2026-03-27T13:34:19-05:00 2025-06-30 390859910 BAKER TILLY ADVISORY GROUP LP 1570 FRUITVILLE PIKE SUITE 400 LANCASTER PA 17601 990 2024-07-01 132668080 CENTER FOR ALTERNATIVE SENTENCING AND EMPLOYMENT SERVICES INC CENT 2125536300 151 LAWRENCE STREET 3RD FL BROOKLYN NY 11201 REBECCA ASBURY CFO 2125536300 2026-03-26 1 1 KERRI N BOGDA P00760402 7177404863 2026-03-26 2024 2025-03-06 01:10:19Z CASES REBECCA ASBURY 151 LAWRENCE STREET 3RD FL BROOKLYN NY 11201 70128470 0 X WWW.CASES.ORG X 1970 NY CASES' MISSION IS TO INCREASE PUBLIC SAFETY THROUGH INNOVATIVE SERVICES THAT REDUCE CRIME AND INCARCERATION, IMPROVE BEHAVIORAL HEALTH, PROMOTE RECOVERY AND REHABILITATION, AND CREATE OPPORTUNITIES FOR SUCCESS IN THE COMMUNITY. 17 17 796 17 0 0 49764429 59951343 8831994 10030143 38154 105359 216478 41625 58851055 70128470 0 0 0 0 45839489 55478915 0 0 244934 14380103 14462199 60219592 69941114 -1368537 187356 39025467 45365516 37146082 43298775 1879385 2066741 X CASES' MISSION IS TO INCREASE PUBLIC SAFETY THROUGH INNOVATIVE SERVICES THAT REDUCE CRIME AND INCARCERATION, IMPROVE BEHAVIORAL HEALTH, PROMOTE RECOVERY AND REHABILITATION, AND CREATE OPPORTUNITIES FOR SUCCESS IN THE COMMUNITY. WE BELIEVE IN A NEW YORK CITY IN WHICH A PERSON'S PREVIOUS CRIMINAL INVOLVEMENT OR BEHAVIORAL HEALTH NEEDS DO NOT LIMIT THE OPPORTUNITY TO ENGAGE IN THE SUPPORT AND TREATMENT SERVICES THEY NEED TO SUCCEED. 0 0 22907441 0 0 PRETRIAL SERVICES: PRETRIAL SERVICES CONNECTS NEW YORKERS WITH RESOURCES THAT ENABLE THEM TO MEET LEGAL REQUIREMENTS AND REMAIN ENGAGED IN THEIR COMMUNITIES WHILE AWAITING THEIR DAY IN COURT. THE MANHATTAN SUPERVISED RELEASE PROGRAM (MSRP) ADMITS PARTICIPANTS FROM THE MANHATTAN CRIMINAL AND SUPREME COURTS. BY OFFERING COMMUNITY-BASED SUPERVISION AND SUPPORT, MSRP PROVIDES AN ALTERNATIVE TO JAIL FOR INDIVIDUALS WHO MIGHT OTHERWISE BE DETAINED. THE PROGRAM HELPS PARTICIPANTS MAINTAIN HOUSING, EMPLOYMENT, AND CONTINUITY OF TREATMENT AND SERVICES, WHILE ALSO STAYING CONNECTED TO THEIR FAMILIES DURING THE PROGRESSION OF THEIR CRIMINAL CASES. IN FY25, MSRP ACHIEVED SIGNIFICANT OUTCOMES WITH 6,660 NEW INTAKES, REPRESENTING A 21% INCREASE OVER FY24. A TOTAL OF 7,637 PARTICIPANTS WERE SERVED ACROSS COMMUNITY OFFICES IN MANHATTAN, DOWNTOWN BROOKLYN, JAMAICA (QUEENS), AND THE SOUTH BRONX. PRETRIAL SERVICES' KEY PERFORMANCE METRICS DEMONSTRATE STRONG PUBLIC SAFETY AND COMPLIANCE OUTCOMES. THERE WERE 4,289 PARTICIPANTS THAT SUCCESSFULLY COMPLETED PRETRIAL SERVICES SUPERVISION, 84% OF PARTICIPANTS ATTENDED ALL SCHEDULED COURT APPEARANCES, AND 95% HAD NO NEW REARREST FOR A VIOLENT FELONY CHARGE. THESE RESULTS UNDERSCORE HOW PRETRIAL SERVICES PROTECTS PUBLIC SAFETY WHILE OFFERING PARTICIPANTS MEANINGFUL OPPORTUNITIES TO REMAIN IN THE COMMUNITY. 19147246 0 7821557 MOBILE BEHAVIORAL HEALTH: CASES PROVIDES COMPREHENSIVE CARE TO PEOPLE LIVING WITH SERIOUS MENTAL ILLNESS AND SERIOUS SUBSTANCE USE NEEDS, SUPPORTING THEIR HEALING AND RECOVERY. THIS EXPERTISE IS REFLECTED IN THE WORK OF NINE ASSERTIVE COMMUNITY TREATMENT (ACT) TEAMS AND SEVEN INTENSIVE MOBILE TREATMENT (IMT) TEAMS, WHICH DELIVER MOBILE TREATMENT TO CLIENTS WHOSE NEEDS HAVE NOT BEEN MET BY MORE TRADITIONAL SERVICES. THESE MULTIDISCIPLINARY TEAMS - COMPRISING PROFESSIONALS IN PSYCHIATRY, NURSING, SOCIAL WORK, MENTAL HEALTH COUNSELING, PEER SUPPORT, AND CASE MANAGEMENT - COLLABORATE TO PROVIDE CARE DIRECTLY IN THE COMMUNITY. BY MEETING CLIENTS WHERE THEY ARE, THE TEAMS HELP ELIMINATE BARRIERS TO ACCESSING CARE. IN FY25, THE ACT AND IMT TEAMS SERVED 835 CLIENTS, DELIVERING 47,771 COMMUNITY-BASED TREATMENT SERVICES AND 6,391 TELEHEALTH VISITS TO CLIENTS AND THEIR COLLATERAL CONTACTS.THE ACT TEAMS HAVE A DEMONSTRATED IMPACT IN REDUCING HOMELESSNESS. MANY CLIENTS ENTER ACT EXPERIENCING HIGH RATES OF HOMELESSNESS, BUT THROUGH SUSTAINED ENGAGEMENT, THE TEAMS CONNECT CLIENTS TO STABLE HOUSING. AS A RESULT, HOMELESSNESS DECLINES SIGNIFICANTLY FROM THE TIME OF ADMISSION AND CONTINUES TO DECREASE WITH EACH YEAR THAT CLIENTS REMAIN IN TREATMENT. ONE KEY EXAMPLE IS THE MANHATTAN FORENSIC ACT 1 TEAM, WHERE NEARLY HALF OF CLIENTS WERE HOMELESS AT ADMISSION. THROUGH TARGETED INTERVENTIONS, THE TEAM REDUCED THE HOMELESSNESS RATE TO 32% BY YEAR 2 AND FURTHER TO 28% BY YEAR 3, SHOWING SUSTAINED PROGRESS IN PROMOTING HOUSING STABILITY. 8560639 0 619470 COMMUNITY SUPPORT & SUPERVISION: COMMUNITY SUPPORT & SUPERVISION (CSS) DELIVERS ALTERNATIVE-TO-INCARCERATION (ATI) PROGRAMS SERVING YOUTH/YOUNG ADULTS AND PROGRAMS FOR ADULT PARTICIPANTS WHO HAVE MENTAL ILLNESS AND SUBSTANCE USE NEEDS. THE PROGRAMS CONNECT PARTICIPANTS WITH THE SUPPORT THEY NEED TO ADDRESS THE ROOT CAUSES OF THEIR CHALLENGES. IN FY25, THE ATI PROGRAMS ENROLLED 2042 CLIENTS WITH OPEN CRIMINAL CASES IN THE BRONX, BROOKLYN, AND MANHATTAN COURTS. 1124 CLIENTS SUCCESSFULLY COMPLETED ATI COMMUNITY SUPERVISION. THE NEWSTART PROGRAM SERVES ADULTS ARRESTED FOR MISDEMEANOR CRIMES WHO FACE INCARCERATION IN NYC JAILS. IN FY25, NEWSTART CONDUCTED 1,354 INTAKES AND SUPPORTED 58% OF PARTICIPANTS TO SUCCESSFULLY COMPLETE THEIR COURT MANDATES, A SIGNIFICANT ACHIEVEMENT GIVEN THAT NEARLY HALF OF PARTICIPANTS EXPERIENCED HOMELESSNESS AT INTAKE. IN 2020, CASES LAUNCHED THE NATHANIEL COMMUNITY SUCCESS (NCS) PROGRAM AS AN ALTERNATIVE TO INCARCERATION (ATI) FOR PEOPLE WITH MENTAL HEALTH NEEDS AND/OR CO-OCCURRING SUBSTANCE USE DISORDERS. BASED IN CENTRAL HARLEM AND DOWNTOWN BROOKLYN, NCS PROVIDES INTENSIVE SERVICES THAT GRADUALLY TAPER AS CLIENTS DEVELOP SKILLS, INDEPENDENCE, AND SUSTAIN LINKAGES TO COMMUNITY-BASED SUPPORTS. IN FY25, NCS ADMITTED 369 NEW CLIENTS, REPRESENTING A 58% INCREASE IN ADMISSIONS COMPARED TO THE PRIOR YEAR. THE PROGRAM ACHIEVED STRONG OUTCOMES, WITH 169 CLIENTS SUCCESSFULLY COMPLETING THEIR COURT MANDATES, REACHING A 58% COMPLETION RATE. OVERALL, ACROSS THE ATI PROGRAMS, 64% OF CLIENTS SUCCESSFULLY COMPLETED THEIR COURT MANDATES, MARKING A 17% INCREASE OVER FY24 AND A 24% INCREASE OVER FY23. THESE OUTCOMES HIGHLIGHT THE IMPACT AND EFFECTIVENESS OF CASES' ATI PROGRAMS IN SUPPORTING CLIENTS TO MEET LEGAL OBLIGATIONS WHILE ADDRESSING COMPLEX NEEDS, REDUCING INCARCERATION, AND BUILDING PATHWAYS TO KEEP PEOPLE IN THE COMMUNITY WHERE THEY CAN ADDRESS THE ROOT CAUSES OF THEIR CHALLENGES. 5801324 0 0 EDUCATION, CAREER & ENRICHMENT SERVICES: THE EDUCATION, CAREER & ENRICHMENT SERVICES (ECE) PROGRAMS SERVE YOUTH AND YOUNG ADULTS BY PROVIDING A CONTINUUM OF SUPPORT INCLUDING YOUTH DEVELOPMENT, MENTORING, EDUCATION, EMPLOYMENT, IN-HOME FAMILY THERAPY, AND VIOLENCE-PREVENTION SERVICES. ECE PROGRAMS INVEST IN PARTICIPANTS' POTENTIAL, OFFERING YOUNG PEOPLE A REAL CHANCE TO SUCCEED AS INDEPENDENT AND CONTRIBUTING MEMBERS OF THEIR COMMUNITIES.IN FY25, ECE SERVED 752 YOUTH AND YOUNG ADULTS. THE PROGRAMS SUPPORTED 17 PARTICIPANTS IN EARNING THEIR HIGH SCHOOL EQUIVALENCY DIPLOMAS AND HELPED 279 YOUTH SECURE SUBSIDIZED SUMMER JOBS, GIVING THEM THE CHANCE TO EXPLORE CAREER PATHWAYS WHILE GAINING VALUABLE PAID WORK EXPERIENCE.THE ASSERTIVE COMMUNITY ENGAGEMENT & SUCCESS (ACES) PROGRAM SERVES YOUNG PEOPLE AGES 16-24 IN EAST HARLEM AND THE SOUTH BRONX WHO MAY BE AT RISK OF INCARCERATION OR INVOLVEMENT IN COMMUNITY VIOLENCE. MANY ACES PARTICIPANTS FACE BARRIERS TO ENGAGING IN TRADITIONAL, LESS FLEXIBLE YOUTH PROGRAMS. ACES OFFERS A LONG-TERM COMMITMENT, TYPICALLY THREE TO FOUR YEARS BEGINNING WITH OUTREACH THAT MAY TAKE MONTHS BEFORE YOUTH FEEL READY TO ENGAGE. MENTORS PERSISTENTLY "SHOW UP" TO BUILD TRUST, LAYING THE FOUNDATION FOR RELATIONSHIPS THAT HELP YOUNG PEOPLE STRENGTHEN SKILLS, IDENTIFY GOALS, AND WORK STEADILY TOWARD ACHIEVEMENT.IN FY25, ACES REACHED A MAJOR MILESTONE: 13 PARTICIPANTS GRADUATED AFTER BEING SUCCESSFULLY RETAINED IN SERVICES FOR THREE TO FOUR YEARS. OVERALL, THE PROGRAM SERVED 112 PARTICIPANTS AND DELIVERED 2,391 HOURS OF WORK-CREW SERVICES, WHERE PARTICIPANTS ENGAGED IN WORK-READINESS PROJECTS THAT SUPPORTED COMMUNITY ORGANIZATIONS AND IMPROVED THE NEIGHBORHOODS WHERE THEY LIVE. 3805240 1589116 CLINIC SERVICES: CASES ESTABLISHED THE NATHANIEL CLINIC IN MANHATTAN IN 2014 AND EXPANDED IN 2022 WITH THE OPENING OF A BRONX SATELLITE CLINIC, STRENGTHENING ACCESS AND COORDINATION OF CARE FOR YOUTH AND ADULTS LIVING WITH MENTAL ILLNESS WHO ARE INVOLVED IN THE NYC CRIMINAL LEGAL SYSTEM (CLS). THE BRONX SITE ALSO INTRODUCED THE INNOVATIVE, TEAM-BASED ONTRACKNY PROGRAM, WHICH PROVIDES SPECIALIZED TREATMENT FOR TEENS AND YOUNG ADULTS WHO HAVE RECENTLY EXPERIENCED UNUSUAL THOUGHTS AND BEHAVIORS. ONTRACKNY SUPPORTS PARTICIPANTS IN PURSUING THEIR PERSONAL GOALS FOR HEALTH AND WELLNESS, SCHOOL, WORK, AND RELATIONSHIPS. IN FY25, ACROSS BOTH CLINIC SITES, 571 NEW CLIENTS WERE ADMITTED AND A TOTAL OF 1,036 INDIVIDUALS RECEIVED PSYCHIATRIC CARE, THERAPY, PEER SUPPORT, AND HEALTH AND WELLNESS SERVICES. STAFF DELIVERED 14,223 SERVICES, WITH ONE-THIRD (33% OR 4,668) PROVIDED THROUGH TELEHEALTH AND 6% (900) DELIVERED DIRECTLY IN CLIENTS' HOMES OR OTHER COMMUNITY-BASED SETTINGS, REDUCING BARRIERS TO CARE. CLIENT ENGAGEMENT REMAINED STRONG WITH PSYCHOTHERAPY PARTICIPATION RATES REACHING 74% IN HARLEM AND 66% IN THE BRONX, WHILE THE ONTRACKNY TEAM ACHIEVED A 68% SERVICE ENGAGEMENT RATE AMONG TEENS AND YOUNG ADULTS, DEMONSTRATING THE PROGRAM'S EFFECTIVENESS IN CONNECTING YOUNGER CLIENTS TO CARE. THE NATHANIEL CLINIC CONTINUED ITS EFFORTS TO IMPROVE TIMELY ACCESS TO CARE FOR NEW CLIENTS. IN FY25, CLIENTS AT THE BRONX SITE RECEIVED AN INITIAL ASSESSMENT WITHIN 8 DAYS OF REQUESTING SERVICES, WHILE CLIENTS AT THE HARLEM CLINIC WERE SEEN WITHIN 4 DAYS. THIS MARKED A SIGNIFICANT IMPROVEMENT COMPARED TO THE PREVIOUS FISCAL YEAR, DEMONSTRATING PROGRESS IN REDUCING WAITING TIMES AND CONNECTING CLIENTS TO CARE MORE QUICKLY. 9606564 0 1589116 60221890 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 118 0 796 1 0 0 0 0 0 0 0 0 0 0 0 0 X 17 17 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY X REBECCA ASBURY 2125536300 151 LAWRENCE STREET 3RD FL BROOKLYN NY 11201 KEITH LITTLE CHAIR 1.00 0.00 X X 0 0 0 ANITA APPEL VICE CHAIR 0.50 0.00 X X 0 0 0 KENDALL CHRISTIANSEN TREASURER 0.50 0.00 X X 0 0 0 DR SARAH DESMARAIS SECRETARY 0.50 0.00 X X 0 0 0 RICHARD ABORN TRUSTEE 0.50 0.00 X 0 0 0 MIKE BLOSS TRUSTEE 0.50 0.00 X 0 0 0 ROGER OLIVER TRUSTEE 0.50 0.00 X 0 0 0 CHERICE N LANDERS TRUSTEE 0.50 0.00 X 0 0 0 YASHO LAHIRI TRUSTEE 0.50 0.00 X 0 0 0 KATHERINE V CHARLES TRUSTEE TO 6/26/25 0.50 0.00 X 0 0 0 JOSEPH WILLIAMS TRUSTEE 0.50 0.00 X 0 0 0 HANNAH FURSTENBERG-BECKMAN TRUSTEE 0.50 0.00 X 0 0 0 JULIANNA TEEPLE TRUSTEE 0.50 0.00 X 0 0 0 PREETI KRISHNAN TRUSTEE 0.50 0.00 X 0 0 0 KATHRYN LYON TRUSTEE 0.50 0.00 X 0 0 0 LEAH RAJARATNAM TRUSTEE 0.50 0.00 X 0 0 0 HANCY MAXIS TRUSTEE 0.50 0.00 X 0 0 0 DEBORAH ROSE TRUSTEE 0.50 0.00 X 0 0 0 JONATHAN MCLEAN PRESIDENT & CEO 40.00 0.00 X 355746 0 19722 REBECCA ASBURY CFO & ADMINISTRATION OFFICER 40.00 0.00 X 295368 0 72767 ELIZABETH PEREZ GENERAL COUNSEL & COMPLIANCE OFFICER 40.00 0.00 X 182022 0 65000 JESSICA KLAVER CHIEF PROGRAM OFFICER 40.00 0.00 X 200401 0 51438 ANN-MARIE LOUISON CHIEF IMPACT OFFICER 40.00 0.00 X 200577 0 38245 JOSEPH MILES CHIEF MISSION ADVANCEMENT 40.00 0.00 X 180000 0 70737 TAISHIM DIXON CHIEF HUMAN RESOURCES OFFICER 40.00 0.00 X 179526 0 49458 SARAH EIFERMAN PSYCHIATRIC NURSE PRACTITIONER 40.00 0.00 X 170073 0 47313 JAMES MCKNIGHT PSYCHIATRIST 30.00 0.00 X 274228 0 56184 RESHAMJEET SINGH SR. DIRECTOR, FINANCE 40.00 0.00 X 191621 0 11982 EMANCIA MYRIE PSYCHIATRIC NURSE PRACTITIONER 40.00 0.00 X 170634 0 10393 ELIZA TURNER PSYCHIATRIC NURSE PRACTITIONER 40.00 0.00 X 171284 0 47133 2571480 0 540372 50 0 1 0 TANDYM GROUP LLC PO BOX 830312 PHILADELPHIA PA 191820312 STAFFING SERVICES 505784 JACKSON & COKER LOCUMTENENS LLC PO BOX 277638 ATLANTA GA 303847638 STAFFING SERVICES 417176 QUICKCONNECT TECHNOLOGY SERVICES INC 155 WILLOWBROOK BLVD STE 250 WAYNE NJ 07470 IT SERVICES 384299 ATLANTIC RESOURCE PARTNERS HC LLC 19 WEST 34TH ST STE 806 NEW YORK NY 10001 STAFFING SERVICES 280313 THE OSBORNE ASSOCIATION INC 809 WESTCHESTER AVE BRONX NY 104551704 JOB TRAINING SERVICES 150000 7 58565296 1386047 59951343 MEDICAID/MANAGED MEDICAID FEES 624100 10030143 10030143 10030143 105359 105359 STATE INSURANCE FUND DIVIDEND 900099 26405 26405 CONTRACT BUYOUT PAYMENTS 900099 5878 5878 MEDICAL WELLNESS FUNDS 900099 5584 5584 3758 3758 41625 70128470 10030143 0 146984 2026414 515254 1430931 80229 40727941 36998251 3627997 101693 1590767 1400052 187493 3222 7766927 6976957 771698 18272 3366866 2991869 362362 12635 53551 53551 119990 119990 17656 17656 2832056 2195445 636425 186 826143 633296 189434 3413 1143623 531959 608983 2681 4825171 4248574 558460 18137 398586 383222 15364 276680 226870 49810 7796 7796 448729 375494 73235 597830 165305 432242 283 PARTICIPANT SUBSISTENCE 1413364 1413364 0 0 STAFF RECRUITMENT 562340 378763 183577 0 PARTICIPANT TRAVEL 370306 370306 0 EQUIP. PURCH. & RENTALS 291555 247585 41095 2875 276823 169324 106191 1308 69941114 60221890 9474290 244934 506705 3079112 18454410 12678618 1697093 1461840 501925 575906 5002581 3813146 1414272 1189435 16451062 26380605 39025467 45365516 6059823 4834578 10813802 11309947 2750000 0 17522457 27154250 37146082 43298775 X 1252076 1377499 627309 689242 1879385 2066741 39025467 45365516 187356 0 X 0 1 X 1 1 1 X 35676147 46637336 44353101 49764429 59951343 236382356 8691527 9623746 9140821 8831994 10030143 46318231 116918 109952 386263 116868 119537 849538 44484592 56371034 53880185 58713291 70101023 283550125 129580 118763 97098 65215 61407 472063 0 129580 118763 97098 65215 61407 472063 283078062 1055 4639 13560 38154 105359 162767 1055 4639 13560 38154 105359 162767 9117 129369 118562 216478 41625 515151 44494764 56505042 54012307 58967923 70248007 284228043 0.99600 0.99490 0.00060 0.00030 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2020 AMOUNT: $ 9,117. 2021 AMOUNT: $ 129,369. 2022 AMOUNT: $ 118,562. 2023 AMOUNT: $ 3,540. 2024 AMOUNT: $ 538. DIFFERENCE CARD GUARANTY PMTS - 2023 AMOUNT: $ 95,620. COMMUTER TRANSPORTATION FORFEITURES - 2023 AMOUNT: $ 66,501. QUALITY INCENTIVE PMTS - 2023 AMOUNT: $ 4,000. 2024 AMOUNT: $ 1,600. STATE INSURANCE FUND DIVIDEND - 2023 AMOUNT: $ 34,073. 2024 AMOUNT: $ 26,405. MEDICAL WELLNESS FUNDS - 2023 AMOUNT: $ 7,495. 2024 AMOUNT: $ 5,584. TRAINING ASSISTANCE PAYMENTS - 2023 AMOUNT: $ 2,620. 2024 AMOUNT: $ 1,620. LATE FEE REIM - 2023 AMOUNT: $ 2,629. CONTRACT BUYOUT PAYMENTS - 2024 AMOUNT: $ 5,878. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 17656 17656 69783947 69801603 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 29193 28336 15122 17656 90307 250000 250000 250000 250000 1000000 1500000 2206771 1918151 288620 2351254 1661229 690025 444556 233766 210790 1189435 SECURITY DEPOSITS 849343 OPERATING LEASE RIGHT-OF-USE ASSETS 25531262 26380605 OPERATING LEASE LIABILITIES 27154250 27154250 X 70248007 119537 119537 70128470 0 70128470 70060651 119537 119537 69941114 0 69941114 PART X, LINE 2: CASES HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THE FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ASC 740. CASES IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. CASES BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR YEARS PRIOR TO 2022. X X X 0 0 0 0 0 0 0 0 0 JONATHAN MCLEAN PRESIDENT & CEO 355746 0 0 0 0 0 19032 0 690 0 375468 0 0 0 REBECCA ASBURY CFO & ADMINISTRATION OFFICER 295368 0 0 0 0 0 16826 0 55941 0 368135 0 0 0 JAMES MCKNIGHT PSYCHIATRIST 274228 0 0 0 0 0 16798 0 39386 0 330412 0 0 0 JESSICA KLAVER CHIEF PROGRAM OFFICER 200401 0 0 0 0 0 12738 0 38700 0 251839 0 0 0 JOSEPH MILES CHIEF MISSION ADVANCEMENT 180000 0 0 0 0 0 11597 0 59140 0 250737 0 0 0 ELIZABETH PEREZ GENERAL COUNSEL & COMPLIANCE OFFICER 182022 0 0 0 0 0 10127 0 54873 0 247022 0 0 0 ANN-MARIE LOUISON CHIEF IMPACT OFFICER 200577 0 0 0 0 0 12591 0 25654 0 238822 0 0 0 TAISHIM DIXON CHIEF HUMAN RESOURCES OFFICER 179526 0 0 0 0 0 11463 0 37995 0 228984 0 0 0 ELIZA TURNER PSYCHIATRIC NURSE PRACTITIONER 171284 0 0 0 0 0 10581 0 36552 0 218417 0 0 0 SARAH EIFERMAN PSYCHIATRIC NURSE PRACTITIONER 170073 0 0 0 0 0 10789 0 36524 0 217386 0 0 0 RESHAMJEET SINGH SR. DIRECTOR, FINANCE 191621 0 0 0 0 0 11497 0 485 0 203603 0 0 0 EMANCIA MYRIE PSYCHIATRIC NURSE PRACTITIONER 170634 0 0 0 0 0 10247 0 146 0 181027 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE INDEPENDENT AUDITOR PREPARES THE FORM 990 AND ALL REQUIRED SCHEDULES BASED ON INFORMATION PROVIDED BY OUR FISCAL STAFF. THE DRAFT 990 IS THEN REVIEWED BY THE CFO. ONCE THAT REVIEW IS COMPLETE, IT IS DISTRIBUTED TO KEY STAFF MEMBERS INCLUDING THE CEO/PRESIDENT, GENERAL COUNSEL/SECRETARY AND EXECUTIVE LEADERSHIP TEAM. THE FINAL DRAFT 990 IS THEN DISTRIBUTED TO THE BOARD OF TRUSTEES FOR DISCUSSION AND REVIEW AT THEIR NEXT SCHEDULED MEETING. FOLLOWING DISCUSSION, THE BOARD OF TRUSTEES VOTES ON THE APPROVAL OF THE 990. ONCE APPROVED, THE FORM IS SIGNED BY THE APPROPRIATE OFFICERS AND THE INDEPENDENT AUDITOR FILES THE RETURN WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C OUR CONFLICT OF INTEREST POLICY IS WRITTEN IN THE PERSONNEL POLICIES AND PROCEDURES MANUAL, WHICH IS GIVEN TO EACH EMPLOYEE UPON HIRE. WE MAY ALSO SEND AN EMAIL TO STAFF FROM TIME TO TIME REMINDING THEM OF THE POLICY. A CONFLICT OF INTEREST POLICY FOR TRUSTEES AND OFFICERS IS WRITTEN IN THE TRUSTEE HANDBOOK AND IS GIVEN TO EACH NEW TRUSTEE AND OFFICER ON AN ANNUAL BASIS. THE SECRETARY OR CFO OF THE CORPORATION SENDS THE POLICY TO EACH TRUSTEE AND OFFICER, AND DISTRIBUTES A LIST OF AGENCY FUNDERS AND VENDORS WITH WHOM THE AGENCY TRANSACTS $2,000 OR MORE OF BUSINESS ANNUALLY, AND A DISCLOSURE QUESTIONNAIRE APPROVED BY THE PRESIDENT CONCERNING POSSIBLE CONFLICTS OF INTEREST. EACH TRUSTEE AND OFFICER IS ASKED TO COMPLETE, SIGN, AND RETURN THE QUESTIONNAIRE TO THE SECRETARY. UPON DISCLOSURE OF MATERIAL FACTS PERTINENT TO A POTENTIAL CONFLICT OF INTEREST, THE TRUSTEES DETERMINE IF A CONFLICT EXISTS. IF SO, THE INTERESTED PARTY DOES NOT PARTICIPATE IN DECISION-MAKING REGARDING ANY TRANSACTION OR VENTURE IN WHICH HE OR SHE HAS AN INTEREST. DISCUSSIONS AND DECISIONS REGARDING CONFLICTS OF INTEREST ARE DOCUMENTED IN MEETING MINUTES. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION OF THE CEO/PRESIDENT IS SET BY THE BOARD OF TRUSTEES. THE BOARD OF TRUSTEES HAS SOLE POWER TO AUTHORIZE THE PAYMENT SALARIES OR COMPENSATION TO ANY AND ALL OFFICERS AND REQUIRE AN AFFIRMATIVE VOTE OF THE ENTIRE BOARD OF TRUSTEES. THE BOARD OF TRUSTEES MAY DELEGATE THIS POWER ON AN ANNUAL BASIS TO THE PRESIDENT, FOR ONE OR MORE OFFICERS OTHER THAN THE PRESIDENT AND CHAIR OF THE BOARD. IN DETERMINING COMPENSATION LEVELS, THE BOARD OF TRUSTEES AND/OR PRESIDENT REVIEW SALARIES OF INDIVIDUALS IN THE SAME OR COMPARABLE POSITIONS AT COMPARABLE ORGANIZATIONS AS DETERMINED BY BUDGET SIZE, NUMBER OF STAFF, AND THE TYPE OF PROGRAM OPERATIONS. THEY ALSO MAY LOOK AT PUBLISHED SURVEYS SUCH AS THOSE PUBLISHED BY THE NON-PROFIT COORDINATING COMMITTEE OF NEW YORK PROFESSIONALS FOR NON-PROFITS AND GUIDESTAR. THE SALARIES ARE REVIEWED ON AN ANNUAL BASIS AND THE SURVEY OF COMPENSATION AT COMPARABLE ORGANIZATION IS DONE EVERY OTHER YEAR. THE BOARD OF TRUSTEES CONTEMPORANEOUSLY DOCUMENTS THE BASIS FOR DETERMINATION. FORM 990, PART VI, SECTION C, LINE 19 CASES' GOVERNING DOCUMENTS, CONFLICT OF INTEREST, FORM 990 AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. THE FORM 990 IS AVAILABLE ON THE GUIDESTAR WEBSITE. OUR STATEMENTS OF FINANCIAL POSITION AND STATEMENT OF ACTIVITIES ARE INCLUDED IN OUR PRINTED ANNUAL REPORT AND OUR AUDITED FINANCIAL STATEMENTS ARE AVAILABLE ON OUR WEBSITE. OUR WEBSITE INCLUDES A LINK TO THE CASES PROFILE PAGE ON THE GUIDESTAR WEBSITE WHERE OUR 990 INFORMATION IS AVAILABLE. IT ALSO INCLUDES A STATEMENT "IF YOU WOULD LIKE TO REQUEST A COPY OF CASES' AUDITED FINANCIAL STATEMENTS AND/OR OUR MOST RECENTLY FILED IRS FORM 990, PLEASE CONTACT REBECCA ASBURY, CHIEF FINANCIAL OFFICER AT RASBURY@CASES.ORG".