LYNNE & ANDREW REDLEAF FOUNDATION: Form 990PF, tax year 2023
View the entire original 990 at ProPublica ↗
- Organization
- LYNNE & ANDREW REDLEAF FOUNDATION (EIN 81-1290745)
- Tax period
- 2023-01-01 to 2023-12-31
- Filed
- 2024-11-11
- IRS object ID
- 202413169349102566
- Schema version
- 2023v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2024-11-11T16:20:11-06:00 | ReturnTs |
| Tax Period End | 2023-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 410746749 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CLIFTONLARSONALLEN LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8215 GREENWAY BOULEVARD SUITE 600 | AddressLine1Txt |
| City | MIDDLETON | CityNm |
| State Abbreviation | WI | StateAbbreviationCd |
| ZIP | 53562 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2023-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 811290745 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LYNNE & ANDREW REDLEAF FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | LYNN | BusinessNameControlTxt |
| Phone | 6123265926 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3033 EXCELSIOR BLVD 343 | AddressLine1Txt |
| City | MINNEAPOLIS | CityNm |
| State Abbreviation | MN | StateAbbreviationCd |
| ZIP | 55416 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | LYNNE SINGER REDLEAF | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 6123265926 | PhoneNum |
| Signature | 2024-11-11 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | Yes (1) | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KIMBERLY ANDERSON | PreparerPersonNm |
| PTIN | P00188889 | PTIN |
| Phone | 6086628600 | PhoneNum |
| Preparation | 2024-11-11 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2023 | TaxYr |
| Build TS | 2024-10-15 13:58:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $116,006,331 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,834,098 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $2,364,754 | DividendsNetInvstIncmAmt |
| Gross Rents Net Invst Incm | $288,601 | GrossRentsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $5,871,655 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $6,994,517 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $7,074,687 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $0 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $71,617 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $7,705,753 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $9,799,659 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $33,375 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $33,375 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $56,692 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $37,184 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $16,004 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $483,682 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $474,707 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $350 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $356,468 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,623 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $18,974 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $225,959 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $18,511 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $949,191 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $740,473 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $68,240 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $8,447,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $9,302,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $9,396,191 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $740,473 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $9,370,240 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$1,690,438 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $9,059,186 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $5,644,481 | CashBOYAmt |
| Cash EOY | $589,725 | CashEOYAmt |
| Cash EOYFMV | $589,725 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $308,252 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $3,807,876 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $3,807,876 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl BOY | $1,186,437 | AcctRcvblBOYAmt |
| Other Nts And Loans Rcvbl | $900,000 | OtherNtsAndLoansRcvblAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Nts And Loans Rcvbl BOY | $0 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $900,000 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $900,000 | OtherNtsAndLoansRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $4,112 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $4,247 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $4,247 | PrepaidExpensesEOYFMVAmt |
| Corporate Stock BOY | $6,754,360 | CorporateStockBOYAmt |
| Corporate Stock EOY | $6,749,404 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $6,749,404 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $17,412,808 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $12,050,501 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $12,050,501 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $84,500,275 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $91,904,578 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $91,904,578 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $115,810,725 | TotalAssetsBOYAmt |
| Total Assets EOY | $116,006,331 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $116,006,331 | TotalAssetsEOYFMVAmt |
| Accounts Payable EOY | $88,404 | AccountsPayableEOYAmt |
| Grants Payable BOY | $11,900,000 | GrantsPayableBOYAmt |
| Grants Payable EOY | $11,045,000 | GrantsPayableEOYAmt |
| Total Liabilities BOY | $11,900,000 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $11,133,404 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $103,910,725 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $104,872,927 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $103,910,725 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $104,872,927 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $115,810,725 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $116,006,331 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $103,910,725 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$1,690,438 | ExcessRevenueOverExpensesAmt |
| Other Increases | $2,652,640 | OtherIncreasesAmt |
| Subtotal | $104,872,927 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $104,872,927 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (8 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $148,454 | $148,454 | $148,454 | |
| SABA CLASS TR F | $22,206 | $22,206 | $22,206 | |
| SABA CLASS E | $5,049,596 | $5,049,596 | $5,049,596 | |
| SABA CLASS F | $553,274 | $19,997 | $19,997 | $533,277 |
| CAPITAL LOSS - PARTNERSHIP | -$71,719 | -$71,719 | ||
| EMPOWERU INC | $1,032,060 | $507,060 | $507,060 | $525,000 |
| X3 HIGHER MOMENT OFFSHORE FUND LP | $188,927 | $124,342 | $124,342 | $64,585 |
| WHITE BOX CREDIT FUND - DISTRIB IN EXCESS OF BASIS | $1,274,751 | $1,274,751 | $1,274,751 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $7,074,687 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $125,923 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $125,923 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $125,923 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $115,000 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $65,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $180,000 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $541 | EsPenaltyAmt |
| Overpayment | $53,536 | OverpaymentAmt |
| Applied To ES Tax | $53,536 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MN | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CLIFTONLARSONALLEN LLP | IndividualWithBooksNm |
| Phone | 6123764500 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 220 S SIXTH ST STE 300 | AddressLine1Txt |
| City | MINNEAPOLIS | CityNm |
| State Abbreviation | MN | StateAbbreviationCd |
| ZIP | 55402 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | Yes (1) | BusinessHoldingsInd |
| Excess Business Holdings | 0 | ExcessBusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ANDREW REDLEAF | ||||||||
| 3033 EXCELSIOR BLVD SUITE 343 | MINNEAPOLIS | MN | 55416 | CHAIRMAN | 1.00 | $0 | $0 | $0 |
| LYNNE SINGER REDLEAF | ||||||||
| 3033 EXCELSIOR BLVD SUITE 343 | MINNEAPOLIS | MN | 55416 | PRESIDENT | 15.00 | $0 | $0 | $0 |
| AMY ROSENBLATT-LUI | ||||||||
| 3033 EXCELSIOR BLVD SUITE 343 | MINNEAPOLIS | MN | 55416 | EXECUTIVE DIRECTOR | 5.00 | $33,375 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| GOLDMAN SACHS & CO LLC | |||||
| 71 S WACKER DRIVE SUITE 1200 | CHICAGO | IL | 60606 | INVESTMENT MANAGEMENT FEES | $144,650 |
| LUXOR LAND DEVELOPMENT LP | |||||
| 7 TIMES SQUARE 43RD FLOOR | NEW YORK | NY | 10036 | INVESTMENT MANAGEMENT FEES | $78,781 |
| WHITEBOX INVESTORS LLC | |||||
| 3033 EXCELSIOR BLVD SUITE 300 | MINNEAPOLIS | MN | 55416 | INVESTMENT MANAGEMENT FEES | $70,579 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $110,887,411 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $5,935,022 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $116,822,433 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $116,822,433 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,752,336 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $115,070,097 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $5,753,505 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $5,753,505 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $125,923 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $125,923 | TotalTaxAmt |
| Distributable Before Adj | $5,627,582 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $5,627,582 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $5,627,582 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $9,370,240 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $9,370,240 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $5,627,582 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr4 | $487,284 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $2,172,757 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $4,343,021 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $3,505,785 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $10,508,847 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $9,370,240 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $5,627,582 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $3,742,658 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $14,251,505 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $14,251,505 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $487,284 | ExcessFromYear4Amt |
| Excess From Year3 | $2,172,757 | ExcessFromYear3Amt |
| Excess From Year2 | $4,343,021 | ExcessFromYear2Amt |
| Excess From Year1 | $3,505,785 | ExcessFromYear1Amt |
| Excess From Current Year | $3,742,658 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ANDREW REDLEAF | ContributingManagerNm |
| Contributing Manager | LYNNE SINGER REDLEAF | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (23 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| ALLINA HEALTH FOUNDATION | ||||||
| 3915 GOLDEN VALLEY RD | MINNEAPOLIS | MN | 55422 | PC | MENTAL HEALTH AND ADDICTION SERVICES | $2,000,000 |
| AMOS & CELIA HEILICHER MINNEAPOLIS JEWISH DAY SCHOOL | ||||||
| 4330 CEDAR LAKE ROAD | MINNEAPOLIS | MN | 55416 | PC | GENERAL OPERATIONS, SUPPORT SERVICES | $820,000 |
| JEWISH FAMILY AND CHILDREN'S SERVICE OF MINNEAPOLIS | ||||||
| 5905 GOLDEN VALLEY ROAD | GOLDEN VALLEY | MN | 55422 | PC | GENERAL OPERATIONS, GALA SPONSORSHIP | $260,000 |
| MEMORIAL SLOAN KETTERING CANCER CENTER | ||||||
| 1275 YORK AVE | NEW YORK | NY | 10065 | PC | GENERAL OPERATIONS | $100,000 |
| MINNPOST | ||||||
| PO BOX 18438 | MINNEAPOLIS | MN | 55414 | PC | MENTAL HEALTH AND ADDICTION SERVICES | $15,000 |
| SOUTHSIDE FAMILY NURTURING CENTER | ||||||
| 2448 18TH AVE SOUTH | MINNEAPOLIS | MN | 55404 | PC | GENERAL OPERATIONS | $150,000 |
| THE CONSTELLATION FUND | ||||||
| 729 N WASHINGTON AVE STE 600 | MINNEAPOLIS | MN | 55401 | PC | GENERAL OPERATIONS/SUPPORT, GRANTMAKING | $901,000 |
| UNIVERSITY OF MINNESOTA FOUNDATION | ||||||
| 200 SE OAK STREET STE 500 | MINNEAPOLIS | MN | 55455 | PC | BUILDING FUNDS, ENDOWED DIRECTORSHIP FUNDS, MENTAL HEALTH AND ADDICTION SERVICES | $3,003,000 |
| ANTI DEFAMATION LEAGUE | ||||||
| 120 S LA SALLE STREET STE 1550 | CHICAGO | IL | 60603 | PC | GENERAL OPERATIONS | $50,000 |
| AVIVO | ||||||
| 1900 CHICAGO AVENUE | MINNEAPOLIS | MN | 55404 | PC | GENERAL OPERATIONS | $25,000 |
| EDUCATION FOR EMPLOYMENT | ||||||
| 1660 L STREET NW STE 460 | WASHINGTON | DC | 20036 | PC | GENERAL OPERATIONS | $100,000 |
| EVERYTOWN FOR GUN SAFETY SUPPORT FUND | ||||||
| PO BOX 3886 | NEW YORK | NY | 10163 | PC | GENERAL OPERATIONS | $25,000 |
| HENNEPIN HEALTHCARE FOUNDATION | ||||||
| 701 PARK AVENUE LSB-3 | MINNEAPOLIS | MN | 55415 | PC | TO CREATE THE REDLEAF CENTER FOR HEALING | $1,550,000 |
| HOLD YOUR HORSES | ||||||
| 5265 WOODLAND TRAIL | GREENFIELD | MN | 55357 | PC | GENERAL OPERATIONS | $10,000 |
| MINNESOTA JEWISH COMMUNITY CENTER | ||||||
| 1375 ST PAUL AVE | SAINT PAUL | MN | 55116 | PC | GENERAL OPERATIONS, INCLUSION PLEDGE | $18,000 |
| MISSION ANIMAL HOSPITAL | ||||||
| 10100 VIKING DRIVE STE 150 | EDEN PRAIRIE | MN | 55344 | PC | GENERAL OPERATIONS | $10,000 |
| MYHEALTH FOR TEENS AND YOUNG ADULTS | ||||||
| 15 8TH AVENUE SOUTH | HOPKINS | MN | 55343 | PC | GENERAL OPERATIONS | $10,000 |
| PROOF ALLIANCE | ||||||
| 1876 MINNEHAHA AVE W | ST PAUL | MN | 55104 | PC | GENERAL OPERATIONS, OUR CHILDREN ARE SACRED | $75,000 |
| START READING NOW | ||||||
| 250 MARQUETTE AVE STE 225 | MINNEAPOLIS | MN | 55401 | PC | GENERAL OPERATIONS | $25,000 |
| TEMPLE ISRAEL MINNEAPOLIS | ||||||
| 2323 FREMONT AVENUE SOUTH | MINNEAPOLIS | MN | 55405 | PC | GENERAL OPERATIONS, EVENT SPONSORSHIP | $30,000 |
| THE MATTHEW ORNSTEIN MEMORIAL FOUNDATION | ||||||
| 7500 OLD GEORGETOWN RD | BETHESDA | MD | 20814 | POF | DOCUMENTARY FILM PRODUCTION | $10,000 |
| THE YAYA FOUNDATION FOR 4H LEUKODYSTROPHY | ||||||
| PO BOX 80685 | MINNEAPOLIS | MN | 55408 | PC | GENERAL OPERATIONS | $15,000 |
| YALE UNIVERSITY - CHILD STUDY CENTER AND SCHOOL OF MANAGEMENT | ||||||
| PO BOX 7611 | NEW HAVEN | CT | 06519 | PC | YALE CHILD STUDY CENTER FOR GENERAL SUPPORT | $100,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $9,302,000 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (5 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| ALLINA HEALTH FOUNDATION | ||||||
| 3915 GOLDEN VALLEY RD | MINNEAPOLIS | MN | 55422 | PC | GENERAL OPERATIONS SUPPORT FOR THE SPECIALTY CENTER | $3,000,000 |
| MEMORIAL SLOAN KETTERING CANCER CENTER | ||||||
| 1275 YORK AVE | NEW YORK | NY | 10065 | PC | GENERAL OPERATIONS | $400,000 |
| MINNPOST | ||||||
| PO BOX 18438 | MINNEAPOLIS | MN | 55414 | PC | MENTAL HEALTH ADVOCACY | $45,000 |
| SOUTHSIDE FAMILY NURTURING CENTER | ||||||
| 2448 18TH AVE SOUTH | MINNEAPOLIS | MN | 55404 | PC | GENERAL OPERATIONS | $100,000 |
| THE CONSTELLATION FUND | ||||||
| 729 N WASHINGTON AVE STE 600 | MINNEAPOLIS | MN | 55401 | PC | GENERAL OPERATIONS | $1,350,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $4,895,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,834,098 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $5,871,655 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $7,705,753 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $7,705,753 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING SERVICE FEES | CategoryTxt |
| Amt | $56,692 | Amt |
| Net Investment Income | $37,184 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $16,004 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (283 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| NATIONAL RURAL UTILITIES COOPE HYBRID 04/20/2046 USD | $14,506 | $14,506 |
| CMS ENERGY CORPORATION HYBRID 06/01/2050 USD JRSUB | $58,947 | $58,947 |
| PARTNERRE FINANCE B LLC HYBRID 10/01/2050 USD JRSUB | $30,173 | $30,173 |
| CMS ENERGY CORPORATION HYBRID 12/01/2050 USD JRSUB | $15,856 | $15,856 |
| SOUTHERN COMPANY (THE) HYBRID 01/15/2051 USD SER B | $43,618 | $43,618 |
| PRUDENTIAL FINANCIAL, INC. HYBRID 03/01/2052 USD JRSUB | $15,310 | $15,310 |
| NEXTERA ENERGY CAPITAL HOLDING HYBRID 05/01/2079 USD | $33,172 | $33,172 |
| ENBRIDGE INC. HYBRID 07/15/2080 USD SER 20-A SUB LIEN | $47,450 | $47,450 |
| ENBRIDGE INC. HYBRID 01/15/2083 USD JRSUB LIEN CPN | $23,399 | $23,399 |
| ENBRIDGE INC HYBRID 01/15/2084 USD SUB LIEN CPN | $16,295 | $16,295 |
| BANK OF AMERICA CORPORATION HYBRID PERPETUAL USD | $35,212 | $35,212 |
| BANK OF AMERICA CORPORATION HYBRID PERPETUAL USD | $51,119 | $51,119 |
| BANK OF AMERICA CORPORATION HYBRID PERPETUAL USD | $76,398 | $76,398 |
| BANK OF AMERICA CORPORATION HYBRID PERPETUAL USD | $14,010 | $14,010 |
| BANK OF AMERICA CORPORATION HYBRID PERPETUAL USD | $55,418 | $55,418 |
| BANK OF NEW YORK MELLON CORPOR HYBRID PERPETUAL | $34,578 | $34,578 |
| BANK OF NEW YORK MELLON CORPOR HYBRID PERPETUAL | $56,192 | $56,192 |
| BANK OF NOVA SCOTIA (THE) HYBRID PERPETUAL USD SUB | $62,318 | $62,318 |
| BP CAPITAL MARKETS P.L.C. HYBRID PERPETUAL USD SUB | $42,821 | $42,821 |
| CHARLES SCHWAB CORPORATION (TH HYBRID PERPETUAL | $49,552 | $49,552 |
| CHARLES SCHWAB CORPORATION (TH HYBRID PERPETUAL | $19,826 | $19,826 |
| CHARLES SCHWAB CORPORATION (TH HYBRID PERPETUAL | $84,019 | $84,019 |
| CHARLES SCHWAB CORPORATION (TH HYBRID PERPETUAL | $40,808 | $40,808 |
| EQUITABLE HOLDINGS, INC. HYBRID PERPETUAL USD SER B | $33,382 | $33,382 |
| JPMORGAN CHASE & CO. HYBRID PERPETUAL USD SER R | $29,686 | $29,686 |
| JPMORGAN CHASE & CO. HYBRID PERPETUAL USD SER S | $66,699 | $66,699 |
| JPMORGAN CHASE & CO. HYBRID PERPETUAL USD SER X | $75,718 | $75,718 |
| METLIFE, INC. HYBRID PERPETUAL USD SER D JRSUB LIEN | $59,848 | $59,848 |
| METLIFE, INC. HYBRID PERPETUAL USD SER G JRSUB LIEN | $62,267 | $62,267 |
| MORGAN STANLEY HYBRID PERPETUAL USD SER M JRSUB | $46,748 | $46,748 |
| PNC FINANCIAL SERVICES GROUP, HYBRID PERPETUAL USD | $41,360 | $41,360 |
| PNC FINANCIAL SERVICES GROUP, HYBRID PERPETUAL USD | $14,606 | $14,606 |
| PNC FINANCIAL SERVICES GROUP, HYBRID PERPETUAL USD | $30,857 | $30,857 |
| STATE STREET CORPORATION HYBRID PERPETUAL USD SER F | $27,322 | $27,322 |
| THE PNC FINANCIAL SERVICES GRO HYBRID PERPETUAL USD | $9,428 | $9,428 |
| TRUIST FINANCIAL CORPORATION HYBRID PERPETUAL USD | $5,996 | $5,996 |
| TRUIST FINANCIAL CORPORATION HYBRID PERPETUAL USD | $16,850 | $16,850 |
| TRUIST FINANCIAL CORPORATION HYBRID PERPETUAL USD | $57,693 | $57,693 |
| TRUIST FINANCIAL CORPORATION HYBRID PERPETUAL USD | $60,055 | $60,055 |
| U.S. BANCORP HYBRID PERPETUAL USD JRSUB LIEN CPN | $41,229 | $41,229 |
| ENERGY TRANSFER OPERATING LP FRN 11/01/2066 USD SER B | $10,120 | $10,120 |
| EMERA INCORPORATED HYBRID 06/15/2076 USD SUB LIEN | $39,286 | $39,286 |
| TRANSCANADA TRUST HYBRID 08/15/2076 USD SER 16-A | $72,561 | $72,561 |
| VODAFONE GROUP PUBLIC LIMITED HYBRID 04/04/2079 USD | $36,672 | $36,672 |
| ALLY FINANCIAL INC. HYBRID PERPETUAL USD SER B JRSUB | $89,143 | $89,143 |
| AIR LEASE CORPORATION HYBRID PERPETUAL USD SER B | $15,295 | $15,295 |
| ALLY FINANCIAL INC. HYBRID PERPETUAL USD SER C JRSUB | $43,817 | $43,817 |
| AMERICAN EXPRESS COMPANY HYBRID PERPETUAL USD | $50,674 | $50,674 |
| CAPITAL ONE FINANCIAL CORPORAT HYBRID PERPETUAL USD | $28,159 | $28,159 |
| CITIGROUP INC. HYBRID PERPETUAL JRSUB LIEN CPN 09/21/23 | $26,018 | $26,018 |
| CITIGROUP INC. HYBRID PERPETUAL SER T SUB LIEN CPN | $35,372 | $35,372 |
| CITIGROUP INC. HYBRID PERPETUAL USD JRSUB LIEN CPN | $49,035 | $49,035 |
| CITIGROUP INC. HYBRID PERPETUAL USD SER P SUB LIEN CPN | $73,960 | $73,960 |
| CITIGROUP INC. HYBRID PERPETUAL USD SER W JRSUB LIEN | $23,129 | $23,129 |
| CITIGROUP INC. HYBRID PERPETUAL USD SER Y JRSUB LIEN | $4,318 | $4,318 |
| CITIZENS FINANCIAL GROUP, INC. HYBRID PERPETUAL USD | $38,455 | $38,455 |
| CITIZENS FINANCIAL GROUP, INC. HYBRID PERPETUAL USD | $27,986 | $27,986 |
| COMERICA INCORPORATED HYBRID PERPETUAL USD JRSUB | $33,478 | $33,478 |
| DISCOVER FINANCIAL SERVICES HYBRID PERPETUAL USD SER | $49,047 | $49,047 |
| DOMINION ENERGY, INC. HYBRID PERPETUAL USD SER B SR | $33,334 | $33,334 |
| DOMINION ENERGY, INC. HYBRID PERPETUAL USD SER C | $19,726 | $19,726 |
| DUKE ENERGY CORPORATION HYBRID PERPETUAL USD SR | $37,955 | $37,955 |
| FIFTH THIRD BANCORP HYBRID PERPETUAL USD SER L JRSUB | $56,350 | $56,350 |
| FIRST CITIZENS BANCSHARES INC HYBRID PERPETUAL USD | $40,862 | $40,862 |
| HUNTINGTON BANCSHARES INCORPOR HYBRID PERPETUAL | $32,023 | $32,023 |
| HUNTINGTON BANCSHARES INCORPOR HYBRID PERPETUAL | $31,052 | $31,052 |
| KEYCORP HYBRID PERPETUAL USD SER D JRSUB LIEN CPN | $16,058 | $16,058 |
| LINCOLN NATIONAL CORPORATION HYBRID PERPETUAL USD | $33,686 | $33,686 |
| M&T BANK CORPORATION HYBRID PERPETUAL SER G JRSUB | $27,753 | $27,753 |
| M&T BANK CORPORATION HYBRID PERPETUAL USD SER F | $17,506 | $17,506 |
| MARKEL CORPORATION HYBRID PERPETUAL USD JRSUB LIEN | $44,739 | $44,739 |
| REGIONS FINANCIAL CORPORATION HYBRID PERPETUAL USD | $24,340 | $24,340 |
| SEMPRA ENERGY HYBRID PERPETUAL USD JRSUB LIEN CPN | $34,606 | $34,606 |
| VOYA FINANCIAL, INC. HYBRID PERPETUAL USD SER A SR LIEN | $47,647 | $47,647 |
| WELLS FARGO & COMPANY HYBRID PERPETUAL USD JRSUB | $34,648 | $34,648 |
| WELLS FARGO & COMPANY HYBRID PERPETUAL USD SER BB | $32,396 | $32,396 |
| WELLS FARGO & COMPANY HYBRID PERPETUAL USD SER U | $49,658 | $49,658 |
| JPMORGAN CHASE & CO. HYBRID PERPETUAL USD SER FF | $10,025 | $10,025 |
| MORGAN STANLEY PFD USD1.8208(7.28%) SERIES E HYBRID | $18,393 | $18,393 |
| APOLLO GLOBAL MANAGEMENT, INC. PFD USD1.9062(7.62%) | $35,024 | $35,024 |
| ALLSTATE CORPORATION (THE) PFD USD1.8438(7.38%) SERIES | $32,129 | $32,129 |
| AT&T INC. PFD USD1.2500(5.00%) SERIES A NEXT CALL DT. 12 12 | $24,453 | $24,453 |
| CITIZENS FINANCIAL GROUP, INC. PFD USD1.2500(5.00%) | $16,408 | $16,408 |
| CITIZENS FINANCIAL GROUP, INC. PFD USD1.5875(6.35%) | $6,807 | $6,807 |
| MORGAN STANLEY PFD USD1.6250(6.50%) SERIES P NEXT CALL | $31,759 | $31,759 |
| MORGAN STANLEY PFD USD1.7188(6.88%) SERIES F | $33,702 | $33,702 |
| PERPETUAL PREFERRED CPN 12/10/13 | $579 | $579 |
| REGIONS FINANCIAL CORPORATION PFD USD1.4250 | $8,972 | $8,972 |
| SYNCHRONY FINANCIAL PFD USD1.4063 | $9,005 | $9,005 |
| WELLS FARGO & COMPANY PFD 6.6250 CLASS A SERIES R | $45,011 | $45,011 |
| EQT CORP STEP 02/01/2025 USD SR LIEN 6.125% 08/01/22-02/01/25 | $25,749 | $25,749 |
| HCA INC. 5.375% 02/01/2025 USD | $61,264 | $61,264 |
| NETFLIX, INC. 5.875% 02/15/2025 USD SR LIEN S&P BBB+ | $35,722 | $35,722 |
| SPRINT CORPORATION 7.625% 02/15/2025 USD | $57,545 | $57,545 |
| MATTEL INC 3.375% 04/01/2026 USD PVT REGS | $47,976 | $47,976 |
| T-MOBILE USA, INC. 2.625% 04/15/2026 USD | $48,789 | $48,789 |
| HCA INC 5.375% 09/01/2026 USD | $34,783 | $34,783 |
| PRIME SECSRVC BRW/FINANC 5.25% 04/15/2024 USD PVT | $7,078 | $7,078 |
| TRI POINTE HOLDINGS INC 5.875% 06/15/2024 | $20,052 | $20,052 |
| VIDEOTRON LTD. 5.375% 06/15/2024 PVT REGS | $9,974 | $9,974 |
| NEXTERA ENERGY OPERATING 4.25% 07/15/2024 USD PVT | $45,360 | $45,360 |
| GRAPHIC PACKAGING INTL 4.125% 08/15/2024 USD SR LIEN | $55,238 | $55,238 |
| BUCKEYE PARTNERS, L.P. 4.35% 10/15/2024 USD SR LIEN NEXT | $49,458 | $49,458 |
| SEALED AIR CORPORATION 5.125% 12/01/2024 USD PVT REGS | $54,883 | $54,883 |
| SOUTHWESTERN ENERGY COMPANY STEP 01/23/2025 USD | $8,167 | $8,167 |
| PTC INC 3.625% 02/15/2025 USD PVT REGS SR LIEN NEXT CALL | $34,715 | $34,715 |
| STARWOOD PROPERTY TRUST, INC. 4.75% 03/15/2025 USD | $41,028 | $41,028 |
| 1011778 BC / NEW RED FIN 5.75% 04/15/2025 USD PVT REGS | $94,830 | $94,830 |
| HILTON DOMESTIC OPERATIN 5.375% 05/01/2025 USD PVT | $70,437 | $70,437 |
| HOWMET AEROSPACE INC 6.875% 05/01/2025 USD SR LIEN | $3,077 | $3,077 |
| PERFORMANCE FOOD GROUP I 6.875% 05/01/2025 USD PVT | $45,686 | $45,686 |
| CLARIOS GLOBAL LP 6.75% 05/15/2025 USD PVT REGS SR LIEN | $21,366 | $21,366 |
| GFL ENVIRONMENTAL INC 4.25% 06/01/2025 USD PVT REGS | $19,776 | $19,776 |
| NEWELL BRANDS INC. 4.875% 06/01/2025 USD SR LIEN NEXT | $44,439 | $44,439 |
| HILLENBRAND INC 5.75% 06/15/2025 USD SR LIEN NEXT CALL | $37,048 | $37,048 |
| MGM RESORTS INTERNATIONAL 5.75% 06/15/2025 USD SR | $21,973 | $21,973 |
| WESCO DISTRIBUTION INC 7.125% 06/15/2025 USD PVT REGS | $45,477 | $45,477 |
| BALL CORP 5.25% 07/01/2025 USD SR LIEN S&P BB+ | $46,137 | $46,137 |
| COLT MERGER SUB INC 5.75% 07/01/2025 USD PVT REGS SR | $12,341 | $12,341 |
| COLT MERGER SUB, INC. 6.25% 07/01/2025 USD PVT REGS SR | $12,408 | $12,408 |
| AMC NETWORKS INC 4.75% 08/01/2025 USD SR LIEN S&P B+ | $40,734 | $40,734 |
| XEROX HOLDINGS CORP 5.0% 08/15/2025 USD PVT REGS SR | $35,941 | $35,941 |
| HERBALIFE/HLF FINANCING 7.875% 09/01/2025 USD PVT | $35,474 | $35,474 |
| PENSKE AUTOMOTIVE GROUP 3.5% 09/01/2025 USD SRSUB | $24,586 | $24,586 |
| SERVICE PROPERTIES TRUST 7.5% 09/15/2025 USD SR LIEN | $40,304 | $40,304 |
| NUSTAR LOGISTICS LP 5.75% 10/01/2025 USD SR LIEN NEXT | $25,172 | $25,172 |
| SENSATA TECHNOLOGIES B.V. 5.0% 10/01/2025 USD PVT | $77,055 | $77,055 |
| BALL CORPORATION 4.875% 03/15/2026 USD SR LIEN NEXT | $14,150 | $14,150 |
| SPRINGLEAF FINANCE CORPORATION 7.125% 03/15/2026 USD | $8,319 | $8,319 |
| TEGNA INC 4.75% 03/15/2026 USD PVT REGS SR LIEN NEXT | $24,681 | $24,681 |
| IHEARTCOMMUNICATIONS, INC. 6.375% 05/01/2026 USD SR | $45,720 | $45,720 |
| BLOCK INC 2.75% 06/01/2026 USD SR LIEN NEXT CALL DT. 05 01 | $84,876 | $84,876 |
| CALPINE CORP 5.25% 06/01/2026 USD PVT REGS SR LIEN NEXT | $2,971 | $2,971 |
| NUSTAR LOGISTICS LP 6.0% 06/01/2026 USD SR LIEN NEXT | $35,113 | $35,113 |
| NAVIENT CORPORATION 6.75% 06/15/2026 USD SR LIEN S&P | $25,454 | $25,454 |
| MPT OPERATING PARTNERSHIP 5.25% 08/01/2026 USD SR | $15,564 | $15,564 |
| HILLENBRAND INC STEP 09/15/2026 USD SR LIEN 5.0% | $40,130 | $40,130 |
| ENPRO INDUSTRIES, INC. 5.75% 10/15/2026 USD SR LIEN NEXT | $36,071 | $36,071 |
| EQT MIDSTREAM PARTNERS L 4.125% 12/01/2026 USD SR | $19,391 | $19,391 |
| CROWN CORK & SEAL CO INC 7.375 12/15/2026 | $40,025 | $40,025 |
| GFL ENVIRONMENTAL INC 5.125% 12/15/2026 USD PVT REGS | $34,708 | $34,708 |
| NRG ENERGY, INC. 6.625% 01/15/2027 USD SER WI SR LIEN | $32,009 | $32,009 |
| ONEMAIN FINANCE CORPORATION 3.5% 01/15/2027 USD SR | $1,883 | $1,883 |
| ALCOA INC. 5.9% 02/01/2027 SR LIEN S&P BBB- /MOODY'S BA1 | $8,405 | $8,405 |
| TENET HEALTHCARE CORPORATION 6.25% 02/01/2027 USD | $41,237 | $41,237 |
| AECOM 5.125% 03/15/2027 USD SER WI SR LIEN NEXT CALL DT. | $33,257 | $33,257 |
| GOODYEAR TIRE & RUBBER COMPANY 4.875% 03/15/2027 | $46,177 | $46,177 |
| NORDSTROM INC 4.0% 03/15/2027 USD SR LIEN NEXT CALL DT. | $31,129 | $31,129 |
| TRANSDIGM INC. 7.5% 03/15/2027 USD SER WI SRSUB LIEN | $84,159 | $84,159 |
| SERVICE CORPORATION INTL 7.5% 04/01/2027 USD SER B SR | $28,586 | $28,586 |
| WYNDHAM DESTINATIONS, INC. STEP 04/01/2027 USD SR | $38,448 | $38,448 |
| MGM RESORTS INTERNATIONAL 5.5% 04/15/2027 USD SR | $36,132 | $36,132 |
| NUSTAR LOGISTICS L.P. 5.625% 04/28/2027 USD SR LIEN NEXT | $23,128 | $23,128 |
| CHEMOURS COMPANY (THE) 5.375% 05/15/2027 USD SR LIEN | $46,236 | $46,236 |
| AMERIGAS PART/FIN CORP 5.75% 05/20/2027 USD SR LIEN | $41,091 | $41,091 |
| CLEVELAND-CLIFFS INC. 5.875% 06/01/2027 USD SER WI SR | $58,085 | $58,085 |
| SEAGATE HDD CAYMAN 4.875% 06/01/2027 USD PVT SR LIEN | $37,433 | $37,433 |
| TRI POINTE GROUP INC 5.25% 06/01/2027 USD SR LIEN | $7,895 | $7,895 |
| MERITAGE HOMES CORPORATION 5.125% 06/06/2027 USD | $42,505 | $42,505 |
| NOKIA OYJ 4.375% 06/12/2027 USD SR LIEN S&P BBB- | $7,764 | $7,764 |
| KB HOME 6.875% 06/15/2027 USD SR LIEN NEXT | $28,142 | $28,142 |
| NEWELL BRANDS INC. 6.375% 09/15/2027 USD SR LIEN | $14,185 | $14,185 |
| RYMAN HOSPITALITY PROPERTIES, 4.75% 10/15/2027 USD | $48,796 | $48,796 |
| APACHE CORP 4.875% 11/15/2027 USD SR LIEN | $21,081 | $21,081 |
| DANA INC 5.375% 11/15/2027 USD SR LIEN | $41,999 | $41,999 |
| BOYD GAMING CORPORATION 4.75% 12/01/2027 USD SER WI | $20,284 | $20,284 |
| ALCOA ALUMINUM DEBS 6.750000 01/15/2028 | $46,627 | $46,627 |
| MARRIOTT OWNERSHIP RESORTS, IN 4.75% 01/15/2028 USD | $46,628 | $46,628 |
| NRG ENERGY, INC. 5.75% 01/15/2028 USD SER WI SR LIEN | $52,162 | $52,162 |
| SPRINGLEAF FINANCE CORP 6.625% 01/15/2028 USD SR LIEN | $45,770 | $45,770 |
| CENTRAL GARDEN & PET CO 5.125% 02/01/2028 USD SR LIEN | $41,697 | $41,697 |
| ENCOMPASS HEALTH CORP 4.5% 02/01/2028 USD SR LIEN | $63,420 | $63,420 |
| SILGAN HOLDINGS INC 4.125% 02/01/2028 USD SER WI SR | $26,065 | $26,065 |
| LAMAR MEDIA CORP 3.75% 02/15/2028 USD SER WI SR LIEN | $34,458 | $34,458 |
| ASBURY AUTOMOTIVE GROUP, INC. 4.5% 03/01/2028 USD SER | $48,238 | $48,238 |
| BALL CORPORATION 6.875% 03/15/2028 USD SR LIEN | $22,553 | $22,553 |
| NAVIENT CORP 4.875% 03/15/2028 USD SR LIEN | $16,981 | $16,981 |
| NORDSTROM INC BONDS 6.950000 03/15/2028 SR LIEN S&P | $8,284 | $8,284 |
| SUNOCO LP 5.875% 03/15/2028 USD SR LIEN | $79,253 | $79,253 |
| TEGNA INC. 4.625% 03/15/2028 USD SR LIEN | $23,692 | $23,692 |
| TRI POINTE GROUP INC 5.7% 06/15/2028 USD SR LIEN NEXT | $10,877 | $10,877 |
| AMERICAN AXLE & MFG INC 6.875% 07/01/2028 USD SR LIEN | $44,745 | $44,745 |
| CENTENE CORPORATION 2.45% 07/15/2028 USD SR LIEN | $72,292 | $72,292 |
| EQT MIDSTREAM PARTNERS, LP 5.5% 07/15/2028 USD SER | $41,656 | $41,656 |
| ELANCO ANIMAL HEALTH INCORPORA STEP 08/28/2028 USD | $86,831 | $86,831 |
| SOUTHWESTERN ENERGY CO 8.375% 09/15/2028 USD SR | $50,844 | $50,844 |
| FORD MOTOR COMPANY GLOBAL 6.625% 10/01/2028 USD SR | $23,523 | $23,523 |
| H.B. FULLER COMPANY 4.25% 10/15/2028 USD SR LIEN | $42,481 | $42,481 |
| MGM RESORTS INTERNATIONAL 4.75% 10/15/2028 USD SR | $25,033 | $25,033 |
| HOWMET AEROSPACE INC. 3.0% 01/15/2029 USD SR LIEN | $25,943 | $25,943 |
| RANGE RESOURCES CORPORATION 8.25% 01/15/2029 USD SR | $84,737 | $84,737 |
| SBA COMMUNICATIONS CORPORATION 3.125% 02/01/2029 | $9,117 | $9,117 |
| KENNEDY-WILSON, INC. 4.75% 03/01/2029 USD SR LIEN | $37,433 | $37,433 |
| NAVIENT CORPORATION 5.5% 03/15/2029 USD SR LIEN | $12,198 | $12,198 |
| TWILIO INC. 3.625% 03/15/2029 USD SR LIEN | $88,599 | $88,599 |
| PENSKE AUTOMOTIVE GROUP 3.75% 06/15/2029 USD SRSUB | $15,134 | $15,134 |
| MPT OPER PARTNERSP/FINL 4.625% 08/01/2029 USD SR LIEN | $25,837 | $25,837 |
| MURPHY OIL USA, INC. 4.75% 09/15/2029 USD SR LIEN | $84,611 | $84,611 |
| NEWELL BRANDS INC. 6.625% 09/15/2029 USD SR LIEN | $21,329 | $21,329 |
| UNITED RENTALS NORTH AM 5.25% 01/15/2030 USD SR LIEN | $67,715 | $67,715 |
| ENCOMPASS HEALTH CORP 4.75% 02/01/2030 USD SR LIEN | $22,129 | $22,129 |
| FORD HOLDING INC 9.300000 03/01/2030 SR LIEN S&P BBB- | $36,374 | $36,374 |
| SOUTHWESTERN ENERGY COMPANY 5.375% 03/15/2030 USD | $24,828 | $24,828 |
| FORD MOTOR COMPANY 9.625% 04/22/2030 USD SR LIEN | $23,963 | $23,963 |
| UNITED RENTALS NORTH AM 4.0% 07/15/2030 USD SR LIEN | $18,794 | $18,794 |
| SERVICE CORP INTL 3.375% 08/15/2030 USD SR LIEN | $59,245 | $59,245 |
| GS HIGH YIELD FUND CLASS P | $1,145,017 | $1,145,017 |
| CHENIERE ENERGY, INC. 4.625% 10/15/2028 USD SER WI SR | $32,496 | $32,496 |
| NETFLIX, INC. 5.875% 11/15/2028 USD SR LIEN S&P BBB+ | $32,871 | $32,871 |
| MATTEL INC 3.75% 04/01/2029 USD PVT REGS SR LIEN NEXT | $59,058 | $59,058 |
| SPRINT CAPITAL CORPORATION 8.75% 03/15/2032 USD SR | $46,631 | $46,631 |
| EQT MIDSTREAM PARTNERS LP 4.0% 08/01/2024 USD SR LIEN | $41,298 | $41,298 |
| GRAPHIC PACKAGING INTL 4.125% 08/15/2024 USD SR LIEN | $48,208 | $48,208 |
| AMC NETWORKS INC 4.75% 08/01/2025 USD SR LIEN S&P B+ | $31,793 | $31,793 |
| OCCIDENTAL PETROLEUM COR 5.875% 09/01/2025 USD SR | $30,756 | $30,756 |
| SERVICE PROPERTIES TRUST 7.5% 09/15/2025 USD SR LIEN | $33,070 | $33,070 |
| WYNDHAM WORLDWIDE CORPORATION STEP 10/01/2025 | $59,010 | $59,010 |
| CROWN AMERICAS LLC 4.75% 02/01/2026 SER WI SR LIEN | $64,661 | $64,661 |
| NEWELL BRANDS INC. STEP 04/01/2026 USD SR LIEN 5.2% | $48,977 | $48,977 |
| IHEARTCOMMUNICATIONS, INC. 6.375% 05/01/2026 USD SR | $54,551 | $54,551 |
| NAVIENT CORPORATION 6.75% 06/15/2026 USD SR LIEN S&P | $41,745 | $41,745 |
| MPT OPERATING PARTNERSHIP 5.25% 08/01/2026 USD SR | $33,875 | $33,875 |
| HILLENBRAND INC STEP 09/15/2026 USD SR LIEN 5.0% | $66,215 | $66,215 |
| ENPRO INDUSTRIES, INC. 5.75% 10/15/2026 USD SR LIEN NEXT | $31,061 | $31,061 |
| AECOM 5.125% 03/15/2027 USD SER WI SR LIEN NEXT CALL DT. | $31,242 | $31,242 |
| GOODYEAR TIRE & RUBBER COMPANY 4.875% 03/15/2027 | $32,422 | $32,422 |
| TRANSDIGM INC. 7.5% 03/15/2027 USD SER WI SRSUB LIEN | $33,869 | $33,869 |
| MGM RESORTS INTERNATIONAL 5.5% 04/15/2027 USD SR | $17,062 | $17,062 |
| NUSTAR LOGISTICS L.P. 5.625% 04/28/2027 USD SR LIEN NEXT | $34,190 | $34,190 |
| MURPHY OIL USA INC 5.625% 05/01/2027 USD SR LIEN NEXT | $32,021 | $32,021 |
| CHEMOURS COMPANY (THE) 5.375% 05/15/2027 USD SR LIEN | $50,171 | $50,171 |
| AMERIGAS PART/FIN CORP 5.75% 05/20/2027 USD SR LIEN | $32,286 | $32,286 |
| CLEVELAND-CLIFFS INC. 5.875% 06/01/2027 USD SER WI SR | $50,073 | $50,073 |
| TRI POINTE GROUP INC 5.25% 06/01/2027 USD SR LIEN NEXT | $33,554 | $33,554 |
| KB HOME 6.875% 06/15/2027 USD SR LIEN NEXT CALL DT. 12 15 | $32,311 | $32,311 |
| RYMAN HOSPITALITY PROPERTIES, 4.75% 10/15/2027 USD | $32,205 | $32,205 |
| TRANSDIGM INC. 5.5% 11/15/2027 USD SER WI SRSUB LIEN | $33,539 | $33,539 |
| BOYD GAMING CORPORATION 4.75% 12/01/2027 USD SER WI | $31,876 | $31,876 |
| BUCKEYE PARTNERS, L.P. 4.125% 12/01/2027 USD SR LIEN | $7,628 | $7,628 |
| MARRIOTT OWNERSHIP RESORTS, IN 4.75% 01/15/2028 USD | $32,639 | $32,639 |
| NRG ENERGY, INC. 5.75% 01/15/2028 USD SER WI SR LIEN | $68,527 | $68,527 |
| SPRINGLEAF FINANCE CORP 6.625% 01/15/2028 USD SR LIEN | $44,730 | $44,730 |
| SILGAN HOLDINGS INC 4.125% 02/01/2028 USD SER WI SR | $61,783 | $61,783 |
| LAMAR MEDIA CORP 3.75% 02/15/2028 USD SER WI SR LIEN | $61,258 | $61,258 |
| DANA INC 5.625% 06/15/2028 USD SR LIEN NEXT CALL DT. 06 | $64,247 | $64,247 |
| AMERICAN AXLE & MFG INC 6.875% 07/01/2028 USD SR LIEN | $64,066 | $64,066 |
| ELANCO ANIMAL HEALTH INCORPORA STEP 08/28/2028 USD | $70,947 | $70,947 |
| MGM RESORTS INTERNATIONAL 4.75% 10/15/2028 USD SR | $51,028 | $51,028 |
| HOWMET AEROSPACE INC. 3.0% 01/15/2029 USD SR LIEN | $69,491 | $69,491 |
| RANGE RESOURCES CORPORATION 8.25% 01/15/2029 USD SR | $66,503 | $66,503 |
| SBA COMMUNICATIONS CORPORATION 3.125% 02/01/2029 | $49,230 | $49,230 |
| SOUTHWESTERN ENERGY COMPANY 5.375% 02/01/2029 USD | $31,947 | $31,947 |
| CROWDSTRIKE HOLDINGS INC 3.0% 02/15/2029 USD SR LIEN | $63,169 | $63,169 |
| TWILIO INC. 3.625% 03/15/2029 USD SR LIEN NEXT CALL DT. 03 | $33,225 | $33,225 |
| SUNOCO LP 4.5% 05/15/2029 USD SER WI SR LIEN NEXT CALL | $68,182 | $68,182 |
| PENSKE AUTOMOTIVE GROUP 3.75% 06/15/2029 USD SRSUB | $60,537 | $60,537 |
| MURPHY OIL USA, INC. 4.75% 09/15/2029 USD SR LIEN NEXT | $35,575 | $35,575 |
| NEWELL BRANDS INC. 6.625% 09/15/2029 USD SR LIEN NEXT | $17,267 | $17,267 |
| TEGNA INC. 5.0% 09/15/2029 USD SR LIEN NEXT CALL DT. 09 15 | $29,790 | $29,790 |
| CHENIERE ENERGY PARTNERS, L.P. 4.5% 10/01/2029 USD SER | $64,702 | $64,702 |
| CENTENE CORPORATION 4.625% 12/15/2029 USD SER WI SR | $63,416 | $63,416 |
| APACHE CORPORATION 4.25% 01/15/2030 USD SR LIEN NEXT | $33,630 | $33,630 |
| HILTON DOMESTIC OPERATING CO I 4.875% 01/15/2030 USD | $32,738 | $32,738 |
| UNITED RENTALS NORTH AM 5.25% 01/15/2030 USD SR LIEN | $7,075 | $7,075 |
| KENNEDY-WILSON, INC. 4.75% 02/01/2030 USD SR LIEN NEXT | $58,672 | $58,672 |
| ASBURY AUTOMOTIVE GROUP, INC. 4.75% 03/01/2030 USD | $63,642 | $63,642 |
| FORD HOLDING INC 9.300000 03/01/2030 SR LIEN S&P BBB- | $29,334 | $29,334 |
| NORDSTROM INC 4.375% 04/01/2030 USD SR LIEN NEXT CALL | $34,351 | $34,351 |
| FORD MOTOR COMPANY 9.625% 04/22/2030 USD SR LIEN | $64,699 | $64,699 |
| BALL CORPORATION 2.875% 08/15/2030 USD SR LIEN NEXT | $65,179 | $65,179 |
| COVANTA HOLDING CORPORATION 5.0% 09/01/2030 USD SR | $31,242 | $31,242 |
| NUSTAR LOGISTICS LP 6.375% 10/01/2030 USD SR LIEN NEXT | $33,584 | $33,584 |
| CENTRAL GARDEN & PET CO 4.125% 10/15/2030 USD SR LIEN | $33,976 | $33,976 |
| SEAGATE HDD CAYMAN 4.125% 01/15/2031 USD SR LIEN | $34,663 | $34,663 |
| COMMERCIAL METALS CO 3.875% 02/15/2031 USD SR LIEN | $33,287 | $33,287 |
| TWILIO INC 3.875% 03/15/2031 USD SR LIEN NEXT CALL DT. 03 | $35,180 | $35,180 |
| ENCOMPASS HEALTH CORP 4.625% 04/01/2031 USD SR LIEN | $66,157 | $66,157 |
| SERVICE CORPORATION INTERNATIO 4.0% 05/15/2031 USD SR | $69,347 | $69,347 |
| BLOCK INC 3.5% 06/01/2031 USD SR LIEN NEXT CALL DT. 03 01 | $66,541 | $66,541 |
| TENET HEALTHCARE CORPORATION 6.875% 11/15/2031 SER B | $52,817 | $52,817 |
| UNITED RENTALS (NORTH AMERICA) 3.75% 01/15/2032 USD | $33,497 | $33,497 |
| YUM! BRANDS, INC 5.375% 04/01/2032 USD SR LIEN NEXT | $63,756 | $63,756 |
| CCO HOLDINGS, LLC 4.5% 05/01/2032 USD SER WI SR LIEN | $63,904 | $63,904 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (36 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBOTT LABORATORIES CMN (ABT) | $99,063 | $99,063 |
| ALPHABET INC. CMN CLASS A (GOOGL) | $142,624 | $142,624 |
| AT&T INC. CMN (T) | $72,154 | $72,154 |
| BLACKSTONE GROUP INC/THE CMN (BX) | $130,920 | $130,920 |
| BRISTOL-MYERS SQUIBB COMPANY CMN (BMY) | $102,620 | $102,620 |
| CATERPILLAR INC (DELAWARE) CMN (CAT) | $126,547 | $126,547 |
| CISCO SYSTEMS, INC. CMN (CSCO) | $141,456 | $141,456 |
| CMS ENERGY CORPORATION CMN (CMS) | $40,649 | $40,649 |
| COCA-COLA COMPANY (THE) CMN (KO) | $106,074 | $106,074 |
| CONOCOPHILLIPS CMN (COP) | $105,044 | $105,044 |
| CVS HEALTH CORP CMN (CVS) | $126,336 | $126,336 |
| DELL TECHNOLOGIES INC. CMN (DELL) | $53,550 | $53,550 |
| FIDELITY NATL INFO SVCS INC CMN (FIS) | $48,056 | $48,056 |
| FREEPORT-MCMORAN INC CMN (FCX) | $85,140 | $85,140 |
| GILEAD SCIENCES CMN (GILD) | $81,010 | $81,010 |
| HONEYWELL INTL INC CMN (HON) | $104,855 | $104,855 |
| JPMORGAN CHASE & CO CMN (JPM) | $187,110 | $187,110 |
| LOWES COMPANIES INC CMN (LOW) | $89,020 | $89,020 |
| MARVELL TECHNOLOGY, INC. CMN (MRVL) | $120,620 | $120,620 |
| MC DONALDS CORP CMN (MCD) | $118,604 | $118,604 |
| MICROSOFT CORPORATION CMN (MSFT) | $202,686 | $202,686 |
| ORACLE CORPORATION CMN (ORCL) | $106,063 | $106,063 |
| ROSS STORES,INC CMN (ROST) | $69,195 | $69,195 |
| TEXAS INSTRUMENTS INC. CMN (TXN) | $119,322 | $119,322 |
| THE PROGRESSIVE CORPORATION CMN (PGR) | $79,640 | $79,640 |
| VISA INC. CMN CLASS A (V) | $59,754 | $59,754 |
| WALMART INC CMN (WMT) | $110,754 | $110,754 |
| XCEL ENERGY INC. CMN (XEL) | $62,430 | $62,430 |
| AMERICAN TOWER CORPORATION CMN (AMT) | $87,032 | $87,032 |
| DIGITAL REALTY TRUST, INC. CMN (DLR) | $54,320 | $54,320 |
| ASTRAZENECA PLC SPONS ADR SPONSORED ADR CMN (AZN) | $60,615 | $60,615 |
| EATON CORP PLC CMN (ETN) | $120,410 | $120,410 |
| AT&T INC. CMN (T) | $142,630 | $142,630 |
| HCI GROUP, INC. CMN (HCI) | $786,600 | $786,600 |
| AIR T FUNDING ALPHA | $2,362,518 | $2,362,518 |
| MIND MEDICINE MINDMED INC | $243,983 | $243,983 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (19 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| X3 FUND | FMV | $37,037,407 | $37,037,407 |
| 70TH STREET INVESTMENT | FMV | $12,300,000 | $12,300,000 |
| ALLERUM | FMV | $1,500,000 | $1,500,000 |
| KWIKBIT | AT COST | $8,500,000 | $8,500,000 |
| BOOTHBAY ABSOLUTE RETURN STRATEGIES OFFSHORE, LTD | FMV | $761,401 | $761,401 |
| SWEET LEAF | FMV | $2,136,702 | $2,136,702 |
| STONEX PRIME BROKERAGE | FMV | $7,016,399 | $7,016,399 |
| DAFNA FUND, LP | FMV | $3,792,089 | $3,792,089 |
| FARNUM | AT COST | $2,020,914 | $2,020,914 |
| NORTHERN LAKES | FMV | $1,825,000 | $1,825,000 |
| LUXOR LAND | FMV | $2,812,532 | $2,812,532 |
| WB CREDIT FUND LTD | FMV | $7,372,876 | $7,372,876 |
| BLACKSTONE MORTGAGE TRUST INC CMN (BXMT) | FMV | $54,725 | $54,725 |
| KKR REAL ESTATE FINANCE TRUST CMN (KREF) | FMV | $68,300 | $68,300 |
| WEST STREET CAPITAL PARTNERS VIII OFFSHORE, L.P. | FMV | $606,831 | $606,831 |
| NORTHVOLT INVESTMENTS, SLP | FMV | $80,053 | $80,053 |
| WEST STREET STRATEGIC SOLUTION | FMV | $572,360 | $572,360 |
| GLOBAL ATLANTIC IVY ACCESS OFF | FMV | $2,289,911 | $2,289,911 |
| GOLDMAN SACHS PRIVATE CREDIT CORP. CLASS I SERIES 1 | FMV | $1,157,078 | $1,157,078 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OFFICE SUPPLIES | $11,050 | $0 | $10,587 |
| INSURANCE | $7,924 | $0 | $7,924 |
| PARTNERSHIP EXPENSES | $0 | $225,959 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PARTNERSHIP INCOME | Desc |
| Net Investment Income | $71,617 | NetInvestmentIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAINS ON INVESTMENTS | Desc |
| Amt | $2,652,640 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT CONSULTING FEES | $474,707 | $474,707 | $0 |
| OTHER PROFESSIONAL FEES | $8,975 | $0 | $350 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| EXCISE TAX | $356,468 | $0 | $0 |
| FOREIGN TAXES PAID | $0 | $25 | $0 |
| SEVERANCE TAX | $0 | $2,598 | $0 |