THE KL FELICITAS FOUNDATION: Form 990PF, tax year 2023
View the entire original 990 at ProPublica ↗
- Organization
- THE KL FELICITAS FOUNDATION (EIN 77-0539366)
- Tax period
- 2023-01-01 to 2023-12-31
- Filed
- 2024-11-14
- IRS object ID
- 202403199349104975
- Schema version
- 2023v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Notes Loans Rcvbl Short Sch2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2024-11-14T15:12:58-06:00 | ReturnTs |
| Tax Period End | 2023-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 251637458 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LOUIS PLUNG & COMPANY LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 420 FT DUQUESNE BLVD STE 1900 | AddressLine1Txt |
| City | PITTSBURGH | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 15222 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2023-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 770539366 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE KL FELICITAS FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | KLFE | BusinessNameControlTxt |
| Phone | 4083161922 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1960 THE ALAMEDA SUITE 150 | AddressLine1Txt |
| City | SAN JOSE | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 95126 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | LISA KLEISSNER | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 4083161922 | PhoneNum |
| Signature | 2024-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CARL BAUER | PreparerPersonNm |
| PTIN | P00295610 | PTIN |
| Phone | 4122818771 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2023 | TaxYr |
| Build TS | 2024-10-15 13:58:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $7,508,895 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $144,876 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $135,638 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $141,285 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,614,201 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $141,285 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $34,023 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $26,575 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $320,184 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $303,498 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $809 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $809 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $32,549 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $16,275 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $16,274 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $118,238 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $63,403 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $54,835 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $482 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $482 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $3,130 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,262 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $141,874 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $141,874 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $123,703 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $61,198 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $46,084 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $420,785 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $143,620 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $259,876 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $297,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $297,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $717,785 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $143,620 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $556,876 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$397,601 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $159,878 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $18,334 | CashBOYAmt |
| Cash EOY | $335,884 | CashEOYAmt |
| Cash EOYFMV | $335,886 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $6,286 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $3,213 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $3,213 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $302,337 | AcctRcvblAmt |
| Acct Rcvbl BOY | $2,337 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $302,337 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $302,337 | AcctRcvblEOYFMVAmt |
| Other Nts And Loans Rcvbl | $495,000 | OtherNtsAndLoansRcvblAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Nts And Loans Rcvbl BOY | $375,000 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $495,000 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $375,000 | OtherNtsAndLoansRcvblEOYFMVAmt |
| US Government Obligations BOY | $754,684 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $0 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $0 | USGovtObligationsEOYFMVAmt |
| Other Investments BOY | $4,648,718 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $4,391,450 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $6,483,959 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $8,500 | OtherAssetsBOYAmt |
| Other Assets EOY | $8,500 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $8,500 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $5,813,859 | TotalAssetsBOYAmt |
| Total Assets EOY | $5,536,384 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $7,508,895 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $0 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $120,000 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $120,000 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $5,813,859 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $5,416,384 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $5,813,859 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $5,416,384 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $5,813,859 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $5,536,384 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $5,813,859 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$397,601 | ExcessRevenueOverExpensesAmt |
| Other Increases | $126 | OtherIncreasesAmt |
| Subtotal | $5,416,384 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $5,416,384 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (39 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt |
|---|---|---|---|---|---|---|---|
| ACCESS CAPITAL COMMUNITY INVST CL I, | P | 2023-12-06 | $22,871 | $25,530 | -$2,659 | -$2,659 | |
| ACCESS CAPITAL COMMUNITY INVST CL I, | P | 2023-12-06 | $679,308 | $758,288 | -$78,980 | -$78,980 | |
| TIAA-CREF CORE IMPACT BOND INSTL, | P | 2023-01-17 | $23,380 | $27,198 | -$3,818 | -$3,818 | 2021-04-29 |
| TIAA-CREF CORE IMPACT BOND INSTL, | P | 2023-02-06 | $58,103 | $67,540 | -$9,437 | -$9,437 | 2021-04-29 |
| TIAA-CREF CORE IMPACT BOND INSTL, | P | 2023-03-14 | $27,227 | $32,129 | -$4,902 | -$4,902 | 2021-04-29 |
| TIAA-CREF CORE IMPACT BOND INSTL, | P | 2023-05-03 | $11,281 | $13,099 | -$1,818 | -$1,818 | 2021-04-29 |
| TIAA-CREF CORE IMPACT BOND INSTL, | P | 2023-06-05 | $33,672 | $39,815 | -$6,143 | -$6,143 | 2021-04-29 |
| TIAA-CREF CORE IMPACT BOND INSTL, | P | 2023-06-08 | $17,750 | $20,981 | -$3,231 | -$3,231 | 2021-04-29 |
| TIAA-CREF CORE IMPACT BOND INSTL, | P | 2023-06-26 | $18,517 | $21,862 | -$3,345 | -$3,345 | 2021-04-29 |
| TIAA-CREF CORE IMPACT BOND INSTL, | P | 2023-07-06 | $55,240 | $66,260 | -$11,020 | -$11,020 | 2021-04-29 |
| TIAA-CREF CORE IMPACT BOND INSTL, | P | 2023-07-26 | $22,839 | $27,077 | -$4,238 | -$4,238 | 2021-04-29 |
| TIAA-CREF CORE IMPACT BOND INSTL, | P | 2023-08-16 | $23,965 | $29,097 | -$5,132 | -$5,132 | 2021-04-29 |
| TIAA-CREF CORE IMPACT BOND INSTL, | P | 2023-08-31 | $27,874 | $33,453 | -$5,579 | -$5,579 | 2021-04-29 |
| TIAA-CREF CORE IMPACT BOND INSTL, | P | 2023-09-26 | $42,511 | $52,370 | -$9,859 | -$9,859 | 2021-04-29 |
| TIAA-CREF CORE IMPACT BOND INSTL, | P | 2023-12-05 | $16,753 | $20,051 | -$3,298 | -$3,298 | 2021-04-29 |
| TIAA-CREF CORE IMPACT BOND INSTL, | P | 2023-12-27 | $154,613 | $179,867 | -$25,254 | -$25,254 | |
| BETTER VENTURES FUND II | P | 2023-12-31 | $6,374 | $6,374 | $6,374 | 2014-10-02 | |
| BETTER VENTURES FUND III | P | 2023-12-31 | $161 | -$161 | -$161 | 2023-01-01 | |
| BETTER VENTURES FUND III | P | 2023-12-31 | $16 | $16 | $16 | 2018-08-31 | |
| GLOBAL SUSTAINABLE FIXED INCOME PORTFOLIO | P | 2023-12-31 | $11,116 | -$11,116 | -$11,116 | 2023-01-01 | |
| GLOBAL SUSTAINABLE FIXED INCOME PORTFOLIO | P | 2023-12-31 | $9,087 | -$9,087 | -$9,087 | 2021-04-30 | |
| CORE INNOVATION CAPITAL | P | 2023-12-31 | $50,405 | $50,405 | $50,405 | 2011-12-31 | |
| ECOSYSTEM INVESTMENT PARTNERS II | P | 2023-12-31 | $20,410 | -$20,410 | -$20,410 | 2011-04-05 | |
| ILLUMEN CAPITAL | P | 2023-12-31 | $43 | -$43 | -$43 | 2023-01-01 | |
| ILLUMEN CAPITAL | P | 2023-12-31 | $222 | $222 | $222 | 2018-12-31 | |
| LEGACY VENTURE IV | P | 2023-12-31 | $45 | -$45 | -$45 | 2023-01-01 | |
| LEGACY VENTURE IV | P | 2023-12-31 | $3,965 | $3,965 | $3,965 | 2006-06-08 | |
| LYME FOREST FUND | P | 2023-12-31 | $943 | -$943 | -$943 | 2011-12-31 | |
| MICROVEST II LP | P | 2023-12-31 | $2,933 | -$2,933 | -$2,933 | 2023-01-01 | |
| MICROVEST SHORT DURATION FUND | P | 2023-12-31 | $1,016 | -$1,016 | -$1,016 | 2011-10-31 | |
| MICROVEST+PLUS LP | P | 2023-12-31 | $221 | $221 | $221 | 2011-10-01 | |
| SONEN GLOBAL PUBLIC EQUITY | P | 2023-12-31 | $5,955 | -$5,955 | -$5,955 | 2013-12-31 | |
| SONEN GLOBAL PUBLIC EQUITY | P | 2023-12-31 | $5,283 | -$5,283 | -$5,283 | 2023-01-01 | |
| SONEN GLOBAL SUSTAINABLE REAL ASSETS | P | 2023-12-31 | $4,325 | $4,325 | $4,325 | 2015-02-09 | |
| ECOSYSTEM INVESTMENT PARTNERS II | P | 2023-12-31 | $19,257 | $19,257 | $19,257 | 2011-04-05 | |
| SONEN GLOBAL PUBLIC EQUITY | P | 2023-12-31 | $284,369 | $284,369 | $284,369 | 2013-12-31 | |
| ECOTRUST FOREST II LLC | P | 2023-12-31 | $9,143 | $9,143 | $9,143 | 2015-01-30 | |
| SONEN GLOBAL SUSTAINABLE REAL ASSETS | P | 2023-12-31 | $1,076 | -$1,076 | -$1,076 | 2015-02-09 | |
| LYME FOREST FUND | P | 2023-12-31 | $231 | -$231 | -$231 | 2011-12-31 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $141,285 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $2,222 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $2,222 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $2,222 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $15,488 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $15,488 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $13,266 | OverpaymentAmt |
| Applied To ES Tax | $13,266 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | KLFELICITASFOUNDATION.ORG | WebsiteAddressTxt |
| Individual With Books | MUSCARA PASQUINELLI | IndividualWithBooksNm |
| Phone | 4085542060 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1960 THE ALAMEDA SUITE 150 | AddressLine1Txt |
| City | SAN JOSE | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 95126 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | Yes (1) | ForeignAccountsQuestionInd |
| Foreign Country | EI | ForeignCountryCd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| LISA KLEISSNER | ||||||||
| 1960 THE ALAMEDA SUITE 150 | SAN JOSE | CA | 95126 | PRESIDENT | 30.00 | $0 | $0 | $0 |
| ALEX KLEISSNER | ||||||||
| 1960 THE ALAMEDA SUITE 150 | SAN JOSE | CA | 95126 | VICE PRESIDENT | 5.00 | $0 | $0 | $0 |
| ANDREA KLEISSNER | ||||||||
| 1960 THE ALAMEDA SUITE 150 | SAN JOSE | CA | 95126 | TREASURER | 5.00 | $0 | $0 | $0 |
| KARL KLEISSNER | ||||||||
| 1960 THE ALAMEDA SUITE 150 | SAN JOSE | CA | 95126 | SECRETARY | 30.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SONEN CAPITAL | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 456 MONTGOMERY ST SUITE 400 | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94104 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVI | ServiceTypeTxt |
| Compensation | $114,835 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | CRITERION INSTITUTE | Description1Txt |
| Expenses1 | $120,000 | Expenses1Amt |
| Description2 | GLOBAL PARTNERSHIPS ELEOS SOCIAL VENTURE | Description2Txt |
| Expenses2 | $17,750 | Expenses2Amt |
| Total | $137,750 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $7,269,685 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $80,536 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $510,896 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $7,861,117 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $7,861,117 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $117,917 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $7,743,200 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $387,160 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $387,160 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,222 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $2,331 | IncomeTaxAmt |
| Total Tax | $4,553 | TotalTaxAmt |
| Distributable Before Adj | $382,607 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $6,000 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $388,607 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $388,607 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $556,876 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $137,750 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $694,626 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $388,607 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr2 | $22,125 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $45,451 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $67,576 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $694,626 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $388,607 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $306,019 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $373,595 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $373,595 | ExcessDistriCyovToNextYrAmt |
| Excess From Year2 | $22,125 | ExcessFromYear2Amt |
| Excess From Year1 | $45,451 | ExcessFromYear1Amt |
| Excess From Current Year | $306,019 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (8 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMUNITY FOUNDATION FOR MONTEREY COUNTY | |||||||||||
| 1 LOWER RAGSDALE DRIVE | MONTEREY | CA | 93940 | N/A | PC | GENERAL SUPPORT | $25,000 | ||||
| GEMEINNUTZIGER VEREIN | |||||||||||
| N/A | PC | GENERAL SUPPORT | $162,000 | MUHLFELDER STRASSE 20 | HERRSCHING | GM | |||||
| KATAPULT FOUNDATION | |||||||||||
| N/A | PC | GENERAL SUPPORT | $20,000 | UNIVERSITETSGATA 2 | OSLO | NO | 0164 | ||||
| TONIIC INSTITUTE | |||||||||||
| 901 MISSION STREET SUITE | SAN FRANCISCO | CA | 94103 | N/A | PF | GENERAL SUPPORT | $25,000 | ||||
| MAUI UNITED WAY | |||||||||||
| PO BOX 275 | KAHULUI | HI | 96733 | N/A | PC | GENERAL SUPPORT | $25,000 | ||||
| CAPITAL INSTITUTE | |||||||||||
| 4845 PEARL EAST CIR STE 118 | BOULDER | CO | 80301 | N/A | GENERAL SUPPORT | $10,000 | |||||
| HIPLAN | |||||||||||
| PO BOX 1095 | KURTISTOWN | HI | 96760 | N/A | GENERAL SUPPORT | $10,000 | |||||
| HAWAII LAND TRUST | |||||||||||
| 999 BISHOP ST | HONOLULU | HI | 96813 | N/A | GENERAL SUPPORT | $20,000 | |||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $297,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $144,876 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 01 | ExclusionCd |
| Exclusion | $34,023 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | $7,836 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $133,449 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $7,836 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $312,348 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $320,184 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $32,549 | Amt |
| Net Investment Income | $16,275 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $16,274 | DisbursementsCharitablePrpsAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (26 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ADOBE SOCIAL MEZZANINE FUND I LP | AT COST | $18,950 | $1,839 |
| ASIA ENVIRONMENTAL PARTNERS | AT COST | $65,600 | $30,758 |
| BETTER VENTURES FUND II LP | AT COST | $50,476 | $113,822 |
| BETTER VENTURES FUND III LP | AT COST | $29,829 | $71,592 |
| BIOLITE LLC | AT COST | $155,445 | $170,027 |
| BRANDYWINE SONEN GLOBAL FIXED INCOME FUND | AT COST | $854,913 | $891,201 |
| CORE INNOVATION CAP FUND | AT COST | $50,595 | $172,571 |
| DIET ID, INC. | AT COST | $25,000 | $24,510 |
| ECOTRUST FORESTS II LLC | AT COST | $59,511 | $122,187 |
| ELEOS SOCIAL VENTURE FUND LLC | AT COST | $71,600 | $71,600 |
| GRASS ROOTS BUSINESS INVESTMENT FUND | AT COST | $135,667 | $13,117 |
| HAWAII ULU COOPERATIVE | AT COST | $26,000 | $26,000 |
| ILLUMEN CAPITAL LP | AT COST | $197,344 | $250,293 |
| LEGACY VENTURE IV LLC | AT COST | $25,553 | $245,559 |
| LYME FOREST FUND III LP | AT COST | $0 | $34,775 |
| MICROVEST II LP | AT COST | $17,653 | $2,826 |
| MICROVEST SHORT DURATION | AT COST | $31,808 | $140,989 |
| MICROVEST+PLUS LP | AT COST | $50,128 | $50,484 |
| PROOF OF IMPACT, INC, | AT COST | $75,000 | $75,000 |
| RAINFALL, INC. | AT COST | $100,000 | $100,010 |
| SAIL SAFE WATER PARTNERS LP | AT COST | $67,133 | $66,962 |
| SONEN GLOBAL MULTI STRATEGY IRISH FEEDER FUND CLASS B | AT COST | $1,696,712 | $2,307,820 |
| SONEN GLOBAL PUBLIC EQUITY FUND | AT COST | $0 | $904,812 |
| SONEN GLOBAL SUSTAINABLE REAL ASSET | AT COST | $61,065 | $71,261 |
| SOUTHERN BANCORP CD | AT COST | $25,468 | $25,481 |
| CALVERT BOND | AT COST | $500,000 | $498,463 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL | CategoryTxt |
| Legal Fees | $809 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $809 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | LOAN FEE | Desc |
| BOY Book Value | $8,500 | BOYBookValueAmt |
| EOY Book Value | $8,500 | EOYBookValueAmt |
| EOYFMV | $8,500 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (21 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADOBE SOCIAL MEZZANINE FUND | $16,380 | $0 | $0 |
| BANK FEES | $309 | $309 | $0 |
| BETTER VENTURES FUND II | $2,406 | $2,406 | $0 |
| BETTER VENTURES FUND III | $1,146 | $1,146 | $0 |
| CORE INNOVATION CAPITAL I | $783 | $783 | $0 |
| GLOBAL SUSTAINABLE FIXED INCOME PORTFOLIO | $17,876 | $17,876 | $0 |
| ILLUMEN CAPITAL LP | $8,128 | $8,128 | $0 |
| INSURANCE | $629 | $0 | $629 |
| LEGACY VENTURE IV LLC | $1,638 | $1,638 | $0 |
| LYME FOREST FUND III TE | $362 | $362 | $0 |
| MICROVEST II LP | $343 | $343 | $0 |
| MICROVEST SHORT DURATION FUND LP | $3,164 | $3,164 | $0 |
| MICROVEST SHORT DURATION FUND LP | $542 | $542 | $0 |
| MICROVEST+PLUS LP | $3,351 | $3,351 | $0 |
| PROFESSIONAL MEMBERSHIPS & DUES | $35,400 | $0 | $35,400 |
| PROGRAM RELATED INVESTMENT ACTIVITY | $10,055 | $0 | $10,055 |
| SONEN GLOBAL PUBLIC EQUITY FUND A | $827 | $827 | $0 |
| SONEN GLOBAL PUBLIC EQUITY FUND A | $14,371 | $14,371 | $0 |
| SONEN GLOBAL SUSTAINABLE REAL ASSETS | $2,237 | $2,237 | $0 |
| SONEN GLOBAL SUSTAINABLE REAL ASSETS | $396 | $355 | $0 |
| GLOBAL SUSTAINABLE FIXED INCOME PORTFOLIO | $3,360 | $3,360 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| ECOSYSTEM INVESTMENT PARTNERS II LP | $10,172 | $2,718 | $10,172 |
| ECOTRUST FORESTS II, LLC | $335 | $335 | $335 |
| LEGACY VENTURE IV LP | $3,028 | $3,034 | $3,028 |
| REAL GOOD FISH | $6,000 | $6,000 | $6,000 |
| MA'O ORGANIC | $2,000 | $2,000 | $2,000 |
| SONEN GLOBAL PUBLIC EQUITY FUND A | $14 | $14 | $14 |
| MISCELLANEUOUS INCOME | $12,474 | $12,474 | $12,474 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PRIOR PERIOD ADJUSTMENT | Desc |
| Amt | $126 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | LOAN FROM KD PRIMUST | Desc |
| BOY Book Value | $0 | BOYBookValueAmt |
| EOY Book Value | $120,000 | EOYBookValueAmt |
Other Notes Loans Rcvbl Short Sch2 OtherNotesLoansRcvblShortSch2
Other Notes Loans Rcvbl Short OtherNotesLoansRcvblShortGrp (5 entries)
| Balance DueBalanceDueAmt |
|---|
| WAIANAE COMMUNITY RE-DEVELOPMENT CORPORATION DBA MA'O ORGANIC FARMS |
| $100,000 |
| HAWAII COMMUNITY LENDING |
| $50,000 |
| LOCAL BOUNTY DBA REAL GOOD FISH |
| $200,000 |
| LOCAL I'A |
| $25,000 |
| CRITERION INSTITUTE |
| $120,000 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT FEES | $114,835 | $60,000 | $54,835 |
| CONSULTING | $3,403 | $3,403 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $2,257 | $2,257 | $0 |
| OTHER TAXES FROM PASS-THROUGH ENTITIES | $5 | $5 | $0 |
| FEDERAL INCOME TAX | $868 | $0 | $0 |