KARPUS FAMILY FOUNDATION INC: Form 990PF, tax year 2022
View the entire original 990 at ProPublica ↗
- Organization
- KARPUS FAMILY FOUNDATION INC (EIN 47-2479174)
- Tax period
- 2022-01-01 to 2022-12-31
- Filed
- 2023-04-20
- IRS object ID
- 202301109349101000
- Schema version
- 2022v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Applied To Prior Year Election
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-04-20T13:22:29-05:00 | ReturnTs |
| Tax Period End | 2022-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 161131146 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BONADIO & CO LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 171 SULLYS TRAIL | AddressLine1Txt |
| City | PITTSFORD | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 14534 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2022-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 472479174 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE KARPUS FAMILY FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | KARP | BusinessNameControlTxt |
| Phone | 5855864680 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1061 | AddressLine1Txt |
| City | PITTSFORD | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 14534 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | GEORGE KARPUS | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 5855864680 | PhoneNum |
| Signature | 2023-04-17 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | GEORGE | PersonFirstNm |
| Person Last | KARPUS | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | EILEEN C SEMMLER | PreparerPersonNm |
| PTIN | P01239376 | PTIN |
| Phone | 5853811000 | PhoneNum |
| Preparation | 2023-04-17 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2022 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $19,472,004 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $544,148 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $544,148 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$489,737 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $16,286,093 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $54,411 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $544,148 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $42,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $42,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $8,330 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $8,330 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $166,939 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $166,939 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $15,918 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $6,451 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $6,451 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $10,013 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $9,988 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $249,651 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $166,939 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $66,769 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $998,736 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $998,736 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,248,387 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $166,939 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,065,505 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$1,193,976 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $377,209 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $883,262 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,221,882 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,221,882 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $16,170,904 | CorporateStockBOYAmt |
| Corporate Stock EOY | $11,512,704 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $11,430,257 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $3,926,141 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $6,047,665 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $5,819,865 | CorporateBondsEOYFMVAmt |
| Total Assets BOY | $20,980,307 | TotalAssetsBOYAmt |
| Total Assets EOY | $19,782,251 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $19,472,004 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $20,980,307 | RetainedEarningBOYAmt |
| Retained Earning EOY | $19,782,251 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $20,980,307 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $19,782,251 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $20,980,307 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $19,782,251 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $20,980,307 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$1,193,976 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $19,786,331 | SubtotalAmt |
| Other Decreases | $4,080 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $19,782,251 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (75 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|
| ISHARES CORE MSCI EUROPE ETF | P | 2022-01-26 | $61,687 | $64,550 | -$2,863 | -$2,863 |
| VANGUARD ESG INTERNATIONAL STOCK ETF | P | 2022-01-26 | $23,744 | $21,775 | $1,969 | $1,969 |
| VANGUARD TOTAL STOCK MARKET INDEX | P | 2022-01-04 | $14,515 | $13,341 | $1,174 | $1,174 |
| VIRTUS ALLIANZGI ART INT TECH OPP | P | 2022-01-12 | $106,274 | $67,995 | $38,279 | $38,279 |
| MANA CAP ACQUISITION CORP RT RIGHT | P | 2022-02-14 | $20,355 | $8,850 | $11,505 | $11,505 |
| MANA CAP ACQUISITION CORP WT WARRANT | P | 2022-02-14 | $8,850 | $4,425 | $4,425 | $4,425 |
| AMERICAN ACQUISITION OPPT IN CLASS A | P | 2022-03-10 | $568,952 | $559,350 | $9,602 | $9,602 |
| BLACKROCK SCIENCE AND TECHNOLOGY | P | 2022-03-24 | $27,187 | $32,716 | -$5,529 | -$5,529 |
| OTR ACQUISITION CORP CL A | P | 2022-03-18 | $407,398 | $399,958 | $7,440 | $7,440 |
| VANGUARD ESG INTERNATIONAL STOCK | P | 2022-03-07 | $25,572 | $24,464 | $1,108 | $1,108 |
| VANGUARD ESG INTERNATIONAL STOCK | P | 2022-03-15 | $23,898 | $25,498 | -$1,600 | -$1,600 |
| VANGUARD SMALL CAP INDEX FUND | P | 2022-03-18 | $26,813 | $15,332 | $11,481 | $11,481 |
| T ROWE PRICE GLOBAL STOCK FUND I | P | 2022-04-13 | $74,848 | $57,454 | $17,394 | $17,394 |
| VANGUARD LONG TERM BOND INDEX FUND | P | 2022-05-17 | $423,722 | $587,791 | -$164,069 | -$164,069 |
| BLACKROCK INNOVATION AND GRW SHS BEN | P | 2022-05-16 | $36,770 | $64,494 | -$27,724 | -$27,724 |
| CAPITALA FINANCE CORP 6.00% PFD SER | P | 2022-05-31 | $6,051 | $122,462 | -$116,411 | -$116,411 |
| ISHARES MSCI USA QUALITY FACTOR ETF | P | 2022-05-12 | $136,158 | $162,558 | -$26,400 | -$26,400 |
| TREPONT ACQUISITION CORP I SHS CL A | P | 2022-05-05 | $676,701 | $670,656 | $6,045 | $6,045 |
| VANGUARD LONG TERM BOND INDEX FUND | P | 2022-06-10 | $608,247 | $827,101 | -$218,854 | -$218,854 |
| BLACKROCK SCIENCE AND TECHNOLOGY | P | 2022-06-01 | $41,384 | $58,571 | -$17,187 | -$17,187 |
| CAPITALA FINANCE CORP 6.00% PFD SER | P | 2022-06-03 | $122,462 | $6,051 | $116,411 | $116,411 |
| CAPITALA FINANCE CORP 6.00% PFD SER | P | 2022-06-03 | $151,275 | $122,462 | $28,813 | $28,813 |
| ISHARES CORE MSCI EUROPE | P | 2022-06-23 | $51,200 | $66,811 | -$15,611 | -$15,611 |
| ISHARES MSCI INTL QUALITY FACTOR ETF | P | 2022-06-22 | $31,868 | $39,029 | -$7,161 | -$7,161 |
| ISHARES MSCI INTL QUALITY FACTOR ETF | P | 2022-06-27 | $13,183 | $15,818 | -$2,635 | -$2,635 |
| MAXPRO CAPITAL ACQUISITN CORP CLASS | P | 2022-06-15 | $392,916 | $388,224 | $4,692 | $4,692 |
| VANGUARD TOTAL WORLD STOCK INDEX | P | 2022-06-15 | $48,164 | $57,839 | -$9,675 | -$9,675 |
| NEXPOINT STRATEGIC OPPORTUNITIES | P | 2022-07-12 | $56,519 | $49,354 | $7,165 | $7,165 |
| NEXPOINT STRATEGIC OPPORTUNITIES | P | 2022-07-18 | $119,466 | $109,786 | $9,680 | $9,680 |
| NEXPOINT STRATEGIC OPPORTUNITIES | P | 2022-07-20 | $89,618 | $81,733 | $7,885 | $7,885 |
| NEXPOINT STRATEGIC OPPORTUNITIES | P | 2022-07-27 | $560 | $514 | $46 | $46 |
| NEXPOINT STRATEGIC OPPORTUNITIES | P | 2022-07-28 | $106,511 | $90,305 | $16,206 | $16,206 |
| VANGUARD VALUE INDEX FUND SHARES | P | 2022-07-25 | $54,769 | $59,280 | -$4,511 | -$4,511 |
| BROOKLINE CAP ACQUISITION CO COM | P | 2022-08-02 | $766,693 | $746,250 | $20,443 | $20,443 |
| ISHARES MSCI INTL QUALITY FACTOR ETF | P | 2022-08-26 | $13,022 | $14,895 | -$1,873 | -$1,873 |
| VANGUARD VALUE INDEX FUND SHARES | P | 2022-08-08 | $28,192 | $29,129 | -$937 | -$937 |
| BLACKROCK GLOBAL ENERGY & RES TR | P | 2022-09-07 | $15,416 | $15,961 | -$545 | -$545 |
| BLACKROCK INNOVATION AND GRW SHS BEN | P | 2022-09-16 | $27,579 | $49,358 | -$21,779 | -$21,779 |
| ISHARES MSCI ACWI EX US | P | 2022-09-01 | $7,113 | $8,833 | -$1,720 | -$1,720 |
| ISHARES MSCI ACWI EX US | P | 2022-09-19 | $17,410 | $22,082 | -$4,672 | -$4,672 |
| ISHARES RUSSELL 1000 | P | 2022-09-27 | $52,477 | $44,558 | $7,919 | $7,919 |
| VANGUARD LONG TERM BOND INDEX FUND | P | 2022-10-19 | $569,411 | $865,544 | -$296,133 | -$296,133 |
| VANGUARD LONG TERM BOND INDEX FUND | P | 2022-10-20 | $152,361 | $228,778 | -$76,417 | -$76,417 |
| VANGUARD LONG TERM BOND INDEX FUND | P | 2022-10-26 | $208,515 | $321,837 | -$113,322 | -$113,322 |
| AFRICAN GOLD ACQUISITION CORP | P | 2022-10-25 | $427,840 | $426,348 | $1,492 | $1,492 |
| ARCTOS NORTHSTAR ACQUIS CORP SHS CL | P | 2022-10-14 | $198,395 | $195,400 | $2,995 | $2,995 |
| ARCTOS NORTHSTAR ACQUIS CORP SHS CL | P | 2022-10-25 | $198,795 | $195,400 | $3,395 | $3,395 |
| DIGITAL HEALTH ACQUISITION COR | P | 2022-10-25 | $460,051 | $445,163 | $14,888 | $14,888 |
| FREEDOM ACQUISITION I CORP SHS CL A | P | 2022-10-25 | $445,750 | $436,352 | $9,398 | $9,398 |
| MANA CAP ACQUISITION CORP COMMON | P | 2022-10-26 | $893,985 | $871,725 | $22,260 | $22,260 |
| TAILWIND INTERNATNAL ACQ CORP | P | 2022-10-25 | $434,428 | $436,056 | -$1,628 | -$1,628 |
| VANGUARD S P 500 ETF | P | 2022-10-21 | $55,674 | $40,709 | $14,965 | $14,965 |
| VANGUARD S P 500 ETF | P | 2022-10-28 | $154,476 | $107,141 | $47,335 | $47,335 |
| ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR | P | 2022-11-15 | $4,299 | $4,468 | -$169 | -$169 |
| ISHARES MSCI GLOBAL MIN VOL FACTOR | P | 2022-11-30 | $17,428 | $17,364 | $64 | $64 |
| ISHARES MSCI SWITZERLAND | P | 2022-11-16 | $7,663 | $7,426 | $237 | $237 |
| ISHARES MSCI UNITED KINGDOM | P | 2022-11-15 | $5,616 | $6,026 | -$410 | -$410 |
| ISHARES MSCI UNITED KINGDOM | P | 2022-11-16 | $2,680 | $2,854 | -$174 | -$174 |
| ISHARES MSCI UNITED KINGDOM | P | 2022-11-16 | $8,352 | $8,880 | -$528 | -$528 |
| TIGA ACQUISITION CORP | P | 2022-11-18 | $458,779 | $442,244 | $16,535 | $16,535 |
| VANGUARD S P 500 ETF | P | 2022-11-17 | $27,555 | $18,251 | $9,304 | $9,304 |
| ISHARES 7 10 YEAR TREASURY BOND ETF | P | 2022-12-14 | $393,256 | $374,690 | $18,566 | $18,566 |
| ISHARES 7 10 YEAR TREASURY BOND ETF | P | 2022-12-29 | $1,148,721 | $1,123,362 | $25,359 | $25,359 |
| VANGUARD TOTAL BOND MARKET INDEX | P | 2022-12-30 | $1,042,413 | $1,086,353 | -$43,940 | -$43,940 |
| NUVEEN ENHANCED AMT-FREE QUALITY MUNICIPAL INCOME FUND | P | 2022-12-05 | $508,813 | $460,360 | $48,453 | $48,453 |
| DEEP MEDICINE ACQUISITION CORP CLASS | P | 2022-12-30 | $916,992 | $882,068 | $34,924 | $34,924 |
| INVESCO QQQ TRUST | P | 2022-12-29 | $70,300 | $82,271 | -$11,971 | -$11,971 |
| ISHARES MSCI EMERGING MARKETS MIN | P | 2022-12-30 | $8,431 | $9,728 | -$1,297 | -$1,297 |
| ISHARES RUSSELL 1000 | P | 2022-12-05 | $123,509 | $107,615 | $15,894 | $15,894 |
| OCEANTECH ACQUISITIONS I COR CLASS A | P | 2022-12-05 | $401,890 | $381,017 | $20,873 | $20,873 |
| PACIFICO ACQUISITION CORP COM | P | 2022-12-16 | $846,999 | $814,107 | $32,892 | $32,892 |
| PROPERTY SOLUTIONS ACQUISITION COM | P | 2022-12-30 | $545,383 | $535,671 | $9,712 | $9,712 |
| VANGUARD FTSE ALL WORLD EX US INDEX FUND | P | 2022-12-30 | $3,001 | $2,955 | $46 | $46 |
| VANGUARD GROWTH INDEX FUND | P | 2022-12-29 | $34,921 | $30,054 | $4,867 | $4,867 |
| CAPITAL GAINS DIVIDENDS | P | $23,872 | $23,872 | $23,872 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$489,737 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $5,243 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $5,243 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $5,243 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $19,633 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $19,633 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $14,390 | OverpaymentAmt |
| Applied To ES Tax | $14,390 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | KARPUSFAMILYFOUNDATION.ORG | WebsiteAddressTxt |
| Individual With Books | RODD RIESENBERGER | IndividualWithBooksNm |
| Phone | 5853891643 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 183 SULLYS TRAIL | AddressLine1Txt |
| City | PITTSFORD | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 14534 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (7 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| GEORGE W KARPUS | ||||||||
| 28921 GIRARD TERRACE | NAPLES | FL | 34119 | PRESIDENT, DIRECTOR | 2.00 | $8,000 | $0 | $0 |
| KATHLEEN P KARPUS | ||||||||
| 21 WOODBURY PLACE | ROCHESTER | NY | 14618 | VICE PRESIDENT, SECRETARY | 2.00 | $0 | $0 | $0 |
| ANTHONY MIRRIONE | ||||||||
| 183 SULLYS TRAIL | PITTSFORD | NY | 14534 | DIRECTOR | 2.00 | $0 | $0 | $0 |
| RODD RIESENBERGER | ||||||||
| 784 SOMERDALE DRIVE | WEBSTER | NY | 14580 | TREASURER | 2.00 | $18,000 | $0 | $0 |
| PAUL LIPARI | ||||||||
| 183 SULLYS TRAIL | PITTSFORD | NY | 14534 | DIRECTOR | 2.00 | $0 | $0 | $0 |
| JOAN RIESENBERGER | ||||||||
| 183 SULLYS TRAIL | PITTSFORD | NY | 14534 | DIRECTOR | 2.00 | $8,000 | $0 | $0 |
| GERALD WENZKE | ||||||||
| 183 SULLYS TRAIL | PITTSFORD | NY | 14534 | DIRECTOR | 2.00 | $8,000 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | US BANK | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1555 N RIVERCENTER DRIVE | AddressLine1Txt |
| City | MILWAUKEE | CityNm |
| State Abbreviation | WI | StateAbbreviationCd |
| ZIP | 53212 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGEMENT FEES | ServiceTypeTxt |
| Compensation | $166,939 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $19,404,318 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $789,172 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $20,193,490 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $20,193,490 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $302,902 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $19,890,588 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $994,529 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $994,529 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $5,243 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $5,243 | TotalTaxAmt |
| Distributable Before Adj | $989,286 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $989,286 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $989,286 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,065,505 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,065,505 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $989,286 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,033,170 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,065,505 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,033,170 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $32,335 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $956,951 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | GEORGE W KARPUS | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (33 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ALLIANCE DEFENDING FOUNDATION | |||||||
| 15100 N 90TH STREET | SCOTTSDALE | AZ | 85260 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $25,000 |
| BEST BUDDIES OF NY | |||||||
| 8 BAY RIDGE AVE | BROOKLYN | NY | 11220 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $10,000 |
| CARING CHOICES PREGANCY HELP CENTER | |||||||
| 651 CHILI AVE | ROCHESTER | NY | 14611 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $10,000 |
| CONSERVATIVE PARTNERSHIP INSTITUTE | |||||||
| 300 INDEPENDENCE AVENUE SE | WASHINGTON | DC | 20003 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $25,000 |
| CRACKER BOX PALACE | |||||||
| 6420 SHAKER ROAD | NORTH ROSE | NY | 14516 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $20,000 |
| DAILY CALLER NEWS FOUNDATION | |||||||
| 1920 L STREET NW SUITE 205 | WASHINGTON | DC | 20036 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $30,000 |
| FAMILY PROMISE OF GREATER ROCHESTER | |||||||
| 142 WEBSTER AVENUE | ROCHESTER | NY | 14609 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $10,000 |
| FREEDOMWORKS FOUNDATION | |||||||
| 111 K STREET NE SUITE 600 | WASHINGTON | DC | 20002 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $20,000 |
| FRIENDS OF BREAKTHROUGH SCHOOLS | |||||||
| 3615 SUPERIOR AVENUE 3103A | CLEVELAND | OH | 44114 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $25,000 |
| FRIENDSHIP CIRCLE OF CLEVELAND OH | |||||||
| 27900 GATES MILLS BLVD | PEPPER PIKE | OH | 44124 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $30,000 |
| HILLSDALE COLLEGE | |||||||
| 33 E COLLEGE STREET | HILLSDALE | MI | 49242 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $28,736 |
| HOME BASE | |||||||
| 1 CONSTITUTION WHARF SUITE 140 | CHARLESTOWN | MA | 02129 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $35,000 |
| HOMELESS HOUNDS ANIMAL RESCUE | |||||||
| PO BOX 521 | COLLEYVILLE | TX | 76034 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $10,000 |
| HUMANE SOCIETY OF ROCHESTER | |||||||
| 99 VICTOR ROAD | FAIRPORT | NY | 14450 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $40,000 |
| INSTITUTE FOR CARING | |||||||
| 313 CONSTITUTION AVENUE | WASHINGTON | DC | 20002 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $15,000 |
| JUDICIAL WATCH | |||||||
| 425 THIRD STREET SW SUITE 800 | WASHINGTON | DC | 20024 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $25,000 |
| JUNIOR ACHIEVEMENT OF CENTRAL UPSTATE NY | |||||||
| 200 WEST RIDGE ROAD 1 | ROCHESTER | NY | 14615 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $50,000 |
| K9S FOR WARRIORS | |||||||
| 114 CAMP K9 ROAD | PONTE VEDRA | FL | 32081 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $50,000 |
| LEADERSHIP INSTITUTE | |||||||
| 1101 N HIGHLAND ST | ARLINGTON | VA | 22201 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $50,000 |
| LIVE ACTION | |||||||
| 2200 WILSON BLVD SUITE 102 PMB 111 | ARLINGTON | VA | 22201 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $25,000 |
| MEDIA RESEARCH CENTER | |||||||
| 1900 CAMPUS COMMONS DRIVE SUITE 600 | RESTON | VA | 20191 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $25,000 |
| NATE'S HONOR ANIMAL RESCUE | |||||||
| 8437 COOPER CREEK BLVD | BRADENTON | FL | 34201 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $100,000 |
| NEUROENDOCRINE TUMOR RESEARCH FOUNDATION | |||||||
| 321 COLUMBUS AVENUE SUITE 5R | BOSTON | MA | 02116 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $50,000 |
| PRAGER UNIVERSITY FOUNDATION | |||||||
| 15021 VENTURA BLVD 552 | SHERMAN OAKS | CA | 91403 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $25,000 |
| PROJECT VERITAS | |||||||
| 1214 BOSTON POST ROAD NO 148 | MAMARONECK | NY | 10543 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $30,000 |
| PUPPY MILL RESCUE TEAM | |||||||
| 6558 4TH SECTION RD 105 | BROCKPORT | NY | 14420 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $20,000 |
| SATCHEL'S LAST RESORT | |||||||
| 8101 COASH ROAD | SARASOTA | FL | 34241 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $10,000 |
| SEMPER FI FUND | |||||||
| 825 COLLEGE BLVD SUITE 102 PMB 609 | OCEANSIDE | CA | 92057 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $50,000 |
| STAY IN STEP | |||||||
| 13085 TELECOM PKWY N | TEMPLE TERRACE | FL | 33637 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $30,000 |
| THE IMMOKALEE FOUNDATION | |||||||
| 2375 TAMIAMI TRAIL N SUITE 308 | NAPLES | FL | 34103 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $25,000 |
| THE POTTERS HANDS FOUNDATION | |||||||
| PO BOX 1564 | CORNING | NY | 14830 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $45,000 |
| TRUE THE VOTE | |||||||
| PO BOX 3109 19128 | HOUSTON | TX | 77253 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $50,000 |
| WAGS FUND | |||||||
| 1459 LINDEN AVE | HIGHLAND PARK | IL | 60035 | NONE | PUBLIC CHARITY | GENERAL PURPOSE | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $998,736 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $544,148 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$489,737 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $54,411 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $54,411 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $8,330 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $8,330 | DisbursementsCharitablePrpsAmt |
Applied To Prior Year Election AppliedToPriorYearElection
| Field | Value | IRS element (for citing) |
|---|---|---|
| Election | PURSUANT TO IRC SEC 4942(H)(2) AND REG. 53.4942(A)-3(D)(2) THE KARPUS FAMILY FOUNDATION ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AS BEING MADE OUT OF UNDISTRIBUTED INCOME FROM THE TAX YEAR ENDING 2016 IN THE AMOUNT OF $19,232. | ElectionDesc |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (11 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| WESTERN ASSET INFLATION LINKED | $903,319 | $744,705 |
| ANGEL OAK FINANCIAL STRATS INCOME | $391,369 | $385,581 |
| BLACKROCK ESG CAPITAL ALLOCATION | $71,227 | $67,956 |
| BLACKROCK MUNI INTERM DURATION | $770,218 | $772,423 |
| BLACKROCK MUNIHOLDNGS CA QUALITY FD | $374,522 | $374,021 |
| DELAWARE IVY HIGH INCOME | $522,604 | $512,238 |
| FIRST TRUST ABRDN GLOBAL OPPORTUNITY | $382,997 | $413,700 |
| INSIGHT SELECT INCOME FUND | $391,750 | $377,750 |
| NUVEEN ENHANCED AMT-FREE QUALITY | $472,229 | $494,868 |
| NUVEEN MUNICIPAL CREDIT INCOME FUND | $385,609 | $390,788 |
| NUVEEN NY AMT FREE MUNI COMMON | $1,381,821 | $1,285,835 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (51 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BLACKROCK SCIENCE AND TECHNOLOGY | $88,064 | $72,961 |
| GABELLI DVD & INC. TRUST | $91,041 | $126,545 |
| GLADSTONE INVT CORP | $750,000 | $690,000 |
| GREAT ELM CAPITAL CORP | $395,293 | $395,360 |
| INVESCO S P 500 EQUAL WEIGHT | $24,455 | $24,719 |
| ISHARES MSCI EMERGING MARKETS | $39,942 | $35,278 |
| ISHARES MSCI CANADA | $41,177 | $48,604 |
| ISHARES RUSSELL 1000 | $105,078 | $105,260 |
| JAPAN SMALLER CAPITALIZATION FD INC | $173,565 | $129,619 |
| MAXPRO CAPITAL ACQUISITION CORP CLASS | $502,685 | $525,511 |
| MORGAN STANLEY INDIA INVESTMENT FUND | $39,825 | $31,385 |
| NEUBERGER BERMAN NEXT GENERATION | $149,656 | $100,363 |
| NEWTEK BUSINESS SVSC CORP | $738,125 | $733,106 |
| OXFORD LANE CAPITAL CORP | $67,519 | $67,230 |
| OXFORD SQUARE CAPITAL CO | $468,736 | $471,665 |
| PHENIXFIN CORP | $91,979 | $92,169 |
| TERRA INC FUND6 | $649,183 | $602,181 |
| TRADEUP ACQUISTION CORP | $638,950 | $668,850 |
| VANGUARD FTSE EMERGING MARKETS ETF | $194,718 | $177,944 |
| VANGUARD FTSE EUROPE INDEX FUND | $124,269 | $118,364 |
| VANGUARD FTSE PACIFIC ETF | $92,918 | $83,655 |
| VANGUARD GROWTH INDEX FUND | $100,841 | $108,686 |
| VANGUARD S P 500 ETF | $1,052,819 | $1,115,505 |
| VANGUARD TOTAL STOCK MARKET INDEX | $213,621 | $183,542 |
| VANGUARD SMALL CAP ETF | $244,063 | $293,664 |
| ABERDEEN TOTAL DYNAMIC DIVID | $71,286 | $71,604 |
| ACRI CAPITAL ACQUISITION CORP COM CL | $395,301 | $399,602 |
| BLACKROCK ENHANCED CAP INCOME FD INC | $39,658 | $39,376 |
| BLACKROCK ENHANCED GLOBAL | $80,950 | $80,113 |
| BLACKROCK ENHANCED INTERNATIONAL | $80,436 | $85,541 |
| BLACKROCK HEALTH SCI TR II | $53,467 | $53,002 |
| EATON VANCE TAX ADV DVD INC | $16,545 | $15,855 |
| EATON VANCE TAX MANAGED GLOBAL -DIVERSIFIED EQUITY INCOME FUND | $7,658 | $7,399 |
| ENERGY SELECT SECTOR SPDR FUND | $15,732 | $17,057 |
| EV TAX MANAGED GLB B W OPPS | $52,801 | $52,884 |
| FUTURETECH II ACQUISITION CORP | $397,800 | $399,750 |
| GLOBAL STAR ACQUISITION INC CLASS A | $765,056 | $771,146 |
| ISHARES EUROPE | $38,512 | $40,761 |
| ISHARES MSCI BRAZIL | $5,364 | $5,314 |
| ISHARES MSCI EAFE GROWTH | $43,282 | $43,238 |
| ISHARES S&P GLOBAL ENERGY | $8,604 | $9,163 |
| MAINSTAY CBRE GLOB INFRA MEGATRENDS | $69,999 | $65,657 |
| MEDICUS SCIENCES ACQUISITION CL A | $627,585 | $649,515 |
| OXFORD LANE CAPITAL CORP | $612,500 | $567,000 |
| SARATOGA INVT CORP | $621,191 | $623,500 |
| SCHWAB U S DIVIDEND EQUITY | $49,704 | $49,479 |
| VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF SHARES | $133,409 | $135,147 |
| VANGUARD FTSE ALL WORLD EX US INDEX | $23,147 | $23,566 |
| VANGUARD VALUE INDEX FUND SHARES | $63,114 | $62,465 |
| VIRTUS ARTIFICIAL INTELLIGENCE TECHNOLOGY OPPORTUNITIES FUND | $95,243 | $94,307 |
| VIRTUS DIVID INT PREM STRATEGY | $65,838 | $65,650 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BOOK TO TAX DIFFERENCE ON STOCK SALES | Desc |
| Amt | $4,080 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OFFICE EXPENSE | $1,988 | $0 | $1,988 |
| DELAWARE FILING FEE | $25 | $0 | $0 |
| SOFTWARE | $8,000 | $0 | $8,000 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT FEE | CategoryTxt |
| Amt | $166,939 | Amt |
| Net Investment Income | $166,939 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | US DEPT OF TREASURY | CategoryTxt |
| Amt | $15,918 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |