GOTHIC CORPORATION: Form 990, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- GOTHIC CORPORATION (EIN 56-1776668)
- Tax period
- 2021-07-01 to 2022-06-30
- Filed
- 2023-05-15
- IRS object ID
- 202321359349300122
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule D
- Schedule F
- Schedule I
- Schedule J
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-05-15T05:22:23-05:00 | ReturnTs |
| Tax Period End | 2022-06-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 135565207 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KPMG LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 500 W 5TH ST SUITE 800 | AddressLine1Txt |
| City | WINSTON SALEM | CityNm |
| State Abbreviation | NC | StateAbbreviationCd |
| ZIP | 27101 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2021-07-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 561776668 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GOTHIC CORPORATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GOTH | BusinessNameControlTxt |
| Phone | 9196686829 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 280 S MANGUM STREET 210 | AddressLine1Txt |
| City | DURHAM | CityNm |
| State Abbreviation | NC | StateAbbreviationCd |
| ZIP | 27701 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JANNINE M LALL | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 9196686829 | PhoneNum |
| Signature | 2023-05-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | JANNINE | PersonFirstNm |
| Person Last | LALL | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KAVITA GADA | PreparerPersonNm |
| PTIN | P01773072 | PTIN |
| Phone | 3362753394 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | NEAL F TRIPLETT | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 280 S MANGUM ST STE 210 | AddressLine1Txt |
| City | DURHAM | CityNm |
| State Abbreviation | NC | StateAbbreviationCd |
| ZIP | 27701 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $2,800,188,275 | GrossReceiptsAmt |
| Group Return For Affiliates | 0 | GroupReturnForAffiliatesInd |
| Organization501c3 | Yes (X) | Organization501c3Ind |
| Website Address | N/A | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 1992 | FormationYr |
| Legal Domicile State | NC | LegalDomicileStateCd |
| Activity Or Mission | SEE SCHEDULE O FOR ORGANIZATION'S MISSION STATEMENT | ActivityOrMissionDesc |
| Voting Members Governing Body | 3 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 0 | VotingMembersIndependentCnt |
| Total Employee | 0 | TotalEmployeeCnt |
| Total Volunteers | 0 | TotalVolunteersCnt |
| Total Gross UBI | $16,960,472 | TotalGrossUBIAmt |
| Net Unrelated Bus Txbl Incm | $0 | NetUnrelatedBusTxblIncmAmt |
| PY Contributions Grants | $2,016,747,394 | PYContributionsGrantsAmt |
| CY Contributions Grants | $1,261,297,184 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $0 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $0 | CYProgramServiceRevenueAmt |
| PY Investment Income | $1,598,389,433 | PYInvestmentIncomeAmt |
| CY Investment Income | $1,494,378,476 | CYInvestmentIncomeAmt |
| PY Other Revenue | $22,391,836 | PYOtherRevenueAmt |
| CY Other Revenue | $44,512,615 | CYOtherRevenueAmt |
| PY Total Revenue | $3,637,528,663 | PYTotalRevenueAmt |
| CY Total Revenue | $2,800,188,275 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $2,557,731,511 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $1,833,737,226 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $0 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $0 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $0 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $0 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $0 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $263,303,479 | PYOtherExpensesAmt |
| CY Other Expenses | $265,471,645 | CYOtherExpensesAmt |
| PY Total Expenses | $2,821,034,990 | PYTotalExpensesAmt |
| CY Total Expenses | $2,099,208,871 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | $816,493,673 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | $700,979,404 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $7,701,771,968 | TotalAssetsBOYAmt |
| Total Assets EOY | $8,303,858,742 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $7,701,771,968 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $8,303,858,742 | NetAssetsOrFundBalancesEOYAmt |
| Info In Schedule O Part III | Yes (X) | InfoInScheduleOPartIIIInd |
| Mission | SEE SCHEDULE O FOR ORGANIZATION'S MISSION STATEMENT. | MissionDesc |
| Significant New Program Srvc | 0 | SignificantNewProgramSrvcInd |
| Significant Change | 0 | SignificantChangeInd |
| Expense | $2,099,208,871 | ExpenseAmt |
| Grant | $1,833,737,226 | GrantAmt |
| Desc | GOTHIC CORPORATION WAS FORMED TO SUPPORT THE EXEMPT PURPOSES OF DUKE UNIVERSITY. A PORTION OF THE EXPENSES INCURRED ARE RELATED TO THE MANAGEMENT OF ASSETS MAINTAINED FOR THE SUPPORT OF DUKE UNIVERSITY. ALLOCATIONS TOTALING $1,833,737,226 WERE MADE TO DUKE UNIVERSITY IN SUPPORT OF ITS TAX EXEMPT PURPOSES. | Desc |
| Total Program Service Expenses | $2,099,208,871 | TotalProgramServiceExpensesAmt |
| Described In Section501c3 | Yes (1) | DescribedInSection501c3Ind |
| Schedule B Required | Yes (1) | ScheduleBRequiredInd |
| Political Campaign Acty | 0 | PoliticalCampaignActyInd |
| Lobbying Activities | 0 | LobbyingActivitiesInd |
| Subject To Proxy Tax | 0 | SubjectToProxyTaxInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Conservation Easements | 0 | ConservationEasementsInd |
| Collections Of Art | 0 | CollectionsOfArtInd |
| Credit Counseling | 0 | CreditCounselingInd |
| Donor Rstr Or Quasi Endowments | 0 | DonorRstrOrQuasiEndowmentsInd |
| Report Land Building Equipment | 0 | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | Yes (1) | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | 0 | ReportProgramRelatedInvstInd |
| Report Other Assets | 0 | ReportOtherAssetsInd |
| Report Other Liabilities | 0 | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | Yes (1) | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | 0 | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | Yes (1) | ConsolidatedAuditFinclStmtInd |
| School Operating | 0 | SchoolOperatingInd |
| Foreign Office | 0 | ForeignOfficeInd |
| Foreign Activities | Yes (1) | ForeignActivitiesInd |
| More Than5000 K To Org | 0 | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividualsInd |
| Professional Fundraising | 0 | ProfessionalFundraisingInd |
| Fundraising Activities | 0 | FundraisingActivitiesInd |
| Gaming Activities | 0 | GamingActivitiesInd |
| Operate Hospital | 0 | OperateHospitalInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Schedule J Required | Yes (1) | ScheduleJRequiredInd |
| Tax Exempt Bonds | 0 | TaxExemptBondsInd |
| Engaged In Excess Benefit Trans | 0 | EngagedInExcessBenefitTransInd |
| PY Excess Benefit Trans | 0 | PYExcessBenefitTransInd |
| Loan Outstanding | 0 | LoanOutstandingInd |
| Grant To Related Person | 0 | GrantToRelatedPersonInd |
| Business Rln With Org Mem | 0 | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | 0 | BusinessRlnWithFamMemInd |
| Business Rln With35 Ctrl Ent | 0 | BusinessRlnWith35CtrlEntInd |
| Deductible Non Cash Contri | 0 | DeductibleNonCashContriInd |
| Deductible Art Contribution | 0 | DeductibleArtContributionInd |
| Terminate Operations | 0 | TerminateOperationsInd |
| Partial Liquidation | 0 | PartialLiquidationInd |
| Disregarded Entity | Yes (1) | DisregardedEntityInd |
| Related Entity | Yes (1) | RelatedEntityInd |
| Related Organization Ctrl Ent | Yes (1) | RelatedOrganizationCtrlEntInd |
| Transaction With Control Ent | Yes (1) | TransactionWithControlEntInd |
| Trnsfr Exmpt Non Chrtbl Rltd Org | 0 | TrnsfrExmptNonChrtblRltdOrgInd |
| Activities Conducted Prtshp | 0 | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (1) | ScheduleORequiredInd |
| Info In Schedule O Part V | Yes (X) | InfoInScheduleOPartVInd |
| IRP Document | 0 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Backup Wthld Compliance | Yes (1) | BackupWthldComplianceInd |
| Employee | 0 | EmployeeCnt |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Foreign Financial Account | Yes (1) | ForeignFinancialAccountInd |
| Foreign Country | AR | ForeignCountryCd |
| Foreign Country | BG | ForeignCountryCd |
| Foreign Country | BC | ForeignCountryCd |
| Foreign Country | BR | ForeignCountryCd |
| Foreign Country | CI | ForeignCountryCd |
| Foreign Country | CH | ForeignCountryCd |
| Foreign Country | CO | ForeignCountryCd |
| Foreign Country | CS | ForeignCountryCd |
| Foreign Country | CY | ForeignCountryCd |
| Foreign Country | EZ | ForeignCountryCd |
| Foreign Country | DA | ForeignCountryCd |
| Foreign Country | EG | ForeignCountryCd |
| Foreign Country | GH | ForeignCountryCd |
| Foreign Country | GR | ForeignCountryCd |
| Foreign Country | HK | ForeignCountryCd |
| Foreign Country | HU | ForeignCountryCd |
| Foreign Country | IN | ForeignCountryCd |
| Foreign Country | ID | ForeignCountryCd |
| Foreign Country | EI | ForeignCountryCd |
| Foreign Country | IS | ForeignCountryCd |
| Foreign Country | JA | ForeignCountryCd |
| Foreign Country | KE | ForeignCountryCd |
| Foreign Country | KU | ForeignCountryCd |
| Foreign Country | LH | ForeignCountryCd |
| Foreign Country | MY | ForeignCountryCd |
| Foreign Country | MP | ForeignCountryCd |
| Foreign Country | MO | ForeignCountryCd |
| Foreign Country | NI | ForeignCountryCd |
| Foreign Country | NO | ForeignCountryCd |
| Foreign Country | MU | ForeignCountryCd |
| Foreign Country | PK | ForeignCountryCd |
| Foreign Country | PE | ForeignCountryCd |
| Foreign Country | PL | ForeignCountryCd |
| Foreign Country | PO | ForeignCountryCd |
| Foreign Country | QA | ForeignCountryCd |
| Foreign Country | RS | ForeignCountryCd |
| Foreign Country | SI | ForeignCountryCd |
| Foreign Country | KS | ForeignCountryCd |
| Foreign Country | CE | ForeignCountryCd |
| Foreign Country | SW | ForeignCountryCd |
| Foreign Country | TW | ForeignCountryCd |
| Foreign Country | TZ | ForeignCountryCd |
| Foreign Country | TS | ForeignCountryCd |
| Foreign Country | TU | ForeignCountryCd |
| Foreign Country | UG | ForeignCountryCd |
| Foreign Country | AE | ForeignCountryCd |
| Foreign Country | UK | ForeignCountryCd |
| Foreign Country | VM | ForeignCountryCd |
| Foreign Country | ZA | ForeignCountryCd |
| Foreign Country | ZI | ForeignCountryCd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | 0 | TaxablePartyNotificationInd |
| Nondeductible Contributions | 0 | NondeductibleContributionsInd |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributionsInd |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOfInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Indoor Tanning Services | 0 | IndoorTanningServicesInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
| Subject To Excs Tax Net Invst Inc | 0 | SubjectToExcsTaxNetInvstIncInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 3 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 0 | IndependentVotingMemberCnt |
| Family Or Business Rln | Yes (1) | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | 0 | DelegationOfMgmtDutiesInd |
| Change To Org Documents | 0 | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | 0 | MembersOrStockholdersInd |
| Election Of Board Members | Yes (1) | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | Yes (1) | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (1) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (1) | MinutesOfCommitteesInd |
| Officer Mailing Address | 0 | OfficerMailingAddressInd |
| Local Chapters | 0 | LocalChaptersInd |
| Form990 Provided To Gvrn Body | Yes (1) | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | 0 | ConflictOfInterestPolicyInd |
| Whistleblower Policy | 0 | WhistleblowerPolicyInd |
| Document Retention Policy | 0 | DocumentRetentionPolicyInd |
| Compensation Process CEO | 0 | CompensationProcessCEOInd |
| Compensation Process Other | 0 | CompensationProcessOtherInd |
| Investment In Joint Venture | Yes (1) | InvestmentInJointVentureInd |
| Written Policy Or Procedure | 0 | WrittenPolicyOrProcedureInd |
| Upon Request | Yes (X) | UponRequestInd |
| Other | Yes (X) | OtherInd |
Books In Care Of Detail BooksInCareOfDetail
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JANNINE M LALL | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 9196686829 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 280 S MANGUM STREET SUITE 210 | AddressLine1Txt |
| City | DURHAM | CityNm |
| State Abbreviation | NC | StateAbbreviationCd |
| ZIP | 27701 | ZIPCd |
Form990 Part VII Section A Form990PartVIISectionAGrp (4 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | OfficerOfficerInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt |
|---|---|---|---|---|---|---|---|
| NEAL F TRIPLETT | |||||||
| DIRECTOR/PRESIDENT | 0.10 | 40.30 | Yes (X) | Yes (X) | $0 | $2,842,965 | $117,778 |
| ROBERT MCGRAIL | |||||||
| DIRECTOR/SECRETARY | 0.10 | 40.30 | Yes (X) | Yes (X) | $0 | $405,711 | $58,508 |
| GREGORY A HUDGINS | |||||||
| DIRECTOR | 0.10 | 40.20 | Yes (X) | $0 | $221,783 | $43,970 | |
| JANNINE M LALL | |||||||
| DIRECTOR/TREASURER | 0.10 | 40.20 | Yes (X) | Yes (X) | $0 | $212,569 | $39,062 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $0 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $3,683,028 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $259,318 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 0 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | 0 | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (1) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | 0 | CompensationFromOtherSrcsInd |
| Cntrct Rcvd Greater Than100 K | 0 | CntrctRcvdGreaterThan100KCnt |
| Info In Schedule O Part VIII | Yes (X) | InfoInScheduleOPartVIIIInd |
| Related Organizations | $1,261,297,184 | RelatedOrganizationsAmt |
| Total Contributions | $1,261,297,184 | TotalContributionsAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $234,716,030 | TotalRevenueColumnAmt |
| Unrelated Business Revenue | $12,290,911 | UnrelatedBusinessRevenueAmt |
| Exclusion | $222,425,119 | ExclusionAmt |
Royalties Revenue RoyaltiesRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $44,512,615 | TotalRevenueColumnAmt |
| Exclusion | $44,512,615 | ExclusionAmt |
Gross Amount Sales Assets GrossAmountSalesAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $1,236,064,876 | SecuritiesAmt |
| Other | $23,597,570 | OtherAmt |
Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $0 | SecuritiesAmt |
| Other | $0 | OtherAmt |
Gain Or Loss GainOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $1,236,064,876 | SecuritiesAmt |
| Other | $23,597,570 | OtherAmt |
Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $1,259,662,446 | TotalRevenueColumnAmt |
| Unrelated Business Revenue | $4,669,561 | UnrelatedBusinessRevenueAmt |
| Exclusion | $1,254,992,885 | ExclusionAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $2,800,188,275 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $0 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | $16,960,472 | UnrelatedBusinessRevenueAmt |
| Exclusion | $1,521,930,619 | ExclusionAmt |
Grants To Domestic Orgs GrantsToDomesticOrgsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,833,737,226 | TotalAmt |
| Program Services | $1,833,737,226 | ProgramServicesAmt |
Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $17,161,048 | TotalAmt |
| Program Services | $17,161,048 | ProgramServicesAmt |
Other Expenses OtherExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PARTNERSHIP DEDUCTIONS | Desc |
| Total | $246,385,096 | TotalAmt |
| Program Services | $246,385,096 | ProgramServicesAmt |
All Other Expenses AllOtherExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,925,501 | TotalAmt |
| Program Services | $1,925,501 | ProgramServicesAmt |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,099,208,871 | TotalAmt |
| Program Services | $2,099,208,871 | ProgramServicesAmt |
| Management And General | $0 | ManagementAndGeneralAmt |
| Fundraising | $0 | FundraisingAmt |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $385,048,255 | BOYAmt |
| EOY | $396,931,472 | EOYAmt |
Investments Other Securities InvestmentsOtherSecuritiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $7,259,473,822 | BOYAmt |
| EOY | $7,897,530,484 | EOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $57,249,891 | BOYAmt |
| EOY | $9,396,786 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $7,701,771,968 | BOYAmt |
| EOY | $8,303,858,742 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
Cap Stk Tr Prin Current Funds CapStkTrPrinCurrentFundsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Pd In Cap Srpls Land Bldg Eqp Fund PdInCapSrplsLandBldgEqpFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Rtn Earn Endowment Incm Oth Fnds RtnEarnEndowmentIncmOthFndsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $7,701,771,968 | BOYAmt |
| EOY | $8,303,858,742 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $7,701,771,968 | BOYAmt |
| EOY | $8,303,858,742 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $7,701,771,968 | BOYAmt |
| EOY | $8,303,858,742 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | Yes (X) | InfoInScheduleOPartXIInd |
| Reconcilation Revenue Expnss | $700,979,404 | ReconcilationRevenueExpnssAmt |
| Other Changes In Net Assets | -$98,892,630 | OtherChangesInNetAssetsAmt |
| Info In Schedule O Part XII | Yes (X) | InfoInScheduleOPartXIIInd |
| Method Of Accounting Other | Yes (X) | MethodOfAccountingOtherInd |
| Accountant Compile Or Review | 0 | AccountantCompileOrReviewInd |
| FS Audited | Yes (1) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Consolidated Basis Fincl Stmt | Yes (X) | ConsolidatedBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | 0 | AuditCommitteeInd |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequiredInd |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Supporting Organization509a3 | Yes (X) | SupportingOrganization509a3Ind |
| Supporting Org Type1 | Yes (X) | SupportingOrgType1Ind |
| Supported Organizations | 1 | SupportedOrganizationsCnt |
Supported Org Information SupportedOrgInformationGrp
Supported Organization Name SupportedOrganizationName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DUKE UNIVERSITY | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 560532129 | EIN |
| Organization Type | 2 | OrganizationTypeCd |
| Governing Document Listed | Yes (1) | GoverningDocumentListedInd |
| Support | $1,833,737,226 | SupportAmt |
| Other Support | $0 | OtherSupportAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Supported Organizations Total | 1 | SupportedOrganizationsTotalCnt |
| Support Sum | $1,833,737,226 | SupportSumAmt |
| Other Support Sum | $0 | OtherSupportSumAmt |
Form990 Sch A Supporting Org Form990SchASupportingOrgGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Listed By Name Governing Doc | Yes (1) | ListedByNameGoverningDocInd |
| Suprt Org No IRS Determination | 0 | SuprtOrgNoIRSDeterminationInd |
| Supported Org Section C456 | 0 | SupportedOrgSectionC456Ind |
| Supported Org Not Organized US | 0 | SupportedOrgNotOrganizedUSInd |
| Organization Change Suprt Org | 0 | OrganizationChangeSuprtOrgInd |
| Support Non Supported Org | 0 | SupportNonSupportedOrgInd |
| Payment Substantial Contribtr | 0 | PaymentSubstantialContribtrInd |
| Loan Disqualified Person | 0 | LoanDisqualifiedPersonInd |
| Controlled Disqualified Prsn | 0 | ControlledDisqualifiedPrsnInd |
| Disqualified Prsn Controll Int | 0 | DisqualifiedPrsnControllIntInd |
| Disqualified Prsn Ownr Int | 0 | DisqualifiedPrsnOwnrIntInd |
| Excess Business Holdings Rules | 0 | ExcessBusinessHoldingsRulesInd |
| Contribution Controller | 0 | ContributionControllerInd |
| Contribution Family | 0 | ContributionFamilyInd |
| Contribution35 Controlled | 0 | Contribution35ControlledInd |
Form990 Sch A Type1 Suprt Org Form990SchAType1SuprtOrgGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Power Appoint Majority Dir Trst | Yes (1) | PowerAppointMajorityDirTrstInd |
| Operate Benefit Non Suprt Org | 0 | OperateBenefitNonSuprtOrgInd |
Schedule B IRS990ScheduleB
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | RESTRICTED | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | RESTRICTED | TotalContributionsAmt |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Land Buildings | $0 | TotalBookValueLandBuildingsAmt |
Other Securities OtherSecuritiesGrp (3 entries)
| DescDesc | Book ValueBookValueAmt | Method ValuationMethodValuationCd |
|---|---|---|
| FIXED INCOME SECURITIES | $146,765,531 | F |
| EQUITIES | $1,535,723,034 | F |
| PARTNERSHIP INVESTMENTS | $6,215,041,919 | C |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Securities | $7,897,530,484 | TotalBookValueSecuritiesAmt |
| Footnote Text | Yes (X) | FootnoteTextInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART X, LINE 2: | FormAndLineReferenceDesc |
| Explanation | ASC 740 DISCLOSURE: THE FOLLOWING ASC 740 DISCLOSURE COMES FROM THE AUDITED FINANCIAL STATEMENTS OF DUKE UNIVERSITY, WITHIN WHOSE FINANCIAL STATEMENTS THE ACTIVITIES OF GOTHIC CORPORATION ARE CONSOLIDATED. DUKE IS A TAX-EXEMPT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED (THE CODE). AS SUCH, DUKE IS EXEMPT FROM FEDERAL INCOME TAXES TO THE EXTENT PROVIDED UNDER SECTION 501 OF THE CODE. ACCORDINGLY, NO PROVISION FOR INCOME TAXES IS MADE IN THE CONSOLIDATED FINANCIAL STATEMENTS. AS OF JUNE 30, 2022, THERE WERE NO MATERIAL UNCERTAIN TAX POSITIONS. SCHEDULE D, PARTS XI - XII FINANCIAL STATEMENTS AUDIT GOTHIC CORPORATION IS INCLUDED IN THE CONSOLIDATED ANNUAL FINANCIAL STATEMENTS OF DUKE UNIVERSITY, WHICH ARE PREPARED IN ACCORDANCE WITH GAAP AND REVIEWED BY AN INDEPENDENT AUDITOR. PURSUANT TO THE 2021 FORM 990 INSTRUCTIONS, GOTHIC CORPORATION HAS ELECTED NOT TO COMPLETE PARTS XI-XII OF SCHEDULE D. | ExplanationTxt |
Schedule F IRS990ScheduleF
Account Activities Outside US AccountActivitiesOutsideUSGrp (9 entries)
| RegionRegionTxt | OfficesOfficesCnt | EmployeeEmployeeCnt | Type Of Activities ConductedTypeOfActivitiesConductedTxt | Region Total ExpendituresRegionTotalExpendituresAmt |
|---|---|---|---|---|
| CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, | 0 | 0 | INVESTMENTS | $2,334,613,353 |
| EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, | 0 | 0 | INVESTMENTS | $380,435,135 |
| EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM | 0 | 0 | INVESTMENTS | $580,608,655 |
| MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, | 0 | 0 | INVESTMENTS | $49,993,216 |
| NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES | 0 | 0 | INVESTMENTS | $81,762,780 |
| SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, | 0 | 0 | INVESTMENTS | $6,374,550 |
| SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, | 0 | 0 | INVESTMENTS | $126,492,803 |
| SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, | 0 | 0 | INVESTMENTS | $127,683,847 |
| RUSSIA AND NEIGHBORING STATES | 0 | 0 | INVESTMENTS | $2,408,987 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Offices | 0 | SubtotalOfficesCnt |
| Subtotal Employees | 0 | SubtotalEmployeesCnt |
| Continuation Total Office | 0 | ContinuationTotalOfficeCnt |
| Continuation Total Employee | 0 | ContinuationTotalEmployeeCnt |
| Total Office | 0 | TotalOfficeCnt |
| Total Employee | 0 | TotalEmployeeCnt |
| Subtotal Spent | $3,687,964,339 | SubtotalSpentAmt |
| Continuation Spent | $2,408,987 | ContinuationSpentAmt |
| Total Spent | $3,690,373,326 | TotalSpentAmt |
| Transfer To Foreign Corp | Yes (1) | TransferToForeignCorpInd |
| Interest In Foreign Trust | 0 | InterestInForeignTrustInd |
| Foreign Corp Ownership | Yes (1) | ForeignCorpOwnershipInd |
| Passive Foreign Investmest Co | Yes (1) | PassiveForeignInvestmestCoInd |
| Foreign Partnership | Yes (1) | ForeignPartnershipInd |
| Boycott Countries | Yes (1) | BoycottCountriesInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART III ACCOUNTING METHOD: | FormAndLineReferenceDesc |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | Yes (1) | GrantRecordsMaintainedInd |
Recipient Table RecipientTable
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DUKE UNIVERSITY | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 324 BLACKWELL STREET SUTIE 850 | AddressLine1Txt |
| City | DURHAM | CityNm |
| State Abbreviation | NC | StateAbbreviationCd |
| ZIP | 27701 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient EIN | 560532129 | RecipientEIN |
| IRC Section | 501(C)(3) | IRCSectionDesc |
| Cash Grant | $1,833,737,226 | CashGrantAmt |
| Non Cash Assistance | $0 | NonCashAssistanceAmt |
| Valuation Method Used | FMV | ValuationMethodUsedDesc |
| Purpose Of Grant | SUPPORT | PurposeOfGrantTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total501c3 Org | 1 | Total501c3OrgCnt |
| Total Other Org | 0 | TotalOtherOrgCnt |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART I, LINE 2: | FormAndLineReferenceDesc |
| Explanation | GOTHIC CORPORATION WAS FORMED SPECIFICALLY AS A SUPPORTING ORGANIZATION OF DUKE UNIVERSITY. IN FURTHERANCE OF ITS SUPPORT TO DUKE UNIVERSITY, GOTHIC CORPORATION PROVIDES SUPPORT AND GRANTS FUNDING TO DUKE UNIVERSITY, AN IRC SECTION 501(C)(3) ENTITY ORGANIZED AS A SCHOOL DESCRIBED UNDER IRC SECTION 170(B)(1)(A)(II). DUKE UNIVERSITY MAINTAINS DOCUMENTATION OF ALL EXPENDITURES IN THE ORDINARY COURSE OF BUSINESS. | ExplanationTxt |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Severance Payment | 0 | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | Yes (1) | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | 0 | EquityBasedCompArrngmInd |
| Comp Based On Revenue Of Flng Org | 0 | CompBasedOnRevenueOfFlngOrgInd |
| Comp Bsd On Rev Related Orgs | 0 | CompBsdOnRevRelatedOrgsInd |
| Comp Bsd Net Earns Flng Org | 0 | CompBsdNetEarnsFlngOrgInd |
| Comp Bsd Net Earns Rltd Orgs | 0 | CompBsdNetEarnsRltdOrgsInd |
| Any Non Fixed Payments | 0 | AnyNonFixedPaymentsInd |
| Initial Contract Exception | 0 | InitialContractExceptionInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (4 entries)
| TitleTitleTxt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Bonus Related OrganizationsBonusRelatedOrganizationsAmt | Other Compensation Filing OrgOtherCompensationFilingOrgAmt | Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt | Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt | Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| NEAL F TRIPLETT | ||||||||||||||
| DIRECTOR/PRESIDENT | $0 | $699,107 | $0 | $2,124,358 | $0 | $19,500 | $0 | $35,296 | $0 | $84,731 | $0 | $2,962,992 | $0 | $0 |
| ROBERT MCGRAIL | ||||||||||||||
| DIRECTOR/SECRETARY | $0 | $237,420 | $0 | $148,791 | $0 | $19,500 | $0 | $50,908 | $0 | $8,337 | $0 | $464,956 | $0 | $0 |
| GREGORY A HUDGINS | ||||||||||||||
| DIRECTOR | $0 | $157,762 | $0 | $44,521 | $0 | $19,500 | $0 | $27,566 | $0 | $16,848 | $0 | $266,197 | $0 | $0 |
| JANNINE M LALL | ||||||||||||||
| DIRECTOR/TREASURER | $0 | $161,454 | $0 | $51,115 | $0 | $0 | $0 | $28,208 | $0 | $11,339 | $0 | $252,116 | $0 | $0 |
Supplemental Information Detail SupplementalInformationDetail (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| PART I, LINE 3 | METHODS USED TO ESTABLISH THE COMPENSATION OF THE TOP MANAGEMENT OFFICIAL: GOTHIC CORPORATION RELIED ON DUMAC, INC., A RELATED TAX-EXEMPT ORGANIZATION, TO ESTABLISH THE COMPENSATION OF THE TOP MANAGEMENT OFFICIAL. DUMAC, INC. USED VARIOUS METHODS TO ESTABLISH THE TOP MANAGEMENT OFFICIAL'S COMPENSATION SUCH AS INFORMATION ABOUT COMPENSATION PAID BY SIMILARLY SITUATED TAXABLE OR TAX-EXEMPT ORGANIZATIONS FOR SIMILAR SERVICES, OR CURRENT COMPENSATION SURVEYS. |
| PART I, LINE 4B | SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN: THE FOLLOWING INDIVIDUALS PARTICIPATED IN A DEFERRED COMPENSATION PLAN DESCRIBED UNDER SECTION 457(F) OF THE INTERNAL REVENUE CODE AND SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE: ROBERT MCGRAIL, GREGORY HUDGINS, AND JANNINE LALL. HOWEVER, NO SUCH PAYMENTS WERE MADE DURING THE APPLICABLE REPORTING PERIOD. |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (10 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| FORM 990, PART I & PART III LINE 1: | DESCRIPTION OF ORGANIZATION'S MISSION GOTHIC CORPORATION WAS FORMED TO OWN AND INVEST ASSETS EXCLUSIVELY FOR THE BENEFIT OF DUKE UNIVERSITY AND TO SUPPORT ITS EXEMPT PURPOSES. |
| FORM 990, PART VI, SECTION A, LINE 2 | NEAL F. TRIPLETT IS A KEY EMPLOYEE OF DUKE UNIVERSITY. THE FOLLOWING DIRECTORS AND OFFICERS OF GOTHIC CORPORATION ARE ALSO EMPLOYEES OF DUKE UNIVERSITY: GREGORY A. HUDGINS, JANNINE M. LALL, AND ROBERT MCGRAIL |
| FORM 990, PART VI, SECTION A, LINE 7A | THE MEMBERS OF THE BOARD OF GOTHIC CORPORATION SHALL BE APPOINTED BY THE EXECUTIVE COMMITTEE OF THE DUKE UNIVERSITY BOARD OF TRUSTEES. THE MEMBERS OF THE BOARD OF DIRECTORS OF DUMAC, INC. SHALL BE APPOINTED BY THE EXECUTIVE COMMITTEE OF THE DUKE UNIVERSITY BOARD OF TRUSTEES AND CONFIRMED BY DUKE UNIVERSITY'S BOARD OF TRUSTEES. |
| FORM 990, PART VI, SECTION A, LINE 7B | DUMAC, INC. MANAGES THE INVESTMENTS OF GOTHIC CORPORATION. PURSUANT TO AUTHORIZATION PROVIDED BY DUKE UNIVERSITY, OFFICERS OF DUMAC, INC. ACT AS THE AUTHORIZED AGENT FOR GOTHIC CORPORATION IN APPROVING INVESTMENTS OF GOTHIC CORPORATION ASSETS AND ENTERING INTO AGREEMENTS AND OTHER TRANSACTIONS RELATED TO SUCH INVESTMENTS. CERTAIN DECISIONS OF THE GOVERNING BODY ARE SUBJECT TO APPROVAL BY THE BOARD OF TRUSTEES OF DUKE UNIVERSITY. |
| FORM 990, PART VI, SECTION B, LINE 11B | GOTHIC CORPORATION PROVIDES THE MEMBERS OF THE GOVERNING BODY WITH A DRAFT OF FORM 990 FOR INDIVIDUAL REVIEW PRIOR TO FILING. FORM 990, PART VI, LINE 12A CONFLICT OF INTEREST POLICY: GOTHIC CORPORATION DOES NOT HAVE A WRITTEN CONFLICT OF INTEREST POLICY, BUT ALL BOARD MEMBERS ARE SUBJECT TO COMPLIANCE WITH DUMAC INC.'S WRITTEN CONFLICT OF INTEREST POLICY AND MUST DISCLOSE ANY CONFLICTS ANNUALLY. FORM 990, PART VI, LINE 13 WHISTLEBLOWER POLICY: GOTHIC CORPORATION DOES NOT HAVE A WRITTEN WHISTLEBLOWER POLICY, BUT ALL BOARD MEMBERS ARE SUBJECT TO COMPLIANCE WITH DUMAC, INC.'S WRITTEN WHISTLEBLOWER POLICY. FORM 990, PART VI, LINE 14 DOCUMENT RETENTION AND DESTRUCTION: GOTHIC CORPORATION DOES NOT HAVE A WRITTEN DOCUMENT RETENTION AND DESTRUCTION POLICY, BUT FOLLOWS DUMAC, INC.'S WRITTEN DOCUMENT RETENTION AND DESTRUCTION POLICY. FORM 990, PART VI, LINE 16B JOINT VENTURES: GOTHIC CORPORATION HAS ENACTED ADEQUATE SAFEGUARDS FOR ITS PARTNERSHIP INVESTMENTS TO ENSURE THAT THESE ACTIVITIES DO NOT JEOPARDIZE THE ORGANIZATION'S TAX EXEMPT STATUS. |
| FORM 990, PART VI, SECTION C, LINE 18 | IN ADDITION TO PROVIDING THE ORGANIZATION'S FORM 990 UPON REQUEST, THE ORGANIZATION'S FORM 990 IS AVAILABLE TO THE PUBLIC ON SEVERAL THIRD PARTY WEBSITES. WHILE THE ORGANIZATION DOES NOT PROVIDE THE FORM 990 DIRECTLY TO THESE THIRD PARTIES, THE FORM 990 IS OBTAINED FROM THE INTERNAL REVENUE SERVICE. THE THIRD PARTIES SUBSEQUENTLY AND INDEPENDENTLY PROVIDE ACCESS TO THE FORM 990 ON THEIR PLATFORM. |
| FORM 990, PART VI, SECTION C, LINE 19 | GOTHIC CORPORATION'S GOVERNING DOCUMENTS (ARTICLES OF INCORPORATION AND ANY SUBSEQUENT AMENDMENTS) ARE AVAILABLE TO THE PUBLIC ON THE NORTH CAROLINA SECRETARY OF STATE WEBSITE. THE ORGANIZATION DOES NOT HAVE A SEPARATE CONFLICT OF INTEREST POLICY BUT FOLLOWS DUMAC INC.'S CONFLICT OF INTEREST POLICY. GOTHIC CORPORATION IS INCLUDED IN THE CONSOLIDATED, INDEPENDENTLY AUDITED FINANCIAL STATEMENTS OF DUKE UNIVERSITY, WHICH ARE AVAILABLE AT HTTPS://RESOURCES.FINANCE.DUKE.EDU/RESOURCES/DOCS/FINANCIAL_REPORTS2021-22. PDF (ALL LOWERCASE). |
| FORM 990, PART VIII, LINE 7: | GROSS SALES OF ASSETS OTHER THAN INVENTORY DUKE UNIVERSITY (AND THEREFORE DUMAC, INC.) MANAGES ITS INVESTMENT FUNDS IN ACCORDANCE WITH THE UNIFORM PRUDENT MANAGEMENT OF INSTITUTIONAL FUNDS ACT OF NORTH CAROLINA. AS PERMITTED BY THE ACT, THE UNIVERSITY (AND THEREFORE DUMAC, INC.) UTILIZES TWO INVESTMENT POOLS TO INVEST ITS FUNDS AND THESE FUNDS OPERATE ON A TOTAL RETURN CONCEPT. |
| FORM 990, PART XI, LINE 9: | THE RECONCILIATION AMOUNT ON LINE 9 IS THE CURRENT YEAR BOOK/TAX INCOME DIFFERENCES FROM THE ORGANIZATION'S PARTNERSHIP INVESTMENTS. -98,892,630. |
| FORM 990, PART XII, LINE 1: | METHOD OF ACCOUNTING GOTHIC CORPORATION UTILIZES THE ACCRUAL ACCOUNTING METHOD IN ACCORDANCE WITH GAAP FOR ALL ITEMS OTHER THAN REPORTING OF ITS PARTNERSHIP INVESTMENTS. PARTNERSHIP INVESTMENTS ARE REPORTED ON A TAX BASIS. |
Schedule R IRS990ScheduleR
Id Disregarded Entities IdDisregardedEntitiesGrp (7 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Total IncomeTotalIncomeAmt | End Of Year AssetsEndOfYearAssetsAmt | Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt |
|---|---|---|---|---|---|---|---|---|---|
| G LTP LLC | |||||||||
| 280 S MANGUM STREET SUITE 210 | DURHAM | NC | 27701 | 823758357 | INVESTMENTS | NC | $29,389,413 | $263,606,919 | GOTHIC CORPORATION |
| G LTP II LLC | |||||||||
| 280 S MANGUM STREET SUITE 210 | DURHAM | NC | 27701 | 463897612 | INVESTMENTS | NC | $0 | $10,123 | GOTHIC CORPORATION |
| G LTP III LLC | |||||||||
| 280 S MANGUM STREET SUITE 210 | DURHAM | NC | 27701 | 371744892 | INVESTMENTS | NC | $11,853,319 | $163,703,993 | GOTHIC CORPORATION |
| G LTP IV LLC | |||||||||
| 280 S MANGUM STREET SUITE 210 | DURHAM | NC | 27701 | 561776668 | INVESTMENTS | NC | $0 | $0 | GOTHIC CORPORATION |
| G LTP V LLC | |||||||||
| 280 S MANGUM STREET SUITE 210 | DURHAM | NC | 27701 | 561776668 | INVESTMENTS | NC | $140,781,737 | $531,552,054 | GOTHIC CORPORATION |
| G LTP VI LLC | |||||||||
| 280 S MANGUM STREET SUITE 210 | DURHAM | NC | 27701 | 561776668 | INVESTMENTS | NC | $0 | $0 | GOTHIC CORPORATION |
| GRETMAR PARTNERS LLC | |||||||||
| 280 S MANGUM STREET SUITE 210 | DURHAM | NC | 27701 | 561776668 | INVESTMENTS | GA | $0 | $122,929 | GOTHIC CORPORATION |
Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (37 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Exempt Code SectionExemptCodeSectionTxt | Public Charity StatusPublicCharityStatusTxt | Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt | Controlled OrganizationControlledOrganizationInd | Direct Controlling NADirectControllingNACd |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AMER ASSOC FOR GIFTED CHILDREN | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 561686219 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY | 0 | |
| ASSOCIATED HEALTH SVCS INC | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 561845329 | HEALTHCARE | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY HEALTH SYSTEM INC | 0 | |
| DUKE ALUMNI ASSOCIATION INC | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 561594088 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY | 0 | |
| DUKE CORPORATE EDUCATION | |||||||||||
| 310 BLACKWELL ST | DURHAM | NC | 27701 | 421672476 | EDUCATION | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY | 0 | |
| DUKE GIFT PROPERTIES INC | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 571211078 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY | 0 | |
| DUKE GLOBAL INC | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 611588319 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY | 0 | |
| DUKE INTEGRATED NETWORK INC | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 463129771 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY HEALTH SYSTEM INC | 0 | |
| DUKE MEDICINE GLOBAL SUPP CORP | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 611593721 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY | 0 | |
| DUKE QUALITY NETWORK INC | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 461340679 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY HEALTH SYSTEM INC | 0 | |
| DUKE SCHOLARLY EXHIBITS INC | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 561701245 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY | 0 | |
| DUKE UNIV HEALTH SYSTEM INC | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 562070036 | HEALTHCARE | NC | 501(C)(3) | LINE 3 | DUKE UNIVERSITY | 0 | |
| DUKE UNIV PHILANTHROPIES INC | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 571211099 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY | 0 | |
| DUKE UNIV SCH OF MED RESEARCH FDN 56-2247203 | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY | 0 | ||
| DUKE UNIVERSITY | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 560532129 | EDUCATION | NC | 501(C)(3) | LINE 2 | 0 | N/A | |
| DUMAC INC | |||||||||||
| 280 S MANGUM STREET STE 210 | DURHAM | NC | 27701 | 900754895 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY | 0 | |
| DURHAM ASSET MGMT COMPANY INC | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 561757238 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY | 0 | |
| DURHAM REALTY INC | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 561917936 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY | 0 | |
| GOTHIC HSP CORPORATION | |||||||||||
| 280 S MANGUM STREET STE 210 | DURHAM | NC | 27701 | 271325761 | INVESTMENTS | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY HEALTH SYSTEM INC | 0 | |
| DUKE UNIVERSITY SPECIAL VENTURES FUND | |||||||||||
| 280 S MANGUM STREET STE 210 | DURHAM | NC | 27701 | 561465177 | INVESTMENTS | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY | 0 | |
| HIGH POINT REALTY ASSOC INC | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 561917939 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY | 0 | |
| INNOVATIONS IN HEALTHCARE INC | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 320358709 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY | 0 | |
| RUTH K BROAD BIOMED RES FDN | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 650045051 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY | 0 | |
| THE CTR FOR DOCUMENTARY STUDIES | |||||||||||
| 1317 PETTIGREW STREET | DURHAM | NC | 27705 | 561655039 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY | 0 | |
| THE LORD FDN OF NORTH CAROLINA | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 561415423 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY | 0 | |
| DUKE JANJUN SERVICES INC | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 471150667 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY | 0 | |
| DUKE JULDEC SERVICES INC | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 471143245 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY | 0 | |
| DUKE ALLMO SERVICES INC | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 471133466 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY | 0 | |
| DUKE INVESTMENT EDUCATION INC | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 475555092 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY | 0 | |
| DUKE AFFILIATIONS NETWORK INC | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 812623775 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY HEALTH SYSTEM INC | 0 | |
| DUKE UNIVERSITY AFFILIATED PHYSICIANS | |||||||||||
| 615 DOUGLAS STREET SUITE 700 | DURHAM | NC | 27705 | 561902501 | HEALTHCARE | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY HEALTH SYSTEM INC | 0 | |
| DUKE UNIV FED CRED UNION | |||||||||||
| 2200 WEST MAIN STREET | DURHAM | NC | 27705 | 561632379 | BANKING | NC | 501(C)(1) | 0 | N/A | ||
| WATTS COLLEGE OF NURSING INC | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 833076664 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | DUKE UNIVERSITY HEALTH SYSTEM INC | 0 | |
| DUKE HEALTH INTEGRATED PRACTICE INC | |||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 862109896 | HEALTHCARE | NC | 501(C)(3) | LINE 3 | DUKE UNIVERSITY | 0 | |
| DONALD R WATSON FOUNDATION INC | |||||||||||
| 601 SOUTH COLLEGE ROAD | WILMINGTON | NC | 28403 | 561861816 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | 0 | N/A | |
| FAMILY HEALTH MINISTRIES INC | |||||||||||
| PO BOX 16783 | CHAPEL HILL | NC | 27516 | 562206165 | HEALTH CLINICS | NC | 501(C)(3) | LINE 10 | DUKE UNIVERSITY | 0 | |
| SUSAN H & WILBUR H MARCY TRUST | |||||||||||
| PO BOX 1328 | WINTER PARK | FL | 32790 | 591932547 | SUPPORT | NC | 501(C)(3) | 12 TYPE 1 | 0 | N/A | |
| LENOX BAKER CHILDREN'S HOSPITAL FOUNDATION INC | |||||||||||
| 1513 TYONEK DRIVE | DURHAM | NC | 27703 | 561550944 | FINANCIAL SUPPORT | NC | 501(C)(3) | LINE 4 | DUKE UNIVERSITY HEALTH SYSTEM INC | 0 | |
Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (31 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt | Predominant Income TypePredominantIncomeTypeTxt | Share Of Total IncomeShareOfTotalIncomeAmt | Share Of EOY AssetsShareOfEOYAssetsAmt | Disproportionate AllocationsDisproportionateAllocationsInd | General Or Managing PartnerGeneralOrManagingPartnerInd | OwnershipOwnershipPct | UBI Code VUBICodeVAmt | Direct Controlling NADirectControllingNACd | EINEIN | Address Line1ForeignAddress/AddressLine1Txt | CityForeignAddress/CityNm | CountryForeignAddress/CountryCd | Foreign PostalForeignAddress/ForeignPostalCd | Legal Domicile Foreign CountryLegalDomicileForeignCountryCd |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| BLACKWELL PARTNERS LLC - SERIES A - 20-8075455 | ||||||||||||||||||||
| 280 S MANGUM ST STE 210 | DURHAM | NC | 27701 | INVESTMENTS | DE | GOTHIC CORPORATION | INVES-EXCLUDED | $413,236,443 | $3,838,802,221 | 0 | Yes (1) | 0.54560 | ||||||||
| CANYON BLUE INV FD 27-0186996 | ||||||||||||||||||||
| AVE OF STARS | LA | CA | 90067 | INVESTMENTS | DE | GOTHIC CORPORATION | INVES-EXCLUDED | $5,342,805 | $33,338,540 | 0 | 0 | 0.50870 | -$17,861 | |||||||
| LYRICAL BLUE RL PT 27-2994514 | ||||||||||||||||||||
| 32 N DEAN ST | ENGLEWOOD | NJ | 07631 | INVESTMENTS | DE | GOTHIC CORPORATION | INVES-EXCLUDED | -$811,381 | $25,500,795 | 0 | 0 | 0.54980 | ||||||||
| LYRICAL-BLUE RGNT 45-3626577 | ||||||||||||||||||||
| 32 N DEAN ST | ENGLEWOOD | NJ | 07631 | INVESTMENTS | DE | GOTHIC CORPORATION | INVES-EXCLUDED | -$372,226 | $15,144,436 | 0 | 0 | 0.57000 | ||||||||
| SBER LUCKY STRIKE 20-3891303 | ||||||||||||||||||||
| 310 BLACKWELL ST | DURHAM | NC | 27701 | REAL ESTATE | NC | N/A | 0 | 0 | N/A | |||||||||||
| MANGUM II LLC - 46-5135858 | ||||||||||||||||||||
| 280 S MANGUM STREET STE 210 | DURHAM | NC | 27701 | INVESTMENTS | NC | GOTHIC CORPORATION | INVES-EXCLUDED | $3,955,073 | $53,442,586 | 0 | Yes (1) | 0.57840 | ||||||||
| LS INVESTOR LLC 20-3891381 | ||||||||||||||||||||
| 310 BLACKWELL ST | DURHAM | NC | 27701 | REAL ESTATE | NC | N/A | 0 | 0 | N/A | |||||||||||
| DILWEG BLUE PF LP 47-1225569 | ||||||||||||||||||||
| 5310 S ALSTON AVE STE 210 | DURHAM | NC | 27713 | INVESTMENTS | DE | GOTHIC CORPORATION | INVES-EXCLUDED | $3,446,138 | $107,731,786 | 0 | 0 | 0.55910 | ||||||||
| LYRICAL BLUE RL PT IV | ||||||||||||||||||||
| 32 N DEAN ST | ENGLEWOOD | NJ | 07631 | INVESTMENTS | DE | GOTHIC CORPORATION | INVES-EXCLUDED | -$225,436 | $14,479,632 | 0 | 0 | 0.57140 | 471542108 | |||||||
| LYRICAL BLUE CHP PT 35-2503856 | ||||||||||||||||||||
| 32 N DEAN ST | ENGLEWOOD | NJ | 07631 | INVESTMENTS | DE | GOTHIC CORPORATION | INVES-EXCLUDED | -$65,779 | 0 | 0 | ||||||||||
| STRATUS CAPITAL PARTNERS C LP | ||||||||||||||||||||
| INVESTMENTS | GOTHIC CORPORATION | INVES-EXCLUDED | -$49,437 | $15,160,608 | 0 | 0 | 0.57400 | 50 LOTHIAN ROAD FESTIVAL SQUARE | EDINBURGH | UK | EH3 9WJ | UK | ||||||||
| ALTOS HYBRID D LLC - 47-3996176 | ||||||||||||||||||||
| 2882 SAND HILL ROAD SUITE 100 | MENLO PARK | CA | 94025 | INVESTMENTS | DE | GOTHIC CORPORATION | INVES-EXCLUDED | $17,771,965 | $12,741,086 | 0 | 0 | 0.57400 | ||||||||
| GPE HOLDCO LLC - 47-5652832 | ||||||||||||||||||||
| 2000 AVE OF THE STARS 11TH FL | LOS ANGELES | CA | 90067 | INVESTMENTS | DE | GOTHIC CORPORATION | INVES-EXCLUDED | 0 | 0 | |||||||||||
| BLACKWELL PARTNERS LLC - SERIES C - 81-1264533 | ||||||||||||||||||||
| 280 S MANGUM ST STE 210 | DURHAM | NC | 27701 | INVESTMENTS | DE | N/A | 0 | 0 | N/A | |||||||||||
| BLACKWELL PARTNERS LLC - SERIES B | ||||||||||||||||||||
| 280 S MANGUM ST STE 210 | DURHAM | NC | 27701 | INVESTMENTS | DE | GOTHIC CORPORATION | INVES-EXCLUDED | $14,235,710 | $159,670,717 | 0 | Yes (1) | 0.55260 | 472530719 | |||||||
| BLACKWELL PARTNERS LLC - SERIES D | ||||||||||||||||||||
| 280 S MANGUM ST STE 210 | DURHAM | NC | 27701 | INVESTMENTS | DE | GOTHIC CORPORATION | INVES-EXCLUDED | 0 | Yes (1) | 813385353 | ||||||||||
| BLACKWELL PARTNERS LLC - SERIES E | ||||||||||||||||||||
| 280 S MANGUM ST STE 210 | DURHAM | NC | 27701 | INVESTMENTS | DE | GOTHIC CORPORATION | INVES-EXCLUDED | $63,917,167 | $795,526,672 | 0 | Yes (1) | 0.52050 | 811511048 | |||||||
| ALTOS HYBRID 2D LLC - | ||||||||||||||||||||
| 5TH AVENUE | NEW YORK | NY | 10151 | INVESTMENTS | DE | GOTHIC CORPORATION | INVES-EXCLUDED | $4,173 | $16,426,844 | 0 | 0 | 0.58000 | 815176567 | |||||||
| LYRICAL-BLUE 100 KINGSHIGHWAY PARTNERS LP | ||||||||||||||||||||
| 32 N DEAN ST | ENGLEWOOD | NJ | 07631 | INVESTMENTS | DE | GOTHIC CORPORATION | INVES-EXCLUDED | -$582,518 | $7,716,885 | 0 | 0 | 0.51430 | 823708328 | |||||||
| LYRICAL-BLUE SOTP PARTNERS LP | ||||||||||||||||||||
| 32 N DEAN ST | ENGLEWOOD | NJ | 07631 | INVESTMENTS | DE | GOTHIC CORPORATION | INVES-EXCLUDED | -$32,743 | 0 | 0 | 814468378 | |||||||||
| WASHINGTON GOTHIC LP | ||||||||||||||||||||
| 593 WASHINGTON STREET | WELLESLEY | MA | 02482 | INVESTMENTS | DE | GOTHIC CORPORATION | INVES-EXCLUDED | $41,440 | $4,721,063 | 0 | 0 | 0.51510 | -$665,065 | 834516893 | ||||||
| DUKE TRIANGLE ENDOSCOPY CENTER LLC | ||||||||||||||||||||
| 1A BURTON HILLS BLVD | NASHVILLE | TN | 37215 | HEALTHCARE | NC | N/A | 0 | 0 | N/A | 204257024 | ||||||||||
| DWELLWORKS CO-INVESTMENT LLC | ||||||||||||||||||||
| 7 TIMES SQUARE STE 4307 | NEW YORK | NY | 10036 | INVESTMENTS | DE | INVES-EXCLUDED | $3,135,689 | 0 | 0 | 0.38610 | N/A | 832165945 | ||||||||
| BEP LEGACY 1C LLC | ||||||||||||||||||||
| 1001 FANNIN ST STE 800 | HOUSTON | TX | 77002 | INVESTMENTS | DE | GOTHIC CORPORATION | INVES-EXCLUDED | 0 | 0 | 0.53400 | 273871932 | |||||||||
| WELLINGTON TRUST CO NA - CTF OPP FIXED INC ALLOC II POR | ||||||||||||||||||||
| 280 CONGRESS STREET | BOSTON | MA | 02210 | INVESTMENTS | DE | INVES-EXCLUDED | $9,002,882 | $115,524,959 | 0 | 0 | 0.48600 | N/A | 831264831 | |||||||
| ENIAC SPECIAL DELTA LLC | ||||||||||||||||||||
| 604 MISSION STREET 10TH FL | SAN FRANCISCO | CA | 94105 | INVESTMENTS | DE | INVES-EXCLUDED | $2,728,228 | $542,854 | 0 | 0 | 0.38880 | N/A | 842355221 | |||||||
| STRATUS SCP III INVESTORS - GAMMA LP | ||||||||||||||||||||
| INVESTMENTS | INVES-EXCLUDED | $229,534 | $7,231,568 | 0 | 0 | 0.50900 | N/A | 50 LOTHIAN ROAD FESTIVAL SQUARE | EDINBURGH | UK | EH3 9WJ | UK | ||||||||
| STRATUS SCP COINVESTMENT II - FIP-M | ||||||||||||||||||||
| INVESTMENTS | N/A | 0 | 0 | 0.44990 | N/A | RUA FUNCHAL 418 28 ANDAR VILA OLI | SAO PAULO | BR | 04551-060 | BR | ||||||||||
| MANGUM LLC | ||||||||||||||||||||
| 280 S MANGUM STREET STE 210 | DURHAM | NC | 27701 | INVESTMENTS | NC | GOTHIC CORPORATION | N/A | 0 | Yes (1) | 0.55000 | 461275587 | |||||||||
| CPF HEARTBEAT HEALTH INVES B LLC | ||||||||||||||||||||
| 980 N MICHIGAN AVE STE 1998 | CHICAGO | IL | 60611 | INVESTMENTS | DE | N/A | 0 | 0 | 0.46970 | N/A | 881256134 | |||||||||
| CPF TRIAS INVESTMENT LLC | ||||||||||||||||||||
| 980 N MICHIGAN AVE STE 1998 | CHICAGO | IL | 60611 | INVESTMENTS | DE | GOTHIC CORPORATION | N/A | 0 | 0 | 0.54800 | 874202934 | |||||||||
Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (21 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Direct Controlling NADirectControllingNACd | Entity TypeEntityTypeTxt | Controlled OrganizationControlledOrganizationInd | Address Line1ForeignAddress/AddressLine1Txt | CityForeignAddress/CityNm | CountryForeignAddress/CountryCd | Foreign PostalForeignAddress/ForeignPostalCd | Legal Domicile Foreign CountryLegalDomicileForeignCountryCd | Province Or StateForeignAddress/ProvinceOrStateNm | Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt | Share Of Total IncomeShareOfTotalIncomeAmt | Share Of EOY AssetsShareOfEOYAssetsAmt | OwnershipOwnershipPct |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DUKE CE LS INC | |||||||||||||||||||
| 310 BLACKWELL STREET | DURHAM | NC | 27701 | 202004016 | REAL ESTATE | NC | N/A | C | 0 | ||||||||||
| DUKE CE (SEA) PRIVATE LIMITED | |||||||||||||||||||
| SUPPORT | N/A | C | 0 | 1 RAFFLES PLACE TOWER 2 | SINGAPORE | SN | 048616 | SN | |||||||||||
| DUKE CORP EDU INDIA PRIVATE | |||||||||||||||||||
| 421672476 | CONSULTING | N/A | C | 0 | ACADEMIC BLOCK NEW CAMPUS | VASTRAPUR | IN | 380015 | IN | AHMEDABAD | |||||||||
| DUKE CORPORATE EDUCATION LIM | |||||||||||||||||||
| 421672476 | EDUCATION CONSULTING | N/A | C | 0 | 165 FLEET STREET | LONDON | UK | EC4A 2DY | UK | ||||||||||
| DUKE CORPORATE EDUCATION RSA | |||||||||||||||||||
| 421672476 | CONSULTING | N/A | C | 0 | GROUND FLOOR TWICKEHNHAM BLDG | BRYANSTON | SF | 02021 | SF | JOHANNESBURG | |||||||||
| DUKE GLOBAL CONSULTING (KUNSHAN) | |||||||||||||||||||
| CONSULTING | N/A | C | 0 | 1666 WEI CHEN NAN RD | KUNSHAN PR | CH | 215300 | CH | KUNSHAN | ||||||||||
| DUKE MEDICAL STRATEGIES INC | |||||||||||||||||||
| 2200 WEST MAIN STREET STE 920 | DURHAM | NC | 27705 | 561993799 | HEALTHCARE | NC | N/A | C | 0 | ||||||||||
| DUKE MEDICINE ASIA PTE LTD | |||||||||||||||||||
| MEDICAL RESEARCH | N/A | C | 0 | 5 SHENTON WAY 07-00 UIC BLD | SINGAPORE | SN | 068808 | SN | |||||||||||
| DURHAM CASUALTY COMPANY LTD | |||||||||||||||||||
| 980113277 | INSURANCE | N/A | C | 0 | AON HOUSE 30 WOODBOURNE AVE | PEMBROKE | BD | HM 08 | BD | ||||||||||
| GOTHIC INTERNATIONAL LTD | |||||||||||||||||||
| INVESTMENTS | C | Yes (1) | 113 S CHURCH STREET QUEENSGATE HOU | GRAND CAYMAN | CJ | KY1-1108 | CJ | GOTHIC CORPORATION | $3,940,698 | $14,247,150 | 1.00000 | ||||||||
| MARATHON BLUE CAYMAN FUND | |||||||||||||||||||
| INVESTMENTS | C | Yes (1) | 89 NEXUS WAY PO BOX 31106 | GRAND CAYMAN | CJ | KY1-1205 | CJ | GOTHIC CORPORATION | $1,176,346 | $1,840,597 | 0.48740 | ||||||||
| GHI HOLDINGS MAURITIUS | |||||||||||||||||||
| INVESTMENTS | C | Yes (1) | 9TH FL ORANGE TOWER CYBERCITY | EBENE | MP | MP | GOTHIC CORPORATION | $26,016,218 | $33,870,953 | 0.55140 | |||||||||
| GHI ERP LTD | |||||||||||||||||||
| INVESTMENTS | N/A | C | 0 | 9TH FL ORANGE TOWER CYBERCITY | EBENE | MP | MP | ||||||||||||
| GHI HSP LTD | |||||||||||||||||||
| INVESTMENTS | N/A | C | 0 | 9TH FL ORANGE TOWER CYBERCITY | EBENE | MP | MP | ||||||||||||
| GHI JBD LTD | |||||||||||||||||||
| INVESTMENTS | N/A | C | 0 | 9TH FL ORANGE TOWER CYBERCITY | EBENE | MP | MP | ||||||||||||
| GHI LTP LTD | |||||||||||||||||||
| INVESTMENTS | N/A | C | 0 | 9TH FL ORANGE TOWER CYBERCITY | EBENE | MP | MP | ||||||||||||
| MCP PRIVATE CAPITAL (FEEDER) FUND I LP | |||||||||||||||||||
| INVESTMENTS | C | Yes (1) | 6 RUE GABRIEL LIPPMANN | LUXEMBOURG | LU | L-5365 | LU | GOTHIC CORPORATION | $38,524 | $114,750 | 0.54880 | ||||||||
| DUKE INDIA SERVICES PRIVATE LIMITED | |||||||||||||||||||
| MEDICAL RESEARCH | N/A | C | 0 | 302 PRIDE ELITE 10 MUSEUM ROAD | BANGALORE | IN | 560001 | IN | KARNATAKA | ||||||||||
| HEALTH SYSTEM MEDICAL STRATEGIES INC | |||||||||||||||||||
| 324 BLACKWELL STREET STE 850 | DURHAM | NC | 27701 | 562222444 | HEALTHCARE | NC | N/A | C | 0 | ||||||||||
| VITA BELLAVISTA CASA 84 SRL | |||||||||||||||||||
| REAL ESTATE | N/A | C | 0 | EDIFICIO BLP CENTRO EMPRESARIAL VI | SAN JOSE | CS | KM3 | CS | SANTA ANA/BELLEN | ||||||||||
| VITA BELLAVISTA CASA DIECINUEVE SRL | |||||||||||||||||||
| REAL ESTATE | N/A | C | 0 | EDIFICIO BLP CENTRO EMPRESARIAL VI | SAN JOSE | CS | KM3 | CS | SANTA ANA/BELLEN | ||||||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | 0 | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | Yes (1) | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | Yes (1) | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | 0 | LoansOrGuaranteesFromOthOrgInd |
| Div Related Organization | 0 | DivRelatedOrganizationInd |
| Asset Sale To Other Org | 0 | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | 0 | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | 0 | AssetExchangeInd |
| Rental Of Facilities To Oth Org | 0 | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | 0 | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | 0 | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | 0 | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | 0 | SharingOfFacilitiesInd |
| Paid Employees Sharing | 0 | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | 0 | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | 0 | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | 0 | TransferToOtherOrgInd |
| Transfer From Other Org | Yes (1) | TransferFromOtherOrgInd |
Transactions Related Org TransactionsRelatedOrgGrp (16 entries)
| Transaction TypeTransactionTypeTxt | InvolvedInvolvedAmt | Method Of Amount DeterminationMethodOfAmountDeterminationTxt |
|---|---|---|
| ALTOS HYBRID D LLC | ||
| S | $12,643,148 | FMV |
| ALTOS HYBRID 2 D LLC | ||
| B | $5,371,499 | FMV |
| ALTOS HYBRID 2 D LLC | ||
| S | $62,711 | FMV |
| BLACKWELL PARTNERS LLC SERIES A | ||
| B | $247,495,553 | FMV |
| BLACKWELL PARTNERS LLC SERIES A | ||
| S | $51,454,891 | FMV |
| BLACKWELL PARTNERS LLC SERIES E | ||
| B | $52,583,753 | FMV |
| BLACKWELL PARTNERS LLC SERIES E | ||
| S | $36,143,725 | FMV |
| CANYON BLUE CREDIT INVESTMENT FUND LP | ||
| S | $90,236,229 | FMV |
| LYRICAL-BLUE 100 KINGSHIGHWAY PARTNERS LP | ||
| S | $3,443,280 | FMV |
| LYRICAL-BLUE REALTY PARTNERS IV LP | ||
| S | $789,316 | FMV |
| LYRICAL-BLUE REALTY PARTNERS LP | ||
| S | $200,074 | FMV |
| LYRICAL BLUE REGENTS PARTNERS LP | ||
| S | $13,227,594 | FMV |
| MANGUM II LLC | ||
| B | $4,685,519 | FMV |
| WELLINGTON TRUST COMPANY NA | ||
| B | $3,507,614 | FMV |
| WELLINGTON TRUST COMPANY NA | ||
| S | $4,023,850 | FMV |
| STRATUS SCP III INVESTORS - GAMMA LP | ||
| B | $1,011,021 | FMV |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | SCHEDULE R, PART III AND PART IV | FormAndLineReferenceDesc |
| Explanation | DISCLOSURE OF RELATED ENTITIES THE FILING ORGANIZATION, A DUKE UNIVERSITY RELATED ORGANIZATION, HAS REPORTED THE DETAILS OF INCOME, ASSETS AND OWNERSHIP PERCENTAGE FOR THE ENTITIES IN WHICH IT HOLDS DIRECT OWNERSHIP. IN CERTAIN CASES, THE FILING ORGANIZATION'S OWNERSHIP PERCENTAGE IS LESS THAN FIFTY PERCENT. HOWEVER, THOSE ENTITIES ARE BEING REPORTED ON SCHEDULE R, PART III AND IV BECAUSE THE REPORTING ENTITY'S AND ITS RELATED ORGANIZATIONS' CUMULATIVE OWNERSHIP PERCENTAGE EXCEEDS FIFTY PERCENT. PLEASE REFER TO THE RELATED ORGANIZATIONS' FORM 990S FOR MORE DETAILS ON THE RESPECTIVE DIRECT OWNERSHIP PERCENTAGES. | ExplanationTxt |