NUVANCE HEALTH: Form 990, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- NUVANCE HEALTH (EIN 83-4214573)
- Tax period
- 2021-10-01 to 2022-09-30
- Filed
- 2023-08-15
- IRS object ID
- 202342279349304624
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule F
- Schedule I
- Schedule J
- Schedule K
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-08-15T22:34:58+00:00 | ReturnTs |
| Tax Period End | 2022-09-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 346565596 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ERNST & YOUNG US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 221 EAST 4TH STREET | AddressLine1Txt |
| City | CINCINNATI | CityNm |
| State Abbreviation | OH | StateAbbreviationCd |
| ZIP | 45202 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2021-10-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 834214573 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Nuvance Health | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NUVA | BusinessNameControlTxt |
| Phone | 8454759500 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 45 READE PLACE | AddressLine1Txt |
| City | POUGHKEEPSIE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 12601 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DANIEL DEBARBA | PersonNm |
| Person Title | CFO & TREASURER | PersonTitleTxt |
| Signature | 2023-08-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | DANIEL | PersonFirstNm |
| Person Last | DEBARBA | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Alison Meehan | PreparerPersonNm |
| PTIN | P01934689 | PTIN |
| Phone | 5136121400 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990 IRS990
Principal Ofcr Business Name PrincipalOfcrBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JOHN MURPHY MD | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 24 HOSPITAL AVE | AddressLine1Txt |
| City | DANBURY | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06810 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $286,456,365 | GrossReceiptsAmt |
| Group Return For Affiliates | false | GroupReturnForAffiliatesInd |
| Organization501c3 | Yes (X) | Organization501c3Ind |
| Website Address | WWW.NUVANCEHEALTH.ORG | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 2019 | FormationYr |
| Legal Domicile State | NY | LegalDomicileStateCd |
| Activity Or Mission | SEE SCHEDULE O. | ActivityOrMissionDesc |
| Voting Members Governing Body | 17 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 15 | VotingMembersIndependentCnt |
| Total Employee | 0 | TotalEmployeeCnt |
| Total Volunteers | 17 | TotalVolunteersCnt |
| Total Gross UBI | $0 | TotalGrossUBIAmt |
| Net Unrelated Bus Txbl Incm | $0 | NetUnrelatedBusTxblIncmAmt |
| PY Contributions Grants | $100,762 | PYContributionsGrantsAmt |
| CY Contributions Grants | $644,608 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $194,610,688 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $285,472,438 | CYProgramServiceRevenueAmt |
| PY Investment Income | $0 | PYInvestmentIncomeAmt |
| CY Investment Income | $86,793 | CYInvestmentIncomeAmt |
| PY Other Revenue | $305,987 | PYOtherRevenueAmt |
| CY Other Revenue | $252,526 | CYOtherRevenueAmt |
| PY Total Revenue | $195,017,437 | PYTotalRevenueAmt |
| CY Total Revenue | $286,456,365 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $0 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $359,115 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $107,724,112 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $154,988,247 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $0 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $0 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $0 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $94,072,695 | PYOtherExpensesAmt |
| CY Other Expenses | $134,738,864 | CYOtherExpensesAmt |
| PY Total Expenses | $201,796,807 | PYTotalExpensesAmt |
| CY Total Expenses | $290,086,226 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | -$6,779,370 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | -$3,629,861 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $156,429,143 | TotalAssetsBOYAmt |
| Total Assets EOY | $196,200,422 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $168,456,406 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $210,379,968 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | -$12,027,263 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | -$14,179,546 | NetAssetsOrFundBalancesEOYAmt |
| Mission | BECOME THE PARTNER-IN-HEALTH FOR THE PEOPLE THROUGHOUT THE CORE REGIONS OF WESTERN CONNECTICUT AND THE HUDSON VALLEY OF NEW YORK THROUGH THE EFFICIENT DELIVERY OF EXCELLENT, INNOVATIVE AND COMPASSIONATE CARE. | MissionDesc |
| Significant New Program Srvc | false | SignificantNewProgramSrvcInd |
| Significant Change | false | SignificantChangeInd |
| Expense | $276,308,853 | ExpenseAmt |
| Grant | $359,115 | GrantAmt |
| Revenue | $285,718,442 | RevenueAmt |
| Desc | TO IMPROVE THE HEALTH OF EVERY PERSON WE SERVE THROUGH THE EFFICIENT DELIVERY OF EXCELLENT, INNOVATIVE AND COMPASSIONATE CARE. AS THE PARENT ORGANIZATION, NUVANCE HEALTH (NH) PROVIDES EXECUTIVE AND ADMINISTRATIVE DIRECTION, GIVES SUPPORT, SETS STANDARDS FOR ITS AFFILIATES AND SUBSIDIARIES, INSURES FINANCIAL SOUNDNESS, AND ESTABLISHES NEW PROGRAMS AND SERVICES CONSISTENT WITH THEIR MISSION. ALL TAX-EXEMPT AFFILIATES SERVE INDIVIDUALS OF ALL INCOME LEVELS AND FOLLOW THE FINANCIAL ASSISTANCE POLICY ESTABLISHED BY NH. | Desc |
| Total Program Service Expenses | $276,308,853 | TotalProgramServiceExpensesAmt |
| Described In Section501c3 | Yes (true) | DescribedInSection501c3Ind |
| Schedule B Required | Yes (true) | ScheduleBRequiredInd |
| Political Campaign Acty | false | PoliticalCampaignActyInd |
| Lobbying Activities | Yes (true) | LobbyingActivitiesInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Conservation Easements | false | ConservationEasementsInd |
| Collections Of Art | false | CollectionsOfArtInd |
| Credit Counseling | false | CreditCounselingInd |
| Donor Rstr Or Quasi Endowments | false | DonorRstrOrQuasiEndowmentsInd |
| Report Land Building Equipment | Yes (true) | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | false | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | false | ReportProgramRelatedInvstInd |
| Report Other Assets | Yes (true) | ReportOtherAssetsInd |
| Report Other Liabilities | Yes (true) | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | Yes (true) | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | false | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | Yes (true) | ConsolidatedAuditFinclStmtInd |
| School Operating | false | SchoolOperatingInd |
| Foreign Office | Yes (true) | ForeignOfficeInd |
| Foreign Activities | Yes (true) | ForeignActivitiesInd |
| More Than5000 K To Org | false | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividualsInd |
| Professional Fundraising | false | ProfessionalFundraisingInd |
| Fundraising Activities | false | FundraisingActivitiesInd |
| Gaming Activities | false | GamingActivitiesInd |
| Operate Hospital | false | OperateHospitalInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Schedule J Required | Yes (true) | ScheduleJRequiredInd |
| Tax Exempt Bonds | Yes (true) | TaxExemptBondsInd |
| Invest Tax Exempt Bonds | false | InvestTaxExemptBondsInd |
| Escrow Account | Yes (true) | EscrowAccountInd |
| On Behalf Of Issuer | false | OnBehalfOfIssuerInd |
| Engaged In Excess Benefit Trans | false | EngagedInExcessBenefitTransInd |
| PY Excess Benefit Trans | false | PYExcessBenefitTransInd |
| Loan Outstanding | false | LoanOutstandingInd |
| Grant To Related Person | false | GrantToRelatedPersonInd |
| Business Rln With Org Mem | false | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | false | BusinessRlnWithFamMemInd |
| Business Rln With35 Ctrl Ent | false | BusinessRlnWith35CtrlEntInd |
| Deductible Non Cash Contri | false | DeductibleNonCashContriInd |
| Deductible Art Contribution | false | DeductibleArtContributionInd |
| Terminate Operations | false | TerminateOperationsInd |
| Partial Liquidation | false | PartialLiquidationInd |
| Disregarded Entity | false | DisregardedEntityInd |
| Related Entity | Yes (true) | RelatedEntityInd |
| Related Organization Ctrl Ent | Yes (true) | RelatedOrganizationCtrlEntInd |
| Transaction With Control Ent | Yes (true) | TransactionWithControlEntInd |
| Trnsfr Exmpt Non Chrtbl Rltd Org | false | TrnsfrExmptNonChrtblRltdOrgInd |
| Activities Conducted Prtshp | false | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (true) | ScheduleORequiredInd |
| Info In Schedule O Part V | Yes (X) | InfoInScheduleOPartVInd |
| IRP Document | 410 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Backup Wthld Compliance | Yes (true) | BackupWthldComplianceInd |
| Employee | 0 | EmployeeCnt |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Foreign Financial Account | Yes (true) | ForeignFinancialAccountInd |
| Foreign Country | CJ | ForeignCountryCd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | false | TaxablePartyNotificationInd |
| Nondeductible Contributions | false | NondeductibleContributionsInd |
| Quid Pro Quo Contributions | false | QuidProQuoContributionsInd |
| Form8282 Property Disposed Of | false | Form8282PropertyDisposedOfInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Indoor Tanning Services | false | IndoorTanningServicesInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
| Subject To Excs Tax Net Invst Inc | false | SubjectToExcsTaxNetInvstIncInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 17 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 15 | IndependentVotingMemberCnt |
| Family Or Business Rln | Yes (true) | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | false | DelegationOfMgmtDutiesInd |
| Change To Org Documents | false | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | false | MembersOrStockholdersInd |
| Election Of Board Members | false | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | false | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (true) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (true) | MinutesOfCommitteesInd |
| Officer Mailing Address | false | OfficerMailingAddressInd |
| Local Chapters | false | LocalChaptersInd |
| Form990 Provided To Gvrn Body | Yes (true) | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (true) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (true) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (true) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (true) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (true) | DocumentRetentionPolicyInd |
| Compensation Process CEO | Yes (true) | CompensationProcessCEOInd |
| Compensation Process Other | Yes (true) | CompensationProcessOtherInd |
| Investment In Joint Venture | false | InvestmentInJointVentureInd |
| States Where Copy Of Return Is Fld | NY | StatesWhereCopyOfReturnIsFldCd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KAREN DARCY | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2037394593 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 RESERVE ROAD | AddressLine1Txt |
| City | DANBURY | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06810 | ZIPCd |
Form990 Part VII Section A Form990PartVIISectionAGrp (29 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | OfficerOfficerInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | Key EmployeeKeyEmployeeInd | Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd |
|---|---|---|---|---|---|---|---|---|---|
| ANNE ROBY | |||||||||
| VICE CHAIRMAN | 3.0 | 8.0 | Yes (X) | Yes (X) | $0 | $0 | $0 | ||
| GREGORY W RAKOW | |||||||||
| CHAIRMAN | 3.0 | 6.0 | Yes (X) | Yes (X) | $0 | $0 | $0 | ||
| JOHN M MURPHY MD | |||||||||
| PRESIDENT/CEO | 3.0 | 47.0 | Yes (X) | Yes (X) | $0 | $2,757,055 | $309,405 | ||
| CARLA GUDE | |||||||||
| DIRECTOR | 2.0 | 4.0 | Yes (X) | $0 | $0 | $0 | |||
| DANIEL MCCARTHY | |||||||||
| DIRECTOR | 2.0 | 4.0 | Yes (X) | $0 | $0 | $0 | |||
| DAVID CYGANOWSKI | |||||||||
| DIRECTOR | 2.0 | 4.0 | Yes (X) | $0 | $0 | $0 | |||
| DONALD JONES | |||||||||
| DIRECTOR (FROM 9/30) | 2.0 | 6.0 | Yes (X) | $0 | $0 | $0 | |||
| ERVIN R SHAMES | |||||||||
| DIRECTOR | 2.0 | 6.0 | Yes (X) | $0 | $0 | $0 | |||
| JOSEPH DIVESTEA | |||||||||
| DIRECTOR | 2.0 | 4.0 | Yes (X) | $0 | $0 | $0 | |||
| MARK GUDIS | |||||||||
| DIRECTOR | 2.0 | 4.0 | Yes (X) | $0 | $0 | $0 | |||
| MARY MADDEN | |||||||||
| DIRECTOR | 2.0 | 4.0 | Yes (X) | $0 | $0 | $0 | |||
| MICHAEL J NESHEIWAT MD | |||||||||
| DIRECTOR | 2.0 | 4.0 | Yes (X) | $0 | $0 | $0 | |||
| RICHARD G JABARA | |||||||||
| DIRECTOR | 2.0 | 4.0 | Yes (X) | $0 | $0 | $0 | |||
| ROBERT R DYSON | |||||||||
| DIRECTOR | 2.0 | 4.0 | Yes (X) | $0 | $270,000 | $0 | |||
| ROSS MAURI | |||||||||
| DIRECTOR (TO 7/29) | 2.0 | 4.0 | Yes (X) | $0 | $0 | $0 | |||
| S JAVID SHAHID MD | |||||||||
| DIRECTOR | 2.0 | 4.0 | Yes (X) | $0 | $0 | $0 | |||
| SALVATORE CALTA JR | |||||||||
| DIRECTOR | 2.0 | 4.0 | Yes (X) | $0 | $0 | $0 | |||
| STEVEN V LANT | |||||||||
| DIRECTOR | 2.0 | 4.0 | Yes (X) | $0 | $0 | $0 | |||
| CAROLYN MCKENNA | |||||||||
| SECRETARY/CHIEF LEGAL OFFICER | 2.0 | 48.0 | Yes (X) | $0 | $721,694 | $91,469 | |||
| DANIEL DEBARBA | |||||||||
| CHIEF FINANCIAL OFFICER (FROM 8/29) | 2.0 | 48.0 | Yes (X) | $0 | $0 | $0 | |||
| STEVEN H ROSENBERG | |||||||||
| TREASURER/CFO (TO 8/29) | 2.0 | 48.0 | Yes (X) | $0 | $1,287,226 | $144,768 | |||
| CATHERINE FRIERSON | |||||||||
| CHIEF HUMAN RESOURCES OFFICER (TO 1/15) | 4.0 | 46.0 | $0 | $874,360 | $81,429 | Yes (X) | |||
| GRACE LINHARD | |||||||||
| CHIEF DEVELOPMENT OFFICER | 5.0 | 37.5 | $0 | $523,470 | $67,736 | Yes (X) | |||
| JEAN AHN | |||||||||
| CHIEF STRATEGY OFFICER | 5.0 | 45.0 | $0 | $877,181 | $92,674 | Yes (X) | |||
| KERRY EATON | |||||||||
| CHIEF OPERATING OFFICER (TO 7/2) | 3.0 | 47.0 | $0 | $1,678,743 | $145,243 | Yes (X) | |||
| SHARON ADAMS | |||||||||
| PRESIDENT DANBURY HOSPITAL; EASTERN REGIONAL PRESIDENT | 6.0 | 40.0 | $0 | $804,175 | $105,966 | Yes (X) | |||
| WAYNE MCNULTY | |||||||||
| CHIEF COMPLIANCE OFFICER | 5.0 | 45.0 | $0 | $428,563 | $66,383 | Yes (X) | |||
| MICHAEL HOLZHUETER | |||||||||
| FORMER SECRETARY AND CLO | 0.0 | 0.0 | $0 | $135,692 | $0 | Yes (X) | |||
| ROBERT FRIEDBERG | |||||||||
| FORMER HQ PRESIDENT AND CEO | 0.0 | 0.0 | $0 | $1,153,846 | $0 | Yes (X) | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $0 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $11,512,005 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $1,105,073 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 0 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | Yes (true) | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (true) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | false | CompensationFromOtherSrcsInd |
Contractor Compensation ContractorCompensationGrp (5 entries)
| Address Line1ContractorAddress/USAddress/AddressLine1Txt | CityContractorAddress/USAddress/CityNm | State AbbreviationContractorAddress/USAddress/StateAbbreviationCd | ZIPContractorAddress/USAddress/ZIPCd | ServicesServicesDesc | CompensationCompensationAmt |
|---|---|---|---|---|---|
| BERKELEY RESEARCH GROUP LLC | |||||
| 2200 POWELL ST SUITE 1200 | EMERYVILLE | CA | 94608 | ANALYTICAL SUPPORT | $6,304,783 |
| ERNST & YOUNG LLC | |||||
| 200 PLAZA DR | SECAUCUS | NJ | 07094 | AUDIT AND TAX SERVICES | $3,291,266 |
| PRICE WATERHOUSE COOPERS LLP | |||||
| PO BOX 7247-8001 | PHILADELPHIA | PA | 19170 | CONSULTING SERVICES | $2,679,250 |
| CREDIT CENTER LLC | |||||
| 7 FINANCE DR | DANBURY | CT | 06810 | COLLECTIONS | $1,685,645 |
| SPENDMEND LLC | |||||
| 2680 HORIZON DR SE | GRAND RAPIDS | MI | 49546 | PAYMENT REVIEW | $1,453,029 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cntrct Rcvd Greater Than100 K | 56 | CntrctRcvdGreaterThan100KCnt |
| Related Organizations | $644,608 | RelatedOrganizationsAmt |
| Total Contributions | $644,608 | TotalContributionsAmt |
Program Service Revenue ProgramServiceRevenueGrp (2 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt |
|---|---|---|---|
| MANAGEMENT FEES TO EXEMPT AFFILIATES | 900099 | $284,732,270 | $284,732,270 |
| EDUCATION | 900099 | $740,168 | $740,168 |
Total Oth Program Service Rev TotalOthProgramServiceRevGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $0 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | $0 | UnrelatedBusinessRevenueAmt |
| Exclusion | $0 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | $285,472,438 | TotalProgramServiceRevenueAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $86,793 | TotalRevenueColumnAmt |
| Exclusion | $86,793 | ExclusionAmt |
Gross Rents GrossRentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $6,522 | RealAmt |
| Personal | $0 | PersonalAmt |
Less Rental Expenses LessRentalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $0 | RealAmt |
| Personal | $0 | PersonalAmt |
Rental Income Or Loss RentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $6,522 | RealAmt |
| Personal | $0 | PersonalAmt |
Net Rental Income Or Loss NetRentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $6,522 | TotalRevenueColumnAmt |
| Exclusion | $6,522 | ExclusionAmt |
Gain Or Loss GainOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $0 | SecuritiesAmt |
| Other | $0 | OtherAmt |
Other Revenue Misc OtherRevenueMiscGrp (3 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt |
|---|---|---|---|
| INSURANCE LOSS REIMBURSEMENT | 900099 | $97,817 | $97,817 |
| PURCHASE DISCOUNTS | 900099 | $74,488 | $74,488 |
| REBATES AND REFUNDS | 561000 | $26,278 | $26,278 |
Miscellaneous Revenue MiscellaneousRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $47,421 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $47,421 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | $0 | UnrelatedBusinessRevenueAmt |
| Exclusion | $0 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Revenue Total | $246,004 | OtherRevenueTotalAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $286,456,365 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $285,718,442 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | $0 | UnrelatedBusinessRevenueAmt |
| Exclusion | $93,315 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part IX | Yes (X) | InfoInScheduleOPartIXInd |
Grants To Domestic Orgs GrantsToDomesticOrgsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $359,115 | TotalAmt |
| Program Services | $359,115 | ProgramServicesAmt |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,926,319 | TotalAmt |
| Program Services | $1,905,316 | ProgramServicesAmt |
| Management And General | $21,003 | ManagementAndGeneralAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $129,903,155 | TotalAmt |
| Program Services | $128,486,773 | ProgramServicesAmt |
| Management And General | $1,416,382 | ManagementAndGeneralAmt |
Pension Plan Contributions PensionPlanContributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,517,871 | TotalAmt |
| Program Services | $2,490,418 | ProgramServicesAmt |
| Management And General | $27,453 | ManagementAndGeneralAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $16,923,712 | TotalAmt |
| Program Services | $16,739,186 | ProgramServicesAmt |
| Management And General | $184,526 | ManagementAndGeneralAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $3,717,190 | TotalAmt |
| Program Services | $3,676,660 | ProgramServicesAmt |
| Management And General | $40,530 | ManagementAndGeneralAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $3,836,586 | TotalAmt |
| Management And General | $3,836,586 | ManagementAndGeneralAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $4,320,568 | TotalAmt |
| Management And General | $4,320,568 | ManagementAndGeneralAmt |
Fees For Services Lobbying FeesForServicesLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $468,256 | TotalAmt |
| Program Services | $463,150 | ProgramServicesAmt |
| Management And General | $5,106 | ManagementAndGeneralAmt |
Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $244,457 | TotalAmt |
| Management And General | $244,457 | ManagementAndGeneralAmt |
Fees For Services Other FeesForServicesOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $45,061,952 | TotalAmt |
| Program Services | $44,570,625 | ProgramServicesAmt |
| Management And General | $491,327 | ManagementAndGeneralAmt |
| Fundraising | $0 | FundraisingAmt |
Advertising AdvertisingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $7,236,184 | TotalAmt |
| Program Services | $7,157,285 | ProgramServicesAmt |
| Management And General | $78,899 | ManagementAndGeneralAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,950,665 | TotalAmt |
| Program Services | $2,918,493 | ProgramServicesAmt |
| Management And General | $32,172 | ManagementAndGeneralAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $54,654,964 | TotalAmt |
| Program Services | $54,059,041 | ProgramServicesAmt |
| Management And General | $595,923 | ManagementAndGeneralAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $7,697,603 | TotalAmt |
| Program Services | $7,613,673 | ProgramServicesAmt |
| Management And General | $83,930 | ManagementAndGeneralAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $386,006 | TotalAmt |
| Program Services | $381,797 | ProgramServicesAmt |
| Management And General | $4,209 | ManagementAndGeneralAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $154,878 | TotalAmt |
| Program Services | $153,189 | ProgramServicesAmt |
| Management And General | $1,689 | ManagementAndGeneralAmt |
Interest InterestGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,674 | TotalAmt |
| Program Services | $2,674 | ProgramServicesAmt |
Depreciation Depletion DepreciationDepletionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,731,444 | TotalAmt |
| Program Services | $2,701,662 | ProgramServicesAmt |
| Management And General | $29,782 | ManagementAndGeneralAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,337,177 | TotalAmt |
| Management And General | $2,337,177 | ManagementAndGeneralAmt |
Other Expenses OtherExpensesGrp (4 entries)
| DescDesc | TotalTotalAmt | Program ServicesProgramServicesAmt | Management And GeneralManagementAndGeneralAmt |
|---|---|---|---|
| LICENSES & DUES | $1,855,609 | $1,835,377 | $20,232 |
| EQUIPMENT RENTAL/MAINT. | $497,233 | $491,811 | $5,422 |
| MEDICAL SUPPLIES | $177,829 | $177,829 | |
| PHYSICIAN FEES | $124,779 | $124,779 |
All Other Expenses AllOtherExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
| Program Services | $0 | ProgramServicesAmt |
| Management And General | $0 | ManagementAndGeneralAmt |
| Fundraising | $0 | FundraisingAmt |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $290,086,226 | TotalAmt |
| Program Services | $276,308,853 | ProgramServicesAmt |
| Management And General | $13,777,373 | ManagementAndGeneralAmt |
| Fundraising | $0 | FundraisingAmt |
Cash Non Interest Bearing CashNonInterestBearingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $636,792 | BOYAmt |
| EOY | $153,238 | EOYAmt |
Receivables From Officers Etc ReceivablesFromOfficersEtcGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | $0 | EOYAmt |
Inventories For Sale Or Use InventoriesForSaleOrUseGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $4,391,470 | BOYAmt |
| EOY | $417,910 | EOYAmt |
Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $22,932,042 | BOYAmt |
| EOY | $22,310,514 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Bldg Equip Cost Or Other Bss | $32,758,645 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $2,694,445 | LandBldgEquipAccumDeprecAmt |
Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $13,104,970 | BOYAmt |
| EOY | $30,064,200 | EOYAmt |
Investments Other Securities InvestmentsOtherSecuritiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
Investments Program Related InvestmentsProgramRelatedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $115,363,869 | BOYAmt |
| EOY | $143,254,560 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $156,429,143 | BOYAmt |
| EOY | $196,200,422 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $27,693,969 | BOYAmt |
| EOY | $53,246,071 | EOYAmt |
Loans From Officers Directors LoansFromOfficersDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | $0 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $140,762,437 | BOYAmt |
| EOY | $157,133,897 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $168,456,406 | BOYAmt |
| EOY | $210,379,968 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
No Donor Restriction Net Assets NoDonorRestrictionNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -$12,027,263 | BOYAmt |
| EOY | -$14,179,546 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -$12,027,263 | BOYAmt |
| EOY | -$14,179,546 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $156,429,143 | BOYAmt |
| EOY | $196,200,422 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Reconcilation Revenue Expnss | -$3,629,861 | ReconcilationRevenueExpnssAmt |
| Net Unrlzd Gains Losses Invst | $1,477,578 | NetUnrlzdGainsLossesInvstAmt |
| Other Changes In Net Assets | $0 | OtherChangesInNetAssetsAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | false | AccountantCompileOrReviewInd |
| FS Audited | Yes (true) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Consolidated Basis Fincl Stmt | Yes (X) | ConsolidatedBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | Yes (true) | AuditCommitteeInd |
| Federal Grant Audit Required | Yes (true) | FederalGrantAuditRequiredInd |
| Federal Grant Audit Performed | Yes (true) | FederalGrantAuditPerformedInd |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Supporting Organization509a3 | Yes (X) | SupportingOrganization509a3Ind |
| Supporting Org Type3 Func Int | Yes (X) | SupportingOrgType3FuncIntInd |
| IRS Written Determination | Yes (X) | IRSWrittenDeterminationInd |
| Supported Organizations | 19 | SupportedOrganizationsCnt |
Supported Org Information SupportedOrgInformationGrp (18 entries)
| EINEIN | Organization TypeOrganizationTypeCd | Governing Document ListedGoverningDocumentListedInd | SupportSupportAmt | Other SupportOtherSupportAmt |
|---|---|---|---|---|
| DANBURY HOSPITAL AND NEW MILFORD HOSPITAL FOUNDATION INC | ||||
| 237425557 | 7 | Yes (true) | $0 | $0 |
| THE DANBURY HOSPITAL | ||||
| 060646597 | 3 | Yes (true) | $0 | $0 |
| EASTERN NEW YORK MEDICAL SERVICES PC | ||||
| 455431389 | 9 | Yes (true) | $0 | $0 |
| HEALTH QUEST HOME CARE INC (CERTIFIED) | ||||
| 141788412 | 9 | Yes (true) | $0 | $0 |
| HEALTH QUEST HOME CARE INC (LICENSED) | ||||
| 141788410 | 9 | Yes (true) | $0 | $0 |
| HEALTH QUEST SYSTEMS INC | ||||
| 141678068 | 9 | Yes (true) | $0 | $0 |
| NDH FOUNDATION | ||||
| 141776208 | 7 | Yes (true) | $0 | $0 |
| NORTHERN DUTCHESS HOSPITAL | ||||
| 141338467 | 3 | Yes (true) | $0 | $0 |
| NORTHERN DUTCHESS RESIDENTIAL HEALTHCARE FACILITY INC | ||||
| 223129608 | 9 | Yes (true) | $0 | $0 |
| NORWALK HOSPITAL FOUNDATION INC | ||||
| 222577707 | 7 | Yes (true) | $0 | $0 |
| PUTNAM HOSPITAL CENTER | ||||
| 146019179 | 3 | Yes (true) | $0 | $0 |
| THE NORWALK HOSPITAL ASSOCIATION | ||||
| 066068853 | 3 | Yes (true) | $0 | $0 |
| VASSAR BROTHERS HOSPITAL FOUNDATION | ||||
| 141736429 | 7 | Yes (true) | $0 | $0 |
| VASSAR BROTHERS MEDICAL CENTER | ||||
| 141338586 | 3 | Yes (true) | $0 | $0 |
| VASSAR HEALTH CONNECTICUT INC | ||||
| 815056290 | 3 | Yes (true) | $0 | $0 |
| WESTERN CONNECTICUT HOME CARE INC | ||||
| 060655138 | 9 | Yes (true) | $0 | $0 |
| WESTERN CONNECTICUT HEALTH NETWORK AFFILIATES INC | ||||
| 222594968 | 9 | Yes (true) | $0 | $0 |
| NUVANCE HEALTH MEDICAL PRACTICE CT INC | ||||
| 061137531 | 9 | Yes (true) | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Supported Organizations Total | 18 | SupportedOrganizationsTotalCnt |
| Support Sum | $0 | SupportSumAmt |
| Other Support Sum | $0 | OtherSupportSumAmt |
Form990 Sch A Supporting Org Form990SchASupportingOrgGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Listed By Name Governing Doc | Yes (true) | ListedByNameGoverningDocInd |
| Suprt Org No IRS Determination | false | SuprtOrgNoIRSDeterminationInd |
| Supported Org Section C456 | false | SupportedOrgSectionC456Ind |
| Supported Org Not Organized US | false | SupportedOrgNotOrganizedUSInd |
| Organization Change Suprt Org | false | OrganizationChangeSuprtOrgInd |
| Support Non Supported Org | false | SupportNonSupportedOrgInd |
| Payment Substantial Contribtr | false | PaymentSubstantialContribtrInd |
| Loan Disqualified Person | false | LoanDisqualifiedPersonInd |
| Controlled Disqualified Prsn | false | ControlledDisqualifiedPrsnInd |
| Disqualified Prsn Controll Int | false | DisqualifiedPrsnControllIntInd |
| Disqualified Prsn Ownr Int | false | DisqualifiedPrsnOwnrIntInd |
| Excess Business Holdings Rules | false | ExcessBusinessHoldingsRulesInd |
| Contribution Controller | false | ContributionControllerInd |
| Contribution Family | false | ContributionFamilyInd |
| Contribution35 Controlled | false | Contribution35ControlledInd |
Form990 Sch A Type3 Sprt Org All Form990SchAType3SprtOrgAllGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timely Provided Documents | Yes (true) | TimelyProvidedDocumentsInd |
| Officers Close Relationship | Yes (true) | OfficersCloseRelationshipInd |
| Supported Org Voice Investment | false | SupportedOrgVoiceInvestmentInd |
Form990 Sch A Type3 Func Int Form990SchAType3FuncIntGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Parent Supported Org | Yes (X) | ParentSupportedOrgInd |
| Appoint Elect Majority Officer | Yes (true) | AppointElectMajorityOfficerInd |
| Exercise Direction Policies | Yes (true) | ExerciseDirectionPoliciesInd |
Form990 Schedule A Part VI Form990ScheduleAPartVIGrp (3 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Schedule A, Part IV, Section A, Line 1 DESCRIPTION OF HOW SUPPORTED ORGANIZATIONS ARE DESIGNATED | THE CORPORATION WAS FORMED AS A RESULT OF THE AFFILIATION OF HEALTH QUEST SYSTEMS, INC. (HQ) AND WESTERN CONNECTICUT HEALTH NETWORK, INC. (WCHN) AND SERVES AS THE ULTIMATE PARENT OF THE COMBINED HOSPITAL SYSTEM. HQ OPERATES A HEALTH CARE SYSTEM PRIMARILY SERVING NEW YORK AND CONNECTICUT, AND HQ IS THE SOLE MEMBER OF FOUR LICENSED ACUTE CARE HOSPITALS AND DIRECTLY OR INDIRECTLY CONTROLS CERTAIN OTHER ENTITIES THAT PROVIDE AND SUPPORT HEALTH CARE AND HEALTH CARE-RELATED SERVICES. WCHN OPERATES A HEALTH CARE SYSTEM PRIMARILY SERVING CONNECTICUT, AND WCHN IS THE SOLE MEMBER OF TWO LICENSED ACUTE CARE HOSPITALS AND DIRECTLY OR INDIRECTLY CONTROLS CERTAIN OTHER ENTITIES THAT PROVIDE AND SUPPORT HEALTH CARE AND HEALTH CARE-RELATED SERVICES (ALL ENTITIES OF HQ AND WCHN ARE COLLECTIVELY REFERRED TO AS SYSTEM AFFILIATES). AS THE ULTIMATE PARENT OF THE HOSPITAL SYSTEM, THE CORPORATION IS DIRECTLY RESPONSIBLE FOR OVERSEEING CORE FINANCIAL AND OPERATIONAL FUNCTIONS FOR THE SYSTEM. A MAJORITY VOTE OF THE BOARD OF NUVANCE HEALTH IS REQUIRED FOR MANY ACTIONS OF NUVANCE HEALTH AS WELL AS THE VARIOUS SYSTEM AFFILIATES, INCLUDING BUT NOT LIMITED TO THE FOLLOWING: MATERIAL REVISIONS TO THE STRATEGIC PLAN; ADOPTION OR ANY MATERIAL REVISIONS TO THE CAPITAL AND OPERATING BUDGETS; CREATION OF ANY CORPORATION FOR WHICH ANY SYSTEM AFFILIATE IS THE SOLE OR CONTROLLING MEMBER/SHAREHOLDER; ADOPTION OF OR REVISIONS TO ANY SYSTEM-WIDE QUALITY, PERFORMANCE AND CREDENTIALING STANDARDS AND PROCEDURES; APPROVAL OF ALL AUDITED FINANCIAL STATEMENTS WHICH INCLUDES REVIEW OF THE SYSTEM-WIDE ACCOUNTING POLICIES AND CONTROLS AND THE SELECTION OF INDEPENDENT AUDITORS; ADOPTION OR REVISION TO POLICIES RELATING TO THE CONTROL AND SUPERVISION OF THE INVESTMENT FUNDS; ADOPTION OR AMENDMENT TO ANY QUALIFIED OR NONQUALIFIED BENEFIT PLANS; AND ADOPTION OF, REVISIONS TO AND OVERSIGHT OF ANY SYSTEM-WIDE POLICIES AND PRACTICES RELATING TO REGULATORY COMPLIANCE. SUPER-MAJORITY VOTE OF THE NUVANCE BOARD IS REQUIRED FOR OTHER ACTIONS SUCH AS A CLOSURE OR SALE OF A HOSPITAL; ANY CESSATION OF ANY SERVICE LINE; ANY CHANGE IN TAX STATUS; ANY MERGER, CONSOLIDATION, OR SIMILAR TRANSACTION; ANY AMENDMENTS TO ANY ORGANIZATIONAL DOCUMENTS OF ANY SYSTEM AFFILIATES; TERMINATION OR APPOINTMENT OF THE CEO; AND ELECTION OR REMOVAL OF ANY OFFICER OF ANY SYSTEM AFFILIATE WHO IS NOT AN EMPLOYEE OR CONTRACTOR. BY THE NUVANCE BOARD CARRYING OUT THE ABOVE DESCRIBED DUTIES AND THROUGH ATTENDANCE AT ITS REGULARLY SCHEDULED BOARD MEETINGS AS WELL AS VARIOUS BOARD COMMITTEE MEETINGS, NUVANCE HEALTH ENSURES THAT THE ACTIVITIES OF EACH SYSTEM AFFILIATE ARE FURTHERING THEIR INDIVIDUAL AND COLLECTIVE EXEMPT PURPOSES. |
| Schedule A, Part IV, Section E, Line 3a Power To Appoint/Elect Majority of Officer/Director/Trustee | PER BYLAWS 2.8 MANNER OF ACTING (A) ACTIONS REQUIRING THE MAJORITY VOTE. THE ACT OF A MAJORITY OF THE DIRECTORS PRESENT AT A MEETING AT WHICH A QUORUM IS PRESENT SHALL BE THE ACT OF THE BOARD (A "MAJORITY VOTE"), UNLESS THE PRESENCE OF OR ACT OF A GREATER NUMBER IS SPECIFICALLY REQUIRED BY THESE BYLAWS, THE CORPORATION'S CERTIFICATE OF INCORPORATION, OR THE ACT. WITHOUT LIMITING THE FOREGOING, THE FOLLOWING ACTIONS SHALL REQUIRE A MAJORITY VOTE OF THE BOARD: (XII) APPROVAL OF THE ADOPTION OF OR AMENDMENT TO THE POLICIES AND PROCEDURES GOVERNING: (A) INDEMNIFICATION OF TRUSTEES AND OFFICERS OF THE CORPORATION OR ANY SYSTEM AFFILIATE; (B) CONFLICTS OR DUALITIES OF INTEREST; AND (C) SUCH OTHER POLICIES AS THE BOARD MAY FROM TIME TO TIME DETERMINE. (XXII) ELECTION OR REMOVAL OF AN OFFICER OF THE CORPORATION OR ANY SYSTEM AFFILIATE WHO IS NOT AN EMPLOYEE OR CONTRACTOR OF THE CORPORATION OR SUCH SYSTEM AFFILIATE. |
| Schedule A, Part IV, Section E, Line 3b Substantial Direction Over Policies/Programs/Activities | PER BYLAWS 2.8 MANNER OF ACTING (A) ACTIONS REQUIRING THE MAJORITY VOTE. THE ACT OF A MAJORITY OF THE DIRECTORS PRESENT AT A MEETING AT WHICH A QUORUM IS PRESENT SHALL BE THE ACT OF THE BOARD (A "MAJORITY VOTE"), UNLESS THE PRESENCE OF OR ACT OF A GREATER NUMBER IS SPECIFICALLY REQUIRED BY THESE BYLAWS, THE CORPORATION'S CERTIFICATE OF INCORPORATION, OR THE ACT. WITHOUT LIMITING THE FOREGOING, THE FOLLOWING ACTIONS SHALL REQUIRE A MAJORITY VOTE OF THE BOARD: (XI) ADOPTION OF, REVISIONS TO AND OVERSIGHT OF ANY SYSTEM WIDE POLICIES AND PRACTICES RELATING TO REGULATORY COMPLIANCE, INCLUDING BUT NOT LIMITED TO CONTROL, SUPERVISION AND RESOLUTION OF ANY MATTERS INVOLVING LITIGATION, PRE LITIGATION DISPUTES AND COMPLIANCE INVESTIGATIONS OR PROCEEDINGS ON BEHALF OF THE CORPORATION OR ANY SYSTEM AFFILIATE. |
Schedule B IRS990ScheduleB
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | RESTRICTED | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | RESTRICTED | TotalContributionsAmt |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Volunteers | false | VolunteersInd |
| Paid Staff Or Management | false | PaidStaffOrManagementInd |
| Media Advertisements | false | MediaAdvertisementsInd |
| Mailings Members | false | MailingsMembersInd |
| Publications Or Broadcast | false | PublicationsOrBroadcastInd |
| Grants Other Organizations | Yes (true) | GrantsOtherOrganizationsInd |
| Grants Other Organizations | $21,606 | GrantsOtherOrganizationsAmt |
| Direct Contact Legislators | Yes (true) | DirectContactLegislatorsInd |
| Direct Contact Legislators | $445,450 | DirectContactLegislatorsAmt |
| Rallies Demonstrations | false | RalliesDemonstrationsInd |
| Other Activities | Yes (true) | OtherActivitiesInd |
| Other Activities | $1,200 | OtherActivitiesAmt |
| Total Lobbying Expenditures | $468,256 | TotalLobbyingExpendituresAmt |
| Not Described Section501c3 | false | NotDescribedSection501c3Ind |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | Schedule C, Part II-B, Line 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITY | FormAndLineReferenceDesc |
| Explanation | NUVANCE HEALTH'S LOBBYING EFFORTS IN CONNECTICUT, NEW YORK AND WASHINGTON, DC ARE FOCUSED ON REPRESENTING THE SYSTEM'S PATIENT-CENTERED INTERESTS AMONG GOVERNMENT OFFICIALS AT THE LOCAL, STATE AND NATIONAL LEVELS. NUVANCE HEALTH OFFICIALS MEET WITH MUNICIPAL AND COUNTY ELECTED OFFICIALS, AND, STATE AGENCIES AND LEGISLATORS TO DISCUSS HEALTHCARE NEEDS IN THEIR DISTRICTS AND HOW OUR SYSTEM CAN BEST HELP MEET THOSE NEEDS. WE ALSO KEEP OUR LOCAL ELECTED AND PLANNING OFFICIALS INFORMED OF PROGRESS IN THE PANDEMIC, VISITATION UPDATES AND PROGRESS ON NEW FACILITIES, PROGRAMS AND SERVICES AS WELL AS ANY STAFFING CHALLENGES OR SERVICE LINE EXPANSIONS OR CONSOLIDATIONS. WORK INCLUDED COORDINATION WITH VARIOUS STAKEHOLDERS ON THE UPDATING OF THE COMMUNITY NEEDS ASSESSMENT AND HEALTH IMPROVEMENT PLANNING. ON THE FEDERAL LEVEL, NUVANCE HEALTH MEETS WITH MEMBERS OF CONGRESS AND UNITED STATES SENATORS FROM CONNECTICUT AND NEW YORK AND THEIR STAFFS TO DISCUSS ISSUES INCLUDING HEALTHCARE REFORM, WAGE INDICES, HIRING EFFORTS IN AN ERA OF PHYSICIAN AND NURSING SHORTAGES AND COMMUNITY EDUCATION AND OUTREACH EFFORTS. NUVANCE HEALTH IS REPRESENTED IN WASHINGTON BY DEBRUNNER & ASSOCIATES. A PORTION OF THE HANY'S DUES WAS USED FOR LOBBYING EXPENDITURES ON BEHALF OF THE HEALTHCARE INDUSTRY. | ExplanationTxt |
Schedule D IRS990ScheduleD
Buildings BuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $1,962,542 | OtherCostOrOtherBasisAmt |
| Depreciation | $57,870 | DepreciationAmt |
| Book Value | $1,904,672 | BookValueAmt |
Equipment EquipmentGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $21,828,536 | OtherCostOrOtherBasisAmt |
| Depreciation | $2,636,575 | DepreciationAmt |
| Book Value | $19,191,961 | BookValueAmt |
Other Land Buildings OtherLandBuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $8,967,567 | OtherCostOrOtherBasisAmt |
| Book Value | $8,967,567 | BookValueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Land Buildings | $30,064,200 | TotalBookValueLandBuildingsAmt |
Other Assets Org OtherAssetsOrgGrp (6 entries)
| DescDesc | Book ValueBookValueAmt |
|---|---|
| INTERCOMPANY RECEIVABLES | $66,370,443 |
| RIGHT OF USE ASSET | $58,750,605 |
| CASH SURRENDER VALUE | $9,602,890 |
| MISC RECEIVABLES | $7,070,579 |
| DEFERRED COMPENSATION | $1,452,905 |
| LONG TERM PREPAID | $7,138 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Other Assets | $143,254,560 | TotalBookValueOtherAssetsAmt |
Other Liabilities Org OtherLiabilitiesOrgGrp (3 entries)
| DescDesc | AmtAmt |
|---|---|
| DUE TO RELATED PARTIES | $98,401,429 |
| LEASE LIABILITY - OPERATING | $57,279,564 |
| RETIREMENT LIABILITY | $1,452,904 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Liability | $157,133,897 | TotalLiabilityAmt |
| Footnote Text | Yes (X) | FootnoteTextInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote | FormAndLineReferenceDesc |
| Explanation | AS OF SEPTEMBER 30, 2022, THERE ARE NO UNRECOGNIZED TAX BENEFITS RESULTING FROM UNCERTAIN TAX POSITIONS. | ExplanationTxt |
Schedule F IRS990ScheduleF
Account Activities Outside US AccountActivitiesOutsideUSGrp (3 entries)
| RegionRegionTxt | OfficesOfficesCnt | EmployeeEmployeeCnt | Type Of Activities ConductedTypeOfActivitiesConductedTxt | Specific Services ProvidedSpecificServicesProvidedTxt | Region Total ExpendituresRegionTotalExpendituresAmt |
|---|---|---|---|---|---|
| Central America and the Caribbean | 1 | 1 | revenue | MALPRACTICE INS. | $40,637,077 |
| Central America and the Caribbean | 1 | 1 | investment | Malpractice Ins. | $6,733,721 |
| Central America and the Caribbean | 1 | 1 | expenditures | malpractice ins. | $38,616,964 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Offices | 3 | SubtotalOfficesCnt |
| Subtotal Employees | 3 | SubtotalEmployeesCnt |
| Continuation Total Office | 0 | ContinuationTotalOfficeCnt |
| Continuation Total Employee | 0 | ContinuationTotalEmployeeCnt |
| Total Office | 3 | TotalOfficeCnt |
| Total Employee | 3 | TotalEmployeeCnt |
| Subtotal Spent | $85,987,762 | SubtotalSpentAmt |
| Continuation Spent | $0 | ContinuationSpentAmt |
| Total Spent | $85,987,762 | TotalSpentAmt |
| Transfer To Foreign Corp | Yes (true) | TransferToForeignCorpInd |
| Interest In Foreign Trust | false | InterestInForeignTrustInd |
| Foreign Corp Ownership | Yes (true) | ForeignCorpOwnershipInd |
| Passive Foreign Investmest Co | false | PassiveForeignInvestmestCoInd |
| Foreign Partnership | false | ForeignPartnershipInd |
| Boycott Countries | false | BoycottCountriesInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | Schedule F, Part I, Line 3 Method used to account for expenditures on org's financial statements | FormAndLineReferenceDesc |
| Explanation | CENTRAL AMERICA AND THE CARIBBEAN-Accrual | ExplanationTxt |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | Yes (true) | GrantRecordsMaintainedInd |
Recipient Table RecipientTable (19 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Recipient EINRecipientEIN | IRC SectionIRCSectionDesc | Cash GrantCashGrantAmt | Purpose Of GrantPurposeOfGrantTxt |
|---|---|---|---|---|---|---|---|
| DUTCHESS CO REG CHAMBER OF COMMERCE | |||||||
| 1 CIVIC CENTER PLZ | POUGHKEEPSIE | NY | 12601 | 140978000 | 501(c)(6) | $15,000 | IN SUPPORT OF LOCAL ECONOMY AND BUSINESSES. |
| AMERICAN CANCER SOCIETY | |||||||
| 3380 CHASTAIN MEADOWS | KENNESAW | GA | 30144 | 131788491 | 501(c)(3) | $25,000 | IN SUPPORT OF CANCER RESEARCH, HEALTH AND WELLNESS. |
| SPARROW'S NEST CHARITY | |||||||
| 946 ROUTE 376 | WAPPINGERS FALLS | NY | 12590 | 462573747 | 501(c)(3) | $15,000 | IN SUPPORT OF SERVICES FOR FAMILIES WHO ARE EXPERIENCING THE HARDSHIPS OF A CANCER DIAGNOSIS THROUGH DELIVERY OF MEALS AND SUPPLIES. |
| AMERICAN HEART ASSOCIATION | |||||||
| PO BOX 4002012 | DES MOINES | IA | 50340 | 135613797 | 501(c)(3) | $25,000 | IN SUPPORT OF CARDIOVASCULAR RESEARCH, HEALTH AND WELLNESS. |
| MILES OF HOPE BREAST CANCER FOUNDATION | |||||||
| PO BOX 405 | LAGRANGEVILLE | NY | 12540 | 134281796 | 501(c)(3) | $10,000 | IN SUPPORT OF LOCAL FAMILIES AFFECTED BY BREAST CANCER DIAGNOSES. |
| DUTCHESS OUTREACH | |||||||
| 29 NORTH HAMILTON | POUGHKEEPSIE | NY | 12601 | 222339537 | 501(c)(3) | $20,000 | IN SUPPORT OF ADDRESSING AND ERADICATING MALNOURISHMENT IN THE GREATER POUGHKEEPSIE AREA. |
| WALKWAY OVER THE HUDSON | |||||||
| PO BOX 889 | POUGHKEEPSIE | NY | 12602 | 141753502 | 501(c)(3) | $15,000 | IN SUPPORT OF HEALTH AND WELLNESS IN THE LOCAL COMMUNITY. |
| ULSTER CO REG CHAMBER OF COMMERCE | |||||||
| 214 FAIR ST | KINGSTON | NY | 12401 | 141260937 | 501(c)(3) | $11,750 | IN SUPPORT OF LOCAL ECONOMY AND BUSINESSES. |
| FAMILY SERVICES INC | |||||||
| 29 NORTH HAMILTON | POUGHKEEPSIE | NY | 12601 | 141338399 | 501(c)(3) | $15,000 | IN SUPPORT OF SERVICES FOR BATTERED WOMEN, CHILDREN AND SERVICES FOR LOCAL AT-RISK YOUTH. |
| PREMIER CARES FOUNDATION | |||||||
| PO BOX 93 | PLEASANT VALLEY | NY | 12569 | 450990732 | 501(c)(3) | $10,000 | IN SUPPORT OF UNDERSERVED AND UNDERINSURED UROLOGICAL AND GASTROINTESTINAL PATIENTS IN THE COMMUNITY. |
| HUDSON RIVER HOUSING | |||||||
| 313 MILL ST | POUGHKEEPSIE | NY | 12601 | 222456648 | 501(c)(3) | $5,000 | IN SUPPORT DEVELOPING AND PRESERVING AFFORDABLE HOUSING IN THE COMMUNITY THROUGH EDUCATION, ADVOCACY AND SUPPORT SERVICES. |
| NORTHWEST CONNECTICUT CHAMBER OF COMMERCE | |||||||
| 333 KENNEDY DR STE R101 | TORRINGTON | CT | 06790 | 060564714 | 501(c)(3) | $5,000 | IN SUPPORT OF COMMUNITY PROGRAMMING IN THE NORTHWEST CONNECTICUT CORNER. |
| INFINITE STRENGTH | |||||||
| 60 EAST WHARF RD | MADISON | CT | 06443 | 824118676 | 501(c)(3) | $5,000 | IN SUPPORT OF SINGLE MOTHERS WITH BREAST CANCER. |
| RON FOLEY FOUNDATION | |||||||
| 1000 FARMINGTON AVE STE 108A | WEST HARTFORD | CT | 06107 | 271386741 | 501(c)(3) | $5,000 | IN SUPPORT OF PANCREATIC CANCER PATIENTS AND THEIR FAMILIES. |
| ANN'S PLACE | |||||||
| 80 SAW MILL RD | DANBURY | CT | 06810 | 223181832 | 501(c)(3) | $5,000 | IN SUPPORT OF PEOPLE WITH CANCER AND THEIR FAMILIES. |
| RIVERBROOK REGIONAL YMCA | |||||||
| 404 DANBURY RD | WILTON | CT | 06897 | 060853258 | 501(c)(3) | $5,000 | SUPPORTING AND ADDRESSING YOUTH DEVELOPMENT FOR HEALTHY LIVING. |
| THE NEW AMERICAN DREAM FOUNDATION | |||||||
| 32 FARVIEW AVE 3RD FL | DANBURY | CT | 06810 | 811540774 | 501(c)(3) | $6,000 | IN SUPPORT OF ADDRESSING SOCIAL DETERMINANTS OF HEALTH AND CREATING COMMUNITY AWARENESS. |
| TRIANGLE COMMUNITY CENTER | |||||||
| 650 WEST AVE | NORWALK | CT | 06850 | 223079559 | 501(c)(3) | $7,500 | IN SUPPORT OF ADVOCATING FOR AND CREATING COMMUNITY AWARENESS FOR THE LGBTQ COMMUNITY. |
| NORWALK COMMUNITY COLLEGE FOUNDATION | |||||||
| 188 RICHARDS AVE E311 | NORWALK | CT | 06854 | 066080293 | 501(c)(3) | $10,000 | IN SUPPORT OF THEIR CENTER FOR SCIENCE, HEALTH, AND WELLNESS . |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total501c3 Org | 18 | Total501c3OrgCnt |
| Total Other Org | 1 | TotalOtherOrgCnt |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. | FormAndLineReferenceDesc |
| Explanation | THE MAJORITY OF GRANTS WERE MADE IRC SECTIONS 501(C) (3) AND 501(C) (6) ORGANIZATIONS, THEREFORE IT WAS NOT NECESSARY TO REVIEW THE PUBLIC CHARITY STATUS OF THE DONEE. THE PURPOSE OF THE GRANT FUNDS ARE REVIEWED AND APPROVED BY NUVANCE HEALTH OFFICERS TO ASSURE COMPLIANCE WITH DONOR INTENTIONS AND/OR BOARD APPROVALS. | ExplanationTxt |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Compensation Committee | Yes (X) | CompensationCommitteeInd |
| Independent Consultant | Yes (X) | IndependentConsultantInd |
| Written Employment Contract | Yes (X) | WrittenEmploymentContractInd |
| Compensation Survey | Yes (X) | CompensationSurveyInd |
| Board Or Committee Approval | Yes (X) | BoardOrCommitteeApprovalInd |
| Severance Payment | Yes (true) | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | Yes (true) | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | false | EquityBasedCompArrngmInd |
| Comp Based On Revenue Of Flng Org | false | CompBasedOnRevenueOfFlngOrgInd |
| Comp Bsd On Rev Related Orgs | false | CompBsdOnRevRelatedOrgsInd |
| Comp Bsd Net Earns Flng Org | false | CompBsdNetEarnsFlngOrgInd |
| Comp Bsd Net Earns Rltd Orgs | false | CompBsdNetEarnsRltdOrgsInd |
| Any Non Fixed Payments | Yes (true) | AnyNonFixedPaymentsInd |
| Initial Contract Exception | false | InitialContractExceptionInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (12 entries)
| TitleTitleTxt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Bonus Related OrganizationsBonusRelatedOrganizationsAmt | Other Compensation Filing OrgOtherCompensationFilingOrgAmt | Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt | Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt | Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| JOHN M MURPHY MD | ||||||||||||||
| PRESIDENT/CEO | $0 | $1,496,329 | $0 | $1,240,633 | $0 | $20,093 | $0 | $278,200 | $0 | $31,205 | $0 | $3,066,460 | $0 | $0 |
| ROBERT R DYSON | ||||||||||||||
| DIRECTOR | $0 | $270,000 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $270,000 | $0 | $0 |
| ROBERT FRIEDBERG | ||||||||||||||
| FORMER HQ PRESIDENT AND CEO | $0 | $0 | $0 | $0 | $0 | $1,153,846 | $0 | $0 | $0 | $0 | $0 | $1,153,846 | $0 | $0 |
| MICHAEL HOLZHUETER | ||||||||||||||
| FORMER SECRETARY AND CLO | $0 | $0 | $0 | $0 | $0 | $135,692 | $0 | $0 | $0 | $0 | $0 | $135,692 | $0 | $0 |
| CAROLYN MCKENNA | ||||||||||||||
| SECRETARY/CHIEF LEGAL OFFICER | $0 | $557,902 | $0 | $150,000 | $0 | $13,792 | $0 | $89,553 | $0 | $1,916 | $0 | $813,163 | $0 | $0 |
| STEVEN H ROSENBERG | ||||||||||||||
| TREASURER/CFO (TO 8/29) | $0 | $702,249 | $0 | $532,996 | $0 | $51,981 | $0 | $128,920 | $0 | $15,848 | $0 | $1,431,994 | $0 | $0 |
| SHARON ADAMS | ||||||||||||||
| PRESIDENT DANBURY HOSPITAL; EASTERN REGIONAL PRESIDENT | $0 | $591,294 | $0 | $175,000 | $0 | $37,881 | $0 | $100,327 | $0 | $5,639 | $0 | $910,141 | $0 | $0 |
| JEAN AHN | ||||||||||||||
| CHIEF STRATEGY OFFICER | $0 | $463,032 | $0 | $389,376 | $0 | $24,773 | $0 | $89,758 | $0 | $2,916 | $0 | $969,855 | $0 | $0 |
| KERRY EATON | ||||||||||||||
| CHIEF OPERATING OFFICER (TO 7/2) | $0 | $733,500 | $0 | $714,680 | $0 | $230,563 | $0 | $143,327 | $0 | $1,916 | $0 | $1,823,986 | $0 | $198,886 |
| CATHERINE FRIERSON | ||||||||||||||
| CHIEF HUMAN RESOURCES OFFICER (TO 1/15) | $0 | $462,968 | $0 | $398,328 | $0 | $13,064 | $0 | $76,649 | $0 | $4,780 | $0 | $955,789 | $0 | $0 |
| GRACE LINHARD | ||||||||||||||
| CHIEF DEVELOPMENT OFFICER | $0 | $368,733 | $0 | $125,000 | $0 | $29,737 | $0 | $64,424 | $0 | $3,312 | $0 | $591,206 | $0 | $0 |
| WAYNE MCNULTY | ||||||||||||||
| CHIEF COMPLIANCE OFFICER | $0 | $332,183 | $0 | $90,000 | $0 | $6,380 | $0 | $53,522 | $0 | $12,861 | $0 | $494,946 | $0 | $0 |
Supplemental Information Detail SupplementalInformationDetail (4 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Schedule J, Part I, Line 4a Severance or change-of-control payment | DURING THE CALENDAR YEAR ENDING DECEMBER 31, 2021, MICHAEL HOLZHUETER RECEIVED $135,692 IN SEVERANCE PAYMENTS, SUBSEQUENT TO HIS TERMINATION DATE OF DECEMBER 11, 2019. PART VII OF THE CURRENT YEAR'S TAX RETURN REFLECTS THIS AMOUNT. DURING THE CALENDAR YEAR ENDING DECEMBER 31, 2021, ROBERT FRIEDBERG RECEIVED $1,153,846 IN SEVERANCE PAYMENTS, SUBSEQUENT TO HIS TERMINATION DATE OF DECEMBER 11, 2019. PART VII OF THE CURRENT YEAR'S TAX RETURN REFLECTS THIS AMOUNT. |
| Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan | KERRY EATON PARTICIPATED IN A SERP PLAN WITH HEALTH QUEST SYSTEMS, INC. (HEALTH QUEST), A RELATED ORGANIZATION. AS OF JANUARY 15, 2021, THE HEALTH QUEST SERP PLAN WAS TERMINATED. KERRY EATON RECEIVED A PAYOUT OF $198,885.55 IN CALENDAR YEAR 2021 WHICH IS REFLECTED AS COMPENSATION ON SCHEDULE J, PART II ON THE FORM 990 FOR THE CURRENT YEAR. EFFECTIVE OCTOBER 1, 2020, NUVANCE HEALTH ESTABLISHED AN EXECUTIVE RETIREMENT PLAN IN ORDER TO PROVIDE NONQUALIFIED DEFINED CONTRIBUTION RETIREMENT BENEFITS TO DESIGNATED KEY MEMBERS OF ITS EXECUTIVE MANAGEMENT TEAM, SELECTED BY THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS. ONLY EXECUTIVES OCCUPYING DESIGNATED TIER 1 OR TIER 2 EXECUTIVE POSITIONS ARE ELIGIBLE TO PARTICIPATE IN THE PLAN. THE PLAN IS INTENDED TO COMPLY WITH SECTION 457(F) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. IN CALENDAR YEAR 2021, THE AMOUNTS EARNED BY THE PARTICIPANTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN (C) RETIREMENT AND OTHER DEFERRED COMPENSATION. FOR CALENDAR YEAR 2021, AMOUNTS EARNED BY KEY MEMBERS OF THE EXECUTIVE MANAGEMENT TEAM WERE AS FOLLOWS: JOHN M. MURPHY, MD $255,000 STEVEN H. ROSENBERG $106,440 KERRY EATON $117,960 SHARON ADAMS $78,600 CAROLYN MCKENNA $68,250 CATHERINE FRIERSON $68,520 GRACE LINHARD $44,280 WAYNE MCNULTY $33,780 JEAN AHN $69,000 |
| Schedule J, Part I, Line 7 Non-fixed payments | NUVANCE HEALTH ANNUAL LEADERSHIP INCENTIVE PLAN (EXCERPTS FROM) THE PURPOSE OF THE NUVANCE HEALTH ANNUAL LEADERSHIP INCENTIVE PLAN ("PLAN") IS TO ENGAGE AND MOTIVATE THE ORGANIZATION'S LEADERS TO FURTHER THE CHARITABLE MISSION OF NUVANCE HEALTH, AND ITS AFFILIATES AND SUBSIDIARIES, BY PROMOTING EFFECTIVE MANAGEMENT OF OPERATIONS, DELIVERY OF HIGH-QUALITY CARE AND SERVICE, AND RESPONSIBLE USE OF RESOURCES TO MEET COMMUNITY NEEDS. THE PLAN IS INTENDED TO ASSIST NUVANCE HEALTH, AND ITS AFFILIATES AND SUBSIDIARIES TO ATTRACT AND RETAIN LEADERSHIP WITH THE TALENT AND EXPERIENCE NEEDED TO BE SUCCESSFUL BY PROVIDING MEANINGFUL INCENTIVES AND REWARDS FOR OUTSTANDING PERFORMANCE. INDIVIDUALS MUST BE AN ELIGIBLE EMPLOYEE TO BE CONSIDERED AS A PARTICIPANT IN THIS PLAN. AN ELIGIBLE EMPLOYEE IS AN INDIVIDUAL EMPLOYED BY NUVANCE HEALTH AND HOLDS A POSITION ASSIGNED TO ONE OF THE FOLLOWING TIERS, AS OF APRIL 30TH OF THE PLAN YEAR; - TIER I, PRESIDENT, CEO, SENIOR EXECUTIVE - TIER II, EXECUTIVE - TIER III, SENIOR LEADER (A) - TIER III, SENIOR LEADER (B) - TIER IV, LEADER (A) ORGANIZATIONAL GOALS ARE GENERALLY BASED ON THE FOLLOWING CATEGORIES AND ARE WEIGHTED THROUGH A SPLIT BETWEEN ORGANIZATIONAL AND INDIVIDUAL: - QUALITY AND SERVICE - PEOPLE AND CULTURE - PATIENT EXPERIENCE - FINANCIAL STRENGTH EACH PLAN YEAR, THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD ("THE COMMITTEE"), IN ITS SOLE DISCRETION AND UNLESS OTHERWISE APPROPIRATELY DELEGATED, SELECTS PARTICIPANTS FROM A LIST OF ELIGIBLE EMPLOYEES NOMINATED BY THE CEO. THE CEO, EX OFFICIO, IS AN ELIGIBLE EMPLOYEE FOR PURPOSES OF SELECTION TO PARTICIPATE IN THE PLAN. EACH PLAN YEAR, THE COMMITTEE, BASED ON INPUT FROM THE CEO, MAY ESTABLISH A THRESHOLD AWARD, A TARGET AWARD AND/OR A MAXIMUM AWARD FOR EACH PARTICIPANT. AWARD OPPORTUNITIES ARE ESTABLISHED BASED ON COMPETITIVE MARKET PRACTICES AND ON NUVANCE HEALTH'S COMPENSATION PHILOSOPHY. AWARD OPPORTUNITIES MAY BE BASED ON ADDITIONAL FACTORS, INCLUDING NUVANCE HEALTH'S FINANCIAL AND OPERATIONAL PERFORMANCE, REFLECTING MARKET PAY PRACTICES AND BENCHMARKING FOR COMPARABLE POSITIONS, AND ANY OTHER FACTORS DEEMED RELEVANT BY THE COMMITTEE. EACH PLAN YEAR, THE COMMITTEE, AND UNLESS OTHERWISE APPROPRIATELY DELEGATED FOR ANY PLAN YEAR, SHALL ESTABLISH PERFORMANCE GOALS TO EVALUATE THE PERFORMANCE OF EACH PARTICIPANT. AFTER COMPLETION OF EACH PLAN YEAR, THE COMMITTEE MAY EVALUATE WHETHER THE PERFORMANCE OF NUVANCE HEALTH AND PARTICIPANT MEETS OR EXCEEDS THE PERFORMANCE GOALS ESTABLISHED FOR THE PLAN YEAR. IF PERFORMANCE WARRANTS, THE COMMITTEE MAY APPROVE A FINAL AWARD AMOUNT FOR EACH PARTICIPANT AND APPROVE ANY ADDITIONAL CONDITION ON PAYMENT OF THE AWARD. NUVANCE HEALTH EXECUTIVE LONG TERM INCENTIVE PLAN (EXCERPTS FROM) ONLY EXECUTIVES OCCUPYING DESIGNATED TIER 1 EXECUTIVE POSITIONS SHALL BE ELIGIBLE EMPLOYEES TO PARTICIPATE IN THE PLAN. UNDER THE PLAN, PARTICIPANTS WILL BE ELIGIBLE TO RECEIVE INCENTIVE AWARD PAYMENTS BASED UPON THE ACHIEVEMENT OF SELECTED AND STRATEGICALLY IMPORTANT PERFORMANCE GOALS IDENTIFIED FOR EACH PERFORMANCE PERIOD. THE AWARD OPPORTUNITIES FOR AN ELIGIBLE EMPLOYEE WITH RESPECT TO A PERFORMANCE PERIOD SHALL BE EXPRESSED AS A PERCENTAGE OF HIS OR HER AVERAGE BASE SALARY IN EFFECT DURING THE APPLICABLE PERFORMANCE PERIOD. PRIOR TO THE BEGINNING OF EACH PERFORMANCE PERIOD, THE COMMITTEE MAY ESTABLISH A MINIMUM PERFORMANCE REQUIREMENT FOR NUVANCE HEALTH. NO FINAL AWARDS MAY BE GRANTED TO ANY PARTICIPANT FOR A PERFORMANCE PERIOD IN WHICH MINIMUM PERFORMANCE REQUIRMENTS, IN ANY, WERE NOT MET. THE FINAL AWARD PAYABLE TO EACH PARTICIPANT WILL BE DETERMINED WITHIN 60 DAYS FOLLOWING THE END OF THE PERFORMANCE PERIOD. AWARDS FOR A GIVEN PERFORMANCE PERIOD WILL BE PAID IN A SINGLE LUMP-SUM ON THE PAYMENT DATE PROVIDED HOWEVER, THAT NO PAYMENT WILL BE MADE UNTIL THE RESULTS ARE VERIFIED AND AUDITED. |
| Schedule J, Part I, Line 3 ADDITIONAL INFORMATION | THE ORGANIZATION RELIED ON THE FOLLOWING METHODS DESCRIBED BELOW TO ESTABLISH TOP MANAGEMENT'S COMPENSATION: -INDEPENDENT COMPENSATION CONSULTANT -WRITTEN EMPLOYMENT CONTRACT FOR PHYSICIAN EXECUTIVES -COMPENSATION SURVEY OR STUDY -APPROVAL BY BOARD COMPENSATION COMMITTEE -COMPENSATION COMMITTEE |
Schedule K IRS990ScheduleK
Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (2 entries)
| Bond ReferenceBondReferenceCd | Bond Issuer EINBondIssuerEIN | CUSIPCUSIPNum | Bond IssuedBondIssuedDt | Issue PriceIssuePriceAmt | PurposePurposeDesc | DefeasedDefeasedInd | On Behalf Of IssuerOnBehalfOfIssuerInd | Pool FinancingPoolFinancingInd |
|---|---|---|---|---|---|---|---|---|
| STATE OF CONNECTICUT HEALTH AND EDUCATIONAL Facilities Authority | ||||||||
| A | 060806186 | 20775DCU4 | 2019-08-28 | $389,588,167 | ACQUIRE ANN RENOVATE FACILITIES | false | false | false |
| DUTCHESS COUNTY LOCAL DEVELOPMENT CORPORATION | ||||||||
| B | 273106797 | 267045MK5 | 2019-08-28 | $115,040,480 | ACQUIRE AND RENOVATE FACILITIES | false | false | false |
Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (2 entries)
| Bond ReferenceBondReferenceCd | RetiredRetiredAmt | Total ProceedsTotalProceedsAmt | Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt | Capital ExpendituresCapitalExpendituresAmt | UnspentUnspentAmt | Substantial CompletionSubstantialCompletionYr | Refunding Tax Exempt BondsRefundingTaxExemptBondsInd | Refunding Taxable BondsRefundingTaxableBondsInd | Final Allocation MadeFinalAllocationMadeInd | Adequate Books And Rec MaintAdequateBooksAndRecMaintInd |
|---|---|---|---|---|---|---|---|---|---|---|
| A | $24,525,000 | $390,117,595 | $2,693,283 | $338,894,842 | $48,839,442 | 2022 | false | false | false | Yes (true) |
| B | $10,935,000 | $115,306,100 | $1,135,983 | $114,155,057 | $15,134 | 2021 | false | false | false | Yes (true) |
Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (2 entries)
| Bond ReferenceBondReferenceCd | Owning Bond Financed PropertyOwningBondFinancedPropertyInd | Any Lease ArrangementsAnyLeaseArrangementsInd | Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd | Engage Bond Counsel ContractsEngageBondCounselContractsInd | Any Research AgreementsAnyResearchAgreementsInd | Private Bus Use By OthersPrivateBusUseByOthersPct | Private Bus Concerning UBIPrivateBusConcerningUBIPct | Total Private Business UseTotalPrivateBusinessUsePct | Bond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestInd | Change In Use Bond Financed PropChangeInUseBondFinancedPropInd | Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd |
|---|---|---|---|---|---|---|---|---|---|---|---|
| A | false | Yes (true) | Yes (true) | Yes (true) | false | 0.0142 | 0.0 | 0.0142 | false | false | Yes (true) |
| B | false | Yes (true) | Yes (true) | Yes (true) | false | 0.0186 | 0.0 | 0.0186 | false | false | Yes (true) |
Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (2 entries)
| Bond ReferenceBondReferenceCd | Form8038 T FiledForm8038TFiledInd | Rebate Not Due YetRebateNotDueYetInd | Exception To RebateExceptionToRebateInd | No Rebate DueNoRebateDueInd | Variable Rate IssueVariableRateIssueInd | Hedge Identified In Bks And RecHedgeIdentifiedInBksAndRecInd | Gross Proceeds Invested In GICGrossProceedsInvestedInGICInd | Gross Proceeds InvestedGrossProceedsInvestedInd | Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd |
|---|---|---|---|---|---|---|---|---|---|
| A | false | Yes (true) | false | false | false | false | false | false | Yes (true) |
| B | false | Yes (true) | false | false | false | false | false | false | Yes (true) |
Procedures Corrective Action ProceduresCorrectiveActionGrp (2 entries)
| Bond ReferenceBondReferenceCd | Procedures Corrective ActionProceduresCorrectiveActionInd |
|---|---|
| A | false |
| B | false |
Supplemental Information Detail SupplementalInformationDetail (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Schedule K, Part I BOND ISSUES | (A) ISSUER NAME: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY (F) DESCRIPTION OF PURPOSE: ACQUIRE AND RENOVATE FACILITIES (A) ISSUER NAME: DUTCHESS COUNTY LOCAL DEVELOPMENT CORPORATION (F) DESCRIPTION OF PURPOSE: ACQUIRE AND RENOVATE FACILITIES |
| Schedule K, Part II, Line 3 | THE TOTAL PROCEEDS DO NOT AGREE TO THE ISSUE PRICE IN PART I, COLUMN (E) DUE TO INVESTMENT EARNINGS/MARKET VALUE FLUCTUATIONS. |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (11 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Form 990, Part I, Line 1 DESCRIPTION OF ORGANIZATION MISSION | BECOME THE PARTNER-IN-HEALTH FOR THE PEOPLE THROUGHOUT THE CORE REGIONS OF WESTERN CONNECTICUT AND THE HUDSON VALLEY OF NEW YORK THROUGH THE EFFICIENT DELIVERY OF EXCELLENT, INNOVATIVE AND COMPASSIONATE CARE. |
| Form 990, Part VI, Line 14 written document retention and destruction policy | THE ORGANIZATION FOLLOWS A POLICY THAT HAS BEEN REVIEWED AND APPROVED BY THE AUDIT COMMITTEE OF THE ORGANIZATION, BUT NOT THE FULL BOARD OF DIRECTORS. |
| Form 990, Part VI, Line 2 Family/business relationships amongst interested persons | RICHARD G. JABARA AND ERVIN R. SHAMES - Business relationship, DONALD JONES AND ANNE ROBY - Business relationship |
| Form 990, Part VI, Line 11b Review of form 990 by governing body | THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM USING INFORMATION PROVIDED BY THE ORGANIZATION AND A DRAFT FORM 990 IS REVIEWED BY INTERNAL MANAGEMENT. A COMPLETE DRAFT IS THEN POSTED TO AN INTRANET SITE FOR NUVANCE BOARD MEMBERS TO REVIEW PRIOR TO FILING. THE FORM 990 IS THEN SIGNED AND FILED WITH THE IRS. |
| Form 990, Part VI, Line 12c Conflict of interest policy | OFFICERS, TRUSTEES/DIRECTORS, KEY EMPLOYEES AND OTHER DISQUALIFIED PERSONS ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE ANNUALLY. RESPONSES ARE REVIEWED BY THE CHIEF COMPLIANCE, AUDIT & PRIVACY OFFICER. ALSO, THEY ARE REQUIRED TO DISCLOSE ANY CONFLICT TO THE BOARD OR DIRECTLY TO THE CHAIRMAN PRIOR TO ANY MEETING. AFTER A POTENTIAL CONFLICT OF INTEREST IS DISCLOSED ALONG WITH ALL RELATED MATERIAL FACTS, THE BOARD PROCEEDS TO DISCUSS AND DETERMINE THROUGH A MAJORITY VOTE OF THE DISINTERESTED MEMBERS WHETHER AN ACTUAL CONFLICT OR DUALITY OF INTEREST EXISTS. IF THE INTERESTED PERSON IS PRESENT AT THE START OF THE DISCUSSION, HE OR SHE MAY ANSWER QUESTIONS RELATED TO THE MATTER AND PROVIDE ADDITIONAL, RELEVANT FACTS BUT IS REQUIRED TO LEAVE THE MEETING DURING DELIBERATIONS REGARDING WHETHER AN ACTUAL CONFLICT OR DUALITY OF INTEREST EXISTS. |
| Form 990, Part VI, Line 15b Process to establish compensation of other employees | NUVANCE HEALTH'S EXECUTIVE TOTAL REWARDS PHILOSOPHY IS DESIGNED TO ALIGN WITH THE COMPANY'S STRATEGIC DIRECTION, AND TO REINFORCE ITS CORE MISSION, VISION AND VALUES. IN ORDER TO ACHIEVE ITS OVERALL PERFORMANCE OBJECTIVES, NUVANCE HEALTH PROVIDES TOTAL REWARDS PROGRAMS THAT RECOGNIZE EXECUTIVES FOR PERFORMING WORK WELL TO ENSURE THE ACHIEVEMENT OF COMPANY GOALS. THESE PROGRAMS SERVE TO PROMOTE THE ATTRACTION, ENGAGEMENT, AND RETENTION OF TALENTED EXECUTIVES THROUGHOUT THEIR CAREERS WITH NUVANCE HEALTH. THE TOTAL REWARDS PROGRAMS ARE DESIGNED TO BE MARKET COMPETITIVE, COMPLIANT WITH REGULATORY GUIDELINES REFLECTIVE OF BEST PRACTICES, AND DIFFERENTIATED TO CREATE STRONG COMPETITIVE ADVANTAGE. TOTAL REWARDS PROGRAMS ARE REVIEWED ON AN ONGOING BASIS TO ENSURE CONTINUED MARKET COMPETITIVENESS, RELEVANT VALUE TO EXECUTIVES, AND FISCAL RESPONSIBILITY. TOTAL REWARDS FOR NUVANCE HEALTH EXECUTIVES CONSISTS OF KEY COMPONENTS OF COMPENSATION AND BENEFITS. OVERALL EXECUTIVE REWARDS PROGRAM WILL EMPHASIZE PERFORMANCE-BASED ELEMENTS, WHEREBY TARGETED LEVELS OF COMPENSATION WILL ONLY BE ACHIEVED IF THE ORGANIZATION AND INDIVIDUAL ACHIEVE STRETCH GOALS AND OBJECTIVES. BASED ON THE LABOR MARKETS FOR TALENT FOR EXECUTIVE ROLES, NUVANCE HEALTH WILL UTILIZE A WEIGHTED BLEND OF BOTH NATIONAL COMPARABLY-SIZED HEALTH CARE PROVIDER MARKET DATA WITH A +25% GEOGRAPHIC DIFFERENTIAL APPLIED (DIFFERENTIAL TO BE VALIDATED ON A PERIODIC BASIS) AT TWO-THIRDS WEIGHT AND NATIONAL COMPARABLY-SIZED GENERAL INDUSTRY DATA, FOR IDENTIFIED ROLES WHERE SKILL SETS OVERLAP AT ONE-THIRD WEIGHT. GEOGRAPHIC DIFFERENTIAL REFLECTS THE OBSERVED AND REPORTED COMPENSATION DIFFERENTIAL BETWEEN NUVANCE HEALTH'S OPERATING REGION AND THE BROADER NATIONAL HEALTH CARE PROVIDER MARKET. NUVANCE HEALTH'S TOTAL REWARDS PHILOSOPHY AND PRACTICES ARE TARGETED AT THE 50TH PERCENTILE OF THE RELEVANT MARKET FOR BASE SALARY, AND 67.5TH PERCENTILE FOR TOTAL CASH AND TOTAL DIRECT (WHERE AVAILABLE) COMPENSATION ELEMENTS IF TARGET PERFORMANCE IS ACHIEVED UNDER VARIABLE COMPENSATION PROGRAMS. NUVANCE HEALTH'S COMMITTEE HAS DISCRETION TO POSITION INDIVIDUAL LEVELS ABOVE OR BELOW THIS TARGETED COMPETITIVE POSITIONING, BASED ON SUCH FACTORS AS POSITIONING TO MARKET, HIGH DEMAND SKILLSETS AND DIFFICULT TO FILL OR CRITICAL TO THE ORGANIZATION'S STRATEGY AND SUCCESS. OUR GOVERNANCE PROMOTES CONSISTENCY AND EQUITY; PROVIDES CLARITY AND GUIDANCE TO DECISION-MAKERS; ENSURES STANDARD PROCESSES AND PROCEDURES FOR ASSESSING, CALIBRATING, ADMINISTERING, AND DELIVERING EFFECTIVE TOTAL REWARDS THROUGHOUT THE NUVANCE HEALTH SYSTEM. OVERSIGHT AND GOVERNANCE OF THE EXECUTIVE COMPENSATION PHILOSOPHY AND PROGRAMS FOR ELIGIBLE EXECUTIVES/DISQUALIFIED INDIVIDUALS (CURRENTLY CEO, PRESIDENT AND TIERS 1 AND 2) WILL BE AT THE COMPENSATION COMMITTEE OF THE BOARD LEVEL, AND WILL FOLLOW A STRUCTURED AND RIGOROUS PROCESS TO ENSURE COMPLIANCE WITH INTERMEDIATE SANCTIONS UNDER IRS GUIDELINES. An annual Letter of Reasonableness is presented to the Executive Compensation Committee of the Board of Directors by Willis Towers Watson as consultant to the Board. In this annual assessment of the reasonableness of the total remuneration packages provided to select executives, an opinion is rendered with respect to the reasonableness of potential target and maximum total remuneration provided to the included executives for each fiscal year. A bi-annual Letter of Reasonableness for physician compensation is also presented to the Executive Compensation Committee by Korn Ferry Hay as a consultant to the Board. This assessment of the reasonableness of the total remuneration packages provided to physicians is rendered with respect to the reasonableness of potential target and maximum total remuneration provided to each physician. |
| Form 990, Part VI, Line 19 Required documents available to the public | THE GOVERNING DOCUMENTS, POLICIES AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. THE DOCUMENTS ARE PROVIDED EITHER ELECTRONICALLY OR AS PAPER COPIES. IN ADDITION, CERTAIN FINANCIAL INFORMATION IS AVAILABLE ON VARIOUS WEBSITES DUE TO REGULATORY FILINGS SUCH AS THE 990 AND BOND HOLDER AGREEMENTS. |
| Form 990, Part VII, Section A ADDITIONAL INFORMATION | FOR THOSE OFFICERS AND KEY EMPLOYEES, FOR WHICH ONLY 40 HOURS IS NOTED TO REFLECT PAID HOURS, ACTUAL HOURS WORKED EXCEEDED THIS AMOUNT. NOTE: ALL AMOUNTS IN COLUMN F OF PART VII, "ESTIMATED AMOUNT OF OTHER COMPENSATION", REPRESENT BENEFITS AND DO NOT REFLECT ANY COMPENSATION FOR WHICH THE AVERAGE AMOUNT OF TIME WORKED CAN BE REFLECTED. |
| Form 990, Part VIII, Line 11d Other Miscellaneous Revenue | ALL OTHER REVENUE - Total Revenue: 47421, Related or Exempt Function Revenue: 47421, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ; |
| Form 990, Part IX, Line 11g Other Fees | Healthcare Professionals - Total Expense: 724289, Program Service Expense: 716392, Management and General Expenses: 7897, Fundraising Expenses: ; Purchased Services - Total Expense: 44337663, Program Service Expense: 43854233, Management and General Expenses: 483430, Fundraising Expenses: ; |
| Schedule F, Part I expenditures for and investments outside the U.S. | ALL INFORMATION FOR PART I, LINE 3, COLUMN (F) IS ACCOUNTED FOR ON THE AUDITED FINANCIAL STATEMENTS ON THE ACCRUAL BASIS. |
Schedule R IRS990ScheduleR
Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (25 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Exempt Code SectionExemptCodeSectionTxt | Public Charity StatusPublicCharityStatusTxt | Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt | Controlled OrganizationControlledOrganizationInd |
|---|---|---|---|---|---|---|---|---|---|---|
| Alamo Ambulance Service Inc | ||||||||||
| 45 Reade Place Attn Legal Dept | Poughkeepsie | NY | 12601 | 141745417 | Transportation | NY | 501(c)(3) | Type III-FI | HQ | Yes (true) |
| Danbury Hospital & New Milford Hospital Foundation Inc | ||||||||||
| 24 Hospital Avenue Danbury | Danbury | CT | 06810 | 237425557 | Fundraising | CT | 501(c)(3) | 7 | WCHN | Yes (true) |
| The Danbury Hospital | ||||||||||
| 24 Hospital Avenue | Danbury | CT | 06810 | 060646597 | Hospital | CT | 501(c)(3) | 3 | WCHN | Yes (true) |
| Eastern New York Medical Services PC | ||||||||||
| 3423 Danbury Road | Brewster | NY | 10509 | 455431389 | Physician Services | NY | 501(c)(3) | 10 | WCHN | Yes (true) |
| Health Quest Home Care Inc (Certified) | ||||||||||
| 2649 South Road Suite 220 | Poughkeepsie | NY | 12601 | 141788412 | Home Health | NY | 501(c)(3) | 10 | HQ | Yes (true) |
| Health Quest Home Care Inc (Licensed) | ||||||||||
| 2649 South Road Suite 220 | Poughkeepsie | NY | 12601 | 141788410 | Home Health | NY | 501(c)(3) | 10 | HQ | Yes (true) |
| Nuvance Health Medical Practice PC | ||||||||||
| 45 Reade Place Attn Legal Dept | Poughkeepsie | NY | 12601 | 562669185 | Physician Services | NY | 501(c)(3) | 10 | HQ | Yes (true) |
| Health Quest Systems Inc | ||||||||||
| 45 Reade Place | Poughkeepsie | NY | 12601 | 141678068 | Support/Management | NY | 501(c)(3) | 10 | NUVANCE | Yes (true) |
| Health Quest Urgent Medical Care Practice PC | ||||||||||
| 45 Reade Place Attn Legal Dept | Poughkeepsie | NY | 12601 | 800152047 | Physician Services | NY | 501(c)(3) | 10 | HQ | Yes (true) |
| Hudson Valley Cardiovascular Practice PC | ||||||||||
| 1 Columbia | Poughkeepsie | NY | 12601 | 463756713 | Physician Services | NY | 501(c)(3) | 10 | HQ | Yes (true) |
| NDH Foundation | ||||||||||
| 6531 Springbrook Avenue | Rhinebeck | NY | 12572 | 141776208 | Fundraising | NY | 501(c)(3) | 7 | HQ | Yes (true) |
| Northern Dutchess Hospital | ||||||||||
| 6511 Springbrook Avenue | Rhinebeck | NY | 12572 | 141338467 | Hospital | NY | 501(c)(3) | 3 | HQ | Yes (true) |
| Northern Dutchess Residential Healthcare Facility Inc | ||||||||||
| 6525 Springbrook Avenue | Rhinebeck | NY | 12572 | 223129608 | Nursing Home | NY | 501(c)(3) | 10 | HQ | Yes (true) |
| Norwalk Hospital Foundation Inc | ||||||||||
| 34 Maple Street | Norwalk | CT | 06850 | 222577707 | Fundraising | CT | 501(c)(3) | 7 | WCHN | Yes (true) |
| Nuvance Health Medical Practice CT Inc | ||||||||||
| 100 Reserve Road | Danbury | CT | 06810 | 061137531 | Physician Services | CT | 501(c)(3) | 10 | WCHN | Yes (true) |
| Putnam Hospital Center | ||||||||||
| 670 Stoneleigh Avenue | Carmel | NY | 10512 | 146019179 | Hospital | NY | 501(c)(3) | 3 | HQ | Yes (true) |
| Putnam Hospital Center Foundation Inc | ||||||||||
| 670 Stoneleigh Avenue | Carmel | NY | 10512 | 061399319 | Fundraising | NY | 501(c)(3) | Type I | HQ | Yes (true) |
| The Norwalk Hospital Association | ||||||||||
| 34 Maple Street | Norwalk | CT | 06850 | 066068853 | Hospital | CT | 501(c)(3) | 3 | WCHN | Yes (true) |
| Vassar Brothers Hospital Foundation | ||||||||||
| 45 Reade Place | Poughkeepsie | NY | 12601 | 141736429 | Fundraising | NY | 501(c)(3) | 7 | HQ | Yes (true) |
| Vassar Brothers Medical Center | ||||||||||
| 45 Reade Place | Poughkeepsie | NY | 12601 | 141338586 | Hospital | NY | 501(c)(3) | 3 | HQ | Yes (true) |
| Vassar Health Connecticut Inc | ||||||||||
| 50 Hospital Hill Road | Sharon | CT | 06069 | 815056290 | Hospital | CT | 501(c)(3) | 3 | HQ | Yes (true) |
| Wells Manor Housing Development Fund Corp | ||||||||||
| 56 Astor Drive | Rhinebeck | NY | 12572 | 112611902 | Low Income | NY | 501(c)(3) | PF | HQ | Yes (true) |
| Western Connecticut Home Care Inc | ||||||||||
| 100 Saw Mill Road | Danbury | CT | 06810 | 060655138 | Home Healthcare | CT | 501(c)(3) | 10 | WCHN | Yes (true) |
| Western Connecticut Health Network Affiliates Inc | ||||||||||
| 100 Reserve Road | Danbury | CT | 06810 | 222594968 | Outpatient Health Care Services | CT | 501(c)(3) | 10 | WCHN | Yes (true) |
| Western CT Health Network Inc | ||||||||||
| 100 Reserve Road | Danbury | CT | 06810 | 222594977 | Support/Management | CT | 501(c)(3) | Type II | NUVANCE | Yes (true) |
Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt | Predominant Income TypePredominantIncomeTypeTxt | Share Of Total IncomeShareOfTotalIncomeAmt | Share Of EOY AssetsShareOfEOYAssetsAmt | Disproportionate AllocationsDisproportionateAllocationsInd | General Or Managing PartnerGeneralOrManagingPartnerInd | OwnershipOwnershipPct |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| New Milford MRI LLC | |||||||||||||
| 100 Reserve Road | Danbury | CT | 06810 | 271877801 | Inactive | CT | NA | N/A | $0 | $0 | false | false | 0 |
| Norwalk Surgery Center LLC | |||||||||||||
| 40 Cross Street Suite 120 | Norwalk | CT | 06851 | 272394942 | Surgery Center | CT | NA | N/A | $0 | $0 | false | false | 0 |
| Western Connecticut Health Network Investments LLC | |||||||||||||
| 100 Reserve Road | Danbury | CT | 06810 | 475523212 | Investments | CT | NA | N/A | $0 | $0 | false | false | 0 |
Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (4 entries)
| EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile Foreign CountryLegalDomicileForeignCountryCd | Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt | Entity TypeEntityTypeTxt | Share Of Total IncomeShareOfTotalIncomeAmt | Share Of EOY AssetsShareOfEOYAssetsAmt | OwnershipOwnershipPct | Controlled OrganizationControlledOrganizationInd | Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Legal Domicile StateLegalDomicileStateCd |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Nuvance Health Insurance Company Ltd | |||||||||||||
| 980438151 | Malpractice | CJ | NUVANCE HEALTH | C Corporation | $0 | $0 | 1 | Yes (true) | |||||
| SWC Corporation | |||||||||||||
| 222577718 | Pharmacy | NA | C Corporation | $0 | $0 | 0 | Yes (true) | 24 Stevens Street | Norwalk | CT | 06850 | CT | |
| Taconic IPA Inc | |||||||||||||
| 223007320 | Medical Care | NA | C Corporation | $0 | $0 | 0 | Yes (true) | 45 READE PLACE | POUGHKEEPSIE | NY | 12601 | CT | |
| Vassar Health Quest Medical Practice of Connecticut Inc | |||||||||||||
| 821466583 | Medical Care | NA | C Corporation | $0 | $0 | 0 | Yes (true) | 100 Reserve Road | Danbury | CT | 06810 | CT | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | Yes (true) | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | false | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | Yes (true) | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | false | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | false | LoansOrGuaranteesFromOthOrgInd |
| Div Related Organization | false | DivRelatedOrganizationInd |
| Asset Sale To Other Org | false | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | false | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | false | AssetExchangeInd |
| Rental Of Facilities To Oth Org | false | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | false | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | Yes (true) | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | Yes (true) | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | false | SharingOfFacilitiesInd |
| Paid Employees Sharing | false | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | Yes (true) | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | Yes (true) | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | false | TransferToOtherOrgInd |
| Transfer From Other Org | false | TransferFromOtherOrgInd |
Transactions Related Org TransactionsRelatedOrgGrp (54 entries)
| Transaction TypeTransactionTypeTxt | InvolvedInvolvedAmt | Method Of Amount DeterminationMethodOfAmountDeterminationTxt |
|---|---|---|
| Western Connecticut Health Network INC | ||
| P | $4,354,338 | Cost Method |
| Western Connecticut Health Network INC | ||
| Q | $90,036 | Cost Method |
| Western Connecticut Health Network INC | ||
| L | $56,137 | Cost Method |
| Danbury and New Milford Hospital Foundation INC | ||
| P | $298,921 | Cost Method |
| Danbury and New Milford Hospital Foundation INC | ||
| C | $360,703 | Cost Method |
| Danbury and New Milford Hospital Foundation INC | ||
| Q | $167,662 | Cost Method |
| Danbury and New Milford Hospital Foundation INC | ||
| L | $623,247 | Cost Method |
| Norwalk Hospital Foundation | ||
| C | $155,006 | Cost Method |
| Western CT Health Network PHO | ||
| L | $549,548 | Cost Method |
| WCHN PHO ACO | ||
| L | $549,548 | Cost Method |
| SWC Corporation | ||
| Q | $577,038 | Cost Method |
| SWC Corporation | ||
| L | $647,562 | Cost Method |
| The Norwalk Hospital Association | ||
| Q | $43,333,471 | Cost Method |
| The Norwalk Hospital Association | ||
| P | $71,920 | Cost Method |
| The Norwalk Hospital Association | ||
| L | $43,666,732 | Cost Method |
| NUVANCE HEALTH MEDICAL PRACTICE CT INC | ||
| Q | $14,444,548 | Cost Method |
| NUVANCE HEALTH MEDICAL PRACTICE CT INC | ||
| P | $77,786 | Cost Method |
| NUVANCE HEALTH MEDICAL PRACTICE CT INC | ||
| M | $1,397,052 | Cost Method |
| NUVANCE HEALTH MEDICAL PRACTICE CT INC | ||
| L | $25,754,602 | Cost Method |
| Eastern New York Medical Services PC | ||
| Q | $75,723 | Cost Method |
| Eastern New York Medical Services PC | ||
| L | $473,846 | Cost Method |
| NUVANCE HEALTH MEDICAL PRACTICE PC | ||
| Q | $15,545,833 | Cost Method |
| NUVANCE HEALTH MEDICAL PRACTICE PC | ||
| L | $16,131,993 | Cost Method |
| NUVANCE HEALTH MEDICAL PRACTICE PC | ||
| P | $579,000 | Cost Method |
| HUDSON VALLEY CARDIOVASCULAR PRACTICE PC | ||
| Q | $645,732 | Cost Method |
| HUDSON VALLEY CARDIOVASCULAR PRACTICE PC | ||
| L | $4,186,274 | Cost Method |
| WESTERN CONNECTICUT HOME CARE INC | ||
| Q | $151,173 | Cost Method |
| WESTERN CONNECTICUT HOME CARE INC | ||
| L | $934,323 | Cost Method |
| WESTERN CONNECTICUT HOME CARE INC | ||
| P | $187,128 | Cost Method |
| Health Quest Home Care Inc (Certified) | ||
| L | $445,636 | Cost Method |
| Western Connecticut Health Network Affiliates Inc | ||
| Q | $345,556 | Cost Method |
| Western Connecticut Health Network Affiliates Inc | ||
| L | $1,044,183 | Cost Method |
| Northern Dutchess Residential Health Facility Inc | ||
| L | $877,059 | Cost Method |
| VASSAR BROTHERS HOSPITAL FOUNDATION | ||
| C | $105,019 | Cost Method |
| Health Quest Systems Inc | ||
| Q | $7,559,855 | Cost Method |
| Health Quest Systems Inc | ||
| P | $30,657,944 | Cost Method |
| Health Quest Systems Inc | ||
| L | $212,457 | Cost Method |
| Danbury Hospital | ||
| P | $10,157,667 | Cost Method |
| Danbury Hospital | ||
| L | $70,030,159 | Cost Method |
| Danbury Hospital | ||
| M | $125,165 | Cost Method |
| Danbury Hospital | ||
| Q | $59,674,047 | Cost Method |
| Danbury Hospital | ||
| A | $56,562 | Cost Method |
| Vassar Brothers Medical Center | ||
| Q | $66,047,725 | Cost Method |
| Vassar Brothers Medical Center | ||
| P | $1,409,525 | Cost Method |
| Vassar Brothers Medical Center | ||
| L | $71,756,638 | Cost Method |
| Northern Dutchess Hospital | ||
| Q | $25,302,013 | Cost Method |
| Northern Dutchess Hospital | ||
| P | $676,769 | Cost Method |
| Northern Dutchess Hospital | ||
| L | $15,997,242 | Cost Method |
| Putnam Hospital Center | ||
| Q | $19,591,346 | Cost Method |
| Putnam Hospital Center | ||
| L | $22,060,740 | Cost Method |
| Putnam Hospital Center | ||
| P | $395,915 | Cost Method |
| VASSAR HEALTH CONNECTICUT INC | ||
| Q | $1,170,362 | Cost Method |
| VASSAR HEALTH CONNECTICUT INC | ||
| L | $7,311,864 | Cost Method |
| VASSAR HEALTH CONNECTICUT INC | ||
| P | $321,348 | Cost Method |