GRIFFIN-COLE FUND: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- GRIFFIN-COLE FUND (EIN 13-7109406)
- Tax period
- 2021-08-01 to 2022-07-31
- Filed
- 2023-06-14
- IRS object ID
- 202311659349100711
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Depreciation Schedule
- Expln Of Non Filing With AG Stmt
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-06-14T14:46:19-05:00 | ReturnTs |
| Tax Period End | 2022-07-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ERNST & YOUNG US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Manhattan West | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-08-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 137109406 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE GRIFFIN-COLE FUND | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % GOLDMAN SACHS PFO | InCareOfNm |
| Business Name Control | GRIF | BusinessNameControlTxt |
| Phone | 2129028711 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 73 Bowling Green Station | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 102740073 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | CHRISTOPHER COLE | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2129028711 | PhoneNum |
| Signature | 2023-06-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | CHRISTOPHER | PersonFirstNm |
| Person Last | COLE | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CHRISTINE W DIIONNA | PreparerPersonNm |
| PTIN | P00999533 | PTIN |
| Phone | 2127733000 | PhoneNum |
| Preparation | 2023-06-10 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $90,812,376 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $10,900,344 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $2,567 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $2,567 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $1,262,993 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,262,993 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $8,668,777 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $24,597,328 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $8,668,777 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $95,513 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $95,513 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $20,930,194 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $10,029,850 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Accounting Fees Rev And Expnss | $17,065 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $8,532 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $8,533 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $145,470 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $145,470 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $184,773 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $9,773 | TaxesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $347,308 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $163,775 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $8,533 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,852,250 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,852,250 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $4,199,558 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $163,775 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,860,783 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $16,730,636 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $9,866,075 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $122,996 | CashBOYAmt |
| Cash EOY | $268,000 | CashEOYAmt |
| Cash EOYFMV | $268,000 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,168,114 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $460,803 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $460,803 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $42,767,419 | CorporateStockBOYAmt |
| Corporate Stock EOY | $12,413,897 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $14,492,352 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $35,058,696 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $73,156,594 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $75,591,221 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $670 | OtherAssetsBOYAmt |
| Total Assets BOY | $79,117,895 | TotalAssetsBOYAmt |
| Total Assets EOY | $86,299,294 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $90,812,376 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $79,117,895 | CapitalStockBOYAmt |
| Capital Stock EOY | $86,299,294 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $79,117,895 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $86,299,294 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $79,117,895 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $86,299,294 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $79,117,895 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $16,730,636 | ExcessRevenueOverExpensesAmt |
| Subtotal | $95,848,531 | SubtotalAmt |
| Other Decreases | $9,549,237 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $86,299,294 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (34 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| GS #049-1 PUBLICLY TRADED SECURITIES | $12,901,087 | $6,929,102 | $5,971,985 | $5,971,985 | |
| GS #269-9 PUBLICLY TRADED SECURITIES | $373,630 | $406,760 | -$33,130 | -$33,130 | |
| GS #404-7 PUBLICLY TRADED SECURITIES | $2,500,000 | $2,884,396 | -$384,396 | -$384,396 | |
| GS #907-2 PUBLICLY TRADED SECURITIES | $664,064 | $617,543 | $46,521 | $46,521 | |
| GS #260-3 PUBLICLY TRADED SECURITIES | $184,541 | $201,355 | -$16,814 | -$16,814 | |
| NB #136 PUBLICLY TRADED SECURITIES | $1,233,845 | $1,121,830 | $112,015 | $112,015 | |
| NB #244 PUBLICLY TRADED SECURITIES | $383,488 | $345,395 | $38,093 | $38,093 | |
| NB #245 PUBLICLY TRADED SECURITIES | $1,675,829 | $1,573,319 | $102,510 | $102,510 | |
| NB #265 PUBLICLY TRADED SECURITIES | $1,215,289 | $679,165 | $536,124 | $536,124 | |
| NB #732 PUBLICLY TRADED SECURITIES | $298,418 | $271,256 | $27,162 | $27,162 | |
| NB #733 PUBLICLY TRADED SECURITIES | $653,824 | $457,228 | $196,596 | $196,596 | |
| K-1 GS MEZZANINE PARTNERS 2006 PCP FUND LP | $3,397 | $0 | $3,397 | $3,397 | P |
| GS MEZZANINE PARTNERS V PMD OFFSHORE FUND LTD | $3,157 | $17,443 | -$14,286 | -$14,286 | P |
| GS CAPITAL PARTNERS VI PMD ESC FUND OFFSHORE, LTD | $206,325 | $5,181 | $201,144 | $201,144 | P |
| GS PRIVATE EQUITY MANAGERS 2015 OFFSHORE | $694,581 | $290,640 | $403,941 | $403,941 | P |
| GS VINTAGE VII LP | $263,379 | $121,754 | $141,625 | $141,625 | P |
| K-1 CEDAR FAIR LP | $5,418 | $6,184 | -$766 | -$766 | P |
| CAPITAL GAIN DIVIDENDS | $1,337,056 | P | |||
| CAPITAL GAIN DIVIDENDS | $1,337,056 | P | |||
| CAPITAL GAIN DIVIDENDS | $1,337,056 | P | |||
| CAPITAL GAIN DIVIDENDS | $1,337,056 | P | |||
| CAPITAL GAIN DIVIDENDS | $1,337,056 | P | |||
| CAPITAL GAIN DIVIDENDS | $1,337,056 | P | |||
| CAPITAL GAIN DIVIDENDS | $1,337,056 | P | |||
| CAPITAL GAIN DIVIDENDS | $1,337,056 | P | |||
| CAPITAL GAIN DIVIDENDS | $1,337,056 | P | |||
| CAPITAL GAIN DIVIDENDS | $1,337,056 | P | |||
| CAPITAL GAIN DIVIDENDS | $1,337,056 | P | |||
| CAPITAL GAIN DIVIDENDS | $1,337,056 | P | |||
| CAPITAL GAIN DIVIDENDS | $1,337,056 | P | |||
| CAPITAL GAIN DIVIDENDS | $1,337,056 | P | |||
| CAPITAL GAIN DIVIDENDS | $1,337,056 | P | |||
| CAPITAL GAIN DIVIDENDS | $1,337,056 | P | |||
| CAPITAL GAIN DIVIDENDS | $1,337,056 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $8,668,777 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $137,138 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $137,138 | SubtotalAmt |
| Tax Based On Investment Income | $137,138 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $147,599 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Total Payments And Credits | $147,599 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $54 | EsPenaltyAmt |
| Overpayment | $10,407 | OverpaymentAmt |
| Applied To ES Tax | $10,407 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NJ | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | false | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GOLDMAN SACHS PFO | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2129028711 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 200 WEST STREET | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10282 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| CHRISTOPHER A COLE | ||||||||
| PO Box 73 Bowling Green Station | New York | NY | 102740073 | TRUSTEE | 1.0 | $0 | $0 | $0 |
| BARBARA GRIFFIN COLE | ||||||||
| PO Box 73 Bowling Green Station | New York | NY | 102740073 | TRUSTEE | 1.0 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| GOLDMAN SACHS & CO LLC | |||||
| 200 WEST STREET | NEW YORK | NY | 10282 | INVT MANAGEMENT | $91,032 |
| NEUBERGER BERMAN TRUST | |||||
| 1290 AVENUE OF THE AMERICAS | NEW YORK | NY | 10104 | INVT MANAGEMENT | $54,439 |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
| All Other Program Rltd Invst Tot | $0 | AllOtherProgramRltdInvstTotAmt |
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $52,422,245 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,846,905 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $45,614,001 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $99,883,151 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $99,883,151 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,498,247 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $98,384,904 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,919,245 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,919,245 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $137,138 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $137,138 | TotalTaxAmt |
| Distributable Before Adj | $4,782,107 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $4,782,107 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $4,782,107 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,860,783 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $3,860,783 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,782,107 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $3,770,314 | UndistributedIncomePYAmt |
| Prior Year1 | 2019 | PriorYear1Yr |
| Prior Year2 | 2018 | PriorYear2Yr |
| Prior Year3 | 2017 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,860,783 | QualifyingDistributionsAmt |
| Applied To Year1 | $3,770,314 | AppliedToYear1Amt |
| Applied To Current Year | $90,469 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Undistributed Income CY | $4,691,638 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | CHRISTOPHER A COLE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE ATTACHED | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 73 BOWLING GREEN STATION | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 102740073 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | FOR GENERAL PURPOSES | GrantOrContributionPurposeTxt |
| Amt | $3,852,250 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,852,250 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,567 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,262,993 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $95,513 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $8,668,777 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $10,029,850 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $10,029,850 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | N/A | LineNumberTxt |
| Relationship Statement | NOT APPLICABLE | RelationshipStatementTxt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|---|
| CHRISTOPHER A COLE | |||||||
| 1 | PO BOX 73 BOWLING GREEN STATION | NEW YORK | NY | 102740073 | $1,000,000 | Yes (X) | |
| CHRISTOPHER A COLE | |||||||
| 2 | PO BOX 73 BOWLING GREEN STATION | NEW YORK | NY | 102740073 | $9,900,344 | Yes (X) | Yes (X) |
Non Cash Property Contribution NonCashPropertyContributionGrp (4 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 2 | 12,158 shares of Goldman Sachs Gp Inc | $4,645,937 | 2021-08-05 |
| 2 | 3,000 shares of Snowflake Inc | $997,740 | 2021-10-15 |
| 2 | 3,000 shares of Snowflake Inc | $1,194,750 | 2021-11-16 |
| 2 | 8,605 shares of Snowflake Inc | $3,061,917 | 2021-12-22 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $17,065 | Amt |
| Net Investment Income | $8,532 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $8,533 | DisbursementsCharitablePrpsAmt |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NONE | Desc |
| Amt | $0 | Amt |
Depreciation Schedule DepreciationSchedule
Expln Of Non Filing With AG Stmt ExplnOfNonFilingWithAGStmt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | THE FOUNDATION WAS PREVIOUSLY REGISTERED WITH THE ATTORNEY GENERAL'S OFFICE OF NEW JERSEY. NEW JERSEY NO LONGER REQUIRES THE FOUNDATION TO FILE WITH THEM OR MAINTAIN THEIR REGISTRATION SINCE THE FOUNDATION DOES NOT RECEIVE MORE THAN $10,000 IN GROSS CONTRIBUTIONS FROM OUTSIDE SOURCES. | ExplanationTxt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (11 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| GS #49 - SEE ATTACHED | $185,055 | $1,589,796 |
| GS #60 - SEE ATTACHED | $1,971,300 | $1,830,966 |
| GS #04 - SEE ATTACHED | $0 | $0 |
| GS #07 - SEE ATTACHED | $1,983,879 | $1,718,480 |
| GS #69 - SEE ATTACHED | $1,910,982 | $1,876,875 |
| NB #45 - SEE ATTACHED | $0 | $0 |
| NB #65 - SEE ATTACHED | $0 | $0 |
| NB #32 - SEE ATTACHED | $793,586 | $889,454 |
| NB #33 - SEE ATTACHED | $1,133,165 | $1,374,168 |
| NB #44 - SEE ATTACHED | $834,255 | $829,064 |
| NB #36 - SEE ATTACHED | $3,601,675 | $4,383,549 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (35 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt | Listed At Cost Or FMVListedAtCostOrFMVCd |
|---|---|---|---|
| GS MEZZANINE PTRS 2006 | $4,771 | $8,425 | |
| GS CAPITAL PARTNERS VI LTD | $26,405 | $156,905 | |
| GS MEZZ PTRS V PMD FUND | $1,243 | $19,311 | |
| GS MT. KELLET CAPITAL PTRS | $130,292 | $20,614 | |
| GS LIBERTY HARBOR SPV II | $23,683 | $12,159 | |
| PRIVATE EQUITY MANAGERS 2015 | $1,106,179 | $2,484,129 | |
| PRIVATE MIDDLE MARKET CREDIT | $67,862 | $197,036 | |
| VINTAGE VII OFFSHORE | $966,257 | $1,684,264 | |
| VINTAGE VII AIV OFFSHORE SCSP | $68,201 | $118,880 | |
| ARDEA JH CAPOFFSHORE FEEDER FD | $35,970,579 | $36,980,154 | |
| PALESTRA CAPITAL LTD | $1,000,000 | $876,817 | |
| MILLENIUM LTD | $1,000,000 | $1,122,355 | |
| K-1 WEST STREET CP VIII | $534,103 | $540,094 | |
| WEST STREET GLOBAL GROWTH | $390,000 | $400,638 | |
| VINTAGE IX B | $20,000 | $20,000 | |
| INCLUSIVE CP SPRING INT'L | $1,245,327 | $1,256,605 | AT COST |
| ALMANAC REALTY SEC IX | $90,465 | $90,465 | AT COST |
| ARTISAN INTL VALUE FUND | $1,050,887 | $1,055,668 | AT COST |
| MATTHEW PACIFIC TIGER FUND | $1,399,108 | $993,750 | AT COST |
| NB INTERNATIONAL EQUITY FUND | $2,067,398 | $1,943,221 | AT COST |
| NB EMERGING MRKTS EFT | $870,650 | $837,163 | AT COST |
| NB GENESIS FUND | $1,661,853 | $1,776,009 | AT COST |
| NB LARGE CAP | $830,000 | $796,235 | AT COST |
| NB STRATEGIC INC | $4,306,829 | $3,983,554 | AT COST |
| ISHARES TR RUSSELL 100 GRW ETF | $382,623 | $899,529 | AT COST |
| ISHARES RUSSELL 1000 IF ETF | $18,473 | $22,021 | AT COST |
| K-1 CEDAR FAIR LP | $10,803 | $9,999 | AT COST |
| RBC GLOBAL OPPS FUND | $1,538,649 | $1,642,477 | AT COST |
| NUVEEN FLOATING RATE INC FD | $1,995,472 | $1,822,143 | AT COST |
| PACIFIC FLOATING RATE INC FD | $3,356,385 | $3,159,940 | AT COST |
| GS U.S. LARGE CAP EQ ETF | $1,750,520 | $1,890,065 | AT COST |
| PARNASSUS CORE EQ FUND | $3,868,434 | $3,633,129 | AT COST |
| GS INTL EQ INSIGHTS FUND | $2,194,836 | $2,154,919 | AT COST |
| GS INTL EQ ESG FUND | $1,327,905 | $1,068,613 | AT COST |
| GS STRATEGIC FACTOR ALLOC FD | $1,880,402 | $1,913,935 | AT COST |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | MISCELLANEOUS RECEIVABLE | Desc |
| BOY Book Value | $670 | BOYBookValueAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| APPRECIATION OVER DONOR'S COST BASIS FOR | $0 |
| STOCK DONATED TO THE FOUNDATION | $9,549,237 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| PORTFOLIO INCOME | $415 | $415 |
| PASSTHROUGH INCOME | $93,350 | $93,350 |
| PARTNERSHIP INCOME | $1,748 | $1,748 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | CategoryTxt |
| Amt | $145,470 | Amt |
| Net Investment Income | $145,470 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN TAXES | $9,773 | $9,773 |
| EXCISE TAXES PAID | $175,000 |