THOMAS L KEMPNER JR FOUNDATION INC: Form 990PF, tax year 2023
View the entire original 990 at ProPublica ↗
- Organization
- THOMAS L KEMPNER JR FOUNDATION INC (EIN 13-3407819)
- Tax period
- 2023-01-01 to 2023-12-31
- Filed
- 2024-11-14
- IRS object ID
- 202443199349100829
- Schema version
- 2023v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2024-11-14T09:08:00-06:00 | ReturnTs |
| Tax Period End | 2023-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 872525370 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CITRIN COOPERMAN ADVISORS LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 180 PARK AVENUE SUITE 200 | AddressLine1Txt |
| City | FLORHAM PARK | CityNm |
| State Abbreviation | NJ | StateAbbreviationCd |
| ZIP | 07932 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2023-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133407819 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THOMAS L KEMPNER JR FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | THOM | BusinessNameControlTxt |
| Phone | 6315173856 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 26 HILL STREET 340 | AddressLine1Txt |
| City | SOUTHAMPTON | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11968 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | THOMAS L KEMPNER | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 6315173856 | PhoneNum |
| Signature | 2024-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | Yes (1) | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ANGEL M RODRIGUEZ | PreparerPersonNm |
| PTIN | P00872964 | PTIN |
| Phone | 9732180500 | PhoneNum |
| Preparation | 2024-11-13 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2023 | TaxYr |
| Build TS | 2024-10-15 13:58:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $306,675,675 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $1,750,000 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $752,668 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $752,668 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $882,784 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $18,055,858 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $4,899,999 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $785,427 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $8,094,195 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $4,170,879 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $13,746,862 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $92,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $92,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $7,330 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $7,330 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $25,666 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $25,666 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $134,901 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $67,451 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $67,450 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $422,642 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $307,275 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $115,367 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $20,164 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $20,164 | InterestNetInvstIncmAmt |
| Interest Adj Net Incm | $0 | InterestAdjNetIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $1,127,169 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,793 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $2,923 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $2,923 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $165,793 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $151,304 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $14,489 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,998,588 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $574,653 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $299,559 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $17,594,561 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $17,594,561 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $19,593,149 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $574,653 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $17,894,120 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$15,422,270 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $13,172,209 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $179,794 | CashBOYAmt |
| Cash EOY | $345,003 | CashEOYAmt |
| Cash EOYFMV | $345,003 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $3,737,616 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,718,184 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,718,184 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $5,485,386 | CorporateStockBOYAmt |
| Corporate Stock EOY | $10,589,344 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $10,589,344 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $298,309,399 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $294,016,954 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $294,016,954 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $44,799 | OtherAssetsBOYAmt |
| Other Assets EOY | $6,190 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $6,190 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $307,756,994 | TotalAssetsBOYAmt |
| Total Assets EOY | $306,675,675 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $306,675,675 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $0 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $871,290 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $871,290 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $307,756,994 | RetainedEarningBOYAmt |
| Retained Earning EOY | $305,804,385 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $307,756,994 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $305,804,385 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $307,756,994 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $306,675,675 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $307,756,994 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$15,422,270 | ExcessRevenueOverExpensesAmt |
| Other Increases | $13,469,661 | OtherIncreasesAmt |
| Subtotal | $305,804,385 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $305,804,385 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $14,038,643 | $13,155,859 | $882,784 | $882,784 | |
| PASSTHROUGH ENTITIES | $4,017,215 | $4,017,215 | $4,017,215 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $4,899,999 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $183,094 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $183,094 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $183,094 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $312,887 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $312,887 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $129,793 | OverpaymentAmt |
| Applied To ES Tax | $129,793 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | Yes (1) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | THOMAS KEMPNER JR | IndividualWithBooksNm |
| Phone | 6315173856 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 26 HILL STREET 340 | AddressLine1Txt |
| City | SOUTHAMPTON | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11968 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| THOMAS KEMPNER JR | ||||||||
| 26 HILL STREET 340 | SOUTHAMPTON | NY | 11968 | PRESIDENT/TREASURER | 2.00 | $0 | $0 | $0 |
| KATHERYN C PATTERSON | ||||||||
| 26 HILL STREET 340 | SOUTHAMPTON | NY | 11968 | VICE PRES/SECRETARY | 0.50 | $0 | $0 | $0 |
| TREVOR KEMPNER | ||||||||
| 26 HILL STREET 340 | SOUTHAMPTON | NY | 11968 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| THOMAS N KEMPNER | ||||||||
| 26 HILL STREET 340 | SOUTHAMPTON | NY | 11968 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| JESSICA S KEMPNER | ||||||||
| 26 HILL STREET 340 | SOUTHAMPTON | NY | 11968 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| HOLLY R RAUB | ||||||||
| 26 HILL STREET 340 | SOUTHAMPTON | NY | 11968 | CHIEF ADMINISTRATIVE OFFICER | 24.00 | $92,000 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| LANDSEER ADVISORS LLC | |||||
| 489 5TH AVE FL 31 | NEW YORK | NY | 10017 | ADVISORY | $295,000 |
| BRAVE WARRIOR ADVISORS LLC | |||||
| 12 E 49TH STREET | NEW YORK | NY | 10017 | INVESTMENT MANAGEMENT | $96,015 |
| CITRIN COOPERMAN | |||||
| 180 PARK AVENUE SUITE 200 | FLORHAM PARK | NJ | 07932 | ACCOUNTING | $74,000 |
| COHNREZNICK LLP | |||||
| 1301 6TH AVENUE | NEW YORK | NY | 10019 | ACCOUNTING | $60,901 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $8,569,271 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $385,033 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $295,720,760 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $304,675,064 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $369,517 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $304,305,547 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $4,564,583 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $299,740,964 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $14,987,048 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $14,987,048 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $183,094 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $220,046 | IncomeTaxAmt |
| Total Tax | $403,140 | TotalTaxAmt |
| Distributable Before Adj | $14,583,908 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $14,583,908 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $14,583,908 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $17,894,120 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $17,894,120 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $14,583,908 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $905,275 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $17,894,120 | QualifyingDistributionsAmt |
| Applied To Year1 | $905,275 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $14,583,908 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $2,404,937 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $2,404,937 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $2,404,937 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $2,404,937 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | THOMAS KEMPNER JR | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (25 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|---|
| ACHIEVEMENT FIRST CHARTER SCHOOL | ||||||||||
| 370 JAMES STREET SUITE 404 | NEW HAVEN | CT | 06513 | PC | CT GENERAL OPERATIONS | $250,000 | ||||
| BLETCHLEY PARK | ||||||||||
| PC | BLOCK E LEARNING CENTRE | $332,208 | SHERWOOD DR | BLETCHLEY | UK | MK3 6EB | ||||
| BOSTON CHILDREN'S HOSPITAL TRUST | ||||||||||
| 401 PARK DR 602 | BOSTON | MA | 02215 | PC | KABUKI SYNDROME RESEARCH | $25,000 | ||||
| BUSINESSES UNITED IN INVESTING LENDING AND DEVELOPMENT | ||||||||||
| PO BOX 3316 | REDWOOD CITY | CA | 94064 | PC | NYC & BAY AREA OPERATIONS | $350,000 | ||||
| CENTRAL PARK CONSERVANCY | ||||||||||
| 14 EAST 60TH STREET | NEW YORK | NY | 10022 | PC | ESSENTIAL CENTRAL PARK FUND | $166,666 | ||||
| COLUMBIA UNIVERSITY MEDICAL CENTER | ||||||||||
| 630 WEST 168TH STREET | NEW YORK | NY | 10032 | PC | VAGELOS COLLEGE EARLY-ONSET OSTEOPOROSIS FUND | $879,000 | ||||
| HARVARD BUSINESS SCHOOL | ||||||||||
| SOLDIERS FIELD | BOSTON | MA | 02163 | PC | DEAN'S INNOVATION FUND | $250,000 | ||||
| JEWISH COMMUNAL FUND | ||||||||||
| 575 MADISON AVENUE 703 | NEW YORK | NY | 10022 | PC | DAF REPLENISHMENT -THOMAS L. KEMPNER JR. FOUNDATION INC. FUND | $2,850,000 | ||||
| JUILLIARD SCHOOL | ||||||||||
| 60 LINCOLN CENTER PLAZA | NEW YORK | NY | 10023 | PC | NUCLEUS FUND PLEDGE | $500,000 | ||||
| MOUNT SINAI HOSPITAL | ||||||||||
| 1468 MADISON AVE 3RD FLOOR | NEW YORK | NY | 10029 | PC | PEDIATRIC CARDIAC INTENSIVE CARE UNIT - PRESIDENT'S STRATEGIC INITIATIVE FUND | $2,000,000 | ||||
| STANFORD UNIVERSITY BOARD OF TRUSTEES | ||||||||||
| 450 SERRA MALL | STANFORD | CA | 94305 | PC | SALLYANNE PAYTON FELLOWSHIP FUND, CENTER FOR RACIAL JUSTICE AND BLSA FUND | $45,000 | ||||
| TIDES CENTER | ||||||||||
| 1012 TORNEY AVENUE | SAN FRANCISCO | CA | 94129 | PC | FAIR AND JUST PROSECUTION | $175,000 | ||||
| TRANSPORTATION ALTERNATIVES INC | ||||||||||
| 111 JOHN ST 260 | NEW YORK | NY | 10038 | PC | 3 YEAR GENERAL OPERATING PLEDGE | $400,000 | ||||
| WILDLIFE CONSERVATION SOCIETY | ||||||||||
| 2300 SOUTHERN BOULEVARD | BRONX | NY | 10460 | PC | MARINE STRONGHOLDS/MPA 2030 AND BLUE CARBON | $1,250,000 | ||||
| YALE UNIVERSITY | ||||||||||
| YALE UNIVERSITY | NEW HAVEN | CT | 06520 | PC | ANNUAL FUND | $10,000 | ||||
| PHILHARMONIC-SYMPHONY SOCIETY OF NEW YORK INC | ||||||||||
| 10 LINCOLN CENTER PLAZA | NEW YORK | NY | 10023 | PC | ORCHESTRA'S EDUCATION PROGRAM GRANT | $10,000 | ||||
| PLANNED PARENTHOOD FEDERATION OF AMERICA INC | ||||||||||
| 26 BLEECKER STREET | NEW YORK | NY | 10012 | PC | PROVIDER RECRUITMENT, PATIENT NAVIGATION & EPIC | $1,250,000 | ||||
| ROUNDABOUT THEATRE COMPANY INC | ||||||||||
| 277 W 42ND ST | NEW YORK | NY | 10036 | PC | GENERAL OPERATIONS GRANT | $100,000 | ||||
| HARLEM VILLAGE ACADEMIES | ||||||||||
| 35 WEST 124TH STREET | NEW YORK | NY | 10027 | PC | ACCELERATED MATHEMATICS PHASE II | $819,000 | ||||
| OPEN SPACE INSTITUTE LAND TRUST INC | ||||||||||
| 1350 BROADWAY 201 | NEW YORK | NY | 10018 | PC | ESSEX-HUDSON GREENWAY | $338,687 | ||||
| STANFORD UNIVERSITY BOARD OF TRUSTEES | ||||||||||
| 450 SERRA MALL | STANFORD | CA | 94305 | PC | CRIMINAL JUSTICE CENTER/THREE STRIKES PROJECT | $75,000 | ||||
| CENTRAL PARK CONSERVANCY | ||||||||||
| 14 EAST 60TH STREET | NEW YORK | NY | 10022 | PC | HARLEM MEER POOL AND ICE RINK DEVELOPMENT | $5,314,000 | ||||
| YALE UNIVERSITY | ||||||||||
| YALE UNIVERSITY | NEW HAVEN | CT | 06520 | PC | KEMPNER FUND FOR YALE SCHOOL OF ENGINEERING & APPLIED SCIENCE | $100,000 | ||||
| YALE UNIVERSITY | ||||||||||
| YALE UNIVERSITY | NEW HAVEN | CT | 06520 | PC | KEMPNER FUND FOR YALE COLLEGE DEAN'S DISCRETIONARY FUND FOR CIVIC ENGAGEMENT AND DISCOURSE | $100,000 | ||||
| HARVARD BUSINESS SCHOOL | ||||||||||
| SOLDIERS FIELD | BOSTON | MA | 02163 | PC | ANNUAL FUND | $5,000 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $17,594,561 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (10 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| YALE UNIVERSITY | ||||||
| YALE UNIVERSITY | NEW HAVEN | CT | 06520 | PC | KEMPNER FUND FOR YALE SCHOOL OF ENGINEERING & APPLIED SCIENCE | $400,000 |
| HARLEM VILLAGE ACADEMIES | ||||||
| 35 WEST 124TH STREET | NEW YORK | NY | 10027 | PC | ACCELERATED MATHEMATICS PHASE II | $2,038,000 |
| STANFORD UNIVERSITY BOARD OF TRUSTEES | ||||||
| 450 SERRA MALL | STANFORD | CA | 94305 | PC | CRIMINAL JUSTICE CENTER/THREE STRIKES PROJECT | $75,000 |
| AMERICAN MUSEUM OF NATURAL HISTORY | ||||||
| 200 CENTRAL PARK WEST | NEW YORK | NY | 10024 | PC | FUTTER FUND FOR SCIENCE AND SOCIETY | $1,000,000 |
| COLUMBIA UNIVERSITY MEDICAL CENTER | ||||||
| 630 WEST 168TH STREET | NEW YORK | NY | 10032 | PC | VAGELOS COLLEGE EARLY-ONSET OSTEOPOROSIS FUND | $421,000 |
| ROUNDABOUT THEATRE COMPANY INC | ||||||
| 277 W 42ND ST | NEW YORK | NY | 10036 | PC | 42ND STREET RENOVATION | $15,000,000 |
| PARKS & TRAILS | ||||||
| 1 STEUBEN PLACE | ALBANY | NY | 12207 | PC | GREENWAYS ACROSS NEW YORK STATE VIA THE EST 2.0 PROPOSAL | $375,000 |
| OPEN SPACE INSTITUTE LAND TRUST INC | ||||||
| 1350 BROADWAY 201 | NEW YORK | NY | 10018 | PC | GREENWAY TRAILS ACQUISITION PROGRAM | $1,100,000 |
| ACHIEVEMENT FIRST CHARTER SCHOOL | ||||||
| 370 JAMES STREET SUITE 404 | NEW HAVEN | CT | 06513 | PC | CT GENERAL OPERATIONS | $750,000 |
| YALE UNIVERSITY | ||||||
| YALE UNIVERSITY | NEW HAVEN | CT | 06520 | PC | KEMPNER FUND FOR YALE COLLEGE DEAN'S DISCRETIONARY FUND FOR CIVIC ENGAGEMENT AND DISCOURSE | $400,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $21,559,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $752,668 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $785,427 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 901101 | BusinessCd |
| Unrelated Business Taxbl Incm | $300,432 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $582,352 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $300,432 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,120,447 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,420,879 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | THOMAS L KEMPNER JR | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 129 HALSEY NECK LANE | AddressLine1Txt |
| City | SOUTHAMPTON | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11968 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $1,750,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | RETURN PREPARATION AND TAX COMPLIANCE | CategoryTxt |
| Amt | $134,901 | Amt |
| Net Investment Income | $67,451 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $67,450 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (22 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| JSC HALYK BK SPONSORED GDR REG S (ROBOTTI SECURITIES LLC) | $2,367,906 | $2,367,906 |
| B&M EUROPEAN VALUE RETAIL SA REG (BRAVE WARRIOR) | $188,468 | $188,468 |
| ELEVANCE HEALTH INC COM (BRAVE WARRIOR) | $945,478 | $945,478 |
| APOLLO GLOBAL MGMT INC NEW COM (BRAVE WARRIOR) | $479,463 | $479,463 |
| ASBURY AUTOMOTIVE GROUP INC COM (BRAVE WARRIOR) | $56,693 | $56,693 |
| D R HORTON INC COM (BRAVE WARRIOR) | $133,439 | $133,439 |
| DISCOVER FINL SVCS COM (BRAVE WARRIOR) | $337,312 | $337,312 |
| F&G ANNUITIES & LIFE INC COM (BRAVE WARRIOR) | $333,270 | $333,270 |
| FIDELITY NATL FINL INC NEW FNF GROUP COM (BRAVE WARRIOR) | $553,057 | $553,057 |
| JPMORGAN CHASE & CO COM (BRAVE WARRIOR) | $315,876 | $315,876 |
| LENNAR CORP CL A (BRAVE WARRIOR) | $97,472 | $97,472 |
| LITHIA MTRS INC COM (BRAVE WARRIOR) | $312,157 | $312,157 |
| LOUISIANA-PAC CORP COM (BRAVE WARRIOR) | $18,982 | $18,982 |
| ONEMAIN HLDGS INC COM (BRAVE WARRIOR) | $359,652 | $359,652 |
| PRIMERICA INC COM (BRAVE WARRIOR) | $483,742 | $483,742 |
| RAYMOND JAMES FINL INC COM (BRAVE WARRIOR) | $263,586 | $263,586 |
| AUTONATION INC COM (BRAVE WARRIOR) | $21,175 | $21,175 |
| RTW VENTURE FUND LIMITED - (JPM) | $1,235,603 | $1,235,603 |
| SI BONE INC (JPM) | $7,955 | $7,955 |
| VANGUARD S&P 500 ETF (JPM) | $1,659,840 | $1,659,840 |
| VISTRA CORP (JPM) | $376,918 | $376,918 |
| PROMOTION & DEVELOPMENT MUR (JPM) | $41,300 | $41,300 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (97 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 325 CAPITAL ONSHORE FUND LP | FMV | $2,379,942 | $2,379,942 |
| ABRAMS CAPITAL PARTNERS II | FMV | $145,855 | $145,855 |
| ACACIA PROPERTY CORPORATION 2020 | FMV | $1,640,474 | $1,640,474 |
| ALLEGIANCE PARTNERS B | FMV | $2,818,986 | $2,818,986 |
| AMERICAN SECURITIES PARTNERS VI | FMV | $902,772 | $902,772 |
| AMERICAN SECURITIES PARTNERS VII LP | FMV | $1,502,013 | $1,502,013 |
| AMERICAN SECURITIES PARTNERS VIII LP | FMV | $4,085,090 | $4,085,090 |
| AMPLIFY PARTNERS | FMV | $135,595 | $135,595 |
| AMPLIFY PARTNERS II | FMV | $2,101,436 | $2,101,436 |
| AMPLIFY PARTNERS III | FMV | $9,611,302 | $9,611,302 |
| AMPLIFY PARTNERS IV LP | FMV | $2,154,447 | $2,154,447 |
| AMPLIFY SELECT FUND IV | FMV | $1,697,844 | $1,697,844 |
| AQUILINE FINANCIAL SERVICES FUND | FMV | $256,724 | $256,724 |
| ASP FLEETPRIDE CO-INVEST LP | FMV | $1,288,819 | $1,288,819 |
| ASPEX GLOBAL FUND | FMV | $8,288,128 | $8,288,128 |
| BLUE WATER AGGREGATES FUND LP | FMV | $4,198,828 | $4,198,828 |
| CHARLESBANK EXECUTIVES FUND X LP | FMV | $1,675,248 | $1,675,248 |
| CREADOR III LP | FMV | $1,806,257 | $1,806,257 |
| CREADOR IV LP | FMV | $4,291,767 | $4,291,767 |
| CREADOR V LP | FMV | $1,295,431 | $1,295,431 |
| CROSSHARBOR INSTITUTIONAL PARTNERS 2014 LP | FMV | $65,829 | $65,829 |
| DRAWBRIDGE SPECIAL OPPORTUNITIES FUND LP | FMV | $11,639 | $11,639 |
| ETON PARK OVERSEAS | FMV | $100 | $100 |
| HARBOUR FUND II OFFSHORE LP | FMV | $131,762 | $131,762 |
| HARBOUR FUND III OFFSHORE LP | FMV | $1,236,144 | $1,236,144 |
| HARVEST MLP INCOME FUND III LLC | FMV | $9,686,883 | $9,686,883 |
| HIGHBROOK INCOME PROPERTY FUND | FMV | $1 | $1 |
| HIGHBROOK INCOME PROPERTY FUND II | FMV | $54,256 | $54,256 |
| HIGHBROOK INCOME PROPERTY FUND III, LP | FMV | $1,323,081 | $1,323,081 |
| HIGHBROOK PROPERTY FUND IV (MAIN) LP | FMV | $1,973,343 | $1,973,343 |
| HOLT DISTRESSED PROPERTY FUND 2010 | FMV | $868 | $868 |
| HOLT OPPORTUNITY IDF, LP | FMV | $91,539 | $91,539 |
| HYPERPLANE III LP | FMV | $1,004,506 | $1,004,506 |
| HYPERPLANE OPPORTUNITIES I, LP | FMV | $2,192,931 | $2,192,931 |
| IVECO | FMV | $1,000,000 | $1,000,000 |
| JC FLOWERS III LP | FMV | $115,103 | $115,103 |
| LEGALIST DIP FUND I LP | FMV | $2,990,480 | $2,990,480 |
| LEGALIST FUND II LP | FMV | $1,847,612 | $1,847,612 |
| LEGALIST FUND III, LP | FMV | $1,116,438 | $1,116,438 |
| M H DAVIDSON & CO. 520 LP | FMV | $148,496,939 | $148,496,939 |
| MAVERICK LIEN FUND IV | FMV | $643,134 | $643,134 |
| MAVERICK LIEN FUND V | FMV | $750,071 | $750,071 |
| MAVERICK LIEN FUND VI | FMV | $2,098,023 | $2,098,023 |
| NCH AGRIBUSINESS PARTNERS | FMV | $318,118 | $318,118 |
| NEW CENTURY HOLDINGS XI | FMV | $13,552 | $13,552 |
| NOVUM CAPITAL SPECIAL OPPORTUNITIES FUND II | FMV | $414,991 | $414,991 |
| ONE EQUITY PARTNERS VI LP | FMV | $1,066,792 | $1,066,792 |
| ONE EQUITY PARTNERS VII LP | FMV | $4,074,348 | $4,074,348 |
| OXY CAPITAL II | FMV | $2,203,901 | $2,203,901 |
| OXY CAPITAL III | FMV | $2,383,328 | $2,383,328 |
| PENNYBACKER III EAGLE, LLC | FMV | $1 | $1 |
| PENNYBACKER IV FALCON | FMV | $403,989 | $403,989 |
| PERRY CREEK CAPITAL FUND I | FMV | $124,838 | $124,838 |
| PERRY CREEK CAPITAL FUND II | FMV | $1,685,530 | $1,685,530 |
| PERRY CREEK CAPITAL STRATEGIC PARTNERS LP | FMV | $1,761,260 | $1,761,260 |
| REYNOLDS CHANNEL PARTNRS LP | FMV | $1,950,634 | $1,950,634 |
| ROCK SPRINGS CAPITAL FUND LP | FMV | $1,543,104 | $1,543,104 |
| SKYE GLOBAL FUND | FMV | $3,019,034 | $3,019,034 |
| SNOW LAKE CHINA OFFSHORE FUND - CLASS C UNRESTRICTED | FMV | $352,675 | $352,675 |
| SUNRIDGE AGRIBUSINESS OPPS I LP | FMV | $1,701,000 | $1,701,000 |
| SUNRIDGE AGRIBUSINESS OPPS II LP | FMV | $1,935,000 | $1,935,000 |
| VALINOR PRIVATE CAPITAL PARTNERS LP | FMV | $1,046,764 | $1,046,764 |
| VORTUS FORELAND II CO - INVESTMENT LP | FMV | $83,721 | $83,721 |
| VORTUS FORELAND PE, LLC | FMV | $99,891 | $99,891 |
| VORTUS INVESTMENTS (CAYMAN) LP | FMV | $119,171 | $119,171 |
| VORTUS INVESTMENTS LP | FMV | $305,234 | $305,234 |
| WATERLINE VENTURES II LP | FMV | $2,131,754 | $2,131,754 |
| WATERLINE VENTURES III LP | FMV | $1,400,478 | $1,400,478 |
| WDE TORCSILL COINVEST LLC | FMV | $728,890 | $728,890 |
| WHITE DEER ENERGY LP II | FMV | $680,895 | $680,895 |
| WHITE DEER ENERGY LP III | FMV | $2,972,148 | $2,972,148 |
| WORK-BENCH KELETHIN LLC | FMV | $288,972 | $288,972 |
| WORK-BENCH VENTURES III LP | FMV | $337,152 | $337,152 |
| WYKEHAM CAPITAL ASIA VALUE FUND LTD - INITIAL | FMV | $1,844,181 | $1,844,181 |
| HOLT OPPORTUNITY FUND 2013 LP | FMV | $34,397 | $34,397 |
| BRAIDWELL PARTNERS (US) LP | FMV | $2,970,244 | $2,970,244 |
| OEP VIII LP | FMV | $3,764,734 | $3,764,734 |
| AXIAL READE CAPITAL FUND II LP | FMV | $799,938 | $799,938 |
| TENFORE HOLDINGS FUND III LP | FMV | $653,653 | $653,653 |
| HIGHBROOK DCLF TEF LP | FMV | $2,421,046 | $2,421,046 |
| ACACIA PROPERTY CORPORATION 2022 | FMV | $457,761 | $457,761 |
| LEGALIST DIP OFFSHORE FUND II | FMV | $1,427,831 | $1,427,831 |
| AMPLIFY PARTNERS V | FMV | $625,478 | $625,478 |
| FARO ENERGY HOLDINGS LLC | FMV | $3,545,113 | $3,545,113 |
| AMPLIFY PARTNERS SELECT FUND V | FMV | $436,866 | $436,866 |
| DAVIDSON KEMPNER CAPITAL MANGAGEMENT | FMV | $18,031 | $18,031 |
| DAVIDSON KEMPNER LIQUID GP TOPCO LLC | FMV | $19,460 | $19,460 |
| VORTUS NPR CO-INVESTMENT | FMV | $1 | $1 |
| HUNTER POINT CAPITAL INVESTORS (ONSHORE) LP | FMV | $337,486 | $337,486 |
| BRAIDWELL COMPANION CMV (US) LP | FMV | $186,381 | $186,381 |
| CHARTER OAK CARBON FUND I LP | FMV | $4,008,565 | $4,008,565 |
| JUNIPER INSURANCE OPPO FUND | FMV | $3,480,401 | $3,480,401 |
| MADISON RIVER CAPITAL I-A, LP | FMV | $1,302,402 | $1,302,402 |
| AMBERBROOK IX LP | FMV | $585,046 | $585,046 |
| OEP VIII PROJECT X-WING CO-INVESTMENT PARTNERS, L.P. | FMV | $843,132 | $843,132 |
| WATERLINE VENTURES IV, L.P. | FMV | $1 | $1 |
| SUNRIDGE AGRIBUSINESS OPPORTUNITIES III | FMV | $1 | $1 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $25,666 | LegalFeesAmt |
| Net Investment Income | $25,666 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | REDEMPTION PROCEEDS RECEIVABLE | Desc |
| BOY Book Value | $44,799 | BOYBookValueAmt |
| EOY Book Value | $6,190 | EOYBookValueAmt |
| EOYFMV | $6,190 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INSURANCE | $9,145 | $0 | $0 | $9,145 |
| CHARITABLE EXPENSES | $273 | $0 | $0 | $273 |
| ADMIN FEE EXPENSES | $151,304 | $151,304 | $0 | $0 |
| OFFICE EXPENSES | $5,071 | $0 | $0 | $5,071 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| PASS THROUGH INCOME | $801,779 | $8,110,547 |
| CURRENCY GAIN/LOSS | -$16,352 | -$16,352 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN/LOSS - INVESTMENTS | Desc |
| Amt | $13,469,661 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | JPM MARGIN LOAN | Desc |
| BOY Book Value | $0 | BOYBookValueAmt |
| EOY Book Value | $871,290 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| CONSULTING | $420,064 | $307,275 | $0 | $112,789 |
| PAYROLL PROCESSING FEE | $2,578 | $0 | $0 | $2,578 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| EXCISE TAX (T) | $855,000 | $0 | $0 | $0 |
| STATE TAXES | $269,376 | $0 | $0 | $0 |
| FOREIGN TAXES | $2,793 | $2,793 | $0 | $0 |