THE ESTHER A AND JOSEPH KLINGENSTEIN FUND INC: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- THE ESTHER A AND JOSEPH KLINGENSTEIN FUND INC (EIN 13-6028788)
- Tax period
- 2021-10-01 to 2022-09-30
- Filed
- 2023-08-15
- IRS object ID
- 202342279349100004
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-08-15T08:03:49-05:00 | ReturnTs |
| Tax Period End | 2022-09-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HOFFMAN MULLIGAN CPAS LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 61 BROADWAY - SUITE 1601 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100062756 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-10-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136028788 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ESTHER A & JOSEPH KLINGENSTEIN FUND INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % JANET L MULLIGAN | InCareOfNm |
| Business Name Control | ESTH | BusinessNameControlTxt |
| Phone | 2125831100 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 61 BROADWAY SUITE 1601 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10006 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | NANCY SIMPKINS | PersonNm |
| Person Title | VICE PRESIDENT | PersonTitleTxt |
| Phone | 2125831100 | PhoneNum |
| Signature | 2023-08-11 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | NANCY | PersonFirstNm |
| Person Last | SIMPKINS | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JANET MULLIGAN CPA | PreparerPersonNm |
| PTIN | P00850378 | PTIN |
| Phone | 2125831100 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $101,374,733 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $1,300,000 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $1,196,695 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,196,695 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$307,973 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,812,064 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $6,075 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $6,075 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,194,797 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,202,770 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $174,801 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $174,801 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $138,633 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $138,633 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $71,799 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $71,799 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $5,216 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $5,216 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $16,748 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $8,374 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $8,374 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $239,593 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $161,930 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $77,663 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $1,598,311 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $312 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $17,999 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $131,899 | DeprecAndDpltnRevAndExpnssAmt |
| Trav Conf Meeting Rev And Expnss | $139,885 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $139,885 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $589,455 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $35,047 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $589,455 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $3,106,340 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $205,663 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,223,825 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,139,614 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,139,614 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $6,245,954 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $205,663 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $4,363,439 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$4,051,157 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $997,107 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $204,418 | CashBOYAmt |
| Cash EOY | $291,613 | CashEOYAmt |
| Cash EOYFMV | $291,613 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $22,774,687 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $128,031 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $128,031 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $106,392,667 | CorporateStockBOYAmt |
| Corporate Stock EOY | $124,156,200 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $97,859,288 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $2,435,142 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $2,053,639 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $2,286,618 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $1,112,123 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $428,103 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $854,721 | LandBOYAmt |
| Land EOY | $684,020 | LandEOYAmt |
| Land EOYFMV | $684,020 | LandEOYFMVAmt |
| Other Assets BOY | $128,188 | OtherAssetsBOYAmt |
| Other Assets EOY | $125,163 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $125,163 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $132,789,823 | TotalAssetsBOYAmt |
| Total Assets EOY | $127,438,666 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $101,374,733 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $132,789,823 | RetainedEarningBOYAmt |
| Retained Earning EOY | $127,438,666 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $132,789,823 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $127,438,666 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $132,789,823 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $127,438,666 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $132,789,823 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$4,051,157 | ExcessRevenueOverExpensesAmt |
| Subtotal | $128,738,666 | SubtotalAmt |
| Other Decreases | $1,300,000 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $127,438,666 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$307,973 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $13,860 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $13,860 | SubtotalAmt |
| Tax Based On Investment Income | $13,860 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $320,560 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Total Payments And Credits | $320,560 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $306,700 | OverpaymentAmt |
| Applied To ES Tax | $25,200 | AppliedToESTaxAmt |
| Refund | $281,500 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | www.klingenstein.org | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JANET L MULLIGAN | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 5831100234 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 61 BROADWAY SUITE 1601 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10006 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (true) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (10 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| ANDREW KLINGENSTEIN | |||||||||
| C/O HOFFMAN MULLIGAN | 61 Broadway Suite 1601 | NEW YORK | NY | 10006 | TRUSTEE/CEO | 15.0 | $0 | $0 | $0 |
| PATRICIA KLINGENSTEIN | |||||||||
| C/O HOFFMAN MULLIGAN | 61 Broadway Suite 1601 | NEW YORK | NY | 10006 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| THOMAS D KLINGENSTEIN | |||||||||
| C/O HOFFMAN MULLIGAN | 61 Broadway Suite 1601 | NEW YORK | NY | 10006 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| NANCY K SIMPKINS | |||||||||
| C/O HOFFMAN MULLIGAN | 61 Broadway Suite 1601 | NEW YORK | NY | 10006 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| SARAH K MARTELL | |||||||||
| C/O HOFFMAN MULLIGAN | 61 Broadway Suite 1601 | NEW YORK | NY | 10006 | SECRETARY/TRUSTEE | 0.25 | $0 | $0 | $0 |
| JULIE KLINGENSTEIN | |||||||||
| C/O HOFFMAN MULLIGAN | 61 Broadway Suite 1601 | NEW YORK | NY | 10006 | TRUSTEE | 1.0 | $0 | $0 | $0 |
| ALAN KLINGENSTEIN | |||||||||
| C/O HOFFMAN MULLIGAN | 61 Broadway Suite 1601 | NEW YORK | NY | 10006 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| EMMA BROWNSTEIN | |||||||||
| C/O HOFFMAN MULLIGAN | 61 Broadway Suite 1601 | NEW YORK | NY | 10006 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| TERESA KLINGENSTEIN | |||||||||
| C/O HOFFMAN MULLIGAN | 61 Broadway Suite 1601 | NEW YORK | NY | 10006 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| ELIOT BRENNER | |||||||||
| C/O HOFFMAN MULLIGAN | 61 BROADWAY SUITE 1601 | NEW YORK | NY | 10006 | EXECUTIVE DIRECTOR/TRUSTEE | 30.0 | $174,801 | $32,708 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | COHEN KLINGENSTEIN LLC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1410 BROADWAY STE 1701 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10018 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INV ADVISORY FEES | ServiceTypeTxt |
| Compensation | $0 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $122,633,028 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,761,596 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $2,231,235 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $126,625,859 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $126,625,859 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,899,388 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $124,726,471 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $6,236,324 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $6,236,324 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $13,860 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $13,860 | TotalTaxAmt |
| Distributable Before Adj | $6,222,464 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $6,222,464 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $6,222,464 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $4,363,439 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $3,346 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $4,366,785 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $6,222,464 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $4,069,874 | UndistributedIncomePYAmt |
| Prior Year1 | 2019 | PriorYear1Yr |
| Prior Year2 | 2018 | PriorYear2Yr |
| Prior Year3 | 2017 | PriorYear3Yr |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $4,366,785 | QualifyingDistributionsAmt |
| Applied To Year1 | $4,069,874 | AppliedToYear1Amt |
| Applied To Current Year | $296,911 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Undistributed Income CY | $5,925,553 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ANDREW KLINGENSTEIN | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE SCHEDULE ATTACHED | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | c/o HOFFMAN MULLIGAN | AddressLine1Txt |
| Address Line2 | 61 Broadway Suite 1601 | AddressLine2Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10006 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | VARIOUS | GrantOrContributionPurposeTxt |
| Amt | $3,139,614 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,139,614 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,196,695 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Income | OtherInvestmentIncomeGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$307,973 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (3 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| GAINS/LOSSES | 18 | |
| INCOME FROM PASS-THROUGH | 01 | $6,075 |
| FEDERAL TAX REFUND | 01 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $894,797 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $894,797 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | SIMONS FOUNDATION | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 160 FIFTH AVENUE 7TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10010 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $1,300,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $16,748 | Amt |
| Net Investment Income | $8,374 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $8,374 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (34 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt |
|---|---|---|---|---|---|---|
| LEASEHOLD | 2018-10-31 | $2,819 | $548 | SL | 15 | $188 |
| LEASEHOLD | 2019-01-15 | $12,247 | $2,244 | SL | 15 | $816 |
| LEASEHOLD | 2019-03-12 | $33,392 | $5,751 | SL | 15 | $2,226 |
| LEASEHOLD | 2019-04-17 | $19,114 | $3,079 | SL | 15 | $1,274 |
| LEASEHOLD | 2019-05-07 | $20,513 | $3,306 | SL | 15 | $1,368 |
| LEASEHOLD | 2019-06-10 | $7,375 | $1,148 | SL | 15 | $492 |
| LEASEHOLD | 2019-07-01 | $46,058 | $6,910 | SL | 15 | $3,071 |
| LEASEHOLD | 2019-08-22 | $136,616 | $18,975 | SL | 15 | $9,108 |
| LEASEHOLD | 2019-10-28 | $16,054 | $2,051 | SL | 15 | $1,070 |
| LEASEHOLD | 2019-11-01 | $158,163 | $20,210 | SL | 15 | $10,544 |
| LEASEHOLD | 2019-12-31 | $5,008 | $584 | SL | 15 | $334 |
| LEASEHOLD | 2020-01-15 | $73,005 | $8,517 | SL | 15 | $4,867 |
| LEASEHOLD | 2020-02-11 | $22,631 | $2,515 | SL | 15 | $1,509 |
| LEASEHOLD | 2020-03-02 | $7,457 | $787 | SL | 15 | $497 |
| LEASEHOLD | 2020-04-06 | $29,583 | $2,958 | SL | 15 | $1,972 |
| LEASEHOLD | 2020-06-09 | $31,424 | $2,793 | SL | 15 | $2,095 |
| LEASEHOLD | 2020-09-16 | $536 | $36 | SL | 15 | $36 |
| LEASEHOLD | 2020-05-11 | $4,409 | $416 | SL | 15 | $294 |
| LEASEHOLD | 2020-03-09 | $16,867 | $1,780 | SL | 15 | $1,124 |
| FURNITURE & EQUIP | 2020-03-10 | $74,993 | $38,997 | M5 | $14,399 | |
| FURNITURE & EQUIP | 2019-10-21 | $2,169 | $1,085 | M5 | 3 | $723 |
| FURNITURE & EQUIP | 2019-10-24 | $775 | $403 | M5 | $149 | |
| FURNITURE & EQUIP | 2019-11-07 | $3,639 | $1,892 | M5 | $699 | |
| FURNITURE & EQUIP | 2019-11-27 | $14,174 | $7,371 | M5 | $2,721 | |
| FURNITURE & EQUIP | 2019-12-13 | $81,767 | $42,518 | M5 | $15,699 | |
| FURNITURE & EQUIP | 2020-01-10 | $4,743 | $2,467 | M5 | $911 | |
| FURNITURE & EQUIP | 2020-03-31 | $5,175 | $2,691 | M5 | $994 | |
| FURNITURE & EQUIP | 2020-06-01 | $133,956 | $69,657 | M5 | $25,720 | |
| FURNITURE & EQUIP | 2020-08-27 | $1,500 | $780 | M5 | $288 | |
| LEASEHOLD | 2021-03-01 | $47,665 | $1,587 | M15 | 15 | $3,179 |
| WEBSITE & BRANDING | 2020-08-01 | $16,950 | $5,650 | M3 | $2,510 | |
| WEBSITE & BRANDING | 2020-10-01 | $62,099 | $20,699 | M3 | 3 | $20,698 |
| WEBSITE & BRANDING | 2021-09-30 | $15,900 | $15,799 | M3 | $101 | |
| LEASEHOLD | 2021-11-08 | $3,346 | SLA | 15 | $223 |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (2 entries)
| AssetAssetDesc | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | BasisBasisAmt | Total NetTotalNetAmt |
|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | 2022-09 | $3,610,131 | $4,066,706 | -$456,575 |
| PUBLICLY TRADED SECURITIES | $201,933 | $240,151 | -$38,218 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (5 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| VANGUARD TREASURY MONEY MARKET | $0 | $0 |
| SPDR S&P ETF | $92,755,032 | $75,875,747 |
| VANGUARD INDEX FUND | $3,887,269 | $2,731,039 |
| SML CAP GROWTH ETF | $15,781,579 | $11,006,698 |
| CLOSED END SBI/CBI ETF | $11,732,320 | $8,245,804 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | INVESTMENT IN PARTNERSHIPS | CategoryOrItemTxt |
| Book Value | $2,053,639 | BookValueAmt |
| EOYFMV | $2,286,618 | EOYFMVAmt |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (34 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| LEASEHOLD | $2,819 | $736 | $2,083 |
| LEASEHOLD | $12,247 | $3,060 | $9,187 |
| LEASEHOLD | $33,392 | $7,977 | $25,415 |
| LEASEHOLD | $19,114 | $4,353 | $14,761 |
| LEASEHOLD | $20,513 | $4,674 | $15,839 |
| LEASEHOLD | $7,375 | $1,640 | $5,735 |
| LEASEHOLD | $46,058 | $9,981 | $36,077 |
| LEASEHOLD | $136,616 | $28,083 | $108,533 |
| LEASEHOLD | $16,054 | $3,121 | $12,933 |
| LEASEHOLD | $158,163 | $30,754 | $127,409 |
| LEASEHOLD | $5,008 | $918 | $4,090 |
| LEASEHOLD | $73,005 | $13,384 | $59,621 |
| LEASEHOLD | $22,631 | $4,024 | $18,607 |
| LEASEHOLD | $7,457 | $1,284 | $6,173 |
| LEASEHOLD | $29,583 | $4,930 | $24,653 |
| LEASEHOLD | $31,424 | $4,888 | $26,536 |
| LEASEHOLD | $536 | $72 | $464 |
| LEASEHOLD | $4,409 | $710 | $3,699 |
| LEASEHOLD | $16,867 | $2,904 | $13,963 |
| FURNITURE & EQUIP | $74,993 | $53,396 | $21,597 |
| FURNITURE & EQUIP | $2,169 | $1,808 | $361 |
| FURNITURE & EQUIP | $775 | $552 | $223 |
| FURNITURE & EQUIP | $3,639 | $2,591 | $1,048 |
| FURNITURE & EQUIP | $14,174 | $10,092 | $4,082 |
| FURNITURE & EQUIP | $81,767 | $58,217 | $23,550 |
| FURNITURE & EQUIP | $4,743 | $3,378 | $1,365 |
| FURNITURE & EQUIP | $5,175 | $3,685 | $1,490 |
| FURNITURE & EQUIP | $133,956 | $95,377 | $38,579 |
| FURNITURE & EQUIP | $1,500 | $1,068 | $432 |
| LEASEHOLD | $47,665 | $4,766 | $42,899 |
| WEBSITE & BRANDING | $16,950 | $8,160 | $8,790 |
| WEBSITE & BRANDING | $62,099 | $41,397 | $20,702 |
| WEBSITE & BRANDING | $15,900 | $15,900 | |
| LEASEHOLD | $3,346 | $223 | $3,123 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | MORGAN, LEWIS & BOCKIUS | CategoryTxt |
| Legal Fees | $5,216 | LegalFeesAmt |
| Disbursements Charitable Prps | $5,216 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| CONFERENCE DEPOSIT | $10,000 | $6,975 | $6,975 |
| SECURITY DEPOSITY | $118,188 | $118,188 | $118,188 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | SIMONS FOUNDATION | Desc |
| Amt | $1,300,000 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (12 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| PAYROLL FEES | $10,344 | $10,344 | |
| PAYROLL COMPENSATION INSURANCE | $5,165 | $5,165 | |
| IT SERVICES | $21,010 | $21,010 | |
| RENT - 80 8TH AVENUE, NY, NY | $403,369 | $403,369 | |
| RENT - DC | $7,797 | $7,797 | |
| OFFICE EXPENSES | $75,350 | $75,350 | |
| INSURANCE | $3,471 | $3,471 | |
| STATE FEELING FEES | $1,500 | $1,500 | |
| PRESIDENT'S DISCRETIONARY FUND | $4,738 | $4,738 | |
| OTHER COSTS | $1,115 | $1,115 | |
| THRU PARTNERSHIPS | $35,047 | $35,047 | $35,047 |
| NEUROSCIENCE EVALUATION | $20,549 | $20,549 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ORDINARY INCOME/LOSS THRU PARTNERSHIPS | Desc |
| Revenue And Expenses Per Books | $6,075 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $6,075 | NetInvestmentIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| CONSULTING FEES | $15,663 | $15,663 | |
| MONEY MANAGEMENT FEES | $161,930 | $161,930 | |
| NEUROSCIENCE CHAIR | $19,500 | $19,500 | |
| NEUROSCIENCE HONORIUM | $36,500 | $36,500 | |
| HONORIUM | $6,000 | $6,000 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| PAYROLL TAXES | $17,999 | $17,999 | |
| FEDERAL TAX | $1,580,000 | ||
| FOREIGN TAX | $312 | $312 |