JOHN S DUNN FOUNDATION: Form 990PF, tax year 2023
View the entire original 990 at ProPublica ↗
- Organization
- JOHN S DUNN FOUNDATION (EIN 74-1933660)
- Tax period
- 2023-01-01 to 2023-12-31
- Filed
- 2024-09-26
- IRS object ID
- 202442709349100509
- Schema version
- 2023v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2024-09-26T08:55:07-05:00 | ReturnTs |
| Tax Period End | 2023-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 760269860 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Blazek & Vetterling | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2900 Weslayan Suite 200 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77027 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2023-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 741933660 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | John S Dunn Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JOHN | BusinessNameControlTxt |
| Phone | 7136260368 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3355 West Alabama Street 990 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770981718 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Charles M Lusk III | PersonNm |
| Person Title | President / Trustee | PersonTitleTxt |
| Phone | 7136260368 | PhoneNum |
| Signature | 2024-09-26 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Kurt Coburn | PreparerPersonNm |
| PTIN | P01638285 | PTIN |
| Phone | 7134395739 | PhoneNum |
| Preparation | 2024-09-26 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2023 | TaxYr |
| Build TS | 2024-08-08 14:25:15Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $96,869,150 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $1,700 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $134,734 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $134,734 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $2,292,636 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $2,292,636 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,008,559 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $34,620,834 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,008,559 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $791,387 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $823,577 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $4,229,016 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $4,259,506 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $348,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $174,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $174,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $106,050 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $53,025 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $53,025 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $29,689 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $14,844 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $14,845 | PensionEmplBnftDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $29,150 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $13,575 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $14,575 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $305,346 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $305,346 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $3,630 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $3,630 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $56,000 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $7,086 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Occupancy Rev And Expnss | $55,605 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $27,803 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $27,802 | OccupancyDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $2,433 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $1,217 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $1,216 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $48,494 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $29,891 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $17,929 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $991,483 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $623,331 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $303,392 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $5,134,452 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $5,134,452 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $6,125,935 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $623,331 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $5,437,844 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$1,896,919 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $3,636,175 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $57,027 | CashBOYAmt |
| Cash EOY | $82,294 | CashEOYAmt |
| Cash EOYFMV | $82,294 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,793,776 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $16,160,047 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $16,160,047 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl BOY | $3,530,759 | AcctRcvblBOYAmt |
| Prepaid Expenses EOY | $7,645 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $7,645 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $3,715,066 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $0 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $0 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $31,936,034 | CorporateStockBOYAmt |
| Corporate Stock EOY | $26,772,927 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $39,393,095 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $19,000,000 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $15,000,000 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $14,893,800 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $18,705,658 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $18,825,573 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $26,332,268 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $164,565 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $164,564 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $7,086 | LandBOYAmt |
| Land EOY | $1 | LandEOYAmt |
| Land EOYFMV | $1 | LandEOYFMVAmt |
| Total Assets BOY | $78,745,406 | TotalAssetsBOYAmt |
| Total Assets EOY | $76,848,487 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $96,869,150 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $78,745,406 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $76,848,487 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $78,745,406 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $76,848,487 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $78,745,406 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $76,848,487 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $78,745,406 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$1,896,919 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $76,848,487 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $76,848,487 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| Publicly traded securities | $34,599,175 | $33,584,826 | $1,014,349 | $1,014,349 | |||
| Capital loss from Sch K-1 (Form 1065) | $1,780 | -$1,780 | -$1,780 | P | |||
| North Haven RE Fund V Offshore | $21,659 | $25,669 | -$4,010 | -$4,010 | P | 2005-06-23 | 2023-12-20 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,008,559 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $50,543 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $50,543 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $50,543 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $76,173 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $17,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $93,173 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $42,630 | OverpaymentAmt |
| Applied To ES Tax | $42,630 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | https://johnsdunnfoundation.org/ | WebsiteAddressTxt |
| Individual With Books | Donna E Nasso | IndividualWithBooksNm |
| Phone | 7136260368 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3355 West Alabama Street 990 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770981718 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (7 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Charles M Lusk III | ||||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | President | 5.41 | $60,000 | $0 | $0 |
| John R Wallace | ||||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Vice President | 5.14 | $48,000 | $0 | $0 |
| David G Key | ||||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Secretary/Treasurer | 5.50 | $48,000 | $0 | $0 |
| Cynthia J Adkins | ||||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Trustee | 5.21 | $48,000 | $0 | $0 |
| Diana M Hawkins | ||||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Trustee | 5.11 | $48,000 | $0 | $0 |
| Terri Lacy | ||||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Trustee | 5.00 | $48,000 | $0 | $0 |
| Andrew W Sowell | ||||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Trustee | 5.03 | $48,000 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Donna E Nasso | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3355 West Alabama Street 990 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770981718 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | Administrator | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 40.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $106,050 | CompensationAmt |
| Employee Benefits | $21,576 | EmployeeBenefitsAmt |
| Expense Account | $0 | ExpenseAccountAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Morgan Stanley Smith Barney LLC | |||||
| 1 New York Plaza 12 Floor | New York | NY | 10004 | Investment management | $240,160 |
| Morgan Stanley Alternative Investment Ptrs | |||||
| 100 Front Street Suite 400 | West Conshohocken | PA | 19428 | Investment management | $65,186 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $59,681,171 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $11,848,831 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $22,711,408 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $94,241,410 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $94,241,410 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,413,621 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $92,827,789 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,641,389 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,641,389 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $50,543 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $50,543 | TotalTaxAmt |
| Distributable Before Adj | $4,590,846 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $4,590,846 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $4,590,846 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $5,437,844 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $5,437,844 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,590,846 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $988,681 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $943,850 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $1,119,028 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $362,147 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $2,541,127 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $5,954,833 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $5,437,844 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $4,590,846 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $846,998 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $6,801,831 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $988,681 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $5,813,150 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $943,850 | ExcessFromYear4Amt |
| Excess From Year3 | $1,119,028 | ExcessFromYear3Amt |
| Excess From Year2 | $362,147 | ExcessFromYear2Amt |
| Excess From Year1 | $2,541,127 | ExcessFromYear1Amt |
| Excess From Current Year | $846,998 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | John S Dunn Foundation | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3355 West Alabama St Suite 990 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770981718 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 7136260368 | RecipientPhoneNum |
| Form And Info And Materials | A letter should be submitted stating the name of the organization, the amount requested, and the purpose for which the funds are requested. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | None | SubmissionDeadlinesTxt |
| Restrictions On Awards | Generally, grants are limited to donees within the state of Texas whose primary efforts are medically related to educational and research activities. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (46 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Albert Schweitzer Fellowship Houston-Galveston | |||||||
| 6431 Fannin St JJL450 | Houston | TX | 77030 | N/A | PC | Grant for Operating Support. | $10,000 |
| Baylor College Of Medicine | |||||||
| Po Box 4976 Msc 800 | Houston | TX | 77210 | N/A | PC | Grant to support research for the Cultivation Center to increase its capacity and substantially enhance its production of microbiome-based therapeutic and diagnostic candidates. | $100,000 |
| Bo'S Place | |||||||
| 10050 Buffalo Speedway | Houston | TX | 77054 | N/A | PC | Grant to provide grief support services and education at no cost to children, teens, adults, and community members. | $25,000 |
| Bridges To Life | |||||||
| PO Box 570895 | Houston | TX | 77257 | N/A | PC | Grant for operational support for its program for victims and offenders and healing. | $10,000 |
| Camp Allen | |||||||
| 18800 FM 362 Rd | Navasota | TX | 77868 | N/A | PC | Grant to support updating medical equipment, supplies, and transportation for the John S. Dunn Camper Health Center. | $45,000 |
| Camp For All | |||||||
| 3701 Kirby Dr Ste 570 | Houston | TX | 77098 | N/A | PC | Grant to support expenses to their Camp's Health Center. | $25,000 |
| Child Advocates Of Fort Bend | |||||||
| 5403 Avenue N | Rosenberg | TX | 77471 | N/A | PC | Grant for operational support to provide direct clinical services for child victims and their families. | $50,000 |
| Christian Community Service Center | |||||||
| 3230 Mercert St | Houston | TX | 77027 | N/A | PC | Grant to be used for emergency medical needs for the Emergency Services program. | $10,000 |
| CHRISTUS Foundation for HealthCare | |||||||
| 2615 Fannin St | Houston | TX | 77002 | N/A | PC | Grant to support operations at CHRISTUS Point of Light Clinic in Dickinson. | $150,000 |
| College of the Mainland Foundation Inc | |||||||
| 1200 Amburn Rd | Texas City | TX | 77591 | N/A | PC | Grant to support 10 or more scholarships for Bachelor of Science in Nursing. | $20,000 |
| Communities In Schools of Houston Inc | |||||||
| 1235 N Loop W Fwy | Houston | TX | 77008 | N/A | PC | Grant to support the on-campus Mental Health Initiative Program for 2022-2023 school year. | $200,000 |
| Communities In Schools of Houston Inc | |||||||
| 1235 N Loop W Fwy | Houston | TX | 77008 | N/A | PC | Grant to support Project MOVE which provides dental care to uninsured children who don't qualify for Medicaid for 2022-2023 school year. | $25,000 |
| El Centro de Corazon | |||||||
| 412 Telephone Rd | Houston | TX | 77023 | N/A | PC | Grant to support operating expenses for medical, dental and behavioral health services for Houston's East End. | $75,000 |
| Friends Reaching Out Giving Support | |||||||
| 7402 Bairnsdale Ln | Houston | TX | 77070 | N/A | PC | Grant to help ensure sufficient funding to continue to provide support to Houston residents in need. | $10,000 |
| Halo House Foundation | |||||||
| 4007 Tartan Ln | Houston | TX | 77025 | N/A | PC | Grant to help cover operating costs and program administration. | $25,000 |
| Houston Achievement Place | |||||||
| 245 W 17th St | Houston | TX | 77008 | N/A | PC | Grant to support Project CLASS mental health program which helps young children with emotional, behavioral and family problems. | $35,000 |
| Houston Christian University | |||||||
| 7502 Fondren Rd | Houston | TX | 77074 | N/A | PC | Grant to support $50,000 to provide partial scholarships to 5 fulltime undergraduate BSN students at $10,000; and $25,000 to provide partial scholarships to 5 graduate MSN students at $5,000 for 2023-24 academic year. | $75,000 |
| Houston Hospice | |||||||
| 1905 Holcombe Blvd | Houston | TX | 77030 | N/A | PC | Grant to support grief and bereavement programs which provide families with opportunities to heal and regain their normal lives after the death of a loved one. | $75,000 |
| Houston Methodist Hospital Foundation | |||||||
| 1707 Sunset Blvd | Houston | TX | 77005 | N/A | PC | Grant to establish the John S. Dunn Foundation Advancing Nursing Excellence Award to create an annual $5,000 award to recognize nurses who go above and beyond their commitment to their patients. | $100,000 |
| Houston Methodist Hospital Foundation | |||||||
| 1707 Sunset Blvd | Houston | TX | 77005 | N/A | PC | Grant to establish the Eva Lynn and John S. Dunn, Jr. New Century Chair in Reconstructive and Plastic Surgery $1,500,000 Endowment Fund. | $134,452 |
| Memorial Hermann Foundation | |||||||
| 929 Gessner Ste 2650 | Houston | TX | 77024 | N/A | PC | Grant to assist in providing a Magnetic Resonance Imaging (MRI) with cardiac package for the Larry Johnson Cardiac Imaging Center. | $75,000 |
| Nick Finnegan Couseling Foundation | |||||||
| 2714 Joanel St | Houston | TX | 77027 | N/A | PC | Grant to support mental health counselling services and outreach. | $15,000 |
| Palmer Drug Abuse Program | |||||||
| 840 Gessner Rd Suite 1200 | Houston | TX | 77024 | N/A | PC | Grant to support general operations to support adolescents, young aduts, and families providing recovery services. | $25,000 |
| reMIND Depression & Bipolar Support | |||||||
| PO Box 27607 | Houston | TX | 77227 | N/A | PC | Grant to provide free support groups for diagnosed individuals, family members and friends impacted by depression or bipolar disorder. | $125,000 |
| Rice University | |||||||
| 6100 Main St | Houston | TX | 77005 | N/A | PC | Grant to support a fund for research seed grants with the Collaborative Research Center explicitly designed to bring together Rice researchers with their colleagues in the Texas Medical Center. | $300,000 |
| San Jacinto Community College Foundation Pasadena Texas | |||||||
| 4624 Fairmont Parkway 212 | Pasadena | TX | 77504 | N/A | PC | Grant to support the John S. Dunn Foundation Scholarship Fund for students in an ADN program for 20 scholarships at $1,500 each in 2023-24. | $30,000 |
| San Jose Clinic | |||||||
| 2615 Fannin St | Houston | TX | 77002 | N/A | PC | Grant to support their dental program for uninsured and underserved. | $60,000 |
| Sight Savers America Inc | |||||||
| 337 Business Circle | Pelham | AL | 35124 | N/A | PC | Grant to assist in providing Electronic Video Magnifiers for 35 Houston childen in the 2023 program year. | $15,000 |
| Small Places | |||||||
| 257 N Greenwood | Houston | TX | 77011 | N/A | PC | Grant for Neighborhood Produce Program and Community Distribution. | $10,000 |
| Star of Hope | |||||||
| 4848 Loop Central Dr Suite 500 | Houston | TX | 77081 | N/A | PC | Grant to be used to support the Men's Development Center - John S. Dunn Wellness Center. | $40,000 |
| Texas Hearing Institute | |||||||
| 3100 Shenandoah St | Houston | TX | 77021 | N/A | PC | Grant to support comprehensive audiology, speech therapy and educational services to children ($50,000) and to support the Doctor of Audiology Externship Program ($50,000). | $100,000 |
| The Beacon | |||||||
| 1212 Prairie St | Houston | TX | 77002 | N/A | PC | Grant to be used to support general operating expenses for The Beacon and its core programs. | $50,000 |
| The Children's Assessment Center Foundation | |||||||
| 2500 Bolsover St | Houston | TX | 77005 | N/A | PC | Grant to be used for Therapy and Psychological Services Department for mental health services. | $100,000 |
| The Council on Recovery | |||||||
| 303 Jackson Hill St | Houston | TX | 77007 | N/A | PC | Grant to support a Center for Co-Occurring Disorders, with a focus on the connection between substance use, mental health, trauma and suicide. | $100,000 |
| The Gateway Academy Inc | |||||||
| 3721 Dacoma St | Houston | TX | 77092 | N/A | PC | Grant to support their Mental Health Program. | $55,000 |
| The Hope and Healing Center & Institute | |||||||
| 717 Sage Rd | Houston | TX | 77056 | N/A | PC | Grant to support the growth of the Houston Hope Line to continue to reach additional callers and expand operations. | $75,000 |
| The Rise School of Houston | |||||||
| 5618 HMark Crosswell Jr St | Houston | TX | 77021 | N/A | PC | Grant to support a part-time nurse and basic nursing supplies. | $30,000 |
| The UT MD Anderson Cancer Center | |||||||
| 1515 Holcombe Blvd | Houston | TX | 77030 | N/A | GOV | Grant to support new drug delivery systems for selective cancer budget treatment for the year 2023-2024. | $85,000 |
| The UT MD Anderson Cancer Center | |||||||
| 1515 Holcombe Blvd | Houston | TX | 77030 | N/A | GOV | Grant to support research and educational programs for the year 2023-2024. | $140,000 |
| The UThealth Science Center At Houston | |||||||
| 7000 Fannin Ste 1706 | Houston | TX | 77030 | N/A | GOV | Grant to establish 14 separate permanent endowments for the use, benefit, and support of UTHealth to advance behavioral health research, education, and patient care at the John S. Dunn Behavioral Sciences Center. | $2,000,000 |
| TIRR Foundation | |||||||
| 4605 Post Oak Pl Dr 222 | Houston | TX | 77027 | N/A | PC | Grant to support Mission Connect IP Award for traumatic brain injury or spinal cord injury. | $100,000 |
| University Of Houston - College Of Nursing | |||||||
| 15000 University Blvd | Sugar Land | TX | 77479 | N/A | GOV | Grant to support BSN, MSN, and Doctor of Nursing Practice scholarships for a total of 15 students. | $75,000 |
| University Of St Thomas | |||||||
| 3800 Montrose | Houston | TX | 77006 | N/A | PC | Grant to support the John S. Dunn Nursing Scholarhsip Fund which will provide BSN scholarships ranging from $500 to 3,500 to deserving nursing students in the 2023-24 academic year. | $75,000 |
| UThealth Science Center - Faillace Dept Of Psychiatry | |||||||
| 7000 Fannin St Ste 1200 | Houston | TX | 77030 | N/A | GOV | Matching grant to establish the John S. Dunn Foundation Distinguished Chair in Faillace Department of Psychiatry and Behavioral Sciences for research in schizophrenia and psychotic disorders. | $200,000 |
| Village Learning Center Inc | |||||||
| 3819 Plum Valley Dr | Kingwood | TX | 77339 | N/A | PC | Grant to fund medical services for their medically fragile population of children and adults with developmental and physical disabilities. | $50,000 |
| Vita-Living Inc | |||||||
| 3300 S Gessner Ste 150 | Houston | TX | 77063 | N/A | PC | Grant to support clinical serivces for people with intellectual and developmental disorders, including four nurses. | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $5,134,452 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (3 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Houston Methodist Hospital Foundation | |||||||
| 1707 Sunset Blvd | Houston | TX | 77005 | N/A | PC | Grant to establish the Eva Lynn and John S. Dunn, Jr. New Century Chair in Reconstructive and Plastic Surgery. | $134,452 |
| Memorial Hermann Foundation | |||||||
| 929 Gessner Ste 2650 | Houston | TX | 77024 | N/A | PC | Grant to assist in providing a Magnetic Resonance Imaging (MRI) with cardiac package for the Larry Johnson Cardiac Imaging Center. | $75,000 |
| The Hope and Healing Center & Institute | |||||||
| 717 Sage Rd | Houston | TX | 77056 | N/A | PC | Grant to support the growth of the Houston Hope Line to continue to reach additional callers and expand operations. | $25,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $234,452 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $134,734 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,292,636 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,008,559 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (3 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|---|
| From Sch K-1 (Form 1065) | 525990 | -$32,190 | 14 | $13,367 |
| Royalty income | 15 | $51 | ||
| Foreign dividend income | 14 | $810,159 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$32,190 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $4,259,506 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $4,227,316 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Audit/tax services | CategoryTxt |
| Amt | $29,150 | Amt |
| Net Investment Income | $13,575 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $14,575 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (3 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|---|---|---|---|
| Furniture and fixtures | 2013-01-01 | $59,816 | $59,585 | SL | 5.000000000000 | $231 | $0 |
| Leasehold improvements | 2013-01-01 | $104,748 | $97,893 | SL | 10.000000000000 | $6,855 | $0 |
| Cemetary lot | 2013-01-01 | $1 | L | $0 | $0 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (5 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 3,000,000 Citi 9. 75% Worstof | $3,000,000 | $2,939,400 |
| 3,000,000 Ms 11. 7% Worstof | $3,000,000 | $2,992,950 |
| 3,000,000 Ms 7. 65% Worstof | $3,000,000 | $2,988,150 |
| 3,000,000 Ms 8% Worstof Contingent | $3,000,000 | $2,963,550 |
| 3,000,000 Ms 9. 15% Worstof | $3,000,000 | $3,009,750 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (166 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 5,809 Apple Inc | $253,792 | $1,118,407 |
| 3,210 Abbvie Inc Com | $454,133 | $497,454 |
| 3,691 Airbnb Inc Cl A | $563,410 | $502,493 |
| 4,073 Abbott Laboratories | $330,429 | $448,315 |
| 1,900 Accenture Plc Ireland Cl A | $150,030 | $666,729 |
| 1,392 Adobe Inc | $111,370 | $830,467 |
| 2,116 Adidas Ag | $284,634 | $215,233 |
| 1,696 Autodesk Inc Delaware | $267,668 | $412,942 |
| 1,002 American Eq Invt Life Hldg | $23,319 | $55,912 |
| 6,208 American Elec Pwr Co Inc | $538,209 | $504,214 |
| 7,398 Aes Corp | $180,110 | $142,412 |
| 343 Albany Intl A New | $25,187 | $33,689 |
| 1,855 Allegro Microsystems Inc | $50,429 | $56,151 |
| 488 Align Technology | $34,340 | $133,712 |
| 2,621 Amadeus It Group S.A Adr | $169,925 | $187,847 |
| 1,361 Amgen Inc | $301,285 | $391,995 |
| 15,374 Amazon Com Inc | $2,091,020 | $2,335,926 |
| 1,313 Aon Plc Cl A | $282,729 | $382,109 |
| 261 Asml Holding Nv Ny Reg | $189,094 | $197,556 |
| 201 Aspen Technology Inc | $22,550 | $44,250 |
| 552 Azenta Inc | $22,795 | $35,957 |
| 295 Balchem Cp | $15,997 | $43,881 |
| 2,483 Bloom Energy Corp Com Cl | $47,469 | $36,748 |
| 288 Biohaven Ltd | $1,869 | $12,326 |
| 1,284 Bjs Whsl Club Hldgs Inc | $31,738 | $85,591 |
| 203 Blackbaud Inc | $14,926 | $17,600 |
| 472 Dutch Bros Inc Cl A | $17,151 | $14,948 |
| 4,806 Boston Scientific Corp | $246,144 | $277,835 |
| 263 Bwx Technologies Inc Com | $17,375 | $20,180 |
| 5,629 Blackstone Inc | $235,475 | $736,949 |
| 5,997 Bunzl Plc New | $184,395 | $243,874 |
| 319 Casey'S ' General Stores Inc | $22,575 | $87,642 |
| 2,574 Certara Inc | $66,979 | $45,277 |
| 8,749 Citizens Financial Group | $390,376 | $289,942 |
| 1,834 Championx Corporation | $35,043 | $53,571 |
| 3,315 Colgate Palmolive Co | $246,182 | $264,239 |
| 4,419 Conocophillips | $238,598 | $512,913 |
| 2,560 Salesforce Inc | $425,305 | $673,638 |
| 1,021 Csl Ltd | $61,603 | $99,852 |
| 429 Calavo Growers Inc | $38,038 | $12,617 |
| 5,001 Cvs Health Corp Com | $381,641 | $394,879 |
| 2,841 Chevron Corp | $197,366 | $423,764 |
| 788 Cryoport Inc | $28,369 | $12,206 |
| 1,288 Dassault Systems Sa Ads | $32,992 | $62,937 |
| 1,249 Definitive Healthcare Cl A | $13,927 | $12,415 |
| 3,304 Walt Disney Co Hldg Co | $312,902 | $298,318 |
| 304 Masonite Intl Corp New | $19,314 | $25,737 |
| 2,553 Emerson Electric Co | $246,002 | $248,483 |
| 10,623 Enbridge Inc | $382,615 | $382,640 |
| 9,851 Enlink Midstream Llc | $95,169 | $119,788 |
| 676 Envestnet Inc | $30,336 | $33,476 |
| 1,063 Element Solutions Inc | $20,493 | $24,598 |
| 1,649 Eaton Corp Plc Shs | $258,657 | $397,112 |
| 11,723 Equitrans Midstream | $111,523 | $119,340 |
| 3,261 Evolution Ab Adr | $451,905 | $389,008 |
| 4,925 Experian Gp Ltd Adr | $111,121 | $201,034 |
| 1,882 National Vision Holdings | $57,872 | $39,390 |
| 962 Shift4 Pmts Inc Cl A | $51,693 | $71,515 |
| 639 Fox Factory Holding Corp | $10,987 | $43,120 |
| 306 Forward Air Corp | $18,773 | $19,238 |
| 527 Globant S.A | $125,714 | $125,415 |
| 1,795 Grocery Outlet Hldg Corp | $55,526 | $48,393 |
| 4,313 Alphabet Inc Cl C | $64,392 | $607,831 |
| 2,330 Alphabet Inc Cl A | $35,627 | $325,478 |
| 983 Gxo Logistics | $26,186 | $60,120 |
| 1,535 Hayward Hldgs Inc | $26,454 | $20,876 |
| 3,188 Hdfc Bank Ltd Adr | $207,174 | $213,947 |
| 1,210 H&E Equipment Svcs Inc | $26,921 | $63,307 |
| 7,650 Hess Midstream Lp | $140,915 | $241,970 |
| 709 Hamilton Lane Cl A | $52,698 | $80,429 |
| 659 Healthequity Inc Com | $41,245 | $43,692 |
| 754 Humana Inc | $369,496 | $345,189 |
| 1,096 Integra Lifesciences Crp | $30,334 | $47,731 |
| 1,640 Integral Ad Science Hldng | $26,381 | $23,600 |
| 77 Installed Bldg Prods Inc | $12,644 | $14,164 |
| 2,846 Icon Plc | $320,537 | $805,617 |
| 1,404 Iridium Communications | $39,566 | $57,789 |
| 681 Gartner Inc | $36,153 | $307,206 |
| 572 Intra- Cellular Therapies | $29,031 | $40,967 |
| 1,405 Jamf Hldg Corp | $45,914 | $25,374 |
| 2,001 Jpmorgan Chase & Co | $268,356 | $340,370 |
| 7,310 Keurig Dr Pepper Inc Com | $246,391 | $243,569 |
| 4,153 Coca Cola Co | $258,394 | $244,736 |
| 950 Klaviyo Inc Ser A | $29,302 | $26,391 |
| 833 Nlight, Inc. | $21,507 | $11,246 |
| 1,055 Eli Lilly & Co | $385,999 | $614,981 |
| 554 Lockheed Martin Corp | $186,218 | $251,095 |
| 215 Lantheus Hldgs Inc Com | $14,267 | $13,330 |
| 937 Lattice Semiconductor | $17,430 | $64,644 |
| 1,408 Lasertec Corp Adr | $44,817 | $74,245 |
| 516 Livent Corp | $10,695 | $9,278 |
| 411 Lvmh Moet Hennessy Louis | $27,834 | $66,613 |
| 1,492 Mastercard Inc Cl A | $116,217 | $636,353 |
| 1,353 Mc Donalds Corp | $260,490 | $401,178 |
| 3,420 Mondelez Intl Inc Com | $170,134 | $247,711 |
| 4,015 Medtronic Plc Shs | $353,155 | $330,756 |
| 144 Mercadolibre Inc | $175,293 | $226,302 |
| 197 Mcgrath Rent Cp | $19,955 | $23,565 |
| 193 Mirum Pharmaceuticals Inc | $5,845 | $5,697 |
| 1,314 Model N Inc Com | $46,396 | $35,386 |
| 189 Moog Inc Cl A | $21,051 | $27,363 |
| 150 Monolithic Pwr Systems | $6,204 | $94,617 |
| 4,945 Microsoft Corp | $746,048 | $1,859,518 |
| 492 Matador Res Co | $26,583 | $27,975 |
| 105 Inari Medical Inc | $5,803 | $6,817 |
| 721 Ncino Inc | $22,034 | $24,247 |
| 1,384 Netflix Inc | $412,175 | $673,842 |
| 2,049 Nike Inc B | $46,283 | $222,460 |
| 509 Nmi Holdings Inc Class A | $14,030 | $15,107 |
| 641 Northrop Grumman | $189,125 | $300,078 |
| 113 Novanta Inc | $15,779 | $19,030 |
| 1,312 Servicenow Inc | $383,025 | $926,915 |
| 3,558 Novo Nordisk A/ S Adr | $333,702 | $368,075 |
| 1,577 Oneok Inc | $99,693 | $110,737 |
| 432 Omnicell Inc | $39,385 | $16,256 |
| 226 Osi Systems Inc | $14,380 | $29,165 |
| 20,211 Plains Gp Hldg L P Partn | $310,595 | $322,365 |
| 591 Pacira Biosciences | $34,645 | $19,940 |
| 2,544 Pagerduty Inc | $74,631 | $58,894 |
| 325 Penumbra Inc Com | $26,343 | $81,751 |
| 2,815 Pepsico Inc Nc | $344,179 | $478,100 |
| 531 Performance Food Group | $31,764 | $36,719 |
| 2,284 Procter & Gamble | $263,666 | $334,697 |
| 1,627 Progyny Inc | $32,099 | $60,492 |
| 628 Pjt Partners Inc Com Cl A | $28,780 | $63,974 |
| 152 Insulet Corp | $4,422 | $32,981 |
| 1,342 Kering S A Adr New | $73,997 | $59,150 |
| 2,334 Paycor Hcm Inc | $66,274 | $50,391 |
| 7,593 Paypal Hldgs Inc Com | $635,911 | $466,286 |
| 195 Qualys Inc Com | $4,858 | $38,275 |
| 436 Ultragenyx | $36,012 | $20,850 |
| 407 Rbc Bearings Inc | $61,271 | $115,950 |
| 446 Regeneron | $323,341 | $391,717 |
| 14,897 Regions Financial Corp | $322,770 | $288,704 |
| 2,788 Sap Ag | $277,940 | $430,997 |
| 10,093 Sage Group Plc Adr New | $378,143 | $603,440 |
| 2,049 Surgery Partners Inc | $32,722 | $65,548 |
| 2,013 Shoals Technologies | $55,782 | $31,282 |
| 3,287 Shopify Inc | $141,016 | $256,057 |
| 13,145 S Iemens Healthineers Ag | $317,580 | $381,889 |
| 1,191 Sprout Social Inc Cl A | $67,534 | $73,175 |
| 2,870 Teleperformance Sa Unsp | $326,197 | $209,323 |
| 1,416 Thermo Fisher Scientific | $580,332 | $751,599 |
| 2,179 Temenos Ag Sponsored Adr | $260,212 | $202,510 |
| 519 Tennant Co | $35,174 | $48,106 |
| 1,403 Trex Company Inc | $10,322 | $116,154 |
| 7,456 Targa Resources Corp | $327,591 | $647,703 |
| 635 Trupanion Inc | $17,454 | $19,374 |
| 2,583 Unilever Plc ( New) Ads | $116,524 | $125,224 |
| 836 Unitedhealth Gp Inc | $259,578 | $440,129 |
| 3,362 Visa Inc Cl A | $315,473 | $875,297 |
| 1,950 Viavi Solutions Inc Com | $18,910 | $19,637 |
| 2,563 Valero Energy Cp Dela New | $218,559 | $333,190 |
| 1,786 Varonis Systems Inc | $26,361 | $80,870 |
| 1,095 Workday Inc Cl A | $245,252 | $302,286 |
| 6,930 Wells Fargo & Co New | $391,898 | $341,095 |
| 1,199 Cactus Inc Class-A | $35,500 | $54,435 |
| 336 Wingstop Inc | $28,444 | $86,211 |
| 488 Wix Com Ltd | $31,884 | $60,034 |
| 7,971 Williams Co Inc | $243,200 | $277,630 |
| 610 Xometry Inc Class A | $29,221 | $21,905 |
| 4,716 Exxon Mobil Corp | $294,661 | $471,506 |
| 582 Xpo Inc | $8,885 | $50,977 |
| 1,733 Zoetis Inc Class-A | $119,987 | $342,042 |
| 2,018 Spdr Bloomberg 1-3 Month | $184,546 | $184,425 |
| 43,711 Msif Ultra- Short Income Ir | $436,231 | $436,675 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (20 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 6,829 Cheniere Energy Partners | AT COST | $14,013 | $340,016 |
| 19,589 Enterprise Prod Prtnrs | AT COST | $0 | $516,170 |
| 62,989 Energy Transfer Lp Com Ut | AT COST | $303,590 | $869,248 |
| 21,961 Mplx Lp Com Unit Rep Ltd | AT COST | $84,966 | $806,408 |
| 27,476 Plains All Amern Pipeline L | AT COST | $253,224 | $416,261 |
| 11,786 Western Midstream | AT COST | $121,733 | $344,858 |
| HBK Multi-Strategy Offshore Fund Ltd | AT COST | $2,000,000 | $2,832,664 |
| York Credit Opportunities Unit Trust | AT COST | $390,101 | $115,437 |
| North Haven Credit Partners II Offshore | AT COST | $959,565 | $347,651 |
| North Haven Capital Partners VI NUSWMF | AT COST | $515,910 | $813,722 |
| Carlyle Energy Credit Opp II | AT COST | $265,267 | $118,924 |
| Private Markets Fund VII (Cayman) LP | AT COST | $4,560,940 | $6,016,710 |
| Graham Absolute Return Ltd | AT COST | $3,000,000 | $4,186,011 |
| Private Equity Co-Investment Opp Fund I | AT COST | $1,413,984 | $2,202,591 |
| GSO Credit Alpha Feeder Fund II LP (Blackstone) | AT COST | $270,856 | $284,924 |
| Oaktree Special Situations Fund II (Feeder), L.P. | AT COST | $2,178,492 | $3,908,255 |
| BC INDUSTRIAL REIT IV INC ESC | AT COST | $1,042,449 | $1,189,825 |
| Oaktree Special Situations Fund III Offshore Feeder, L.P. | AT COST | $1,200,473 | $772,583 |
| CorInnova Inc | AT COST | $250,000 | $250,000 |
| Clear Bayou - Miner Deed | AT COST | $10 | $10 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|---|
| Furniture and fixtures | $59,816 | $59,816 | $0 | $0 |
| Leasehold improvements | $104,748 | $104,748 | $0 | $0 |
| Cemetary lot | $1 | $0 | $1 | $1 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| From Sch K-1 (Form 1065) | $12,634 | $11,960 | $0 |
| Insurance | $10,616 | $5,308 | $5,308 |
| Computer expenses | $4,495 | $2,248 | $2,247 |
| Office supplies | $18,145 | $9,073 | $9,072 |
| Telephone | $2,604 | $1,302 | $1,302 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| From Sch K-1 (Form 1065) | -$18,823 | $13,367 | -$18,823 |
| Royalty income | $51 | $51 | $51 |
| Foreign dividend income | $810,159 | $810,159 | $810,159 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment management fees | CategoryTxt |
| Amt | $305,346 | Amt |
| Net Investment Income | $305,346 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Excise tax | CategoryTxt |
| Amt | $56,000 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |