2025-03-20T05:26:11-05:00 2024-05-31 010523282 Berry Dunn McNeil & Parker LLC 2211 Congress St Portland ME 04102 990 2023-06-01 010211810 University of New England UNIV 2076022312 11 Hills Beach Road Biddeford ME 04005 James Irwin Senior VP of Finance & Admin. 2076022312 2025-03-19 1 1 Joseph R Byrne P01289281 2077752387 2025-03-19 2023 2025-03-06 01:10:19Z James D Herbert PhD 11 Hills Beach Road Biddeford ME 04005 394757033 0 X www.une.edu X 1831 ME The University of New England prepares students to thrive in a rapidly-changing world and, in so doing, to improve the health of people, communities, and our planet. 22 21 3078 30 381740 0 27383345 29185847 235882865 241361757 12115124 25901443 6711400 6937192 282092734 303386239 47295244 46196910 0 0 115006215 124034173 0 0 3241201 78583126 86205657 240884585 256436740 41208149 46949499 727087320 788821790 209378858 203352636 517708462 585469154 X The University of New England prepares students to thrive in a rapidly-changing world and, in so doing, to improve the health of people, communities, and our planet. 0 0 198628299 46196910 215383760 The University of New England (UNE) granted Bachelor's, Master's, and Doctoral degrees, representing the College of Arts and Sciences, College of Business, Westbrook College of Health Professions, College of Osteopathic Medicine, College of Professional Studies-UNE Online and College of Dental Medicine. The University offers programs in Osteopathic Medicine, Allied Health Sciences, Liberal Arts, Business, Pharmacy, Dental Medicine and other Graduate and Undergraduate Majors. Additional Facts: UNE includes Maine's only Master of Science Physician Assistant Program and Doctor of Nursing Practice in Nurse Anesthesia Program. Colleges: UNE's six colleges provide both undergraduate and graduate students with a wealth of resources and a variety of educational experiences and research opportunities. Each college has its own identity, but each contributes to the enrichment of the University's academic life. COLLEGE OF ARTS AND SCIENCES: The College of Arts and Sciences is comprised of seven multi-disciplinary schools (School of Arts and Humanities, School of Biological Sciences, School of Marine and Environmental Sciences, School of Molecular and Physical Sciences, School of Social and Behavioral Sciences, School of Education, and School of Computer Science and Data Analytics) and offers more than 30 undergraduate majors, ranging from aquaculture and aquarium science to sport and recreation management. The College's graduate programs include masters programs in education, biological sciences and marine sciences; and a doctorate in educational leadership. The College of Arts and Sciences is housed on the Biddeford campus on the coast of Maine. COLLEGE OF BUSINESS: The College of Business launches your business career in a community of difference-makers who seek to do well by making a positive impact. UNE's College of Business produces graduates with the relevant skills and understanding needed to thrive in today's evolving business world. We offer a range of programs from Business Administration and Marine Entrepreneurship to Accounting and Marketing degrees. The College of Business is housed on the Biddeford campus on the coast of Maine. COLLEGE OF DENTAL MEDICINE: The curriculum of the College of Dental Medicine comprises a blend of time tested methods and new innovations in dental education. Our students are treated as members of the profession from day one. They benefit from comprehensive education in the basic and behavioral sciences, and come to understand and appreciate the many connections between oral health and overall health. They gain extensive practical experience, from providing care to a simulated patient in the first year; to providing direct patient care in patient centered general practice teams in our Oral Health Center in the second and third years; to extending their clinical experience into the community during their fourth year, while working and living in communities throughout Northern New England and beyond. The College is housed on the Portland campus, an historic site in suburban Portland, Maine. COLLEGE OF OSTEOPATHIC MEDICINE: The College of Osteopathic Medicine is dedicated to the improvement of life through the education of Osteopathic physicians, research and service. The nationally recognized College emphasizes health, healing and primary care for the people of New England and the nation. The College is the only medical school in Maine and the only osteopathic medical school in New England. The College is housed on the Biddeford campus on the coast of Maine. WESTBROOK COLLEGE OF HEALTH PROFESSIONS: The Westbrook College of Health Professions offers both undergraduate and graduate programs. Undergraduate programs include dental hygiene, nursing, applied exercise science, nutrition, public health, social work, pre-pharmacy and athletic training. Graduate programs include athletic training, nurse anesthesia, occupational therapy, pharmacy, physician assistant and physical therapy. The College offers three doctorates in physical therapy, nurse anesthesia and pharmacy. The Doctorate of pharmacy has its own school (School of Pharmacy). The College has state-of-the-art educational facilities and has pioneered the model of inter-professional education, which is housed on the Portland campus, in suburban Portland, Maine. COLLEGE OF PROFESSIONAL STUDIES - UNE ONLINE: The College partners with the University's other five colleges to provide programmatic, financial and logistical support to students enrolled in online programs, while ensuring excellence in professional and graduate education and consistency in maintaining the highest academic standards. GLOBAL EDUCATION: The Global Education program develops and promotes global education and research opportunities. Students can study abroad via partnerships in Spain, France and Iceland or on our campus in Morocco. In 2014, the University opened its campus in Tangier, Morocco. The program enables students to choose from courses in the sciences, humanities, social sciences, business and the arts including lab science courses. Students gain a global perspective without experiencing any delay in the curriculum required for their major. RESEARCH: The University receives grants from a number of prestigious national sources including the National Science Foundation, U.S. Department of Health and Human Services, National Institute of Health, National Oceanic and Atmospheric Administration, U.S. Department of Agriculture, U.S. Department of the Interior, U.S. Department of Commerce, U.S. Department of Energy and National Aeronautics and Space Administration. The University has several research centers, including the Centers for Excellence focusing in Aging and Health, Collaborative Education, Public Health, Neurosciences, Digital Health, Marine Sciences, Study Pain and Sensory Function, and North Atlantic Studies. 27618825 31583517 Auxiliary services for the delivery of higher education include room and board for over 1,500 students. The mission is to work in partnership with resident students to create a healthy and positive residential community that enhances academic pursuits and provides opportunities for personal, social and spiritual growth. The goal is to promote an atmosphere rooted in civility and personal responsibility, and encourage reflective thinking and active involvement. The staff strives to teach, model, and learn with the students the values of community, inquiry, integrity, and caring. Maintaining a close relationship with Student Activities creates a positive impact on campus life for the entire University. Students are encouraged to actively engage in many arenas to become more deeply involved in the University, and thereby in their own education. These experiences outside the classroom can truly enhance those experiences students have within the classroom. Additional facts: University of New England Dining Services: Using input from students through comment boards, personal contacts between students and Food Service Managers, and regular meetings with campus Dining Advisory Committees, the University's dining services is able to stay in step with the students' needs and desires. All new UNE students are encouraged to take advantage of any of the above methods of connecting in order to maintain an innovative and creative dining that meets students' diverse dietary needs. INFORMATION TECHNOLOGY SERVICES: The University of New England (UNE) provides technology support services for our students, faculty, and staff. UNE Compass delivers students, faculty, and staff with secure, web-based access to select administrative, academic, and employee records. D2L - Brightspace Learning Management System is used for our online course management system with teaching and learning tools for course preparation, delivery, assessment, and management. The University of New England has implemented an intranet using Microsoft SharePoint that administrative units, colleges, and programs utilize to provide secure information and communications to authorized members of the UNE Community. UNE also operates additional MS365 services for email, calendaring, and scheduling. OKTA is used for identity and access management that offers secure identity verification, single sign-on (SSO), and multi-factor authentication (MFA) to protect employee and student identities and enable users to access applications from any device. The University also standardized our synchronous communication platform to Zoom video conferencing services. BOX was implemented as our platform for secure content management, workflow, and collaboration needs. Additionally, KnowBe4 was implemented as the university's integrated platform for security awareness training combined with simulated phishing attacks. 226247124 1 1 0 0 0 0 1 1 1 1 1 0 0 0 1 1 1 0 1 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 12121 0 1 3078 1 1 1 1 MO 0 0 0 0 0 0 0 0 0 0 X 22 21 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 ME X Anthony Sorrentino - Controller 2076022312 11 Hills Beach Road Biddeford ME 04005 James D Herbert President 40.00 0.00 X X 735500 0 162528 Regan Gallagher Board Chair 5.00 0.00 X X 0 0 0 E Story Cleland Landis Board Vice Chair 5.00 0.00 X X 0 0 0 Cheri L Walker Treasurer 5.00 0.00 X X 0 0 0 George M Locarno Secretary 5.00 0.00 X X 0 0 0 James Brady Board Member 1.00 0.00 X 0 0 0 Calen B Colby Board Member 1.00 0.00 X 0 0 0 David Engle Board Member 1.00 0.00 X 0 0 0 Jean Ginn Marvin Board Member 1.00 0.00 X 0 0 0 Fran Girard Board Member 1.00 0.00 X 0 0 0 Mason Irving III Board Member 1.00 0.00 X 0 0 0 Robert Leonard Board Member 1.00 0.00 X 0 0 0 Mark Malone Board Member 1.00 0.00 X 0 0 0 Daniel P McCormack Board Member 1.00 0.00 X 0 0 0 Dimitri Michaud Board Member 1.00 0.00 X 0 0 0 Julie Mostov Board Member 1.00 0.00 X 0 0 0 Ford Reiche Board Member 1.00 0.00 X 0 0 0 Richard Roderick Board Member 1.00 0.00 X 0 0 0 Justin H Schair Board Member 1.00 0.00 X 0 0 0 Stephen Shannon Board Member 1.00 0.00 X 0 0 0 Kate Snyder Board Member 1.00 0.00 X 0 0 0 Lawrence Wold Board Member 1.00 0.00 X 0 0 0 David L Anderson Past Board Member 1.00 0.00 X 0 0 0 Brenda C Garrand Past Board Member 1.00 0.00 X 0 0 0 Ethan Kennedy Past Student Trustee 1.00 0.00 X 0 0 0 Joshua Golden Past Student Trustee 1.00 0.00 X 0 0 0 Katherine Heer Past Board Member 1.00 0.00 X 0 0 0 Louise Bowditch Past Board Member 1.00 0.00 X 0 0 0 Marge L Kilkelly Past Board Member 1.00 0.00 X 0 0 0 Mark Haley Past Board Member 1.00 0.00 X 0 0 0 Krystal Williams Past Board Member 1.00 0.00 X 0 0 0 James Irwin SVP of Finance & Admin & CFO 40.00 0.00 X 203623 0 18569 Philip Shapiro Interim SVP of Finance & Admin & CFO 40.00 0.00 X 316810 0 26276 Gwendolyn Mahon SVP for Academic Affairs & Provost 40.00 0.00 X 469494 0 26764 Jane Carriero Dean Osteopathic Med/VP Hlth Affairs 40.00 0.00 X 428648 0 44226 Guy DeFeo Sr. Assoc. Dean for Clinical Educ. 40.00 0.00 X 279286 0 110609 Stacey Pierce-Talsma Associate Dean of Academic Affairs 40.00 0.00 X 277281 0 34123 Nicole Kimmes Dean of College of Dental Medicine 40.00 0.00 X 313624 0 46693 Paul Berkner Director, Student Health 40.00 0.00 X 268306 0 21946 Karen Pardue Former Provost/Associate Provost 40.00 0.00 X 169738 0 39538 3462310 0 531272 181 1 1 0 Ledgewood Construction 27 Main Street South Portland ME 04106 Construction 30738572 Eat'N Park Hospitality Group Inc PO Box 644091 Pittsburgh PA 152644091 Food Service 7430415 Ellucian Company LP 62590 Collections Center Drive Chicago IL 60693 Technology Services 2634570 Workgroup Technology Partners Inc 207 Larrabee Rd Westbrook ME 04092 Technology Services 1518570 Northern Light Health 43 Whiting Hill Rd Brewer ME 04412 Preceptor Services 1498077 51 16197410 12988437 2085610 29185847 Tuition & Fees 900099 215714634 215714634 Residence & Dining Halls 900099 25647123 25647123 241361757 17331661 17331661 645792 645792 99288584 6200 91370794 0 7917790 6200 7923990 7923990 Health Centers 900099 4604721 4604721 Other Auxiliary Income 900099 1331672 381740 949932 Other Revenue 900099 1000799 1000799 6937192 303386239 246967277 381740 26851375 46196910 46196910 2044398 137487 1494526 412385 93763731 84738242 7550690 1474799 5344500 4734654 504573 105273 16654349 14651106 1788392 214851 6227195 5516627 587908 122660 426770 213385 213385 176685 176685 624881 624881 4041088 2192758 1845423 2907 6042734 6002257 33552 6925 2372610 1186305 1186305 5202472 5177601 23211 1660 2935083 2702107 139645 93331 1215851 1054605 161246 4653198 3462919 1190279 11494498 11494498 1629152 262230 1366922 Other Expense 14786401 13727961 686732 371708 Other Fees & Permits 12742201 8596608 3875913 269680 Software & Small Equipm 12693694 9030525 3659393 3776 Room & Board 5168339 5168339 0 0 256436740 226247124 26948415 3241201 X 43774330 61206533 13030546 15367625 4433425 7386086 3248030 2091069 3342990 4449413 443587401 184684884 222288067 258902517 368414752 410642193 68555180 28776354 727087320 788821790 20117904 20902675 802581 439639 19767106 20232090 128717013 124751905 26682685 24613826 13291569 12412501 209378858 203352636 X 456988261 510852583 60720201 74616571 517708462 585469154 727087320 788821790 46949499 20811193 0 X 0 1 X 1 1 1 X 21599025 24862010 30668394 27383345 29185847 133698621 21599025 24862010 30668394 27383345 29185847 133698621 1664162 132034459 3201141 1313737 2356267 13622319 17977453 38470917 34379 34379 7036207 6180217 5532709 6295017 6555452 31599602 203803519 1184060110 0.64790 0.68940 X Schedule A, Part II, Line 10, Explanation of Other Income: Health Centers - 2019 Amount: $ 4,905,570. 2020 Amount: $ 4,782,623. 2021 Amount: $ 4,249,765. 2022 Amount: $ 4,650,164. 2023 Amount: $ 4,604,721. Other Auxiliary Income - 2019 Amount: $ 518,193. 2020 Amount: $ 362,114. 2021 Amount: $ 623,194. 2022 Amount: $ 721,908. 2023 Amount: $ 949,932. All Other Revenue - 2019 Amount: $ 909,792. 2020 Amount: $ 1,035,480. 2021 Amount: $ 659,750. 2022 Amount: $ 922,945. 2023 Amount: $ 1,000,799. Conferences - 2019 Amount: $ 702,652. Schedule A, Part I, Line 7: The basis of the University of New England's public charity status has been and continues to be its qualification as a school described in Section 170(B)(1)(A)(II). The Organization has checked box 7 on Schedule A, Part I and completed Section A, Part II in order to demonstrate its qualification to follow the specific rule for abbreviated reporting of contributions on Form 990, Schedule B. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 4 188.00 0 0 0 1 0 0.00 0 1 0 151567 0 0 X X X X 0 1 235041 99969 335010 0 0 176069053 121140048 34520880 975525 330754456 84452651 90683512 2115422 1182532 176069053 50079209 39953622 -3352912 2227268 84452651 39208629 563114 12503771 2196305 50079209 38305926 1534128 1121818 1753243 39208629 0.85527 0.14473 0.00000 0 0 7051478 7051478 303527730 132646992 170880738 51666263 44206901 7459362 81341930 7830991 73510939 258902517 Refundable Student Loan Programs 2833803 Asset Retirement Obligation 1521971 Lease Obligation 8056727 12412501 X 276185362 20811193 20811193 255374169 624881 47387189 48012070 303386239 208424670 0 208424670 624881 47387189 48012070 256436740 Part II, Line 9: There are no revenues or costs incurred related to the University's conservation easements. Part III, Line 4: The University houses the Maine Women Writer's Collection of literature. In addition, art galleries are located on the Biddeford and Portland campuses that exhibit paintings and other works of art. These collections and exhibits further the liberal arts curriculum and scholarly activities. Part IV, Line 1b: The University of New England ("UNE") has offered to serve as the host institution and provide the Commonwealth Coast Conference ("CCC") office with support in human resources, employee benefits and accounting. UNE is reimbursed from the CCC for all expenses incurred. No revenue or expenses from the CCC are included in Part VIII and/or Part IX on the form 990. During FY24, this responsibility was assumed by another institution. Part V, Line 4: The University disburses endowment funds in accordance with donor wishes. Most of the donor restricted endowments are for student scholarships. If the endowment has no restrictions or if the endowment is board designated, the funds are used for scholarships and/or general use. Part X, Line 2: The University is exempt from income taxes under Internal Revenue Code (Code) Section 501(c)(3) whereby only unrelated business income, as defined by Section 512(a)(1) of the Code, is subject to income tax. The University records income tax liabilities and assets using a threshold of more likely than not for recognition and derecognition of tax positions taken or expected to be taken in a tax return. The University does not believe that there are any unrecognized tax benefits or costs that should be recorded in the financial statements. The University is subject to audits by taxing jurisdictions and provisions for audit adjustments, if any, are included in the financial statements when estimable. Part XI, Line 4b - Other Adjustments: Scholarships 46,196,910. Constructions Bond Interest 1,190,279. Part XII, Line 4b - Other Adjustments: Scholarships 46,196,910. Constructions Bond Interest 1,190,279. Schedule D, Part V, Line 1b: Included in the contribution amount are transfers of internal funds of $120,000,000 and $90,000,101 for FY24 and FY23, respectively. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 Publicized in employment ads, brochures, catalogs, etc. Schedule E, Part I, Line 6 The University receives Title IV and Title VII educational assistance for its students. Middle East and North Africa 1 9 Program Services Education 1619332 1 9 0 0 1 9 1619332 0 1619332 0 0 0 0 0 0 1 Scholarships and grants to students attending the University. 2772 46196910 FMV Tuition Discount Part I, Line 2: The University's Office of Student Financial Services awards all Federal and State Financial aid grants in accordance with the Federal and State regulations. Donor restricted grants are awarded in accordance with the donor's wishes. X X X X 1 1 X X X X X X 1 1 0 0 0 0 0 1 0 James D Herbert President 609922 0 92025 0 33553 0 126400 0 36128 0 898028 0 0 0 Gwendolyn Mahon SVP for Academic Affairs & Provost 457875 0 0 0 11619 0 26400 0 364 0 496258 0 0 0 Jane Carriero Dean Osteopathic Med/VP Hlth Affairs 412563 0 0 0 16085 0 26400 0 17826 0 472874 0 0 0 Guy DeFeo Sr. Assoc. Dean for Clinical Educ. 266061 0 0 0 13225 0 22812 0 87797 0 389895 0 0 0 Nicole Kimmes Dean of College of Dental Medicine 299741 0 0 0 13883 0 22500 0 24193 0 360317 0 0 0 Philip Shapiro Interim SVP of Finance & Admin & CFO 305333 0 10000 0 1477 0 26276 0 0 0 343086 0 0 0 Stacey Pierce-Talsma Associate Dean of Academic Affairs 275974 0 0 0 1307 0 22189 0 11934 0 311404 0 0 0 Paul Berkner Director, Student Health 159574 0 0 0 108732 0 12947 0 8999 0 290252 0 0 0 James Irwin SVP of Finance & Admin & CFO 169950 0 0 0 33673 0 3792 0 14777 0 222192 0 0 0 Karen Pardue Former Provost/Associate Provost 169738 0 0 0 0 0 14570 0 24968 0 209276 0 0 0 Part I, Line 1a For the President: Social club dues, whose members are business leaders in the local community; housing residence provided for the convenience of the University; travel for companion of a family member for a bona fide business purpose of the University. Payments grossed up for inclusion in wages are (1) Social club dues for the president; (2) Cell phone allowances for top financial officers, one key employee, and two of the highest compensated employees. The allowance is available to all qualified employees; (3) Identity theft coverage for the president and top financial officers; (4) Service recognition award for one of the highest compensated employees. The recognition award is available to all qualified employees. Part I, Lines 4a-b Line 4a - One of the highest compensated employees received severance. Line 4b - The president participates in a supplemental non-qualified retirement plan with unpaid current fiscal year benefits reported on Schedule J, Part II, Column C. Part I, Line 7 Bonus pay was made to the president as approved by the Board of Trustees. Bonus pay was made to the Interim Senior Vice President of Finance and Administration. A Maine Health and Higher Education Facilities Authority 010314384 56042RGG1 2017-03-02 50013821 Administrative & academic buildings 0 0 0 B Maine Health and Higher Education Facilities Authority 010314384 56042RME9 2017-10-11 44143459 Refund 2008C & 2009A 0 0 0 C Maine Health and Higher Education Facilities Authority 010314384 56042RY22 2021-12-15 51941676 Refund 2011C & construct academic building 0 0 0 A 5265000 50161294 513821 49647473 2018 0 0 1 1 B 8355000 44143532 427336 43716196 2019 1 0 1 1 C 1390000 54485449 424223 42543774 11517452 1 0 0 1 A 0 0 1 1 0 0 0 1 B 0 0 1 1 0 0 0 1 C 0 0 1 1 0 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 1 0 0 0 0 0 0 1 A 1 B 1 C 1 Date Rebate Computation Performed Issuer Name: Maine Health and Higher Education Facilities Authority Date the Rebate Computation was Performed: 03/15/2022 Issuer Name: Maine Health and Higher Education Facilities Authority Date the Rebate Computation was Performed: 10/11/2022 Schedule K, Part I, Column (f), Row (B): Date of original issuance was 06/19/08 for 2008C and 11/17/10 for 2009A. Schedule K, Part I, Column (f), Row (C): Date of original issuance was 11/30/2011 for 2011C. Schedule K, Part II, Line 3, Column A: Does not equal issue price due to investment earnings. Schedule K, Part II, Line 3, Column B: Does not equal issue price due to investment earnings. Schedule K, Part II, Line 3, Column C: Does not equal issue price due to investment earnings. X 13 2064250 Sale of Stock X Thermometers 197 10060 Fair Market Value X Photographs 1 4800 Fair Market Value X Incubator Model H2200-H 1 500 Fair Market Value 0 0 1 0 Form 990, Part VI, Section B, line 11b Prior to filing, the 990 is reviewed by the Legal Affairs/Audit Committee of the Board and is made available to each member of the Board. Form 990, Part VI, Section B, line 12c Trustees, officers and key employees are required to submit a conflict of interest report on an annual basis. The reports are reviewed by the legal affairs/audit committee, who in turn, communicates any conflicts to the board officers for determination or proper resolution of the conflict. Should an issue arise in which a board member or key employee has a direct conflict resulting in potential personal benefit, the individual is required to recuse themselves from any and all activities related to the conflict. Form 990, Part VI, Section B, line 15 The Compensation Committee, as empowered by the Board of Trustees, engages an outside consulting firm to review and ensure that the President's compensation is reasonable in comparison to compensation for presidents at like institutions. Minutes are kept for the Compensation Committee meetings. The Compensation Committee reports its conclusions and any contract revisions to the full board prior to executing a contract. The President of the University in consultation with the Department of Human Resources and engaged search firms sets salaries for key executives and periodically reviews independent salary data from similar institutions to ensure that salaries and wages are within the appropriate range. Form 990, Part VI, Section C, line 19 Financial statements, conflict of interest policy, and governing documents are available upon request. Form 990, Part X, Line 10: Land, Buildings, and Equipment Section 1.263(a)-3(n) Election: University of New England 11 Hills Beach Road Biddeford, ME 04005 EIN 01-0211810 University of New England is electing to capitalize repair and maintenance costs under Regulation Section 1.263(a)-3(n). Davis Family Foundation 30 Forest Falls Dr Ste 5 Yarmouth ME 04096 010390443 To award grants ME 501(c)(3) Line 12a, I N/A 0 Robert E and Elizabeth L Kahn Family Foundation 45 Sanborn Road East Kingston NH 03827 046894552 To award grants MA 501(c)(3) Line 12c, III-FI N/A 0 Pooled Income Fund (2) Split - Interest Agreements ME University of New England 1 Charitable Remainder Trust (2) Split - Interest Agreements ME University of New England 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0