GERSTNER FAMILY FOUNDATION: Form 990PF, tax year 2023
View the entire original 990 at ProPublica ↗
- Organization
- GERSTNER FAMILY FOUNDATION (EIN 20-8559135)
- Tax period
- 2023-01-01 to 2023-12-31
- Filed
- 2024-11-15
- IRS object ID
- 202433209349107033
- Schema version
- 2023v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2024-11-15T16:13:53-06:00 | ReturnTs |
| Tax Period End | 2023-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 873231666 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PKF O'CONNOR DAVIES ADVISORY LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 245 PARK AVENUE 12TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 101670008 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2023-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 208559135 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE GERSTNER FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GERS | BusinessNameControlTxt |
| Phone | 9144994900 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 20 OLD POST ROAD | AddressLine1Txt |
| City | ARMONK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 105041314 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KARA KLEIN | PersonNm |
| Person Title | EXECUTIVE DIRECTOR | PersonTitleTxt |
| Phone | 5616554030 | PhoneNum |
| Signature | 2024-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | Yes (1) | IRSResponsiblePrtyInfoCurrInd |
| Form8822 B Attached | Yes (X) | Form8822BAttachedInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JOSEPH L ALI CPA | PreparerPersonNm |
| PTIN | P02093808 | PTIN |
| Phone | 2122862600 | PhoneNum |
| Preparation | 2024-11-14 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2023 | TaxYr |
| Build TS | 2024-10-15 13:58:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $198,231,897 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $677 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $83,954 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $83,954 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $3,951,703 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $3,839,388 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $2,798,334 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $40,644,433 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,967,402 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $5,358,444 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $707,194 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $12,193,112 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $6,597,938 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $485,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $100,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $385,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $493,000 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $493,000 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $163,548 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $163,548 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $34,809 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $34,809 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $48,323 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $39,823 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $500,733 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $359,179 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $141,554 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $587,600 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $281,186 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $211,907 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $26,921 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $11,634 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $11,634 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $2,633,986 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $745,930 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $32,478 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $5,170,540 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,513,216 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,301,846 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $5,938,703 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $5,938,703 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $11,109,243 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,513,216 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $7,240,549 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,083,869 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $5,084,722 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $1,389,655 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,210,078 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,210,078 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $16,486,405 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $29,429,789 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $29,429,789 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $8,503,875 | CorporateStockBOYAmt |
| Corporate Stock EOY | $7,361,466 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $9,140,791 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $10,653,539 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $11,164,606 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $11,530,780 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $114,443,193 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $107,313,514 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $144,920,459 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $5,900,349 | OtherAssetsBOYAmt |
| Other Assets EOY | $1,000,000 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $1,000,000 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $157,377,016 | TotalAssetsBOYAmt |
| Total Assets EOY | $158,479,453 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $198,231,897 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $80,540 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $99,108 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $80,540 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $99,108 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $157,296,476 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $158,380,345 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $157,296,476 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $158,380,345 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $157,377,016 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $158,479,453 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $157,296,476 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,083,869 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $158,380,345 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $158,380,345 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (23 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $40,095,500 | $40,364,059 | -$268,559 | -$268,559 | |
| THE OBSIDIAN (OFFSHORE) FUND | $390,940 | $390,940 | P | ||
| THRU K-1 BLACKSTONE NSS COMMUNICATIONS PARTNERS (CAYMAN) L.P. | $10,456 | $10,456 | P | ||
| THRU K-1 BREP V L.P. | $164 | $164 | P | ||
| THRU K-1 BREP VI.TE.2 L.P. | $64 | $64 | P | ||
| THRU K-1 BREP VI.TE.2-NQ L.P. | -$299 | -$299 | P | ||
| THRU K-1 BREP VIII.F (AV-LH) L.P. | -$51,912 | -$51,912 | P | ||
| THRU K-1 BREP VIII.F (AV-LH.2) L.P. | $739 | $739 | P | ||
| THRU K-1 BREP VIII.F (AV-LH.3) L.P. | -$20,377 | -$20,377 | P | ||
| THRU K-1 BREP VIII.F (AV-LH.4) L.P. | $2,814 | $2,814 | P | ||
| THRU K-1 BREP VIII.F LP | -$1 | -$1 | P | ||
| THRU K-1 BREP VIII.F-NQ (AV-LH.2) L.P. | -$7,612 | -$7,612 | P | ||
| THRU K-1 BREP VIII.F-NQ (AV-LH.4) L.P. | $50,944 | $50,944 | P | ||
| THRU K-1 BREP VIII.F-NQ LP | $1,522 | $1,522 | P | ||
| THRU K-1 BREP IX.F L.P. | $1,666 | $1,666 | P | ||
| THRU K-1 CARLYLE GLOBAL PTNRS MSTR COINVEST CAYMAN, L.P. | $584,657 | $584,657 | P | ||
| THRU K-1 CARLYLE GLOBAL PTNRS MSTR COINVEST, L.P. | $693,290 | $693,290 | P | ||
| THRU K-1 CARLYLE PROPERTY INVESTORS, L.P. | $19,503 | $19,503 | P | ||
| THRU K-1 FIELDPOINT LLC | -$1,551 | -$1,551 | P | ||
| THRU K-1 GLOBAL CREDIT OPPORTUNITIES FUND LP | $11,659 | $11,659 | P | ||
| THRU K-1 WEST STREET CAPITAL PARTNERS VIII - PARALLEL, L.P. | $135 | $135 | P | ||
| THRU K-1 BREP X.F L.P. | $227 | $227 | P | ||
| CAPITAL GAINS DIVIDENDS | $548,933 | $548,933 | $548,933 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,967,402 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $70,678 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $70,678 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $70,678 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $214,733 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $214,733 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $144,055 | OverpaymentAmt |
| Applied To ES Tax | $144,055 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | FL | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 9144994900 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 20 OLD POST ROAD | AddressLine1Txt |
| City | ARMONK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 105041314 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| LOUIS V GERSTNER JR | ||||||||
| 20 OLD POST ROAD | ARMONK | NY | 105041314 | TRUSTEE, CHAIRPERSON | 8.00 | $0 | $0 | $0 |
| DR ELIZABETH R GERSTNER | ||||||||
| 20 OLD POST ROAD | ARMONK | NY | 105041314 | TRUSTEE, VICE CHAIRPERSON, VP PROGRAMS | 8.00 | $85,000 | $3,300 | $0 |
| BESSEMER TRUST COMPANY OF FLORIDA | ||||||||
| 20 OLD POST ROAD | ARMONK | NY | 105041314 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| KARA V KLEIN | ||||||||
| 20 OLD POST ROAD | ARMONK | NY | 105041314 | TRUSTEE, EXECUTIVE DIRECTOR | 25.00 | $400,000 | $12,000 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| ALICE GOH | ||||||||
| 20 OLD POST ROAD | ARMONK | NY | 105041314 | PROGRAM DIRECTOR | 40.00 | $310,000 | $15,600 | $0 |
| MOLLY C GELINAS | ||||||||
| 20 OLD POST ROAD | ARMONK | NY | 105041314 | PROGRAM OFFICER | 40.00 | $110,000 | $5,400 | $0 |
| MICHAEL COSTA | ||||||||
| 20 OLD POST ROAD | ARMONK | NY | 105041314 | GRANTS MANAGEMENT AS | 40.00 | $73,000 | $4,200 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| BLACKSTONE REAL ESTATE ADVISORS LP | |||||
| 345 PARK AVENUE SUITE 1100 | NEW YORK | NY | 10154 | INVESTMENT MANAGEMENT | $266,923 |
| AVON LANE LLC | |||||
| 20 OLD POST ROAD | ARMONK | NY | 10504 | FOUNDATION ADMINISTRATION | $124,054 |
| GOLDMAN SACHS & CO LLC | |||||
| 200 WEST STREET | NEW YORK | NY | 10282 | INVESTMENT MANAGEMENT | $88,124 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $197,767,090 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,878,905 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $199,645,995 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $199,645,995 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $2,994,690 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $196,651,305 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $9,832,565 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $9,832,565 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $70,678 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $489,012 | IncomeTaxAmt |
| Total Tax | $559,690 | TotalTaxAmt |
| Distributable Before Adj | $9,272,875 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $9,272,875 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $9,272,875 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $7,240,549 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $7,240,549 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $9,272,875 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,604,938 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $7,240,549 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,604,938 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $5,635,611 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $3,637,264 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | LOUIS V GERSTNER JR | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (16 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| CATHOLIC CHARITIES OF THE DIOCESE OF PALM BEACH INC | ||||||||
| 9995 N MILITARY TRAIL | PALM BEACH GARDENS | FL | 33410 | N/A | PC | EDUCATION - SCHOLARSHIP PROGRAM | $198,000 | |
| CATHOLIC CHARITIES OF THE DIOCESE OF PALM BEACH INC | ||||||||
| 9995 N MILITARY TRAIL | PALM BEACH GARDENS | FL | 33410 | N/A | PC | EDUCATION - SCHOLARSHIP PROGRAM | $210,000 | |
| CORNELL UNIVERSITY | ||||||||
| 377 PINE TREE ROAD | ITHACA | NY | 14850 | N/A | PC | ENVIRONMENTAL RESEARCH | $246,772 | |
| CORNELL UNIVERSITY | ||||||||
| 377 PINE TREE ROAD | ITHACA | NY | 14850 | N/A | PC | ENVIRONMENTAL RESEARCH | $240,120 | |
| FOUNDATIONS AND DONORS INTERESTED IN CATHOLIC ACTIVITIES | ||||||||
| PO BOX 33667 | WASHINGTON | DC | 20033 | N/A | PC | GENERAL OPERATING EXPENSES | $10,000 | |
| MASS GENERAL BRIGHAM - MASSACHUSETTS GENERAL HOSPITAL | ||||||||
| 125 NASHUA STREET SUITE 540 | BOSTON | MA | 02114 | N/A | PC | BIOMEDICAL RESEARCH | $100,000 | |
| MASSACHUSETTS INSTITUTE OF TECHNOLOGY | ||||||||
| 77 MASSACHUSETTS AVENUE NE49-3142 | CAMBRIDGE | MA | 02139 | N/A | PC | ENVIRONMENTAL RESEARCH | $231,246 | |
| PHILANTHROPY NEW YORK | ||||||||
| 320 EAST 43RD STREET | NEW YORK | NY | 10017 | N/A | PC | GENERAL OPERATING EXPENSES | $14,350 | |
| ROCKEFELLER PHILANTHROPY ADVISORS INC | ||||||||
| 90 CHURCH STREET FL 1 7082 | NEW YORK | NY | 10008 | N/A | PC | ENVIRONMENTAL RESEARCH | $300,000 | |
| SURFRIDER FOUNDATION | ||||||||
| PO BOX 73550 | SAN CLEMENTE | CA | 92673 | N/A | PC | ENVIRONMENTAL RESEARCH | $120,000 | |
| TREASURE COAST FOOD BANK INCORPORATED | ||||||||
| 401 ANGLE ROAD | FORT PIERCE | FL | 34947 | N/A | PC | EMERGENCY GRANTS PROGRAM | $200,000 | |
| TRUSTEES OF DARTMOUTH COLLEGE | ||||||||
| 7 LEBANON STREET SUITE 302-6015 | HANOVER | NH | 03755 | N/A | PC | EDUCATION - SCHOLARSHIP PROGRAM | $1,200,000 | |
| UNITED STATES CATHOLIC CONFERENCE | ||||||||
| 3025 GRAND CONCOURSE | BRONX | NY | 10468 | N/A | PC | EDUCATION | $1,000,000 | |
| WINDWARD FUND | ||||||||
| 1828 L STREET NW SUITE 300C | WASHINGTON | DC | 20036 | N/A | PC | ENVIRONMENTAL RESEARCH | $1,250,000 | |
| WINDWARD FUND | ||||||||
| 1828 L STREET NW SUITE 300C | WASHINGTON | DC | 20036 | N/A | PC | ENVIRONMENTAL RESEARCH | $500,000 | |
| WOODS HOLE OCEANOGRAPHIC INSTITUTION | ||||||||
| FENNO HOUSE 183 OYSTER POND ROAD MS | WOODS HOLE | MA | 02543 | N/A | PC | ENVIRONMENTAL RESEARCH | $118,215 | 40 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $5,938,703 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (10 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| CATHOLIC CHARITIES OF THE DIOCESE OF PALM BEACH INC | ||||||||
| 9995 N MILITARY TRAIL | PALM BEACH GARDENS | FL | 33410 | N/A | PC | EDUCATION - SCHOLARSHIP PROGRAM | $315,000 | |
| CATHOLIC CHARITIES OF THE DIOCESE OF PALM BEACH INC | ||||||||
| 9995 N MILITARY TRAIL | PALM BEACH GARDENS | FL | 33410 | N/A | PC | EDUCATION - SCHOLARSHIP PROGRAM | $99,000 | |
| CORNELL UNIVERSITY | ||||||||
| 377 PINE TREE ROAD | ITHACA | NY | 14850 | N/A | PC | ENVIRONMENTAL RESEARCH | $252,776 | |
| CORNELL UNIVERSITY | ||||||||
| 377 PINE TREE ROAD | ITHACA | NY | 14850 | N/A | PC | ENVIRONMENTAL RESEARCH | $240,495 | |
| MASS GENERAL BRIGHAM - MASSACHUSETTS GENERAL HOSPITAL | ||||||||
| 125 NASHUA STREET SUITE 540 | BOSTON | MA | 02114 | N/A | PC | BIOMEDICAL RESEARCH | $100,000 | |
| MASSACHUSETTS INSTITUTE OF TECHNOLOGY | ||||||||
| 77 MASSACHUSETTS AVENUE NE49-3142 | CAMBRIDGE | MA | 02139 | N/A | PC | ENVIRONMENTAL RESEARCH | $234,893 | |
| TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK | ||||||||
| 635 WEST 165TH STREET | NEW YORK | NY | 10032 | N/A | PC | BIOMEDICAL RESEARCH | $75,000 | |
| WINDWARD FUND | ||||||||
| 1828 L STREET NW SUITE 300C | WASHINGTON | DC | 20036 | N/A | PC | ENVIRONMENTAL RESEARCH | $1,250,000 | |
| WINDWARD FUND | ||||||||
| 1828 L STREET NW SUITE 300C | WASHINGTON | DC | 20036 | N/A | PC | ENVIRONMENTAL RESEARCH | $500,000 | |
| WOODS HOLE OCEANOGRAPHIC INSTITUTION | ||||||||
| FENNO HOUSE 183 OYSTER POND ROAD MS | WOODS HOLE | MA | 02543 | N/A | PC | ENVIRONMENTAL RESEARCH | $120,467 | 40 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $3,187,631 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $83,954 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 901101 | BusinessCd |
| Unrelated Business Taxbl Incm | $112,315 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,839,388 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $539,907 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 901101 | BusinessCd |
| Unrelated Business Taxbl Incm | $824,108 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,974,226 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER INCOME THRU SCHEDULE K-1S | Desc |
| Business | 901101 | BusinessCd |
| Unrelated Business Taxbl Incm | $4,651,250 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $167,287 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $5,587,673 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $6,604,762 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $12,192,435 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| TAX RETURN PREPARATION FEES | $37,823 | $0 | $29,323 |
| AGREED UPON PROCEDURES - CONTROLS REVIEW | $10,500 | $0 | $10,500 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (78 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBOTT LABORATORIES 1.15% 01/30/2028 USD SR LIEN 262,000.00 QTY | $224,798 | $233,788 |
| ABBVIE INC 3.8% 03/15/2025 USD SER WI SR 147,000.000 QTY | $141,626 | $145,042 |
| AERCAP IRELAND CAP/GLOBA 3.5% 01/15/2025 150,000.000 QTY | $140,430 | $146,619 |
| AIR LEASE CORPORATION 3.25% 03/01/2025 133,000.000 QTY | $124,153 | $129,534 |
| ALEXANDRIA REAL ESTATE EQUITIE 2.95% 03/15/2034 USD SR LIEN 70,000.000 QTY | $55,990 | $58,500 |
| ALEXANDRIA REAL ESTATE EQUITIE 4.75% 04/15/2035 USD SR LIEN 67,000.000 QTY | $65,264 | $65,127 |
| ALLY FINANCIAL INC. 5.125% 09/30/2024 USD 64,000.000 QTY | $62,956 | $63,482 |
| ALPHABET INC. 1.1% 08/15/2030 USD SR LIEN 280,000.00 QTY | $222,901 | $232,310 |
| ALTRIA GROUP, INC. 4.0% 01/31/2024 USD SR LIEN S&P BBB 130,000.000 QTY | $128,614 | $129,789 |
| AMERICAN TOWER CORP 2.4% 03/15/2025 102,000.000 QTY | $94,173 | $98,545 |
| APPLE INC. 1.2% 02/08/2028 USD SR LIEN 262,000.00 QTY | $224,717 | $233,235 |
| ASTRAZENECA PLC 1.375% 08/06/2030 USD SR LIEN 204,000.00 QTY | $163,910 | $169,812 |
| AT&T INC. 2.55% 12/01/2033 USD SR LIEN 126,000.00 QTY | $98,856 | $102,793 |
| AUTONATION INC 3.5% 11/15/2024 USD SR LIEN 69,000.000 QTY | $66,527 | $67,525 |
| B.A.T. CAPITAL CORPORATION 3.222% 08/15/2024 USD SR 131,000.000 QTY | $125,083 | $128,862 |
| BANCO SANTANDER, S.A. HYBRID 06/30/2024 USD SR LIEN 200,000.000 QTY | $192,136 | $199,970 |
| BANK OF NY MELLON CORP MTN 1.65% 07/14/2028 USD SR LIEN 260,000.00 QTY | $224,957 | $228,766 |
| BAXTER INTERNATIONAL INC 2.539% 02/01/2032 USD SR LIEN 81,000.00 QTY | $61,051 | $68,025 |
| BERKSHIRE HATHAWAY ENERGY COMP 1.65% 05/15/2031 212,000.00 QTY | $167,855 | $170,278 |
| BERRY GLOBAL INC 1.57% 01/15/2026 | $77,876 | $79,916 |
| BNP PARIBAS MTN 4.25% 10/15/2024 USD SUB LIEN 301,000.000 QTY | $290,739 | $297,511 |
| BROADCOM INC 4.3% 11/15/2032 USD SER WI SR LIEN 72,000.00 QTY | $65,915 | $69,152 |
| CAPITAL ONE FINANCIAL CORPORAT HYBRID 05/09/2025 USD 4.166% 61,000.00 QTY | $60,053 | $60,543 |
| CHARLES SCHWAB CORPORATION (TH 1.65% 03/11/2031 USD SR LIEN 280,000.00 QTY | $223,504 | $224,955 |
| COCA-COLA CO/THE 2.125% 09/06/2029 USD SR LIEN 180,000.00 QTY | $156,110 | $162,859 |
| COCA-COLA COMPANY (THE) 1.375% 03/15/2031 USD SR LIEN 83,000.00 QTY | $65,692 | $68,526 |
| COMCAST CORPORATION 1.5% 02/15/2031 USD SR LIEN 182,000.00 QTY | $143,536 | $149,360 |
| CVS HEALTH CORPORATION 4.875% 07/20/2035 USD SR LIEN 104,000.00 QTY | $99,534 | $102,411 |
| DOLLAR GENERAL CORPORATION 5.45% 07/05/2033 SR LIEN 59,000.00 QTY | $54,012 | $60,186 |
| EBAY INC. 1.9% 03/11/2025 USD SR 153,000.000 QTY | $140,973 | $147,057 |
| ECOLAB INC. 1.3% 01/30/2031 USD SR LIEN 215,000.00 QTY | $168,334 | $175,986 |
| EMERSON ELECTRIC CO. 2.0% 12/21/2028 USD SR LIEN 258,000.00 QTY | $223,338 | $231,018 |
| ENBRIDGE INC 2.5% 01/15/2025 USD SR 153,000.000 QTY | $142,758 | $148,451 |
| EXXON MOBIL CORPORATION 2.44% 08/16/2029 USD SR LIEN 179,000.00 QTY | $159,636 | $163,017 |
| FISERV, INC. 2.75% 07/01/2024 USD SR LIEN 133,000.000 QTY | $127,256 | $131,005 |
| FOX CORP 3.05% 04/07/2025 USD SR 133,000.000 QTY | $125,540 | $129,483 |
| GENERAL MOTORS FINANCIAL COMPA 3.8% 04/07/2025 343,000.000 QTY | $93,566 | $96,927 |
| HOME DEPOT INC 0.9% 03/15/2028 USD SR LIEN 81,000 QTY | $68,281 | $70,907 |
| HOME DEPOT INC 1.375% 03/15/2031 USD SR LIEN 198,000.00 QTY | $155,480 | $162,029 |
| JOHN DEERE CAPITAL CORP MTN 2.8% 07/18/2029 USD SR LIEN 249,000.00 QTY | $224,319 | $231,306 |
| JOHNSON & JOHNSON 4.375% 12/05/2033 USD SR LIEN 213,000.00 QTY | $214,412 | $218,321 |
| KRAFT HEINZ FOODS CO 5.0% 07/15/2035 USD SR LIEN 66,000.00 QTY | $64,312 | $66,490 |
| MERCK & CO., INC. 1.9% 12/10/2028 USD SR LIEN 208,000.00 QTY | $181,180 | $187,264 |
| METLIFE, INC 5.7% 06/15/2035 USD SR LIEN 185,000.00 QTY | $199,865 | $199,282 |
| MPLX LP 5.0% 03/01/2033 USD SR LIEN 63,000.00 QTY | $60,462 | $61,799 |
| NASDAQ, INC. 5.55% 02/15/2034 SR LIEN 115,000.00 QTY | $116,379 | $119,708 |
| NORTHERN TRUST CORP 3.15% 05/03/2029 USD SR LIEN 241,000.00 QTY | $222,515 | $227,171 |
| NXP BV/NXP FUNDING LLC 4.875% 03/01/2024 SER WI SR LIEN 127,000.00 QTY | $125,622 | $125,622 |
| ORACLE CORPORATION 2.5% 04/01/2025 USD SR 101,000.000 QTY | $93,826 | $97,650 |
| PEPSICO, INC. 2.625% 07/29/2029 USD SR LIEN 250,000.00 QTY | $223,778 | $230,555 |
| PHILIP MORRIS INTL INC 5.5% 09/07/2030 SR LIEN 163,000.00 | $160,840 | $169,173 |
| PNC FINANCIAL SERVICES GROUP, HYBRID 01/24/2034 5.068% 68,000.00 QTY | $63,525 | $66,655 |
| PRAXAIR INC 1.1% 08/10/2030 USD SR LIEN 285,000.00 QTY | $224,412 | $236,972 |
| PROCTER & GAMBLE CO/THE 1.2% 10/29/2030 USD SR LIEN 280,000.00 QTY | $223,493 | $232,025 |
| PROLOGIS, L.P. 1.25% 10/15/2030 USD SR LIEN 72,000.00 QTY | $56,435 | $58,274 |
| QUALCOMM INCORPORATED 1.3% 05/20/2028 USD SR LIEN 262,000.00 QTY | $223,971 | $232,971 |
| REALTY INCOME CORPORATION 4.9% 07/15/2033 SR LIEN 139,000.00 QTY | $134,578 | $139,028 |
| REPUBLIC SERVICES INC 1.45% 02/15/2031 USD SR LIEN 183,000.00 QTY | $143,942 | $148,708 |
| SABINE PASS LIQUEFACTION, LLC 5.625% 03/01/2025 125,000.00 QTY | $124,311 | $125,254 |
| SALESFORCE.COM, INC. 1.5% 07/15/2028 USD SR LIEN 261,000.00 QTY | $224,275 | $232,431 |
| SANTANDER UK GROUP HLGS PL HYBRID 03/15/2025 312,000.000 QTY | $286,697 | $308,580 |
| SHELL INTERNATIONAL FIN 4.125% 05/11/2035 USD SR LIEN 210,000.00 QTY | $189,786 | $191,684 |
| SIMON PROPERTY GROUP LP 2.0% 09/13/2024 USD 120,000.000 QTY | $112,882 | $117,263 |
| SOUTHERN CO 0.6% 02/26/2024 SER 21-A SR LIEN 12,000.00 QTY | $11,467 | $11,904 |
| SOUTHERN COMPANY (THE) STEP 08/01/2024 USD JRSUB 199,000.000 QTY | $195,804 | $197,340 |
| STATE STREET CORPORATION HYBRID 05/18/2034 05/18/23 5.159% 59,000.00 QTY | $53,975 | $59,552 |
| THERMO FISHER SCIENTIFIC 1.75% 10/15/2028 USD SR LIEN 195,000.00 QTY | $167,213 | $174,114 |
| TJX COS INC 1.15% 05/15/2028 USD SR LIEN 216,000.00 QTY | $183,131 | $188,525 |
| T-MOBILE USA, INC. 2.4% 03/15/2029 USD SER WI SR LIEN 111,000.00 QTY | $95,301 | $99,712 |
| U.S. BANCORP MTN 1.375% 07/22/2030 USD SR LIEN 268,000.00 QTY | $213,644 | $216,405 |
| UNITEDHEALTH GROUP INC 4.625% 07/15/2035 USD SR LIEN 195,000.00 QTY | $191,757 | $196,332 |
| VIRGINIA ELEC & POWER CO 2.875% 07/15/2029 USD SER A SR LIEN 143,000.00 QTY | $128,109 | $131,513 |
| WACHOVIA CORPORATION 5.5% 08/01/2035 SUB LIEN 181,000.00 QTY | $182,998 | $183,514 |
| WALT DISNEY COMPANY (THE) 2.0% 09/01/2029 USD SR LIEN 66,000.00 QTY | $55,929 | $58,586 |
| WALT DISNEY COMPANY (THE) 2.2% 01/13/2028 USD SR LIEN 124,000.00 QTY | $111,464 | $114,808 |
| WASTE MANAGEMENT INC 1.5% 03/15/2031 USD SR LIEN 182,000.00 QTY | $143,596 | $148,987 |
| XCEL ENERGY INC 5.45% 08/15/2033 SR LIEN 183,000.00 QTY | $177,618 | $189,039 |
| XYLEM INC 1.95% 01/30/2028 USD SR LIEN 147,000.00 QTY | $128,653 | $132,962 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (32 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBOTT LABORATORIES CMN (ABT) 2,400.000 SHARES | $251,034 | $264,168 |
| ALPHABET INC CLASS C (GOOGL) 2,900.000 SHARES | $362,123 | $405,101 |
| AMERICAN TOWER CORPORATION CMN (AMT) 1,000.000 SHARES | $223,365 | $215,880 |
| ASTRAZENECA PLC SPONS ADR SPONSORED ADR CMN (AZN) 2,500.000 SHARES | $188,368 | $168,375 |
| AT&T INC. CMN (T) 12,100.000 SHARES | $258,291 | $203,038 |
| BLACKSTONE GROUP INC (BX) 2,700.000 SHARES | $251,502 | $353,484 |
| BRISTOL-MYERS SQUIBB COMPANY CMN (BMY) 5,600.000 SHARES | $336,511 | $287,336 |
| CATERPILLAR INC (DELAWARE) CMN (CAT) 1,300.000 SHARES | $249,039 | $384,371 |
| CISCO SYSTEMS, INC. CMN (CSCO) 7,8000.000 SHARES | $346,194 | $394,056 |
| CMS ENERGY CORPORATION CMN (CMS) 1,800.00 SHARES | $96,693 | $104,526 |
| COCA-COLA COMPANY (THE) CMN (KO) 4,900.000 SHARES | $241,539 | $288,757 |
| CONOCOPHILLIPS CMN (COP)2,600.000 SHARES | $260,421 | $301,782 |
| CVS HEALTH CORP CMN (CVS) 4,400.000 SHARES | $346,301 | $347,424 |
| DELL TECHNOLOGIES INC. CMN (DELL) 1,800.000 SHARES | $77,094 | $137,700 |
| DIGITAL REALTY TRUST, INC. CMN (DLR) 1,100.000 SHARES | $115,952 | $148,038 |
| EATON CORP PLC (ETN) 1,400.000 SHARES | $124,068 | $337,148 |
| FIDELITY NATL INFO SVCS INC CMN (FIS) 2,200.000 SHARES | $172,989 | $132,154 |
| FREEPORT-MCMORAN INC CMN (FCX) 5,500.000 SHARES | $219,042 | $234,135 |
| GILEAD SCIENCES CMN (GILD) 2,800.000 | $242,462 | $226,828 |
| HONEYWELL INTL INC CMN (HON) 1,400.000 SHARES | $204,419 | $293,594 |
| JPMORGAN CHASE & CO CMN (JPM) 3,100.000 SHARES | $292,893 | $527,310 |
| LOWES COMPANIES INC CMN (LOW) 1,200.000 SHARES | $262,620 | $267,060 |
| MARVELL TECHNOLOGY, INC. CMN (MRVL) 5,600.000 SHARES | $224,914 | $337,736 |
| MC DONALDS CORP CMN (MCD) 1,200.000 SHARES | $219,321 | $355,812 |
| MICROSOFT CORPORATION CMN (MSFT) 1,509.000.000 SHARES | $278,144 | $567,444 |
| ORACLE CORPORATION CMN (ORCL) 2,900.000 SHARES | $255,693 | $305,747 |
| ROSS STORES INC (ROST) 1,400.000 SHARES | $129,511 | $193,746 |
| TEXAS INSTRUMENTS INC (TXN) 1,900.000 SHARES | $202,326 | $323,874 |
| THE PROGRESSIVE CORPORATION CMN (PGR) 1,300.000 SHARES | $180,804 | $207,064 |
| VISA INC. CMN CLASS A (V) 1,300.000 SHARES | $306,280 | $338,455 |
| WALMART INC (WMT) 2,000 SHARES | $258,083 | $315,300 |
| XCEL ENERGY INC. CMN (XEL) 2,800.000 SHARES | $183,470 | $173,348 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $29,429,789 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $29,429,789 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (23 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ACF VIII EMPLOYEE CO-INVESTMENT (NON-U.S.), L.P. | AT COST | $1,784,906 | $1,981,178 |
| ASF VII EMPLOYEE CO-INVESTMENT, LP | AT COST | $968,364 | $1,485,859 |
| BAIN CAPITAL ASIA FUND V, LP | AT COST | $40,000 | $37,614 |
| BC ASIA INVESTMENTS XII LIMITED | AT COST | $9,500 | $8,988 |
| BLACKSTONE COMMUNICATIONS PARTNER I L.P. AND AFFILIATES | AT COST | $17,765 | $15,815 |
| BLACKSTONE MILEWAY LOGISTICS LP | AT COST | $768,033 | $739,558 |
| BLACKSTONE REAL ESTATE PARTNERS IX AND AFFILIATES | AT COST | $6,811,401 | $8,929,794 |
| BLACKSTONE REAL ESTATE PARTNERS V AND AFFILIATES | AT COST | $68,049 | $6,992 |
| BLACKSTONE REAL ESTATE PARTNERS VI AND AFFILIATES | AT COST | $10,829 | $54,552 |
| BLACKSTONE REAL ESTATE PARTNERS VIII AND AFFILIATES | AT COST | $440,456 | $4,938,828 |
| BLACKSTONE REAL ESTATE PARTNERS X AND AFFILIATES | AT COST | $393,094 | $451,852 |
| CARLYLE GROUP FUNDS | AT COST | $30,739,499 | $37,902,073 |
| CARLYLE PROPERTY INVESTORS, LP | AT COST | $51,740 | $4,320,380 |
| FIELDPOINT LLC | AT COST | $10,081,981 | $12,253,135 |
| GLOBAL CREDIT OPPORTUNITIES FUND, L.P. | AT COST | $2,976,518 | $2,490,729 |
| MATRIX CAPITAL MANAGEMENT FUND (OFFSHORE) LTD. | AT COST | $9,000,000 | $14,615,451 |
| T. ROWE PRICE CAPITAL APPRECIATION FUND I CLASS (TRAIX) 584,681,781 SHARES | AT COST | $17,242,689 | $21,781,516 |
| TIGER GLOBAL PRIV INV PARTNERS XV FEEDER, L.P | AT COST | $899,917 | $622,350 |
| TIGER GLOBAL, LTD | AT COST | $4,850,000 | $10,343,382 |
| VANGUARD DIVIDEND GROWTH FUND (VDIGX) 456,743.232 SHARES | AT COST | $18,928,474 | $20,584,732 |
| WEST STREET CAPITAL PARTNERS VIII - PARALLEL, L.P | AT COST | $383,144 | $437,910 |
| WEST STREET GLOBAL GROWTH PARTNERS OFFSHORE FEEDER FUND, LLC | AT COST | $341,250 | $315,767 |
| WEST STREET STRATEGIC SOLUTIONS OFFSHORE FEEDER FUND I, LLC | AT COST | $505,905 | $602,004 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | GENERAL AND ADMINISTRATIVE LEGAL COUNSEL | CategoryTxt |
| Legal Fees | $34,809 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $34,809 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INVESTMENT REDEMPTION RECEIVABLES | Desc |
| BOY Book Value | $5,900,349 | BOYBookValueAmt |
| EOY Book Value | $1,000,000 | EOYBookValueAmt |
| EOYFMV | $1,000,000 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (8 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FILING FEES | $1,500 | $0 | $1,500 |
| INFORMATION TECHNOLOGY | $12,184 | $0 | $12,184 |
| INSURANCE | $2,906 | $0 | $2,906 |
| MEMBERSHIP DUES | $1,200 | $0 | $1,200 |
| OFFICE AND OTHER EXPENSES | $7,684 | $0 | $7,684 |
| PAYROLL PROCESSING FEES | $7,004 | $0 | $7,004 |
| OTHER INVESTMENT EXPENSES | $25 | $25 | $0 |
| OTHER DEDUCTIONS THRU SCHEDULE K-1'S | $2,601,483 | $745,905 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| SECURITIES LITIGATION PROCEEDS | $25 | $25 | $25 |
| OTHER INVESTMENT INCOME | $539,882 | $539,882 | $539,882 |
| OTHER INCOME THRU SCHEDULE K-1S | $4,818,537 | $167,287 | $4,818,537 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INVESTMENT COVERED CALL OPTIONS | Desc |
| BOY Book Value | $80,540 | BOYBookValueAmt |
| EOY Book Value | $99,108 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| EMPLOYEE RECRUITMENT SERVICES | $17,500 | $0 | $17,500 |
| FOUNDATION ADMINISTRATION | $124,054 | $0 | $124,054 |
| INVESTMENT MANAGEMENT AND ADVISORY | $359,179 | $359,179 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL EXCISE TAX | $168,773 | $0 | $0 |
| STATE UNRELATED BUSINESS INCOME TAX | $9,680 | $0 | $0 |
| FOREIGN TAXES WITHHELD | $1,239 | $1,239 | $0 |
| FOREIGN TAXES WITHHELD THRU SCHEDULE K-1'S | $32,215 | $25,682 | $0 |