139,710 based on net earnings for his pRACTICE. Supplemental Information Part III 990, Sch J, Part II, Clm. D Nontaxable Benefits Nontaxable benefit amounts include the value of housing for personal use for President Bacow and tuition remission for Brian K. Lee, Dr. Maria Papageorge, and Naomi Rosenberg. MHEFA Series N 042456011 57586CV36 2008-03-27 140600000 REFUNDED AUG-04; JAN-06 0 0 MHEFA Series O 042456011 57586EBG5 2008-11-13 83752144 CONST & EQUIP FACILITY 0 0 MHEFA Series M 042456011 57586ejt9 2009-06-11 66548467 REFUNDED MAY-98 0 0 140600000 600000 1 0 1 1 81360000 1725398 731730 81373557 2010 0 0 1 1 59150000 536881 1 0 1 1 0 1 1 0 1 0.02300 0.00050 0.02350 1 0 1 1 0 1 0.01600 0.00100 0.01700 1 0 1 1 DEUTSCHE BANK AND BANK OF AMERICA 30.000000000000 0 0 1 0 0 0 0 0 1 0 0 0 0 0 1 Charles River Laboratories key-ee is Bd Member 749074 Lab Services 0 MARIA GOVE TRINGALE CURR.OFFICER SPOUSE 161500 EMPLOYMENT 0 X 3 1095300 FMV X 2000 FMV X 1190 FMV X 157 3352358 FMV X 2 19523 FMV X 2 65695 FMV X 15 853139 FMV X MEDICAL EQUIPMENT 4 324760 FMV X DINNER EVENTS 3 2320 COST 0 1 1 Method for Determining Number of Contributors: Part I, Column (b): The University is reporting the number of non-cash fiscal-year contributions based on each gift received. Third Party Use: Part I, Line 32b: The University uses brokers to sell all donated publicly traded securities. Form 990, Part VI, Section A, line 2 Steven B. Epstein Peter R. Dolan BUSINESS RELATIONSHIP THOMAS S. MCGURTY DANIEL J. DOHERTY III VARNEY J. HINTLIAN BUSINESS RELATIONSHIP THOMAS M. ALPERIN DANIEL J. DOHERTY III BUSINESS RELATIONSHIP THOMAS M. ALPERIN BRIAN KAVOOGIAN BUSINESS RELATIONSHIP Form 990, Part VI, Section B, line 11 THE UNIVERSITY'S IN-HOUSE TAX DEPARTMENT PREPARED THE TAX RETURN. THE UNIVERSITY ALSO ENGAGED PRICEWATERHOUSECOOPERS LLP AS A CONSULTANT TO REVIEW SPECIFIC AREAS OF THE TAX RETURN. A COMPREHENSIVE DRAFT FORM 990 WAS REVIEWED BY MANAGEMENT, THE COMPENSATION COMMITTEE, AND THE TRUSTEES OF TUFTS COLLEGE AUDIT COMMITTEE BEFORE THE RETURN WAS FINALIZED. THE RETURN WAS THEN PROVIDED TO THE FULL GOVERNING BODY PRIOR TO FILING THE RETURN WITH THE IRS. Form 990, Part VI, Section B, line 12c The Office of the Corporate Secretary at Tufts University maintains an Annual Statement of Compliance and Disclosure form which is used to reveal conflicts of interest for Officers, Key Employees and Governing Board members. This document is sent out at after year-end. After reading the Conflict of Interest Policy, each member is required to disclose any potential conflicts in a statement that is signed and dated, annually. Further, as part of the annual monitoring process, for any subsequent conflicts of interest disclosures, the Audit Committee, through the Secretary of the Board, is notified and the individual board member confirms that they will not participate in any decision relating to the specific disclosed conflict transaction. Form 990, Part VI, Section B, line 15 THE PROCESS FOR DETERMINING COMPENSATION FOR EXECUTIVES IS DONE SO BY THE TRUSTEE COMPENSATION COMMITTEE WHICH USES A MULTITUDE OF RESOURCES AND INFORMATION. THE COMPENSATION COMMITTEE CONSISTS OF THE CHAIRMAN OF THE BOARD OF TRUSTEES, ALSO SERVING AS THE CHAIR, ALONG WITH FOUR OTHER MEMBERS, EACH SERVING A TERM OF 3 YEARS. THESE INDIVIDUALS ARE CHOSEN FOR THEIR PARTICULAR EXPERTISE WITH COMPENSATION ISSUES. THE COMMITTEE MEETS AT THE END OF EACH FISCAL YEAR AND USES SURVEY DATA FROM HUMAN RESOURCES WHICH WAS GATHERED FROM AN EXTERNAL GLOBAL PROFESSIONAL SERVICES COMPANY, CALLED TOWERS WATSON. THE EXECUTIVE COMPENSATION SURVEY INCLUDES COMPARABLE LOCAL MARKET DATA AS WELL AS PEER INSTITUTIONS DATA IN THE LARGER COMPETITIVE MARKETPLACE. ALSO, WHEN CERTAIN DATA IS UNAVAILABLE, HUMAN RESOURCES GATHERS INFORMATION FROM THE CUPA ADMINISTRATIVE COMPENSATION ANNUAL SURVEY. ADDITIONALLY, SALARY RECOMMENDATIONS AND PERFORMANCE REVIEWS ARE PROVIDED TO THE COMPENSATION COMMITTEE TO ASSIST THEM IN THE DECISION MAKING PROCESS. THE COMPENSATION COMMITTEE DELIBERATES AND VOTES WHILE CONTEMPORANEOUSLY DOCUMENTING ITS DECISIONS RELATING TO COMPENSATION IN THE MINUTES. REGARDING THE COLLEGE PRESIDENT, AFTER HAVING COLLECTED FEEDBACK FROM TRUSTEES IN THE APRIL-MAY, 2010 TIMEFRAME, THE CHAIRMAN OF THE COMPENSATION COMMITTEE CONDUCTED AN ANNUAL PERFORMANCE REVIEW IN JUNE, 2010. FOR OTHER EXECUTIVES, INCLUDING SENIOR OFFICERS AND KEY EMPLOYEES, THE COMPENSATION COMMITTEE ALSO RECEIVED WRITTEN PERFORMANCE EVALUATIONS DURING THE SAME TIME PERIOD ALONG WITH RECOMMENDATIONS FROM THE PRESIDENT AND PROVOST. Form 990, Part VI, Section C, line 19 TRUSTEES OF TUFTS COLLEGE MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. ALL ARE AVAILABLE UPON REQUEST. IN ADDITION, AUDITED FINANCIAL STATEMENTS AND THE CONFLICT OF INTEREST/BUSINESS CONDUCT POLICIES ARE AVAILABLE ON THE TUFTS UNIVERSITY WEBSITE AT WWW.TUFTS.edu. FORM 990, PART I, LINE 6 EXPLANATION OF THE METHODOLOGY USED TO ESTIMATE THE NUMBER OF VOLUNTEERS Tufts University has numerous volunteers who dedicate their time, experience, and efforts to the university. With the vast majority of the programs and organizations, it is not feasible to formally track the actual number of volunteers. this number is an estimate. Form 990, Part V, Line 2a Explanation of number of employees per W-3 The University Payroll department has issued 10,831 W-2's for the calendar-year 2009. This amount includes full-time staff, faculty as well as students who may work part-time and/or on a short-term basis, all of which will receive a W-2. Schedule G, Part I, Line 2b Highest paid vendors compensated at least $5,000 by the Organization The following vendors did not provide services to one specific fundraising event: Core Group Inc Strategy Consulting $69,904 New City Media Inc Web Development 48,093 Marts & Lundy Inc Strategy Consulting 54,619 Harris Connect Inc Online Web Support 34,500 Kaspick & company LLC Planned Giving management 33,249 Neptune Web Online Website Developer 29,338 Reeher Group LLC Strategy Consulting 11,964 SCHEDULE R, PART V, COLUMN C METHODOLOGY USED TO DETERMINE THE VALUE OF SERVICES,CASH & OTHER ASSETS: the value FOR DETERMINING all amounts for transactions and services provided, as well as received, were based on arms length and their fair market value. TUDC LLC 169 HOLLAND STREET SOMERVILLE MA 02144 043056113 Real Estate Development MA 0 0 N/A TUFTS MEDIA LLC 169 HOLLAND STREET SOMERVILLE MA 02144 042103634 Consumer Publishing & Media DE 4779293 4103076 N/A Azuluna Brands LLC 169 HOLLAND STREET sOMERVILLE MA 02144 042103634 Agriculture MA 91615 0 N/A The Omidyar-Tufts Microfinance fund 169 Holland Street Somerville MA 02144 043828582 Relief of poor & Education Grants MA 501(c)(3) 11a - Type I N/A Walnut Hill Properties Corp PO BOX 53 TRUSTEES OF TUFTS COLLEGE MEDFORD MA 02153 043419100 Real Estate Management MA 501(c)(3) 11a - Type I N/A Tufts Shared Services Inc 171 HARRISON AVE PO BOX 634 BOSTON MA 02111 237000827 Coordinate Health & Educational Svc's. MA 501(c)(3) 11c - TYPE III N/A Tufts Veterinary Emergency Treatment & Specialties Inc 200 WESTBOROUGH ROAD NORTH GRAFTON MA 02158 043430674 Veterinary Emergency Treatment & Care MA 501(c)(3) 9 N/A Tufts Health Care Institute 136 Harrison Avenue Boston MA 02111 043289926 Develops Accredited educational activities & workshops for health care profe MA 501(c)(3) 11a - Type I N/A Tufts University Post-Retirement Plan 169 Holland Street somerville MA 02144 043236078 VEBA MA 501(c)(9) N/A Tufts University Basic Retirement Plan 169 Holland Street somerville MA 02144 043031124 Retirement Trust MA 501(a) N/A JM Holdings Inc 169 Holland Street somerville MA 02144 043184043 Real Estate Development MA N/A C 37540 1.00000 1 1 0 1 0 0 0 0 0 1 1 1 1 1 1 1 1 1 Walnut Hill Properties Corp A 333643 Tufts veterinary emergency treatment & specialties B 400000 Tufts veterinary emergency treatment & specialties D 2279711 Walnut Hill Properties Corp D 12731607 Walnut Hill Properties Corp J 544538 Tufts veterinary emergency treatment & specialties K 548038 Walnut Hill Properties Corp K 153350 Tufts Health Care Institute L 150000 Tufts Shared Services Inc L 5233000 Omidyar-Tufts Microfinance Fund P 583862 Tufts veterinary emergency treatment & specialties R 202335 Tufts veterinary emergency treatment & specialties Q 221426 Tufts veterinary emergency treatment & specialties A 134730 TUFTS UNIVERSITY POST RETIREMENT PLAN O 601876 Tufts Shared Services Inc 171 Harrison Avenue Boston MA 02111 237000827 0 0 0 23301363 23301363 1000000 250000 0 0 0 The Omidyar-Tufts Microfinance Fund 169 Holland Street Attn Tax Dept Somerville MA 02144 043828582 0 0 0 660840 660840 124126 31032 0 0 0 Tufts Veterinary Emergency Treatment Specialties Inc 200 Westboro Road North Grafton MA 01536 043430674 0 0 0 6115512 6115512 455776 113944 0 0 0 Walnut Hill Properties Corp PO Box 53 Tufts University Branch Medford MA 02155 043419100 0 0 0 3202571 3202571 310129 77532 0 0 0 Tufts Health Care Institute 136 Harrison Avenue Boston MA 02111 043289926 0 0 0 1351559 1351559 210156 52539 0 0 0 Trustees of Tufts College 169 Holland Street Attn Tax Dept Somerville MA 02144 042103634 X 0 345173 345173 730629265 730974438 1000000 250000 0 0 0