EDWARD A AND AI O SHAY FAMILY FOUNDATION: Form 990PF, tax year 2023
View the entire original 990 at ProPublica ↗
- Organization
- EDWARD A AND AI O SHAY FAMILY FOUNDATION (EIN 68-0666992)
- Tax period
- 2023-01-01 to 2023-12-31
- Filed
- 2024-11-13
- IRS object ID
- 202403199349100105
- Schema version
- 2023v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Contractor Compensation Expln
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2024-11-13T22:07:55-08:00 | ReturnTs |
| Tax Period End | 2023-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 833213985 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FRIEDMAN MINSK COLE & FASTOVSKY | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10940 WILSHIRE BLVD STE 600 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90024 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2023-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 680666992 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EDWARD A AND AI O SHAY FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | EDWA | BusinessNameControlTxt |
| Phone | 2132288121 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 888 SOUTH FIGUEROA STREET 2150 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90017 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | PAUL H NANKIVELL II | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Signature | 2024-11-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | Yes (true) | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JAMES P FASTOVSKY | PreparerPersonNm |
| PTIN | P01294371 | PTIN |
| Phone | 3105532606 | PhoneNum |
| Self Employed | Yes (X) | SelfEmployedInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2023 | TaxYr |
| Build TS | 2024-10-15 13:58:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $37,812,197 | FMVAssetsEOYAmt |
| Method Of Accounting Other | Yes (X) | MethodOfAccountingOtherInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $631,288 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $631,288 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $631,288 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $2,287,302 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $8,666,725 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $2,287,302 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $22,027 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $2,249,798 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $304 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $304 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $5,168,388 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,918,894 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $653,619 | TotalAdjNetIncmAmt |
| Accounting Fees Rev And Expnss | $22,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $22,500 | AccountingFeesNetInvstIncmAmt |
| Other Prof Fees Rev And Expnss | $77,250 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $7,500 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $69,750 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $67,517 | TaxesRevAndExpnssAmt |
| Other Expenses Rev And Expnss | $284,369 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $284,369 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $451,636 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $314,369 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $69,750 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,305,847 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,720,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,757,483 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $314,369 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,789,750 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $3,410,905 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,604,525 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $653,619 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $2,314,274 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,478,942 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,478,942 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $36,932 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $729 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $729 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $1,392,713 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,616,957 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $1,616,957 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $15,425,722 | CorporateStockBOYAmt |
| Corporate Stock EOY | $15,275,068 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $15,275,068 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,665,989 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,555,502 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,555,502 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $12,910,636 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $16,837,368 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $16,837,368 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $39,721 | OtherAssetsBOYAmt |
| Other Assets EOY | $47,631 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $47,631 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $34,785,987 | TotalAssetsBOYAmt |
| Total Assets EOY | $37,812,197 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $37,812,197 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $7,033 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $6,875 | AccountsPayableEOYAmt |
| Grants Payable BOY | $1,455,366 | GrantsPayableBOYAmt |
| Grants Payable EOY | $1,041,214 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $43,740 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $73,355 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $1,506,139 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $1,121,444 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $33,279,848 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $36,690,753 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $33,279,848 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $36,690,753 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $34,785,987 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $37,812,197 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $33,279,848 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $3,410,905 | ExcessRevenueOverExpensesAmt |
| Subtotal | $36,690,753 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $36,690,753 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (37 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| UBS - 21399 - REPORT AVAIL. UPON REQUEST | P | 2023-01-01 | 2023-12-31 | $180,538 | $180,915 | -$377 | -$377 |
| UBS - 21399 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2023-12-31 | $243,015 | $266,394 | -$23,379 | -$23,379 |
| UBS - 21400 - REPORT AVAIL. UPON REQUEST | P | 2023-01-01 | 2023-12-31 | $75,000 | $73,858 | $1,142 | $1,142 |
| UBS - 21400 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2023-12-31 | $354,495 | $360,160 | -$5,665 | -$5,665 |
| FHLMC PL - PRINCIPAL PYMT | P | 2000-01-01 | 2023-12-31 | $47,854 | $47,854 | ||
| UBS - 21402 - REPORT AVAIL. UPON REQUEST | P | 2023-01-01 | 2023-12-31 | $8,174 | $6,883 | $1,291 | $1,291 |
| UBS - 21402 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2023-12-31 | $66,261 | $56,829 | $9,432 | $9,432 |
| UBS - 21402 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2023-12-31 | $931,275 | $219,350 | $711,925 | $711,925 |
| UBS - 21404 - REPORT AVAIL. UPON REQUEST | P | 2023-01-01 | 2023-12-31 | $1,677 | $1,979 | -$302 | -$302 |
| UBS - 21404 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2023-12-31 | $73,439 | $79,176 | -$5,737 | -$5,737 |
| UBS - 21405 - REPORT AVAIL. UPON REQUEST | P | 2023-01-01 | 2023-12-31 | $37,886 | $45,014 | -$7,128 | -$7,128 |
| UBS - 21405 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2023-12-31 | $322,712 | $277,460 | $45,252 | $45,252 |
| UBS - 21399 - MARKET DISCOUNT | P | 2023-01-01 | 2023-12-31 | $768 | -$768 | -$768 | |
| UBS - 21399 - MARKET DISCOUNT | P | 2000-01-01 | 2023-12-31 | $630 | -$630 | -$630 | |
| UBS - 21400 - MARKET DISCOUNT | P | 2023-01-01 | 2023-12-31 | $1,142 | -$1,142 | -$1,142 | |
| UBS - 21400 - MARKET DISCOUNT | P | 2000-01-01 | 2023-12-31 | $828 | -$828 | -$828 | |
| UBS - 21407 - REPORT AVAIL. UPON REQUEST | P | 2023-01-01 | 2023-12-31 | $130,531 | $102,793 | $27,738 | $27,738 |
| UBS - 21407 - WASH SALE | P | 2023-01-01 | 2023-12-31 | $78 | $78 | $78 | |
| UBS - 21407 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2023-12-31 | $349,555 | $285,986 | $63,569 | $63,569 |
| UBS - 21407 - WASH SALE | P | 2000-01-01 | 2023-12-31 | $672 | $672 | $672 | |
| UBS - 21408 - REPORT AVAIL. UPON REQUEST | P | 2023-01-01 | 2023-12-31 | $68,528 | $67,759 | $769 | $769 |
| UBS - 21408 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2023-12-31 | $772,625 | $663,645 | $108,980 | $108,980 |
| UBS - 21408 - WASH SALE | P | 2000-01-01 | 2023-12-31 | $179 | $179 | $179 | |
| UBS - 21403 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2023-12-31 | $71,102 | $72,763 | -$1,661 | -$1,661 |
| UBS - 21409 - REPORT AVAIL. UPON REQUEST | P | 2023-01-01 | 2023-12-31 | $38,231 | $75,590 | -$37,359 | -$37,359 |
| UBS - 21409 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2023-12-31 | $476,300 | $425,724 | $50,576 | $50,576 |
| UBS - 21410 - REPORT AVAIL. UPON REQUEST | P | 2023-01-01 | 2023-12-31 | $117,893 | $121,713 | -$3,820 | -$3,820 |
| UBS - 21410 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2023-12-31 | $437,672 | $329,837 | $107,835 | $107,835 |
| UBS - 21411 - REPORT AVAIL. UPON REQUEST | P | 2023-01-01 | 2023-12-31 | $485,347 | $442,171 | $43,176 | $43,176 |
| UBS - 21411 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2023-12-31 | $2,271,563 | $1,426,094 | $845,469 | $845,469 |
| UBS - 21411 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2023-12-31 | $36,855 | $21,416 | $15,439 | $15,439 |
| UBS - 21412 - REPORT AVAIL. UPON REQUEST | P | 2023-01-01 | 2023-12-31 | $70,781 | $72,328 | -$1,547 | -$1,547 |
| UBS - 21412 - WASH SALE | P | 2023-01-01 | 2023-12-31 | $276 | $276 | $276 | |
| UBS - 21412 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2023-12-31 | $722,139 | $545,920 | $176,219 | $176,219 |
| UBS - 21412 - WASH SALE | P | 2000-01-01 | 2023-12-31 | $5,277 | $5,277 | $5,277 | |
| UBS - 21412 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2023-12-31 | $264,474 | $106,444 | $158,030 | $158,030 |
| CAPITAL GAIN DISTRIBUTION | P | 2000-01-01 | 2023-12-31 | $4,321 | $4,321 | $4,321 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $2,287,302 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $22,027 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $36,203 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $36,203 | SubtotalAmt |
| Tax Based On Investment Income | $36,203 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $36,932 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $36,932 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $729 | OverpaymentAmt |
| Applied To ES Tax | $729 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WHITTIER TRUST COMPANY | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 6264415188 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 177 E COLORADO BLVD SUITE 800 | AddressLine1Txt |
| City | PASADENA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 91105 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| LOREN ROTHSCHILD | ||||||
| 10461 REVUELTA WAY | LOS ANGELES | CA | 90077 | Trustee | 0.50 | $0 |
| PAUL H NANKIVELL II | ||||||
| 800 WEST 6TH STREET 1200 | LOS ANGELES | CA | 90017 | Trustee | 0.50 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WHTTIER TRUST COMPANY | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 177 E COLORADO BLVD SUITE 800 | AddressLine1Txt |
| City | PASADENA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 91105 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | ADMINISTRATION | ServiceTypeTxt |
| Compensation | $77,250 | CompensationAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $34,351,563 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,051,669 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $36,403,232 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $36,403,232 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $546,048 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $35,857,184 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,792,859 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,792,859 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $36,203 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $36,203 | TotalTaxAmt |
| Distributable Before Adj | $1,756,656 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $1,756,656 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $1,756,656 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,789,750 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $1,789,750 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,756,656 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $640,578 | UndistributedIncomePYAmt |
| Qualifying Distributions | $1,789,750 | QualifyingDistributionsAmt |
| Applied To Year1 | $640,578 | AppliedToYear1Amt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,149,172 | AppliedToCurrentYearAmt |
| Undistributed Income CY | $607,484 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHARITABLE ORG-SEE ATTACHED SCHEDULE | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 888 S FIGUEROA ST 2150 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | N/A | RecipientRelationshipTxt |
| Recipient Foundation Status | N/A | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | CHARITABLE PURPOSE OF THE ORGANIZATION | GrantOrContributionPurposeTxt |
| Amt | $1,305,847 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,305,847 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $631,288 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $2,259,564 | ExclusionAmt |
| Related Or Exempt Function Incm | $27,738 | RelatedOrExemptFunctionIncmAmt |
Other Revenue Described OtherRevenueDescribedGrp (4 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| NON-DIVIDEND DISTRIBUTION | 14 | $22,154 |
| OTHER INCOME - UBS | 14 | $228 |
| PROPERTY TAX REFUND | 14 | $76 |
| UNREALIZED GAIN | 18 | $2,227,340 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $5,140,650 | ExclusionAmt |
| Related Or Exempt Function Incm | $27,738 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $5,168,388 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Accounting Fees | CategoryTxt |
| Amt | $22,500 | Amt |
| Net Investment Income | $22,500 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Contractor Compensation Expln ContractorCompensationExpln
Contractor Comp Expln ContractorCompExplnGrp
Contractor Business Name ContractorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WHTTIER TRUST COMPANY | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | WHITTIER TRUST PROVIDES REASONABLE ADMINISTRATIVE EXPENSES FOR RELIGIOUS, CHARITABLE, SCIENTIFIC, LITERARY AND EDUCATIONAL SERVICES OR OTHER PUBLIC PURPOSES FOR THE FOUNDATION | ExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| UBS A/C Y6 21399 - AVAIL. UPON REQUEST | $1,192,477 | $1,192,477 |
| UBS A/C Y6 21400 - AVAIL. UPON REQUEST | $1,363,025 | $1,363,025 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (8 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| UBS A/C Y6 21403 - AVAIL. UPON REQUEST | $577,005 | $577,005 |
| UBS A/C Y6 21404 - AVAIL. UPON REQUEST | $2,030,099 | $2,030,099 |
| UBS A/C Y6 21405 - AVAIL. UPON REQUEST. | $1,887,725 | $1,887,725 |
| UBS A/C Y6 21407 - AVAIL. UPON REQUEST. | $1,639,407 | $1,639,407 |
| UBS A/C Y6 21408 - AVAIL. UPON REQUEST | $2,371,001 | $2,371,001 |
| UBS A/C Y6 21409 - AVAIL. UPON REQUEST | $2,253,487 | $2,253,487 |
| UBS A/C Y6 21410 - AVAIL. UPON REQUEST | $2,697,486 | $2,697,486 |
| UBS A/C Y6 21412 - AVAIL. UPON REQUEST | $1,818,858 | $1,818,858 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $1,616,957 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $1,616,957 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (7 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| UBS - 21396 - PRIVATE EQUITY FUNDS | FMV | $1,870,930 | $1,870,930 |
| UBS - 21396 - HEDGE FUNDS | FMV | $1,790,961 | $1,790,961 |
| UBS - 21396 - OTHER INVESTMENTS | FMV | $602,110 | $602,110 |
| UBS A/C Y6 09539 - AVAIL. UPON REQUEST | FMV | $23,200 | $23,200 |
| UBS A/C Y6 21402 - AVAIL. UPON REQUEST | FMV | $11,416,678 | $11,416,678 |
| UBS A/C Y6 21403 - AVAIL. UPON REQUEST | FMV | $510,506 | $510,506 |
| UBS A/C Y6 21400 - AVAIL. UPON REQUEST | FMV | $622,983 | $622,983 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ACCRUED INTEREST RECEIVABLE | Desc |
| BOY Book Value | $39,721 | BOYBookValueAmt |
| EOY Book Value | $47,631 | EOYBookValueAmt |
| EOYFMV | $47,631 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| BROKERAGE FEES | $259,114 | $259,114 |
| FOREIGN INCOME TAXES | $20,521 | $20,521 |
| INVESTMENT INTEREST EXPENSE | $5 | $5 |
| INSURANCE EXPENSE | $1,625 | $1,625 |
| ADMINISTRATIVE EXPENSE | $1,494 | $1,494 |
| DUES AND SUBSCRIPTIONS | $1,610 | $1,610 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| UNREALIZED GAIN | $2,227,340 | ||
| NON-DIVIDEND DISTRIBUTION | $22,154 | ||
| OTHER INCOME - UBS | $228 | $228 | $228 |
| PROPERTY TAX REFUND | $76 | $76 | $76 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FEDERAL EXCISE TAXES - DEFERRED | Desc |
| BOY Book Value | $43,740 | BOYBookValueAmt |
| EOY Book Value | $73,355 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FIDUCIARY FEES | CategoryTxt |
| Amt | $77,250 | Amt |
| Net Investment Income | $7,500 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $69,750 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt |
|---|---|
| EXCISE TAX - CURRENT | $36,203 |
| EXCISE TAX - AMENDED | $1,599 |
| EXCISE TAX - DEFERRED | $29,615 |
| CA FILING FEES | $100 |