2026-03-03T09:17:39-06:00 2025-04-30 135565206 KPMG LLP 60 SOUTH STREET BOSTON MA 02111 990 2024-05-01 980052780 BROCK UNIVERSITY BROC 9056885550 1812 SIR ISAAC BROCK WAY ST CATHARINES ON CA L2S 3A1 JOSHUA TONNOS CFO & AVP FINANCE 9056885550 2026-03-02 1 0 SHY JOSPEH P01085371 6179881000 2026-02-26 2024 2025-03-06 01:10:19Z LESLEY RIGG 1812 SIR ISAAC BROCK WAY ST CATHARINES ON CA L2S 3A1 304314948 0 X WWW.BROCKU.CA X 1964 CA SEE SCHEDULE O 26 20 5883 900 0 0 91224937 93189375 149181424 143288805 10081668 19293211 42110472 45235081 292598501 301006472 19346153 17440296 0 0 190019266 189821981 0 0 2441453 92035028 92742238 301400447 300004515 -8801946 1001957 603069505 589777502 417251812 415918429 185817693 173859073 X SEE SCHEDULE O 0 0 232968815 17440296 175879332 INCORPORATED IN 1964, BROCK UNIVERSITY HAS CONTINUALLY DEVELOPED RIGOROUS UNDERGRADUATE AND GRADUATE PROGRAMS, INCLUDING EXPERIENTIAL LEARNING OPPORTUNITIES. BROCK IS A COMPREHENSIVE UNIVERSITY WITH STRONG ACADEMIC PROGRAMMING AND CUTTING-EDGE RESEARCH DONE IN WORLD-CLASS FACILITIES. BROCK OFFERS MORE THAN 130 UNDERGRADUATE AND GRADUATE PROGRAMS.TOTAL STUDENT HEADCOUNT FOR 2024-25 WAS OVER 18,912 STUDENTS. BROCK HAS 7 ACADEMIC FACULTIES; APPLIED HEALTH SCIENCES, GOODMAN SCHOOL OF BUSINESS, EDUCATION, HUMANITIES, MATHEMATICS AND SCIENCE, SOCIAL SCIENCES, AND GRADUATE STUDIES. BROCK HAS A TOTAL FACULTY OF 600, AND 12 RESEARCH CHAIRS. 11957363 12130565 RESEARCHBROCK'S TRANSDISCIPLINARY COMMUNITY-BASED, RESEARCH SUPPORTS THE REGION'S EMERGING INDUSTRY CLUSTERS, SUCH AS BIOMANUFACTURING, DIGITAL MEDIA, GREEN TECHNOLOGY, AND LIFE SCIENCES. THROUGH THE MAIN RESEARCH INSTITUTES AND CENTRES AT BROCK, WE FOSTER INTELLECTUAL ENVIRONMENTS IN WHICH RESEARCHERS ACROSS DISCIPLINES COMBINE THEIR EXPERTISE TO CREATE NEW FORMS OF INQUIRY AND NEW TYPES OF SOLUTIONS. MOST OF BROCK'S EXTERNAL RESEARCH REVENUE IS FROM THE TRI-COUNCIL (CIHR, NSERC, AND SSHRC). 244926178 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 0 1 0 1 1 1 0 1 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 1 X 0 0 5883 0 0 1 CA 0 0 0 0 0 0 0 0 X 26 20 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X JOSH TONNOS 9056885550 1812 SIR ISAAC BROCK WAY ST CATHARINES ONTARIO CA L2S 3A1 LESLEY RIGG PRESIDENT & VICE CHANCELLOR 35.00 X X 279836 0 19090 ANTENEH AYANSO FACULTY TRUSTEE 40.00 X 200637 0 19020 DON CYR FACULTY TRUSTEE (THRU 5/1/24) 40.00 X 178429 0 19076 NOTA KLENTROU FACULTY TRUSTEE (AS OF 6/1/24) 40.00 X 163600 0 18364 DAN MALLECK FACULTY TRUSTEE 40.00 X 133751 0 16133 MATTHEW MELNYK STAFF TRUSTEE 35.00 X 86488 0 11902 LAURA LANE STAFF TRUSTEE 35.00 X 66181 0 9525 CHRISTIAN SANTESSO STUDENT TRUSTEE (5/1/24-4/30/25) 1.00 X 3753 0 0 ANUSHA PAHUJA STUDENT TRUSTEE (5/1/24-4/30/25) 1.00 X 1336 0 0 HILARY PEARSON CHANCELLOR 1.00 X X 0 0 0 REJEANNE AIMEY TRUSTEE 1.00 X 0 0 0 MARK ARTHUR TRUSTEE 1.00 X 0 0 0 GREG BERTI TRUSTEE 1.00 X 0 0 0 CARLEIGH CHARLTON STUDENT TRUSTEE (THRU 5/30/24) 1.00 X 0 0 0 JONATHAN DAVEY TRUSTEE 1.00 X 0 0 0 ARTI FREEMAN TRUSTEE 1.00 X 0 0 0 LUCY HE TRUSTEE (AS OF 7/1/24) 1.00 X 0 0 0 ALLIE HUGHES TRUSTEE 1.00 X 0 0 0 NYARAYI KAPISAVANHU TRUSTEE 1.00 X 0 0 0 KRISTIAN KNIBUTAT TRUSTEE 1.00 X 0 0 0 BRIAN LANG TRUSTEE 1.00 X 0 0 0 KEVIN MAGEE TRUSTEE 1.00 X 0 0 0 MARLEEN MCMASTER TRUSTEE 1.00 X 0 0 0 ANNE MCCOURT TRUSTEE 1.00 X 0 0 0 JOANNA ROBERTO TRUSTEE 1.00 X 0 0 0 CHRISTINE SAWCHUK TRUSTEE 1.00 X 0 0 0 STEPHANIE THOMPSON TRUSTEE (THRU 6/30/24) 1.00 X 0 0 0 ROBERT WELCH TRUSTEE 1.00 X 0 0 0 DEBBIE ZIMMERMANN TRUSTEE 1.00 X 0 0 0 TIM KENYON VP, RESEARCH 35.00 X 197095 0 19090 MEAGHAN RUSNELL INTERIM VP, EXTERNAL 35.00 X 170451 0 19090 MICHELLE MCGINN ACTING VP, RESEARCH 35.00 X 164347 0 18912 JOSH TONNOS CFO & AVP FINANCIAL SERVICES 35.00 X 146688 0 16833 SCOTT JOHNSTONE VP, ADMINISTRATION (AS OF 12/09/24) 35.00 X 137934 0 16533 YVONNE ROUSSEL SECRETARY 35.00 X 119242 0 14852 ARJA VAINIO-MATTILA PROVOST & VP ACADEMIC (AS OF 07/22/24) 35.00 X 97389 0 11254 JENNIFER GUARASCI ACTING VP, ADMIN (THRU 12/9/24) 35.00 X 170451 0 19090 DIRK DE CLERCQ PROFESSOR 40.00 X 285615 0 19076 JENNIFER LI ASSOCIATE DEAN 40.00 X 207676 0 19076 SHENG DENG PROFESSOR 40.00 X 199255 0 19076 BARBARA SAINTY PROFESSOR 40.00 X 201189 0 15849 MARTIN KUSY PROFESSOR 40.00 X 208032 0 4928 CHABRIOL COLEBATCH GENERAL COUNSEL & AVP, LEGAL, COMPLIANCE & PRIVACY 35.00 X 142044 0 16544 3561419 0 343313 706 1 1 0 GARDA 54 CENTENNIAL PARKWAY NORTH HAMILTON ONTARIO CA L8E 1H6 SECURITY 723360 WORKDAY LIMITED THE KINGS BUILDING 152-155 CHURCH DUBLIN EI D07 A0TN SOFTWARE 499862 TELUS HEALTH (CANADA) LTD 25 YORK STREET 29TH FLOOR TORONTO ONTARIO CA M5J 2V5 COUNSELING/CONSULTING 415812 ARCHITECTS TILLMANN RUTH ROBINSON INC 200 QUEENS AVENUE SUITE 700 LONDON ONTARIO CA N6A 1J3 ARCHITECTURAL SERVICES 399180 KPMG LLP 333 BAY STREET SUITE 4600 TORONTO ONTARIO CA M5H 2S5 CONSULTING & PROFESSIONAL SERVICES 366582 24 68237 85973475 7147663 56083 93189375 STUDENT FEES 611710 131158240 131158240 RESEARCH 611310 12130565 12130565 143288805 19293211 19293211 257185 257185 923521 643162 280359 280359 280359 23811 68237 47366 -23555 -23555 3418050 2617948 800102 800102 ANCILLARY 611710 28990924 28990924 SUNDRY 611310 14930066 14930066 43920990 301006472 188009897 0 19807200 170679 170679 17269617 17269617 2147157 676418 1470739 155384446 134238380 19978656 1167410 10749438 9206142 1463636 79660 9889238 8469440 1346512 73286 11651702 9978867 1586488 86347 298920 150138 148782 105088 2779 102309 440619 440619 2154249 1370934 762525 20790 1418653 1225331 136318 57004 1324386 851856 446868 25662 4209117 3012434 1096132 100551 13955596 4979945 8892761 82890 2977860 2659575 120304 197981 349160 319707 27644 1809 7392260 352100 7040160 25147499 24720585 398573 28341 850627 41944 808507 176 RESEARCH 11974007 11957363 16644 OTHER OPERATING SUPPLY 6823235 6364504 217081 241650 MEMBERSHIP DUES 1038938 896250 131740 10948 STUDENT RECRUITMENT 606089 606089 11675935 5405101 6003886 266948 300004515 244926178 52636884 2441453 54435689 59248712 4657557 7611603 19119137 11551863 1060858 705931 693141 726955 696197840 354573376 355492170 341624464 160725165 161382914 6885788 6925060 603069505 589777502 23567712 29374447 189865691 177097769 181595466 185670053 22222943 23776160 417251812 415918429 X 76030 75905 185741663 173783168 185817693 173859073 603069505 589777502 X 1001957 -8881538 440619 240 -4519898 X 0 1 X 1 0 X 90980266 89110530 85872381 91224937 93189375 450377489 90980266 89110530 85872381 91224937 93189375 450377489 45840223 404537266 10727466 7417703 9680584 11214434 20473917 59514104 1157 8121 9278 509900871 926503639 0.79340 0.80970 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 11214 X 0 95188123 640625 3336332 2637674 1115849 95411557 96120256 303728 8093036 2609492 6719404 95188123 93451783 868824 5181115 3413467 -32001 96120256 100781112 507496 -1786788 2535668 3514369 93451783 74690884 2380709 15215846 2364603 -10858276 100781112 0.06830 0.93170 0.00000 0 0 2356620 38540249 40896869 1622720 433604481 203712614 231514587 102293761 59168408 43125353 63650983 42530447 21120536 54129026 49161907 4967119 341624464 ACCRUED BENEFIT OBLIGATION 23776160 23776160 291213233 -8881538 -3529649 -12411187 303624420 -2617948 -2617948 301006472 302181844 2617948 2617948 299563896 440619 440619 300004515 PART III, LINE 4: CONTRIBUTED WORKS OF ART ARE RECORDED AS REVENUE AND EXPENSE, AT FAIR MARKET VALUE, AT THE DATE OF CONTRIBUTION. ARTWORK PURCHASES ARE EXPENSED AS ACQUIRED. THE CONTRIBUTED WORKS OF ART ENHANCE PROGRAM DELIVERY OF MANY DEGREE PROGRAMS (VISUAL ARTS, HISTORY, CLASSICS, COMPARATIVE LITERATURES & ARTS, AND MEDIEVAL AND RENAISSANCE STUDIES). PART V, LINE 4: THE ENDOWMENT FUNDS ARE RESTRICTED CONTRIBUTIONS RECEIVED BY THE UNIVERSITY AND UNRESTRICTED DONATIONS ARE INTERNALLY DESIGNATED BY THE BOARD OF TRUSTEES. THE PRINCIPAL IS REQUIRED TO BE MAINTAINED INTACT. THE INVESTMENT INCOME GENERATED FROM THE ENDOWMENT MUST BE USED IN ACCORDANCE WITH THE VARIOUS PURPOSES ESTABLISHED BY DONORS OR THE BOARD OF TRUSTEES. PART XI, LINE 2D - OTHER ADJUSTMENTS: ACTUARIAL GAIN/LOSS IN EMPLOYEE FUTURE BENEFITS -892,101. INTERNALLY ALLOCATED FOR ENDOWMENT SPENDING -2,637,548. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD RELATED TO THE CAMPUS BOOKSTORE -2,617,948. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD RELATED TO THE CAMPUS BOOKSTORE 2,617,948. PART V, LINE 1F: ADMINISTRATIVE EXPENSES INCLUDE THE ADJUSTMENT RELATED TO THE CHANGE IN THE FOREIGN EXCHANGE RATES FROM THE PRIOR YEAR TO CURRENT YEAR. 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 BROCK UNIVERSITY IS SUBJECT TO THE ONTARIO HUMANS RIGHTS CODE, WHICH IS A PROVINCIAL LAW FOR FREEDOM FROM DISCRIMINATION WHEREBY EVERY PERSON HAS A RIGHT TO EQUAL TREATMENT WITHOUT DISCRIMINATION BECAUSE OF RACE, ANCESTRY, PLACE OF ORIGIN, COLOUR, ETHNIC ORIGIN, CITIZENSHIP, SEX, SEXUAL ORIENTATION, AGE, MARTIAL STATUS, FAMILY STATUS OR DISABILITY. SEE HUMAN RIGHTS POLICY AVAILABLE ONLINE. (HTTPS://BROCKU.CA/HUMAN-RIGHTS/HUMAN-RIGHTS/POLICIES-REPORTS/). THE UNIVERSITY PUBLICIZES ITS NONDISCRIMINATORY POLICY ON ITS APPLICATIONS. SCHEDULE E, PART I, LINE 4 LPART I, LINE 4A - BROCK UNIVERSITY DOES NOT ENGAGE IN RACIALLY DISCRIMINATORY POLICIES. BROCK UNIVERSITY IS SUBJECT TO THE ONTARIO HUMAN RIGHTS CODE, WHICH IS A PROVINCIAL LAW FOR FREEDOM FROM DISCRIMINATION BECAUSE OF RACE, ANCESTRY, PLACE OF ORIGIN, COLOR, ETHNIC ORIGIN, CITIZENSHIP, SEX, SEXUAL ORIENTATION, AGE, MARITAL STATUS, FAMILY STATUS, OR DISABILITY. PART I, LINE 4B - BROCK UNIVERSITY DOES NOT ENGAGE IN RACIALLY DISCRIMINATORY POLICIES WHEN MAKING SCHOLARSHIP AND FINANCIAL ASSISTANCE DECISIONS. BROCK UNIVERSITY IS SUBJECT TO THE ONTARIO HUMAN RIGHTS CODE, WHICH IS A PROVINCIAL LAW FOR FREEDOM FROM DISCRIMINATION BECAUSE OF RACE, ANCESTRY, PLACE OF ORIGIN, COLOR, ETHNIC ORIGIN, CITIZENSHIP, SEX, SEXUAL ORIENTATION, AGE, MARITAL STATUS, FAMILY STATUS, OR DISABILITY. SCHEDULE E, PART I, LINE 6 BROCK UNIVERSITY RECEIVES GRANTS FROM THE CANADIAN FEDERAL GOVERNMENT AND THE ONTARIO PROVINCIAL GOVERNMENT. SCHEDULE E, PART I, LINE 7 BROCK UNIVERSITY CONDUCTED NSEE CANADA (NATIONAL SURVEY OF STUDENT ENGAGEMENT) IN 2023 IN ORDER TO ENSURE THAT IT IS ENROLLING MEANINGFUL NUMBERS OF RACIAL MINORITY GROUPS. 1 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 2 5883 PROGRAM SERVICE EXPENSE EDUCATION & RESEARCH 227485883 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES MANAGEMENT AND GENERAL EDUCATION & RESEARCH 52636884 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES FUNDRAISING EXPENSES EDUCATION & RESEARCH 2441452 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES NON-US INVESTMENTS INVESTMENT 161382914 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES PROGRAM SERVICE EXPENSE SCHOLARSHIP 12923147 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, PROGRAM SERVICE EXPENSE SCHOLARSHIP 125852 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROGRAM SERVICE EXPENSE SCHOLARSHIP 685914 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROGRAM SERVICE EXPENSE SCHOLARSHIP 342136 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, PROGRAM SERVICE EXPENSE SCHOLARSHIP 814613 RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, PROGRAM SERVICE EXPENSE SCHOLARSHIP 95477 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, PROGRAM SERVICE EXPENSE SCHOLARSHIP 191919 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, PROGRAM SERVICE EXPENSE SCHOLARSHIP 1200981 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, PROGRAM SERVICE EXPENSE SCHOLARSHIP 889579 2 5883 0 0 2 5883 458024182 3192569 461216751 SCHOLARSHIP NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 7061 12923147 CHECK OR EFTS SCHOLARSHIP CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 35 125852 CHECK OR EFTS SCHOLARSHIP EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 180 685914 CHECK OR EFTS SCHOLARSHIP EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 57 342136 CHECK OR EFTS SCHOLARSHIP MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 130 814613 CHECK OR EFTS SCHOLARSHIP RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, 17 95477 CHECK OR EFTS SCHOLARSHIP SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 38 191919 CHECK OR EFTS SCHOLARSHIP SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 315 1200981 CHECK OR EFTS SCHOLARSHIP SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 237 889579 CHECK OR EFTS 0 0 0 0 0 1 PART I, LINE 2: GRANTS ARE RECORDED UPON RECEIPT INTO SEPARATE GENERAL LEDGER ACCOUNTS. THE ACTIVITIES IN THESE ACCOUNTS ARE MONITORED AND REVIEWED BY THE OFFICE OF RESEARCH SERVICES AND THE FINANCE DEPARTMENT. THE OFFICE OF RESEARCH SERVICES IN CONJUNCTION WITH THE RESEARCHER ASSIGNED TO EACH GRANT PROVIDE OVERSIGHT OF THE ACCOUNTS AND THE ACTIVITY CONTAINED WITHIN. GRANTS AND OTHER ASSISTANCE TO INDIVIDUALS OUTSIDE THE U.S. CONSISTS OF STUDENT AWARDS AND SCHOLARSHIPS. THE OFFICE OF THE REGISTRAR AND STUDENT AWARDS AND FINANCIAL AID ADMINISTERS AND MONITORS ALL AWARDS AND SCHOLARSHIPS. GOLF TOURNAMENT 85773 68237 17536 10273 1366 26565 1303 HOMECOMING 6275 6275 2135 4083 1 1533 108 92048 68237 23811 10273 1366 26565 3668 5494 47366 -23555 1 SCHOLARSHIPS 30 170679 PART I, LINE 2: GRANTS AND OTHER ASSISTANCE TO INDIVIDUALS IN THE U.S. CONSISTS OF STUDENT AWARDS AND SCHOLARSHIPS PAID TO U.S. STUDENTS. THE OFFICE OF THE REGISTRAR AND STUDENT AWARDS AND FINANCIAL AID ADMINISTERS AND MONITORS ALL AWARDS AND SCHOLARSHIPS. X X 1 1 X X X X 0 1 0 0 0 0 0 0 0 DIRK DE CLERCQ PROFESSOR 285103 0 0 0 512 0 14148 0 4928 0 304691 0 0 0 LESLEY RIGG PRESIDENT & VICE CHANCELLOR 270834 0 0 0 9002 0 14148 0 4942 0 298926 0 0 0 JENNIFER LI ASSOCIATE DEAN 207164 0 0 0 512 0 14148 0 4928 0 226752 0 0 0 ANTENEH AYANSO FACULTY TRUSTEE 200125 0 0 0 512 0 14092 0 4928 0 219657 0 0 0 SHENG DENG PROFESSOR 198743 0 0 0 512 0 14148 0 4928 0 218331 0 0 0 BARBARA SAINTY PROFESSOR 200366 0 0 0 823 0 14148 0 1701 0 217038 0 0 0 TIM KENYON VP, RESEARCH 196684 0 0 0 411 0 14148 0 4942 0 216185 0 0 0 MARTIN KUSY PROFESSOR 208032 0 0 0 0 0 0 0 4928 0 212960 0 0 0 DON CYR FACULTY TRUSTEE (THRU 5/1/24) 177917 0 0 0 512 0 14148 0 4928 0 197505 0 0 0 MEAGHAN RUSNELL INTERIM VP, EXTERNAL 170040 0 0 0 411 0 14148 0 4942 0 189541 0 0 0 JENNIFER GUARASCI ACTING VP, ADMIN (THRU 12/9/24) 170040 0 0 0 411 0 14148 0 4942 0 189541 0 0 0 MICHELLE MCGINN ACTING VP, RESEARCH 163967 0 0 0 380 0 13970 0 4942 0 183259 0 0 0 NOTA KLENTROU FACULTY TRUSTEE (AS OF 6/1/24) 163088 0 0 0 512 0 13422 0 4942 0 181964 0 0 0 JOSH TONNOS CFO & AVP FINANCIAL SERVICES 146277 0 0 0 411 0 11891 0 4942 0 163521 0 0 0 CHABRIOL COLEBATCH GENERAL COUNSEL & AVP, LEGAL, COMPLI 141633 0 0 0 411 0 11602 0 4942 0 158588 0 0 0 SCOTT JOHNSTONE VP, ADMINISTRATION (AS OF 12/09/24) 137523 0 0 0 411 0 11591 0 4942 0 154467 0 0 0 PART I, LINE 1A DURING ARJA VAINIO-MATTILA'S ROLE AS PROVOST & VP ACADEMIC, SHE RECEIVED A HOUSING ALLOWANCE DURING THE YEAR AND LESLEY RIGG AS PRESIDENT & VICE-CHANCELLOR RECEIVED A VEHICLE ALLOWANCE. THE AMOUNTS FOR HOUSING ALLOWANCE ARE REPORTED IN PART VII, SECTIONS A, COLUMN (D) AND VEHICLE ALLOWANCE ARE REPORTED IN SCHEDULE J, PART II, COLUMN B (III). SOME ASSOCIATE VICE-PRESIDENTS HAVE A PROFESSIONAL ALLOWANCE ACCOUNT THAT IS USED FOR PROFESSIONAL DEVELOPMENT, TRAINING AND OTHER DISCRETIONARY SPENDING. EACH FACULTY MEMBER HAS A PROFESSIONAL EXPENSE REIMBURSEMENT ACCOUNT THAT IS USED FOR PROFESSIONAL DEVELOPMENT, ATTENDING CONFERENCES, TRAINING OR RESEARCH MATERIALS. THE AMOUNT RECEIVED EACH YEAR IS SET OUT IN THE COLLECTIVE AGREEMENT (COLLECTIVE AGREEMENTS - HUMAN RESOURCES (BROCKU.CA)). PART I, LINE 4B BROCK UNIVERSITY IS A CANADIAN INSTITUTION THAT IS GENERALLY NOT SUBJECT TO THE PROVISIONS OF INTERNAL REVENUE CODE SECTION 457. THE UNIVERSITY HAS A SUPPLEMENTAL RETIREMENT PLAN THAT IS AVAILABLE ONLY TO THE UNIVERSITY PRESIDENT AND IS SEPARATE FROM THE UNIVERSITY'S GENERAL PENSION PLAN. ACCORDINGLY, SCHEDULE J, PART I, LINE 4B HAS BEEN CHECKED "YES", INDICATING THAT THE UNIVERSITY HAS THE EQUIVALENT OF A NONQUALIFIED SUPPLEMENTAL RETIREMENT PLAN. THE UNIVERSITY CONTRIBUTES TO THE PRESIDENT'S SUPPLEMENTAL RETIREMENT PLAN ACCOUNT ON JANUARY 31ST OF EVERY YEAR. THE AMOUNT OF COMPENSATION DEFERRED UNDER THIS PLAN HAS BEEN INCLUDED IN THE SCHEDULE J, PART II, COLUMN (C) AMOUNT FOR THE CURRENT PRESIDENT. PART II: THE AMOUNTS REPORTED ON PART II ARE THOSE AMOUNTS RENDERED TO THE UNVERSITY OUTSIDE OF THE UNITED STATES AND ARE NOT AMOUNTS REPORTED AS COMPENSATION TO FOREIGN PERSONS NOR FOR SERVICES REQUIRED TO BE REPORTED ON FORMS W-2, 1099, OR 1042-S. X 4880 APPRAISED BY LIBRARY X 2 16082 FMV ON DATE DONATED X 5 11214 3RD PARTY APPRAISAL X INSURANCE 3 12805 INSURANCE RECEIPT X MISCELLANEOUS 1 11102 3RD PARTY APPRAISAL 0 0 1 0 PART I, COLUMN (B): THE NUMBER IN PART I COLUMN, (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS RECEIVED. FORM 990, PART I, LINE 1 & PART III, LINE 1: BROCK FLOURISHES THROUGH THE SCHOLARLY, CREATIVE AND PROFESSIONAL ACHIEVEMENTS OF OUR STUDENTS, FACULTY AND STAFF. ALTHOUGH WE SHARE A COMMON PURPOSE, WE RECOGNIZE AND HONOUR KNOWLEDGE PURSUED THROUGH DIVERSE PERSPECTIVES AND APPROACHES. OUR ACADEMIC MISSION IS TO NURTURE AND SUPPORT OUR STUDENTS AND FACULTY IN THE DISCOVERY OF KNOWLEDGE THROUGH EXEMPLARY SCHOLARSHIP, TEACHING, AND SERVICE. WE PROVIDE UNDERGRADUATE, GRADUATE AND PROFESSIONAL EDUCATION OF THE HIGHEST QUALITY. OUR GRADUATE PROGRAMS ENHANCE BROCK'S GROWING REPUTATION FOR EXCELLENCE IN TEACHING, RESEARCH, CREATIVITY AND INNOVATION. WE PROVIDE A TRANSFORMATIVE EXPERIENCE FOR OUR STUDENTS INSIDE AND OUTSIDE THE CLASSROOM BY HELPING TO DEVELOP THEIR FULL POTENTIAL AS EDUCATED AND ENGAGED CITIZENS IN LOCAL AND GLOBAL COMMUNITIES. BROCK GRADUATES GO OUT INTO THE WORLD AS LEADERS, WITH A TRACK RECORD OF ENTERING FULFILLING CAREERS ACROSS ALL DISCIPLINES. BROCK UNIVERSITY WORKS TO ENHANCE THE ECONOMIC, SOCIAL, CULTURAL AND INTELLECTUAL LIVES OF THE COMMUNITIES AROUND US, NIAGARA, ONTARIO, CANADA AND GLOBALLY, AND TO DEMONSTRATE THE VITAL WAYS IN WHICH WE CONTRIBUTE TO THE WELL-BEING AND BETTERMENT OF SOCIETY IN THE 21ST CENTURY. FORM 990, PART I, LINE 5: BROCK UNIVERSITY HAS NO EMPLOYEES IN THE UNITED STATES AND DOES NOT FILE A FORM W-3. FORM 990, PART V, LINE 2A: BROCK UNIVERSITY HAS NO EMPLOYEES IN THE UNITED STATES AND DOES NOT FILE A FORM W-3. ALL OF BROCK UNIVERSITY'S EMPLOYEES ARE CANADIAN RESIDENTS. THE UNIVERSITY REPORTS THESE EMPLOYEES ON CANADA FORM T4 SUMMARY, WHICH IS THE EQUIVALENT OF UNITED STATES' FEDERAL FORM W-3. FORM 990, PART V, LINE 3B: THE UNIVERSITY DOES NOT FILE A FORM 990-T TO REPORT UNRELATED BUSINESS TAXABLE INCOME BECAUSE NONE OF THE UNRELATED BUSINESS TAXABLE INCOME IS EFFECTIVELY CONNECTED WITH THE CONDUCT OF A TRADE OR BUSINESS WITHIN THE UNITED STATES, AND NONE OF THE UNRELATED BUSINESS TAXABLE INCOME IS DERIVED FROM SOURCES WITHIN THE UNITED STATES. FORM 990, PART V, LINE 7: THE UNIVERSITY MAY RECEIVE CONTRIBUTIONS FROM TAXPAYERS WHO CLAIM A TAX DEDUCTION ON THEIR U.S. INCOME TAX RETURN. HOWEVER, SINCE THE UNIVERSITY IS AN ENTITY THAT IS ORGANIZED AND OPERATING IN CANADA, ANY TAX DEDUCTIONS CLAIMED ON A U.S. INCOME TAX RETURN IS CLAIMED UNDER THE UNITED STATES-CANADA INCOME TAX TREATY AND NOT UNDER INTERNAL REVENUE CODE SECTION 170(C). FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED AND REVIEWED BY FINANCIAL SERVICES. IT IS AVAILABLE TO ANY SENIOR ADMINISTRATOR OR BOARD OF TRUSTEE MEMBER UPON REQUEST. THE FORM 990 IS ALSO REVIEWED BY OUTSIDE TAX ADVISORS. FORM 990, PART VI, SECTION B, LINE 12C THE ASSOCIATE VICE-PRESIDENT OF PEOPLE AND CULTURE IS RESPONSIBLE FOR MAINTAINING COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY (UNIVERSITY POLICIES (BROCKU.CA)). SENIOR MANAGEMENT MUST ENSURE THIS POLICY IS MADE KNOWN TO MEMBERS WITHIN THEIR RESPECTIVE UNITS. THE ASSOCIATE VICE-PRESIDENT OF PEOPLE AND CULTURE REPORTS ALL CONFIRMED CONFLICTS TO THE APPROPRIATE COMMITTEE OF THE BOARD OF TRUSTEES. THE BOARD OF TRUSTEES CONFLICT OF INTEREST POLICY IS AVAILABLE AT BOARD RESOURCES - UNIVERSITY SECRETARIAT (BROCKU.CA). THE CHAIR OF THE BOARD IS RESPONSIBLE FOR ENSURING COMPLIANCE AND DOES THIS BY REGULAR TRAINING OF BOARD MEMBERS ON CONFLICTS OF INTEREST AND BY ENSURING THERE IS A CALL FOR DISCLOSURE OF ANY CONFLICTS AT THE BEGINNING OF EACH BOARD, COMMITTEE AND SUBCOMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 15 ALL COMPENSATION FOR SENIOR EMPLOYEES IS MANAGED THROUGH THE PEOPLE AND CULTURE DEPARTMENT AND APPROVED BY THE HUMAN RESOURCES COMMITTEE OF THE BOARD OF TRUSTEES. COMPENSATION IS DETERMINED WITH CONSIDERATION OF RELEVANT COMPARATORS. DECISIONS ARE DOCUMENTED IN MEETING MINUTES, WHICH OUTLINE THE BOARD'S APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S BYLAWS, POLICIES AND FINANCIAL STATEMENTS ARE ALL AVAILABLE ON THE UNIVERSITY'S WEBSITE (WWW.BROCKU.CA). FORM 990, PART XI, LINE 9: INTERNALLY ALLOCATED FOR ENDOWMENT SPENDING -2,637,548. EFFECTS OF FOREIGN EXCHANGE RATES -990,249. PENSION OBLIGATION -892,101.