ATHERTON FAMILY FOUNDATION: Form 990PF, tax year 2023
View the entire original 990 at ProPublica ↗
- Organization
- ATHERTON FAMILY FOUNDATION (EIN 51-0175971)
- Tax period
- 2023-01-01 to 2023-12-31
- Filed
- 2024-11-15
- IRS object ID
- 202423209349106377
- Schema version
- 2023v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2024-11-15T16:01:25-06:00 | ReturnTs |
| Tax Period End | 2023-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 135565207 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KPMG LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE FINANCIAL PLZ STE 2300 | AddressLine1Txt |
| City | PROVIDENCE | CityNm |
| State Abbreviation | RI | StateAbbreviationCd |
| ZIP | 029032485 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2023-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 510175971 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ATHERTON FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ATHE | BusinessNameControlTxt |
| Phone | 8086944393 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 3170 DEPT 715 | AddressLine1Txt |
| City | HONOLULU | CityNm |
| State Abbreviation | HI | StateAbbreviationCd |
| ZIP | 968023170 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | FREDERICK W ROHLFING | PersonNm |
| Person Title | DIRECTOR | PersonTitleTxt |
| Phone | 8086944393 | PhoneNum |
| Signature | 2024-11-11 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | false | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | LYLE J MOHLER | PreparerPersonNm |
| PTIN | P01340349 | PTIN |
| Phone | 8662974127 | PhoneNum |
| Preparation | 2024-11-11 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2023 | TaxYr |
| Build TS | 2024-10-15 13:58:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $104,638,842 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $2,401 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,112,274 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,112,274 | DividendsNetInvstIncmAmt |
| Gross Rents Rev And Expnss | $543,099 | GrossRentsRevAndExpnssAmt |
| Gross Rents Net Invst Incm | $543,099 | GrossRentsNetInvstIncmAmt |
| Gross Rents Adj Net Incm | $543,099 | GrossRentsAdjNetIncmAmt |
| Net Rental Income Or Loss | $288,505 | NetRentalIncomeOrLossAmt |
| Net Gain Sale Ast Rev And Expnss | $853,497 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $7,155,189 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $853,497 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $2,685,288 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $2,675,416 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $5,196,559 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $5,184,286 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $543,099 | TotalAdjNetIncmAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Rev And Expnss | $4,041 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $4,041 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $26,178 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $26,178 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $307,490 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $307,490 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $125,544 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $14,978 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $4,508 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $4,508 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $477,318 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $254,594 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $254,594 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $222,724 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $945,079 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $577,062 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $254,594 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $257,451 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $5,988,834 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $5,988,834 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $6,933,913 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $577,062 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $254,594 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $6,246,285 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$1,737,354 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $4,607,224 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $288,505 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $33,480 | CashBOYAmt |
| Cash EOY | $7,739 | CashEOYAmt |
| Cash EOYFMV | $7,739 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $48,000 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $71,936 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $71,936 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Invst Land Cost Or Other Basis | $619,356 | InvstLandCostOrOtherBasisAmt |
| Land Bldg Investments BOY | $619,356 | LandBldgInvestmentsBOYAmt |
| Land Bldg Investments EOY | $619,356 | LandBldgInvestmentsEOYAmt |
| Land Bldg Investments EOYFMV | $619,356 | LandBldgInvestmentsEOYFMVAmt |
| Other Investments BOY | $91,261,522 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $89,494,056 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $103,388,114 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $551,697 | LandBldgEquipCostOrOtherBssAmt |
| Land BOY | $551,697 | LandBOYAmt |
| Land EOY | $551,697 | LandEOYAmt |
| Land EOYFMV | $551,697 | LandEOYFMVAmt |
| Total Assets BOY | $92,514,055 | TotalAssetsBOYAmt |
| Total Assets EOY | $90,744,784 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $104,638,842 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $92,514,055 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $90,744,784 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $92,514,055 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $90,744,784 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $92,514,055 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $90,744,784 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $92,514,055 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$1,737,354 | ExcessRevenueOverExpensesAmt |
| Other Increases | $2,710,977 | OtherIncreasesAmt |
| Subtotal | $93,487,678 | SubtotalAmt |
| Other Decreases | $2,742,894 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $90,744,784 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (26 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 27292.576 VULCAN VALUE PARTNERS FUND - INV | 2015-02-25 | 2023-03-24 | $500,000 | $542,849 | -$42,849 | -$42,849 | |
| 31914.894 VULCAN VALUE PARTNERS FUND - INV | 2015-02-25 | 2023-04-19 | $600,000 | $634,787 | -$34,787 | -$34,787 | |
| 25575.448 VULCAN VALUE PARTNERS FUND - INV | 2015-02-25 | 2023-10-19 | $500,000 | $508,696 | -$8,696 | -$8,696 | |
| 50315.107 JPMORGAN STRAT INC OPP-I | 2018-12-12 | 2023-04-19 | $572,586 | $576,108 | -$3,522 | -$3,522 | |
| 2408.97 JPMORGAN STRAT INC OPP-I | 2018-12-12 | 2023-04-19 | $27,414 | $27,583 | -$169 | -$169 | |
| 148342.059 JPMORGAN STRAT INC OPP-I | 2018-12-12 | 2023-12-22 | $1,700,000 | $1,698,517 | $1,483 | $1,483 | |
| 20674.21 VANGUARD INFLAT PROTECTED AD | 2021-12-21 | 2023-03-24 | $494,320 | $596,037 | -$101,717 | -$101,717 | |
| 237.542 VANGUARD INFLAT PROTECTED AD | 2021-12-21 | 2023-03-24 | $5,680 | $6,848 | -$1,168 | -$1,168 | |
| 22749.705 VANGUARD EMERGING MKT STK INDEX FUND -AD | 2021-12-20 | 2023-11-29 | $765,983 | $1,032,981 | -$266,998 | -$266,998 | |
| 1010.319 VANGUARD EMERGING MKT STK INDEX FUND -AD | 2021-06-02 | 2023-11-29 | $34,017 | $44,866 | -$10,849 | -$10,849 | |
| 159.739 VANGUARD GROWTH INDEX FUND-ADM | 2023-03-23 | 2023-03-24 | $19,820 | $18,593 | $1,227 | $1,227 | |
| 7899.578 VANGUARD GROWTH INDEX FUND-ADM | 2015-02-24 | 2023-03-24 | $980,180 | $445,141 | $535,039 | $535,039 | |
| 4400.763 VANGUARD GROWTH INDEX FUND-ADM | 2015-02-24 | 2023-05-31 | $600,000 | $247,983 | $352,017 | $352,017 | |
| CAPITAL GAIN DIVIDENDS | $422,300 | P | |||||
| CAPITAL GAIN DIVIDENDS | $422,300 | P | |||||
| CAPITAL GAIN DIVIDENDS | $422,300 | P | |||||
| CAPITAL GAIN DIVIDENDS | $422,300 | P | |||||
| CAPITAL GAIN DIVIDENDS | $422,300 | P | |||||
| CAPITAL GAIN DIVIDENDS | $422,300 | P | |||||
| CAPITAL GAIN DIVIDENDS | $422,300 | P | |||||
| CAPITAL GAIN DIVIDENDS | $422,300 | P | |||||
| CAPITAL GAIN DIVIDENDS | $422,300 | P | |||||
| CAPITAL GAIN DIVIDENDS | $422,300 | P | |||||
| CAPITAL GAIN DIVIDENDS | $422,300 | P | |||||
| CAPITAL GAIN DIVIDENDS | $422,300 | P | |||||
| CAPITAL GAIN DIVIDENDS | $422,300 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $853,497 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $64,040 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $64,040 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $64,040 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $26,292 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $5,500 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $31,792 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $32,248 | TaxDueAmt |
| Applied To ES Tax | $0 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | HI | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BANK OF HAWAII | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8086944393 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 3170 DEPT 715 | AddressLine1Txt |
| City | HONOLULU | CityNm |
| State Abbreviation | HI | StateAbbreviationCd |
| ZIP | 968023170 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | Yes (true) | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| PATRICIA R GILES | ||||||
| PO BOX 3170 DEPT 715 | HONOLULU | HI | 968023170 | PRESIDENT/DIRECTOR | 1 | $0 |
| FREDERICK W ROHLFING | ||||||
| PO BOX 3170 DEPT 715 | HONOLULU | HI | 968023170 | VP/DIRECTOR | 1 | $0 |
| PAUL F MORGAN | ||||||
| PO BOX 3170 DEPT 715 | HONOLULU | HI | 968023170 | VP/SECRETARY/DIRECTOR | 1 | $0 |
| MARY MIDKIFF | ||||||
| PO BOX 3170 DEPT 715 | HONOLULU | HI | 968023170 | VP/DIRECTOR | 1 | $0 |
| JULIETTE K SHEEHAN | ||||||
| PO BOX 3170 DEPT 715 | HONOLULU | HI | 968023170 | VP/DIRECTOR | 0 | $0 |
| HERBERT RICHARDS III | ||||||
| PO BOX 3170 DEPT 715 | HONOLULU | HI | 968023170 | VP/TREASURER/DIRECTOR | 0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| BANK OF HAWAII | |||||
| PO BOX 3170 DEPT 715 | HONOLULU | HI | 96802 | INVESTMENT ADVISOR | $138,740 |
| CAMBRIDGE ASSOCIATES | |||||
| 100 SUMMER STREET | BOSTON | MA | 02110 | INVESTMENT ADVISOR | $168,750 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 2 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $46,850,585 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,199,996 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $55,244,715 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $103,295,296 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $103,295,296 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,549,429 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $101,745,867 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $5,087,293 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $5,087,293 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $64,040 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $64,040 | TotalTaxAmt |
| Distributable Before Adj | $5,023,253 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $77,183 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $5,100,436 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $5,100,436 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $6,246,285 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $6,246,285 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $5,100,436 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,382,244 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $6,246,285 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,382,244 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $4,864,041 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $236,395 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | EVAN DOHLEN | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 827 FORT STREET MALL | AddressLine1Txt |
| City | HONOLULU | CityNm |
| State Abbreviation | HI | StateAbbreviationCd |
| ZIP | 96813 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 8085665585 | RecipientPhoneNum |
| Recipient Email Address | NEXUS.HAWAIICOMMUNITYFOUDATION.ORG/NONPROFIT | RecipientEmailAddressTxt |
| Form And Info And Materials | SEE HI COMMUNITY FOUNDATION WEBSITE. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | SEE HI COMMUNITY FOUNDATION WEBSITE. | SubmissionDeadlinesTxt |
| Restrictions On Awards | SEE HI COMMUNITY FOUNDATION WEBSITE. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE ATTACHED STATEMENT | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | SEE ATTACHED | AddressLine1Txt |
| City | HONOLULU | CityNm |
| State Abbreviation | HI | StateAbbreviationCd |
| ZIP | 96802 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Recipient Foundation Status | SEE ATTACHED | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | UNRESTRICTED GIFT | GrantOrContributionPurposeTxt |
| Amt | $5,988,834 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $5,988,834 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,112,274 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp |
Net Rntl Incm Re Not Debt Fincd Prop NetRntlIncmReNotDebtFincdProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 16 | ExclusionCd |
| Exclusion | $288,505 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Income | OtherInvestmentIncomeGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $853,497 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt |
|---|---|---|---|---|
| FED REFUND | 1 | $3,278 | ||
| PARTNERSHIP INCOME | 14 | $2,675,416 | 525990 | $6,594 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $6,594 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $4,932,970 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $4,939,564 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | AUDIT & ACCOUNTING FEES (ALLOC | CategoryTxt |
| Amt | $26,178 | Amt |
| Disbursements Charitable Prps | $26,178 | DisbursementsCharitablePrpsAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (43 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| PROLIFIC GIVING STOCK | AT COST | $400,000 | $1 |
| ALIMETER OFFSHORE LTD | AT COST | $1,500,000 | $1,463,843 |
| ALPHADYNE INTL FUND LTD | AT COST | $3,000,000 | $3,243,190 |
| AGN RAINIER INC SERIES B | AT COST | $41,043 | $132 |
| AGN RAINIER INC SERIES B-2 | AT COST | $78,109 | $252 |
| AGN RAINIER INC SERIES B-3 | AT COST | $45,691 | $147 |
| AGN RAINIER INC SERIES C | AT COST | $212,037 | $364 |
| ISAM SYSTEMATIC TREND CLASS A1 | AT COST | $2,500,000 | $2,146,365 |
| JP MORGAN STRAT INC OPP | AT COST | $2,059,153 | $2,053,966 |
| PIMCO INCOME FUND | AT COST | $5,036,894 | $4,559,705 |
| PIMCO DYNAMIC BOND FUND | AT COST | $2,861 | $2,541 |
| VANGUARD INFLAT PROTECTED AD | AT COST | $2,200,648 | $1,799,574 |
| VANGUARD INTERMEDIATE TERM | AT COST | $5,184,568 | $4,640,756 |
| FIRST EAGLE OVERSEAS | AT COST | $3,350,464 | $3,543,166 |
| PRIMECAP ODYSSEY GROWTH FD | AT COST | $2,469,871 | $2,282,123 |
| VANGUARD DEVELOPED MARKETS IND | AT COST | $770,409 | $824,572 |
| VANGUARD INSTITUTIONAL INDEX F | AT COST | $4,190,530 | $10,484,063 |
| VANGUARD EMERGING MKT STK INDE | AT COST | $1,374,207 | $1,647,313 |
| VANGUARD GROWTH INDEX FUND-ADM | AT COST | $890,841 | $2,516,639 |
| COATUE GROWTH V OFFSHORE FEEDE | AT COST | $1,632,436 | $1,177,491 |
| FORESTER DIVERSIFIED LTD | AT COST | $101,837 | $397,750 |
| ARROWSTREET CAPITAL GLOBAL | AT COST | $5,316,760 | $7,832,113 |
| KHP STRATEGIC 12 LP | AT COST | $1,109,534 | $2,210,060 |
| KABOUTER INTL OPP FUND II | |||
| CLOSED END INTL EQUITY FUND | AT COST | $2,019,890 | $1,923,521 |
| GQG PARTNERS INTL EQUITY FUND | AT COST | $3,804,536 | $4,481,231 |
| DE SHAW ALL COUNTRY GLOBAL | AT COST | $6,419,981 | $6,141,772 |
| DAVIDSON KEMPNER | AT COST | $3,565,865 | $3,459,760 |
| STEWART INVESTORS | AT COST | $2,096,935 | $1,953,375 |
| FORTRESS CREDIT OPP FUND | AT COST | $1,116,034 | $1,108,518 |
| INDEPENDENT FRANCHISE PARTNERS | AT COST | $2,782,868 | $3,223,808 |
| GREENSPRING/STEPSTONE | AT COST | $1,360,541 | $1,495,914 |
| COSTANOA VENTURES OPP FUND II | AT COST | $1,260,199 | $1,351,696 |
| COSTANOA VENTURES OPP IV LP | AT COST | $871,037 | $1,025,147 |
| FERNBRIDGE CAPITAL ONSHORE | AT COST | $3,228,064 | $3,912,531 |
| STANDARD CRYPTO VENTURE FUND I | AT COST | $966,142 | $1,087,664 |
| GLOBAL RESEARCH EQUITY EXT FUN | AT COST | $5,467,013 | $6,306,190 |
| ACADIAN EMERGING MKTS EQUITY F | AT COST | $1,603,325 | $1,788,542 |
| SEAFARER OVERSEAS GROWTH INC/V | AT COST | $2,770,591 | $3,484,091 |
| RENAISSANCE INSTITUTIONAL EQUI | AT COST | $3,107,096 | $4,275,439 |
| FIRST EAGLE US SMALL CAP OPP F | AT COST | $1,486,046 | $1,472,875 |
| ACADIAN INTERNATIONAL SMALL CA | AT COST | $1,500,000 | $1,500,000 |
| ISAM VECTOR A LTD CLASS A1 SER | AT COST | $600,000 | $569,914 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES - PRINCIPAL (ALLOCA | CategoryTxt |
| Legal Fees | $4,041 | LegalFeesAmt |
| Disbursements Charitable Prps | $4,041 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (3 entries)
| DescDesc | AmtAmt |
|---|---|
| BASIS ADJUSTMENT FOR PARTNERSHIPS | $2,728,784 |
| WASH SALE ADJUSTMENT | $12,188 |
| MUTUAL FUND DIFFERENCE | $1,922 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| GRANTS ADMIN FEE | $211,000 | $0 | $211,000 |
| WEB SUBSCRIPTION FEES | $10,818 | $0 | $10,818 |
| CORP ANNUAL FILING FEE | $6 | $0 | $6 |
| BIV ADMINISTRATIVE FEES | $900 | $0 | $900 |
| Rent and Royalty Expense | $254,594 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| STATE OF HAWAII REFUND | $3,278 | $0 |
| PARTNERSHIP INCOME | $2,682,010 | $2,675,416 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| PRIOR YR GRANT RECOVERIES | $77,183 |
| FORESTER DIVERSIFIED LTD ADJUSTMENT | $2,633,794 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMNT MNGMNT FEES (NON-DED | CategoryTxt |
| Amt | $307,490 | Amt |
| Net Investment Income | $307,490 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OTHER TAXES (NOT SUBJECT TO $1 | $3,278 | $0 | $0 |
| FEDERAL TAX PAYMENT - PRIOR YE | $100,000 | $0 | $0 |
| FEDERAL ESTIMATES - INCOME | $7,288 | $0 | $0 |
| FOREIGN TAXES ON QUALIFIED FOR | $9,327 | $9,327 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $5,651 | $5,651 | $0 |