LOUIS CALDER FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- LOUIS CALDER FOUNDATION (EIN 13-6015562)
- Tax period
- 2021-11-01 to 2022-10-31
- Filed
- 2023-04-11
- IRS object ID
- 202331019349102818
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-04-11T09:39:12-05:00 | ReturnTs |
| Tax Period End | 2022-10-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 873231666 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PKF O'CONNOR DAVIES ADVISORY LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 245 PARK AVENUE 12TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10167 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-11-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136015562 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LOUIS CALDER FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | LOUI | BusinessNameControlTxt |
| Phone | 2039668925 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1331 17TH STREET 602 | AddressLine1Txt |
| City | DENVER | CityNm |
| State Abbreviation | CO | StateAbbreviationCd |
| ZIP | 80202 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | M ALEXANDER CALDER | PersonNm |
| Person Title | EXECUTIVE DIR./TRUSTEE | PersonTitleTxt |
| Phone | 2039668925 | PhoneNum |
| Signature | 2023-03-24 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | M | PersonFirstNm |
| Person Last | ALEXANDER CALDER | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | THOMAS BLANEY | PreparerPersonNm |
| PTIN | P00234022 | PTIN |
| Phone | 2122862600 | PhoneNum |
| Preparation | 2023-03-24 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $170,366,757 | FMVAssetsEOYAmt |
| Method Of Accounting Other | Yes (X) | MethodOfAccountingOtherInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $47,013 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $47,013 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $3,332,984 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $2,975,467 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $12,246,427 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $12,493,249 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $11,531,725 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $290,544 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $320,192 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $15,916,968 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $14,874,397 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $500,466 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $161,900 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $338,566 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $443,367 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $443,367 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $135,751 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $135,751 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $22,017 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $22,017 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $52,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $52,000 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $704,342 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $657,685 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $46,657 | OtherProfFeesDsbrsChrtblAmt |
| Interest Net Invst Incm | $41 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $166,870 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $82,773 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $53,534 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $0 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $53,534 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $21,281 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $21,281 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $1,302,654 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,041,229 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $178,338 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $3,402,282 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,943,628 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,291,511 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $8,121,750 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $8,121,750 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $11,524,032 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,943,628 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $9,413,261 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $4,392,936 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $12,930,769 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $4,581,354 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,785,440 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,785,440 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $37,077,570 | CorporateStockBOYAmt |
| Corporate Stock EOY | $27,005,836 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $27,005,836 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $174,629,108 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $140,575,481 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $140,575,481 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $216,288,032 | TotalAssetsBOYAmt |
| Total Assets EOY | $170,366,757 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $170,366,757 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $216,288,032 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $170,366,757 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $216,288,032 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $170,366,757 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $216,288,032 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $170,366,757 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $216,288,032 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $4,392,936 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $220,680,968 | SubtotalAmt |
| Other Decreases | $50,314,211 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $170,366,757 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (12 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| SALES OF PUBLICLY TRADED SECURITIES | $7,370,501 | $5,887,195 | $1,483,306 | $1,483,306 | |
| GOLDENTREE OFFSHORE LTD | $173,566 | $25,097 | $148,469 | $148,469 | P |
| BBH CAPITAL PARTNERS VI-2 (CAYMAN ISLANDS UNIT TRUST) | $32,263 | $32,263 | $0 | $0 | P |
| BBH CAPITAL PARTNERS V-1 SUB TRUST -MANAGER #2 | $2,886,473 | $705,979 | $2,180,494 | $2,180,494 | P |
| BBH CAPITAL PARTNERS OPPORTUNITIES FUND | $196,921 | $191,670 | $5,251 | $5,251 | P |
| BBH WEALTH STRATEGIES OAKTREE | $69,045 | $69,045 | $0 | $0 | P |
| BBH WEALTH STRATEGIES UNIT TRUST - OAKTREE OPPORTUNITIES FUND XI | $2,851 | $2,851 | $0 | $0 | P |
| BBH WEALTH STRATEGIES SANDTON CREDIT SOLUTIONS | $147,763 | $147,763 | $0 | $0 | P |
| BBH WEALTH STRATEGIES UNIT TRUST CALEDONIA SUB TRUST | $277,308 | $277,308 | $0 | $0 | P |
| BBH WEALTH STRATEGIES UNIT TRUST - SILVER POINT DISTRESSED OPPORTUNITY SUB-T | $215,843 | $215,843 | $0 | $0 | P |
| CAPITAL GAINS THROUGH K-1S | $6,593,490 | $6,593,490 | P | ||
| CAPITAL GAINS DIVIDENDS | $1,120,715 | $1,120,715 | $1,120,715 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $11,531,725 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $179,738 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $179,738 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $179,738 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $240,215 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $240,215 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $60,477 | OverpaymentAmt |
| Applied To ES Tax | $60,477 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | HTTP://WWW.LOUISCALDERFDN.ORG/ | WebsiteAddressTxt |
| Individual With Books | M ALEXANDER CALDER | IndividualWithBooksNm |
| Phone | 7209439865 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1331 17TH STREET SUITE 602 | AddressLine1Txt |
| City | DENVER | CityNm |
| State Abbreviation | CO | StateAbbreviationCd |
| ZIP | 80202 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| M ALEXANDER CALDER | ||||||||
| 1331 17TH STREET SUITE 602 | DENVER | CO | 80202 | TRUSTEE/EXECUTIVE DIRECTOR | 40.00 | $284,600 | $0 | $0 |
| PETER D CALDER | ||||||||
| 1331 17TH STREET SUITE 602 | DENVER | CO | 80202 | TRUSTEE | 20.00 | $107,933 | $0 | $0 |
| FRANK E SHANLEY | ||||||||
| 1331 17TH STREET SUITE 602 | DENVER | CO | 80202 | TRUSTEE | 20.00 | $107,933 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| HOLLY NUECHTERLEIN | ||||||||
| 1331 17TH STREET STE 602 | DENVER | CO | 80202 | PROGRAM DIRECTOR | 40.00 | $157,805 | $15,781 | $0 |
| BARBARA ATKESON | ||||||||
| 1331 17TH STREET STE 602 | DENVER | CO | 80202 | SR. PROGRAM OFFICER | 40.00 | $103,333 | $29,392 | $0 |
| CLAIRE COHEN | ||||||||
| 1331 17TH STREET STE 602 | DENVER | CO | 80202 | FINANCE AND OPS MGR. | 40.00 | $101,546 | $17,249 | $0 |
| KRISTIN M PAZULSKI | ||||||||
| 1331 17TH STREET STE 602 | DENVER | CO | 80202 | GRANTS ADMINISTRATOR | 40.00 | $78,363 | $14,961 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| BROWN BROTHERS HARRIMAN & CO | |||||
| 59 WALL STREET | NEW YORK | NY | 10065 | INVESTMENT ADVISORY FEES | $657,733 |
| PKF O'CONNOR DAVIES LLP | |||||
| 500 MAMARONECK AVENUE | HARRISON | NY | 10528 | AUDIT AND TAX PREPARATION | $52,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $182,030,533 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $7,854,433 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $782,976 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $190,667,942 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $190,667,942 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $2,860,019 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $187,807,923 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $9,390,396 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $9,390,396 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $179,738 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $179,738 | TotalTaxAmt |
| Distributable Before Adj | $9,210,658 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $9,210,658 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $9,210,658 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $9,413,261 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $9,413,261 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $9,210,658 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr2 | $16,120 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $16,120 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $9,413,261 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $9,210,658 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $202,603 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $218,723 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $218,723 | ExcessDistriCyovToNextYrAmt |
| Excess From Year2 | $16,120 | ExcessFromYear2Amt |
| Excess From Current Year | $202,603 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | M ALEXANDER CALDER | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O THE LOUIS CALDER FOUNDATION | AddressLine1Txt |
| Address Line2 | 1331 17TH STREET SUITE 602 | AddressLine2Txt |
| City | DENVER | CityNm |
| State Abbreviation | CO | StateAbbreviationCd |
| ZIP | 80202 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 7209439865 | RecipientPhoneNum |
| Recipient Email Address | ALEXANDER.CALDER@CALDERFDN.ORG | RecipientEmailAddressTxt |
| Form And Info And Materials | HTTPS://WWW.LOUISCALDERFOUNDATION.ORG | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | HTTPS://WWW.LOUISCALDERFOUNDATION.ORG | SubmissionDeadlinesTxt |
| Restrictions On Awards | HTTPS://WWW.LOUISCALDERFOUNDATION.ORG | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (43 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| BECOMING COLLEGIATE ACADEMY INC | ||||||
| 5258 NORWOOD AVENUE UNIT 3 | JACKSONVILLE | FL | 32208 | PC | SCHOOL GROWTH | $200,000 |
| CAMBIAR EDUCATION | ||||||
| 17412 VENTURA BOULEVARD | ENCINO | CA | 91316 | PC | SCIENCE OF READING | $200,000 |
| CENTER FOR CREATIVE EDUCATION | ||||||
| 425 24TH STREET | WEST PALM BEACH | FL | 33407 | PC | BOARD DISCRETIONARY | $25,000 |
| CHALKBEAT INC | ||||||
| 1239 BROADWAY SUITE 703B | NEW YORK | NY | 10001 | PC | RESEARCH | $1,000 |
| CHARTER FUND INC | ||||||
| 10901 W 120TH AVENUE SUITE 450 | BROOMFIELD | CO | 80021 | PC | SCHOOL GROWTH | $1,000,000 |
| COMMONLIT INC | ||||||
| 660 PENNSYLVANIA AVE SE STE 302 | WASHINGTON | DC | 20003 | PC | CURRICULUM | $300,000 |
| DSST PUBLIC SCHOOLS FOUNDATION | ||||||
| 3401 QUEBEC STREET SUITE 2000 | DENVER | CO | 80207 | PC | SCHOOL GROWTH | $100,000 |
| EXCELLENT SCHOOLS NEW MEXICO | ||||||
| PO BOX 27501 | ALBUQUERQUE | NM | 87125 | PC | SCHOOL GROWTH | $150,000 |
| GEM PREP MERIDIAN SOUTH | ||||||
| 5390 NORTH MCDERMOTT ROAD | MERIDIAN | ID | 83646 | PC | SCHOOL GROWTH | $100,000 |
| GRANTMAKERS FOR EDUCATION | ||||||
| 400 SOUTHEAST 103RD DRIVE 33348 | PORTLAND | OR | 97216 | PC | NONPROFIT SUPPORT | $2,200 |
| GREAT HEARTS AMERICA | ||||||
| 4801 E WASHINGTON STREET SUITE 250 | PHOENIX | AZ | 85034 | PC | CURRICULUM | $150,000 |
| HORIZONS NATIONAL STUDENT ENRICHMENT PROGRAM INC | ||||||
| PO BOX 52 | RUMSON | NJ | 07760 | PC | BOARD DISCRETIONARY | $25,000 |
| IMPACT PUBLIC SCHOOLS | ||||||
| 3438 S 148TH STREET | TUKWILA | WA | 98168 | PC | SCIENCE OF READING | $230,000 |
| INSTRUCTION PARTNERS | ||||||
| 604 GALLATIN AVE SUITE 202 | NASHVILLE | TN | 372063476 | PC | SCIENCE OF READING | $200,000 |
| JEREMIAH PROGRAM | ||||||
| 615 1ST AVE NE SUITE 210 | MINNEAPOLIS | MN | 55413 | PC | TWO GENERATION | $400,000 |
| JOHNS HOPKINS UNIVERSITY | ||||||
| 3910 KESWICK ROAD N4327-B | BALTIMORE | MD | 21211 | PC | ACCELERATED LEARNING | $103,000 |
| KIPP ENC PUBLIC SCHOOLS | ||||||
| 931 WILANN DRIVE | CHARLOTTE | NC | 28215 | PC | SCIENCE OF READING | $125,000 |
| KIPP FOUNDATION | ||||||
| 135 MAIN STREET SUITE 1875 | SAN FRANCISCO | CA | 94105 | PC | SCIENCE OF READING | $375,000 |
| KIPP NEW YORK INC | ||||||
| 1501 BROADWAY SUITE 1000 | NEW YORK | NY | 10036 | PC | SCIENCE OF READING | $450,000 |
| LITERACY PARTNERS INC | ||||||
| 75 MAIDEN LN 1102 | NEW YORK | NY | 10038 | PC | TWO GENERATION | $150,000 |
| NASHVILLE CLASSICAL | ||||||
| 2000 GREENWOOD AVENUE | NASHVILLE | TN | 37206 | PC | SCHOOL GROWTH | $125,000 |
| NEW SCHOOLS FOR ALABAMA | ||||||
| 2 20TH ST N SUITE 1315 | BIRMINGHAM | AL | 35203 | PC | SCHOOL GROWTH | $400,000 |
| PACE CENTER FOR GIRLS INC | ||||||
| 6745 PHILIPS INDUSTRIAL BOULEVARD | JACKSONVILLE | FL | 32256 | PC | BOARD DISCRETIONARY | $100,000 |
| PARENTCHILD PLUS INC | ||||||
| 163B MINEOLA BOULEVARD | MINEOLA | NY | 11501 | PC | TWO GENERATION | $85,000 |
| PEAK GRANTMAKING INC | ||||||
| 1666 K STREET NW SUITE 440 | WASHINGTON | DC | 200061242 | PC | NONPROFIT SUPPORT | $2,250 |
| PHILANTHROPY COLORADO | ||||||
| 5855 WADSWORTH BLVD UNIT A | ARVADA | CO | 800035419 | PC | NONPROFIT SUPPORT | $1,300 |
| PHILANTHROPY ROUNDTABLE | ||||||
| 1120 20TH STREET NW SUITE 550 SOUTH | WASHINGTON | DC | 20036 | PC | NONPROFIT SUPPORT | $5,000 |
| REACH INSTITUTE FOR SCHOOL LEADERSHIP | ||||||
| 537 TAYLOR AVE | ALAMEDA | CA | 94501 | PC | TEACHER / LEADER DEVELOPMENT | $350,000 |
| REACH OUT AND READ INC | ||||||
| 89 SOUTH ST SUITE 201 | BOSTON | MA | 02111 | PC | TWO GENERATION | $175,000 |
| ROCKETSHIP PUBLIC SCHOOLS TEXAS | ||||||
| 350 TWIN DOLPHIN DR SUITE 109 | REDWOOD CITY | CA | 94065 | PC | SCHOOL GROWTH | $150,000 |
| SAVANNAH YOUTH DEVELOPMENT FOUNDATION INC | ||||||
| 2 SKIDAWAY VILLAGE WALK | SAVANNAH | GA | 31411 | PC | BOARD DISCRETIONARY | $25,000 |
| SPRINGBOARD COLLABORATIVE | ||||||
| 1500 JOHN F KENNEDY BLVD SUITE 1160 | PHILADELPHIA | PA | 19102 | PC | SCIENCE OF READING | $400,000 |
| TEACH FOR AMERICA INC | ||||||
| 25 BROADWAY 12TH FLOOR | NEW YORK | NY | 10004 | PC | ACCELERATED LEARNING | $300,000 |
| TEACHERS COLLEGE COLUMBIA UNIVERSITY | ||||||
| 525 WEST 120TH STREET | NEW YORK | NY | 10027 | PC | RESEARCH | $1,000 |
| THE 74 MEDIA INC | ||||||
| 222 BROADWAY | NEW YORK | NY | 10038 | PC | RESEARCH | $1,000 |
| THOMAS B FORDHAM INSTITUTE | ||||||
| 1016 16TH ST NW 8TH FLOOR | WASHINGTON | DC | 200365703 | PC | RESEARCH AND ANALYSIS | $150,000 |
| TNTP INC | ||||||
| 500 7TH AVENUE 8TH FLOOR | NEW YORK | NY | 100184502 | PC | ACCELERATED LEARNING | $465,000 |
| TOGETHER EDUCATION INC | ||||||
| 25 BROADWAY 3RD FLOOR | NEW YORK | NY | 10004 | PC | SCIENCE OF READING | $400,000 |
| TRAININGGROUNDSINC | ||||||
| 1597 CUTTYSARK COVE | SLIDELL | LA | 70458 | PC | TWO GENERATION | $100,000 |
| TULSA HONOR ACADEMY | ||||||
| 1421 S SHERIDAN RD | TULSA | OK | 74112 | PC | SCHOOL GROWTH | $150,000 |
| UNIVERSITY PREPARATORY SCHOOLS | ||||||
| 3230 E 38TH AVENUE | DENVER | CO | 80205 | PC | SCHOOL GROWTH | $150,000 |
| VENTOUX PARTNERSHIP NETWORK INC | ||||||
| PO BOX 908 | BRONX | NY | 10472 | PC | SCHOOL GROWTH | $200,000 |
| VOCEL VIEWING OUR CHILDREN AS EMERGING LEADERS NFP | ||||||
| 1550 W CARROLL AVE SUITE 203 | CHICAGO | IL | 60607 | PC | TWO GENERATION | $100,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $8,121,750 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (16 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| BECOMING COLLEGIATE ACADEMY INC | ||||||
| 5258 NORWOOD AVENUE UNIT 3 | JACKSONVILLE | FL | 32208 | PC | SCHOOL GROWTH | $200,000 |
| CAMBIAR EDUCATION | ||||||
| 17412 VENTURA BOULEVARD | ENCINO | CA | 91316 | PC | SCIENCE OF READING | $200,000 |
| CHARTER FUND INC | ||||||
| 10901 W 120TH AVENUE SUITE 450 | BROOMFIELD | CO | 80021 | PC | SCHOOL GROWTH | $4,000,000 |
| EXCELLENT SCHOOLS NEW MEXICO | ||||||
| PO BOX 27501 | ALBUQUERQUE | NM | 87125 | PC | SCHOOL GROWTH | $100,000 |
| GREAT HEARTS AMERICA | ||||||
| 4801 E WASHINGTON STREET SUITE 250 | PHOENIX | AZ | 85034 | PC | CURRICULUM | $150,000 |
| IMPACT PUBLIC SCHOOLS | ||||||
| 3438 S 148TH STREET | TUKWILA | WA | 98168 | PC | SCIENCE OF READING | $190,000 |
| JEREMIAH PROGRAM | ||||||
| 615 1ST AVE NE SUITE 210 | MINNEAPOLIS | MN | 55413 | PC | TWO GENERATION | $400,000 |
| KIPP NEW YORK INC | ||||||
| 1501 BROADWAY SUITE 1000 | NEW YORK | NY | 10036 | PC | SCIENCE OF READING | $450,000 |
| NASHVILLE CLASSICAL | ||||||
| 2000 GREENWOOD AVENUE | NASHVILLE | TN | 37206 | PC | SCHOOL GROWTH | $250,000 |
| NEW SCHOOLS FOR ALABAMA | ||||||
| 2 20TH ST N SUITE 1315 | BIRMINGHAM | AL | 35203 | PC | SCHOOL GROWTH | $400,000 |
| REACH OUT AND READ INC | ||||||
| 89 SOUTH ST SUITE 201 | BOSTON | MA | 02111 | PC | TWO GENERATION | $175,000 |
| ROCKETSHIP PUBLIC SCHOOLS TEXAS | ||||||
| 350 TWIN DOLPHIN DR SUITE 109 | REDWOOD CITY | CA | 94065 | PC | SCHOOL GROWTH | $150,000 |
| TEACH FOR AMERICA INC | ||||||
| 25 BROADWAY 12TH FLOOR | NEW YORK | NY | 10004 | PC | ACCELERATED LEARNING | $300,000 |
| TRAININGGROUNDSINC | ||||||
| 1597 CUTTYSARK COVE | SLIDELL | LA | 70458 | PC | TWO GENERATION | $100,000 |
| UNIVERSITY PREPARATORY SCHOOLS | ||||||
| 3230 E 38TH AVENUE | DENVER | CO | 80205 | PC | SCHOOL GROWTH | $450,000 |
| VOCEL VIEWING OUR CHILDREN AS EMERGING LEADERS NFP | ||||||
| 1550 W CARROLL AVE SUITE 203 | CHICAGO | IL | 60607 | PC | TWO GENERATION | $100,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $7,615,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $47,013 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,332,984 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $290,544 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $12,246,427 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $15,916,968 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $15,916,968 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | AUDIT AND TAX PREPARATION FEES | CategoryTxt |
| Amt | $52,000 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $52,000 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (30 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABOTT LABORATORIES 6553 SHRS | $648,354 | $648,354 |
| ADOBE INC 1572 SHRS | $500,682 | $500,682 |
| AKRE FOCUS FUND-INST | $4,029,787 | $4,029,787 |
| ALCON INC 16815 SHRS | $1,020,334 | $1,020,334 |
| ALPHABET INC-CL C 13620 SHRS | $1,289,269 | $1,289,269 |
| AMAZON.COM INC | $546,210 | $546,210 |
| AO SMITH CORP 9707 SHRS | $531,749 | $531,749 |
| ARTHUR J GALLAGHER & CO 5331 SHRS | $997,323 | $997,323 |
| BERKSHIRE HATHAWAY INC-CL A | $1,780,200 | $1,780,200 |
| BOOKING HOLDINGS INC 327 SHRS | $611,320 | $611,320 |
| CELANESE CORP 6124 SHRS | $588,639 | $588,639 |
| COPART INC 5255 SHRS | $604,430 | $604,430 |
| COSTCO WHOLESALE CORP 1548 SHRS | $776,322 | $776,322 |
| DIAGEO PLC-SPONSORED ADR 2936 SHRS | $490,224 | $490,224 |
| DOLLAR GENERAL CORP 2767 SHRS | $705,723 | $705,723 |
| GRACO INC 8594 SHRS | $597,971 | $597,971 |
| KLA CORPORATION COM NEW 2250 SHRS | $712,013 | $712,013 |
| LINDE PLC 5772 SHRS | $1,716,304 | $1,716,304 |
| MASTERCARD INCORPORATED 4044 SHRS | $1,327,160 | $1,327,160 |
| MICROSOFT CORP 3935 SHRS | $913,432 | $913,432 |
| NESTLE SA-SPONS ADR 4445 SHRS | $483,216 | $483,216 |
| NIKE INC CL B 6596 SHRS | $611,317 | $611,317 |
| ORACLE CORP 8349 SHRS | $651,806 | $651,806 |
| PROGRESSIVE CORP OHIO 7617 SHRS | $978,023 | $978,023 |
| S&P GLOBAL INC 1812 SHRS | $582,105 | $582,105 |
| SIGNATURE BANK COM STK 2794 SHRS | $442,933 | $442,933 |
| TEXAS INSTRUMENTS INC 3092 SHRS | $496,668 | $496,668 |
| THERMO FISHER SCIENTTIFIC INC 1533 SHRS | $787,916 | $787,916 |
| WASTE MANAGEMENT INC 4928 SHRS | $780,447 | $780,447 |
| ZOETIS INC 5332 SHRS | $803,959 | $803,959 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (28 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BBH AH CAYMAN LP | FMV | $410,892 | $410,892 |
| BBH CAP PARTNERS QP IV (CAYMAN) | FMV | $1,226,800 | $1,226,800 |
| BBH CAP. PARTNERS V-1 SUB TRUST | FMV | $6,168,996 | $6,168,996 |
| BBH CAPITAL PARTNERS OPPORTUNITIES FUND | FMV | $1,165,619 | $1,165,619 |
| BBH CAPITAL PARTNERS VI-2 (CAYMAN ISLANDS UNIT TRUST) | FMV | $5,907,452 | $5,907,452 |
| BBH INCOME FUND | FMV | $12,932,067 | $12,932,067 |
| BBH LIMITED DURATION FUND CL I | FMV | $26,104,296 | $26,104,296 |
| BBH PART-INTL EQTY-I | FMV | $4,959,046 | $4,959,046 |
| BBH REAL EST INCOME FUND III LP | FMV | $3,137,861 | $3,137,861 |
| BBH REAL ESTATE ENHANCED VALUE FUND I | FMV | $367,382 | $367,382 |
| BBH WEALTH STRATEGIES - GQG PARTNERS EMERGING MARKETS EQUITY SERIES | FMV | $7,812,027 | $7,812,027 |
| BBH WEALTH STRATEGIES - MAKAIRA PARTNERS SERIES | FMV | $3,113,151 | $3,113,151 |
| BBH WEALTH STRATEGIES LLC ALTAROCK PARTNERS SERIES | FMV | $9,243,927 | $9,243,927 |
| BBH WEALTH STRATEGIES LLC BARES MID/LARGE CAP SERIES | FMV | $5,441,195 | $5,441,195 |
| BBH WEALTH STRATEGIES LLC BARINGS LOAN SUB TRUST SERIES 3 | FMV | $4,542,623 | $4,542,623 |
| BBH WEALTH STRATEGIES LLC CLARKSTON CAPITAL PARTNERS | FMV | $6,786,703 | $6,786,703 |
| BBH WEALTH STRATEGIES LLC LBC CREDIT PARTNERS III USTE SERIES | FMV | $645,424 | $645,424 |
| BBH WEALTH STRATEGIES LLC SELECT EQUITY SERIES | FMV | $14,131,698 | $14,131,698 |
| BBH WEALTH STRATEGIES OAKTREE OPPORTUNITIES SUB-TRUST | FMV | $2,277,468 | $2,277,468 |
| BBH WEALTH STRATEGIES SANDTON CREDIT SOLUTIONS IV SUB TRUST | FMV | $2,286,857 | $2,286,857 |
| BBH WEALTH STRATEGIES UNIT TRUST - CALEDONIA SUB TRUST | FMV | $4,403,308 | $4,403,308 |
| BBH WEALTH STRATEGIES UNIT TRUST - OAKTREE OPPORTUNITIES FUND XI | FMV | $1,422,428 | $1,422,428 |
| BBH WS - SILVER POINT DISTRESSED OPPORTUNITY SUB-TRUST | FMV | $2,895,638 | $2,895,638 |
| ISHARES CORE MSCI EAFE ETF 39694 SHRS | FMV | $2,211,750 | $2,211,750 |
| MARTELLO RE SERIES -BBH WS | FMV | $3,030,074 | $3,030,074 |
| NEWTON COUNTY LUMBER CO. | FMV | $782,976 | $782,976 |
| PRIME FINANCE SHORT DURATION VIII SERIES | FMV | $798,404 | $798,404 |
| VALLEY FORGE LARGE CAP EQUITY SERIES - BBH WS | FMV | $6,369,419 | $6,369,419 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | GENERAL LEGAL FEES | CategoryTxt |
| Legal Fees | $22,017 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $22,017 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED LOSS ON INVESTMENTS | Desc |
| Amt | $50,314,211 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (8 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FURNITURE, FIXTURES AND OTHER OFFICE EXPENSES | $100,880 | $0 | $100,880 |
| STATE FILING FEES | $3,010 | $0 | $3,010 |
| INSURANCE EXPENSE | $7,084 | $0 | $7,084 |
| INFORMATION TECHNOLOGY | $45,172 | $0 | $45,172 |
| PARTNERSHIP EXPENSES | $819,932 | $756,381 | $0 |
| OTHER INVESTMENT FEES AND EXPENSES | $304,384 | $284,848 | $0 |
| DUES AND SUBSCRIPTIONS | $4,634 | $0 | $4,634 |
| PAYROLL AND BENEFIT ADMIN FEES | $17,558 | $0 | $17,558 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Net Investment IncomeNetInvestmentIncomeAmt | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER PORTFOLIO INCOME THROUGH K-1S | $29,648 | ||
| OTHER INVESTMENT INCOME | $290,544 | $290,544 | $290,544 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT ADVISORY SERVICES | $657,685 | $657,685 | $0 |
| STRATEGIC PLANNING | $30,000 | $0 | $30,000 |
| MOVING AND OFFICE RENOVATION | $16,657 | $0 | $16,657 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES WITHHELD | $6,870 | $82,773 | $0 |
| PROVISION FOR FEDERAL EXCISE TAX | $160,000 | $0 | $0 |