ROXANNE QUIMBY FOUNDATION INC: Form 990PF, tax year 2022
View the entire original 990 at ProPublica ↗
- Organization
- ROXANNE QUIMBY FOUNDATION INC (EIN 47-5008812)
- Tax period
- 2022-01-01 to 2022-12-31
- Filed
- 2023-10-24
- IRS object ID
- 202302979349100600
- Schema version
- 2022v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-10-24T07:43:25-05:00 | ReturnTs |
| Tax Period End | 2022-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 010448006 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALBIN RANDALL & BENNETT | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 445 130 MIDDLE STREET | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 041120445 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2022-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 475008812 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROXANNE QUIMBY FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ROXA | BusinessNameControlTxt |
| Phone | 2079632022 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 769 CONGRESS STREET | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 04102 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ROXANNE QUIMBY | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2079632022 | PhoneNum |
| Signature | 2023-10-23 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | ROXANNE | PersonFirstNm |
| Person Last | QUIMBY | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DANIEL P DOIRON | PreparerPersonNm |
| PTIN | P01206204 | PTIN |
| Phone | 2077721981 | PhoneNum |
| Preparation | 2023-10-20 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2022 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $38,378,082 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $143,287 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $143,287 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $688,724 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $688,724 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$9,713 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $15,031,980 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $822,298 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $832,011 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $816 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $816 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $10,596 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $5,298 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $5,298 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $200,775 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $200,775 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $22,000 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $5,066,971 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $66,866 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $105 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $5,301,158 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $272,939 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $6,219 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,226,467 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,226,467 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $8,527,625 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $272,939 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,232,686 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$7,705,327 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $559,072 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $6,147 | CashBOYAmt |
| Cash EOY | $8,131 | CashEOYAmt |
| Cash EOYFMV | $8,131 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $55,697 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,599,305 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,599,305 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $24,351,660 | CorporateStockBOYAmt |
| Corporate Stock EOY | $14,239,712 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $17,605,624 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $6,886,369 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $7,872,653 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $7,330,950 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $6,680,233 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $6,554,978 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $11,834,072 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $37,980,106 | TotalAssetsBOYAmt |
| Total Assets EOY | $30,274,779 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $38,378,082 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $37,980,106 | RetainedEarningBOYAmt |
| Retained Earning EOY | $30,274,779 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $37,980,106 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $30,274,779 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $37,980,106 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $30,274,779 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $37,980,106 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$7,705,327 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $30,274,779 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $30,274,779 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (10 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $2,934,862 | $2,957,323 | -$22,461 | -$22,461 | |
| PUBLICLY TRADED SECURITIES | $11,952,186 | $12,080,714 | -$128,528 | -$128,528 | |
| US REAL PROPERTY INCOME FUND | $61,631 | $61,631 | $61,631 | P | |
| GOLDMAN SACHS CAPITAL PARTNERS DISTRIB IN EXCESS OF BASIS | $2,824 | $2,824 | $2,824 | P | |
| GOLDMAN SACHS CAPITAL PARTNERS AIV | $3,656 | -$3,656 | -$3,656 | P | |
| VINTAGE VI DISTRIB IN EXCESS OF BASIS | $62,688 | $62,688 | $62,688 | P | |
| DISTRESSED MANAGERS IV DISTRIB IN EXCESS OF BASIS | $7,284 | $7,284 | $7,284 | P | |
| BROAD STREET II DISTRIB IN EXCESS OF BASIS | $9,218 | $9,218 | $9,218 | P | |
| US REAL PROPERTY INCOME FUND | $361 | $361 | $361 | P | |
| CAPITAL GAINS DIVIDENDS | $926 | $926 | $926 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$9,713 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $7,771 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $7,771 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $7,771 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $16,434 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $16,434 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $8,663 | OverpaymentAmt |
| Applied To ES Tax | $8,663 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | ME | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | DANIEL P DOIRON CPA | IndividualWithBooksNm |
| Phone | 2077721981 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 130 MIDDLE STREET | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 04112 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | Yes (1) | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ROXANNE QUIMBY | ||||||||
| 769 CONGRESS STREET | PORTLAND | ME | 04102 | PRESIDENT & DIRECTOR | 0.50 | $0 | $0 | $0 |
| HANNAH QUIMBY | ||||||||
| 769 CONGRESS STREET | PORTLAND | ME | 04102 | SECRETARY & DIRECTOR | 0.10 | $0 | $0 | $0 |
| RACHELLE QUIMBY | ||||||||
| 769 CONGRESS STREET | PORTLAND | ME | 04102 | TREASURER & DIRECTOR | 0.10 | $0 | $0 | $0 |
| LUCAS ST CLAIR | ||||||||
| 769 CONGRESS STREET | PORTLAND | ME | 04102 | DIRECTOR | 0.10 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GOLDMAN SACHS | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 HIGH STREET 17TH FLOOR | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02110 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MNGMT & ADVICE | ServiceTypeTxt |
| Compensation | $200,775 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $43,534,654 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $206,223 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $43,740,877 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $43,740,877 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $656,113 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $43,084,764 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,154,238 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,154,238 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $7,771 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $7,771 | TotalTaxAmt |
| Distributable Before Adj | $2,146,467 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $2,146,467 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $2,146,467 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,232,686 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,232,686 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,146,467 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $212,010 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,232,686 | QualifyingDistributionsAmt |
| Applied To Year1 | $212,010 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $2,146,467 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $874,209 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $874,209 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $874,209 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $874,209 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ROXANNE QUIMBY | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (20 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ALLAGASH WILDERNESS WATERWAY FOUNDATION | |||||||
| PO BOX 1141 | BANGOR | ME | 04402 | N/A | PC | OPERATIONAL SUPPORT | $2,000 |
| AVIAN HAVEN | |||||||
| 418 N PALERMO RD | FREEDOM | ME | 04941 | N/A | PC | OPERATIONAL SUPPORT | $1,000 |
| CAPE ELIZABETH LAND TRUST | |||||||
| 330 OCEAN HOUSE RD | CAPE ELIZABETH | ME | 04107 | N/A | PC | OPERATIONAL SUPPORT | $2,000 |
| DORCAS LIBRARY | |||||||
| 28 MAIN STR | GOULDSBORO | ME | 04669 | N/A | PC | OPERATIONAL SUPPORT | $500 |
| FRIENDS OF KATAHDIN WOODS & WATERS | |||||||
| PO BOX 18177 | PORTLAND | ME | 04112 | N/A | PC | OPERATIONAL SUPPORT | $1,000 |
| HEART OF ELLSWORTH | |||||||
| PO BOX 954 | ELLSWORTH | ME | 04605 | N/A | PC | PUBLIC ART MURAL PROJECT | $5,000 |
| ILLUSTRATION INSTITUTE | |||||||
| 2 UNION STREET SUITE 400 | PORTLAND | ME | 04101 | N/A | PC | OPERATIONAL SUPPORT | $2,000 |
| MAINE ORGANIC FARMERS & GARDENERS | |||||||
| 294 CROSBY BROOK ROAD | UNITY | ME | 04988 | N/A | PC | OPERATIONAL SUPPORT | $2,000 |
| MAINE ST SOC FOR THE PROT OF ANIMALS | |||||||
| 279 RIVER RD | WINDHAM | ME | 04062 | N/A | PC | ANIMAL WELFARE | $25,000 |
| MAINE ST SOC FOR THE PROT OF ANIMALS | |||||||
| 279 RIVER RD | WINDHAM | ME | 04062 | N/A | PC | OPERATIONAL SUPPORT | $25,000 |
| MUSEUM STORE ASSOCIATION | |||||||
| 200 SOUTH 2ND ST | CLARKSVILLE | TN | 37040 | N/A | PC | OPERATIONAL SUPPORT | $500 |
| ORONO BOARDWALK | |||||||
| 2 ALUMNI PLACE | ORONO | ME | 04469 | N/A | PC | OPERATIONAL SUPPORT | $500 |
| PLANNED PARENTHOOD MAINE ACTION FUND | |||||||
| 443 CONGRESS STREET | PORTLAND | ME | 04101 | N/A | PC | OPERATIONAL SUPPORT | $2,000 |
| PREBLE STREET | |||||||
| 55 PORTLAND STREET | PORTLAND | ME | 04101 | N/A | PC | OPERATIONAL SUPPORT | $10,000 |
| THE POTOMAC ASSOCIATION | |||||||
| 916 S ROLLING RD | BALTIMORE | MD | 21228 | N/A | PC | RESTORATION | $25,000 |
| TIDES INSTITUTE & MUSEUM OF ART | |||||||
| 43 WATER STREET | EASTPORT | ME | 04631 | N/A | PC | OPERATIONAL SUPPORT | $50,000 |
| NATIONAL PARK FOUNDATION | |||||||
| 1110 VERMONT AVE NW STE 200 | WASHINGTON | DC | 20005 | N/A | PC | KATAHIN WOODS AND WATERS NATIONAL MONUMENT | $393,250 |
| FINCA VIGIA FOUNDATION | |||||||
| 25 CHANNEL CENTER DR | BOSTON | MA | 02210 | N/A | PC | OPERATIONAL SUPPORT | $50,000 |
| NATIONAL PARK FOUNDATION | |||||||
| 1110 VERMONT AVE NW STE 200 | WASHINGTON | DC | 20005 | N/A | PC | CASH TRANSFERS TO SUPPORT KATAHDIN WOODS & WATERS VISITOR CONTACT STATION VIA EPI MONUMENT PROJECTS | $2,588,259 |
| NATIONAL PARK FOUNDATION | |||||||
| 1110 VERMONT AVE NW STE 200 | WASHINGTON | DC | 20005 | N/A | PC | ARCHITECTURE FEES TO SUPPORT KATAHDIN WOODS & WATERS VISITOR CONTACT STATION VIA EPI MONUMENT PROJECTS | $41,458 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,226,467 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $143,287 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $688,724 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$9,713 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $822,298 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $822,298 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $10,596 | Amt |
| Net Investment Income | $5,298 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $5,298 | DisbursementsCharitablePrpsAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | QUIMBY FAMILY FOUNDATION | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 148 | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 041120148 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant | 2022-09-20 | GrantDt |
| Grant | $5,000,000 | GrantAmt |
| Purpose Of Grant | GRANTOR'S BOARD OF DIRECTORS DETERMINED THIS GRANT WOULD FURTHER THE EXEMPT PURPOSES OF THE GRANTOR BY INCREASING THE GRANTEE'S ENDOWMENT. THE EXCEPT PURPOSES OF THE GRANTOR AND GRANTEE ARE SIMILAR AND THE GRANTOR WISHES TO SIGNIFICANTLY SUPPORT THE GRANTEE'S FULFILLMENT OF ITS EXEMPT PURPOSES. THE GRANTEE'S PURPOSES INCLUDE LEVERAGING NATURAL AND CULTURAL ASSETS FOR ECONOMIC BENEFIT THROUGH INVESTMENT IN ECO-TOURISM, HERITAGE-TOURISM, SUSTAINABLE COMMUNITY FOOD SYSTEMS, AND ARTS INITIATIVES. IN FURTHERANCE OF THOSE PURPOSES, THE GRANTEE MAKES GRANTS TO PUBLIC CHARITIES WHICH PROMOTE AND OPERATE PROJECTS THAT BUILD ENVIRONMENTAL AWARENESS AND RESPECT, PROVIDE DIRECT FINANCIAL BENEFIT FOR CONSERVATION, DELIVER MEMORABLE INTERPRETIVE EXPERIENCES TO VISITORS THAT HELP RAISE SENSITIVITY TO ENVIRONMENTAL AND SOCIAL CLIMATES, AND DESIGN AND OPERATE LOW-IMPACT PROJECTS THAT GENERATE FINANCIAL BENEFITS FOR BOTH LOCAL PEOPLE AND VISITING POPULATIONS. | PurposeOfGrantTxt |
| Expended By Grantee | $1,182,731 | ExpendedByGranteeAmt |
| Any Diversion By Grantee | TO THE BEST OF THE GRANTOR'S KNOWLEDGE, THERE WERE NO DIVERTED FUNDS | AnyDiversionByGranteeTxt |
| Dates Of Reports By Grantee | 5/1/23 | DatesOfReportsByGranteeTxt |
| Results Of Verification | THE GRANTOR VERIFIED THE QUIMBY FAMILY FOUNDATION MAKES GRANTS TO PUBLIC CHARITIES IN FURTHERANCE OF ITS EXEMPT PURPOSE. THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE. | ResultsOfVerificationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (86 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| PFIZER INC. 3.4% 05/15/2024 USD SR LIEN | $35,993 | $34,476 |
| MORGAN STANLEY HYBRID MTN 07/22/2028 USD SR LIEN CPN 07/24/17 3.591% | $54,411 | $47,779 |
| NEVADA POWER CO 3.7% 05/01/2029 USD SER CC SR LIEN | $38,439 | $39,834 |
| NORTHERN TRUST CORP 3.15% 05/03/2029 USD SR LIEN | $73,966 | $75,730 |
| NXP BV/NXP FDG/NXP USA 4.3% 06/18/2029 USD SR LIEN | $40,957 | $41,937 |
| NXP BV/NXP FUNDING LLC 5.55% 12/01/2028 USD SR LIEN | $23,439 | $24,101 |
| PHILIP MORRIS INTERNATIONAL IN 2.75% 02/25/2026 USD SR LIEN | $74,583 | $75,800 |
| VIRGINIA ELEC & POWER CO 3.8% 04/01/2028 USD SER A SR LIEN | $46,408 | $41,002 |
| SIMON PROPERTY GROUP, L.P. 3.25% 11/30/2026 USD SR LIEN | $66,341 | $67,613 |
| SPECTRA ENERGY PARTNERS 3.375% 10/15/2026 USD SR LIEN | $32,496 | $32,884 |
| SUMITOMO MITSUI FINANCIAL GROU 4.306% 10/16/2028 USD SR LIEN | $64,218 | $56,259 |
| TORONTO-DOMINION BANK (THE) MTN 3.25% 03/11/2024 USD SR LIEN | $79,683 | $78,102 |
| U.S. BANCORP HYBRID MTN 01/27/2028 USD SR LIEN CPN 01/27/22 2.215% | $96,806 | $98,928 |
| UNITED PARCEL SERVICE, INC. 2.8% 11/15/2024 USD SR LIEN | $125,006 | $120,970 |
| MORGAN STANLEY HYBRID MTN 07/20/2027 USD SR LIEN CPN 07/20/21 1.512% | $27,466 | $28,021 |
| WALMART INC. 3.25% 07/08/2029 USD SR LIEN | $19,207 | $19,002 |
| WALMART INC. 3.7% 06/26/2028 USD SR LIEN | $55,583 | $55,204 |
| PIMCO INCOME FUND INSTITUTIONAL | $2,087,747 | $1,837,271 |
| MITSUBISHI UFJ FINANCIAL GROUP 4.05% 09/11/2028 USD SR LIEN | $56,741 | $59,337 |
| KEYCORP HYBRID MTN 05/23/2025 USD SR LIEN CPN 05/23/22 3.878% | $72,504 | $72,736 |
| MID-AMERICA APARTMENTS L 3.6% 06/01/2027 USD SR LIEN | $24,117 | $24,749 |
| 3M COMPANY 2.875% 10/15/2027 USD SR LIEN | $94,559 | $96,891 |
| AIR LEASE CORPORATION 3.25% 03/01/2025 USD SR LIEN | $57,767 | $53,710 |
| APPLE INC. 2.2% 09/11/2029 USD SR LIEN | $32,892 | $32,334 |
| APPLE INC. 3.2% 05/11/2027 USD SR LIEN | $22,178 | $20,028 |
| BANK OF MONTREAL HYBRID MTN 01/22/2027 USD SR LIEN CPN 01/22/21 0.949% | $55,380 | $50,619 |
| BAXTER INTERNATIONAL INC 2.272% 12/01/2028 USD SR LIEN | $36,538 | $35,916 |
| BB&T CORPORATION MTN 3.875% 03/19/2029 USD SUB LIEN | $56,967 | $54,271 |
| BLACKROCK INC 3.25% 04/30/2029 USD SR LIEN | $51,810 | $51,227 |
| BOEING COMPANY (THE) 2.196% 02/04/2026 USD SR LIEN | $35,989 | $33,067 |
| BP CAP MARKETS AMERICA 3.119% 05/04/2026 USD SER * SR LIEN | $58,417 | $59,147 |
| BROADCOM INC. 4.75% 04/15/2029 USD SER WI SR LIEN | $30,307 | $29,899 |
| CAPITAL ONE FINANCIAL CORPORAT 3.75% 07/28/2026 USD SUB LIEN | $63,749 | $57,513 |
| CBOE HOLDINGS INC 3.65% 01/12/2027 USD SR LIEN | $60,462 | $61,321 |
| MIDAMERICAN ENERGY CO 3.65% 04/15/2029 USD SR LIEN | $32,684 | $32,147 |
| CHARLES SCHWAB CORPORATION (TH 3.85% 05/21/2025 USD SR LIEN | $125,451 | $122,667 |
| DELL INT LLC / EMC CORP 4.9% 10/01/2026 USD SR LIEN | $57,618 | $58,879 |
| DIGITAL REALTY TRUST, INC. 4.45% 07/15/2028 USD SR LIEN | $57,023 | $49,362 |
| DUKE ENERGY CORP 2.65% 09/01/2026 USD SR LIEN | $95,709 | $84,100 |
| EBAY INC. 3.6% 06/05/2027 USD SR LIEN | $62,243 | $63,464 |
| ENTERGY CORP 1.9% 06/15/2028 USD SR LIEN | $29,566 | $26,276 |
| EVERSOURCE ENERGY 4.25% 04/01/2029 USD SER O SR LIEN | $18,857 | $18,224 |
| FOX CORPORATION 4.709% 01/25/2029 USD SER WI SR LIEN | $57,718 | $51,418 |
| GENERAL MOTORS CO 5.0% 10/01/2028 USD SR LIEN | $20,236 | $17,486 |
| GENERAL MOTORS FINL CO 4.3% 04/06/2029 USD SR LIEN | $31,486 | $30,863 |
| HEALTHPEAK OP, LLC 3.5% 07/15/2029 USD SR LIEN M-W+25.00BP | $29,990 | $28,182 |
| JPMORGAN CHASE & CO. HYBRID 02/04/2027 USD SR LIEN CPN 02/04/21 1.04% | $75,457 | $72,745 |
| JPMORGAN CHASE & CO. HYBRID 03/13/2026 USD SR LIEN CPN 03/13/20 2.005% | $25,869 | $26,103 |
| KROGER CO. (THE) 2.65% 10/15/2026 USD SR LIEN | $122,565 | $106,320 |
| COMERICA INC 4.0% 02/01/2029 USD SR LIEN | $37,021 | $32,482 |
| NOVARTIS CAPITAL CORPORATION 1.75% 02/14/2025 USD SR LIEN | $39,475 | $37,043 |
| WESTPAC BANKING CORPORATION 3.4% 01/25/2028 USD SER 10YR SR LIEN | $61,302 | $54,023 |
| PACCAR FINANCIAL CORP MTN 1.8% 02/06/2025 USD SR LIEN | $105,676 | $99,629 |
| STARBUCKS CORP 3.1% 03/01/2023 USD SR LIEN | $50,501 | $50,370 |
| SHELL INTERNATIONAL FINANCE B. 2.0% 11/07/2024 USD SR LIEN | $125,809 | $119,269 |
| SALESFORCE.COM INC 3.25% 04/11/2023 USD SR LIEN | $80,530 | $80,289 |
| ROYAL BK SCOTLND GRP PLC 6.0% 12/19/2023 USD SUB LIEN | $94,962 | $97,667 |
| REALTY INCOME CORP 4.875% 06/01/2026 USD SR LIEN | $55,912 | $49,988 |
| PUBLIC STORAGE 0.875% 02/15/2026 USD SR LIEN | $30,044 | $26,693 |
| WESTPAC BANKING CORPORATION 1.953% 11/20/2028 USD SR LIEN | $20,647 | $17,942 |
| ORACLE CORPORATION 2.65% 07/15/2026 USD SR LIEN | $131,663 | $119,356 |
| MYLAN INC. 4.55% 04/15/2028 USD SER WI SR LIEN | $22,832 | $18,751 |
| MPLX LP 4.0% 03/15/2028 USD SR LIEN | $54,558 | $47,174 |
| MORGAN STANLEY 3.625% 01/20/2027 USD SER 10YR SR LIEN | $27,773 | $24,010 |
| JOHNSON & JOHNSON 2.25% 03/03/2022 SR LIEN | $81,440 | $72,901 |
| JOHN DEERE CAPITAL CORP MTN 2.25% 09/14/2026 USD SR LIEN | $75,709 | $69,576 |
| GS SHORT DURATION BOND FUND CLASS P | $656,721 | $623,791 |
| STATE STREET CORPORATION 3.1% 05/15/2023 USD SRSUB LIEN | $80,402 | $79,782 |
| GENERAL DYNAMICS CORPORATION 2.375% 11/15/2024 USD SR LIEN | $124,379 | $119,748 |
| SYNCHRONY FINANCIAL 4.5% 07/23/2025 USD SR LIEN | $49,238 | $44,084 |
| VERIZON COMMUNICATIONS, INC. 3.0% 03/22/2027 USD SR LIEN | $100,775 | $93,845 |
| ADOBE INC 2.15% 02/01/2027 USD SR LIEN | $85,706 | $78,225 |
| AMPHENOL CORP 2.05% 03/01/2025 USD SR LIEN | $75,384 | $71,063 |
| AT&T INC 4.25% 03/01/2027 USD SR LIEN | $60,959 | $54,349 |
| B.A.T. CAPITAL CORPORATION 2.259% 03/25/2028 USD SR LIEN | $65,392 | $54,506 |
| BANK OF AMERICA CORPORATION HYBRID MTN 02/13/2026 USD SR LIEN CPN 02/13/20 2 | $135,035 | $125,332 |
| BANK OF NOVA SCOTIA (THE) 2.2% 02/03/2025 USD SR LIEN | $134,956 | $127,514 |
| BANK OF NY MELLON CORP MTN 3.5% 04/28/2023 USD SR LIEN | $80,403 | $80,143 |
| BERKSHIRE HATHAWAY INC. 2.75% 03/15/2023 USD SR LIEN | $80,715 | $80,305 |
| BP CAP MARKETS AMERICA 3.543% 04/06/2027 USD SR LIEN | $43,249 | $38,397 |
| CITIGROUP INC. 3.2% 10/21/2026 USD SR LIEN | $37,654 | $32,610 |
| CITIGROUP INC. 4.3% 11/20/2026 USD SUB LIEN | $33,301 | $29,206 |
| CROWN CASTLE INTERNATIONAL COR 4.45% 02/15/2026 USD SR LIEN | $44,472 | $39,809 |
| XILINX INC 2.95% 06/01/2024 USD SR LIEN | $63,324 | $61,465 |
| WELLS FARGO & COMPANY MTN 4.125% 08/15/2023 USD SER M SUB LIEN | $79,592 | $78,746 |
| ENERGY TRANSFER OPERATNG 5.5% 06/01/2027 USD SER * SR LIEN | $49,544 | $44,953 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (617 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| RELX PLC SPONSORED ADR CMN | $23,812 | $26,861 |
| REMY COINTREAU S.A. ADR CMN | $2,381 | $2,187 |
| REPUBLIC SERVICES INC CMN | $7,583 | $13,337 |
| RESMED INC. CMN | $13,788 | $14,985 |
| RIO TINTO PLC SPONSORED ADR | $30,650 | $37,878 |
| ROCHE HOLDING AG ADR B SHS(NOM CHF 100) VAL 224.184 | $54,501 | $54,319 |
| ROCKWELL AUTOMATION INC CMN | $10,863 | $15,454 |
| ROYAL CARIBBEAN CRUISES LTD ISIN: LR0008862868 | $12,400 | $5,388 |
| REGIONS FINANCIAL CORPORATION CMN | $9,356 | $11,119 |
| ROYAL DSM NV SPONSORED ADR CMN | $7,787 | $7,811 |
| S&P GLOBAL INC. CMN | $39,726 | $61,629 |
| SALESFORCE.COM, INC CMN | $64,775 | $68,019 |
| SAMPO OYJ UNSPONSORED ADR CMN REPRESENTING A SHARES (FINLAND | $5,871 | $7,190 |
| SAND VIK (ADR) ADR CMN | $8,494 | $7,757 |
| SANDS CHINA LTD ADR CMN | $5,838 | $4,281 |
| SANOFI SPONSORED ADR CMN | $26,230 | $25,958 |
| SAP SE (SPON ADR) | $33,566 | $25,798 |
| SCHLUMBERGER LTD CMN | $41,881 | $39,851 |
| REGENERON PHARMACEUTICAL INC CMN | $27,428 | $39,682 |
| RED ELECTRICA CORPORACION, S.A UNSPONSORED ADR CMN | $2,848 | $2,429 |
| PROLOGIS INC CMN | $36,113 | $53,209 |
| PROSUS NV SPONSORED ADR CMN | $16,423 | $15,064 |
| PRUDENTIAL CORP (ADR) ADR CMN | $26,059 | $19,428 |
| PRUDENTIAL FINANCIAL INC CMN | $19,573 | $19,494 |
| PRYSMIAN S.P.A. UNSPONSORED ADR CMN | $1,614 | $2,552 |
| PUBLICIS GROUPE S.A. SPONSORED ADR CMN | $2,932 | $4,376 |
| PUBLIC-SVC ENTERPRISE GROUP HOLDING CO | $13,059 | $16,482 |
| PULTEGROUP INC. CMN | $4,294 | $5,620 |
| REGENCY CENTERS CORPORATION CMN | $4,467 | $5,431 |
| QIAGEN N.V. CMN | $1,883 | $2,693 |
| QUALCOMM INC CMN | $38,738 | $63,985 |
| QUEST DIAGNOSTICS INCORPORATED CMN | $5,761 | $8,291 |
| RAKUTEN GROUP INC ADR CMN | $4,067 | $1,636 |
| RANDSTAD HOLDING NV UNSPONSORED ADR CMN | $2,122 | $2,310 |
| RECRUIT HOLDINGS CO., LTD. ADR | $27,918 | $14,562 |
| QANTAS AIRWAYS LIMITED SPONSORED ADR CMN | $6,388 | $6,541 |
| PROCTER & GAMBLE COMPANY (THE) CMN | $123,882 | $185,206 |
| SCHNEIDER ELECTRIC SE UNSPONSORED ADR (FRANCE) SCHNEIDER ELECTRIC SE UNSPONS | $13,115 | $17,857 |
| SEAGATE TECHNOLOGY PLC CMN | $3,576 | $5,260 |
| SONIC HEALTHCARE LIMITED ADR | $7,023 | $7,052 |
| SONOVA HOLDING AG (THE) UNSPONSORED ADR CMN | $4,504 | $4,788 |
| SONY CORPORATION SPONSORED ADR CMN | $22,927 | $25,859 |
| SOUTHWEST AIRLINES CO CMN | $15,276 | $10,572 |
| SPARK NEW ZEALAND LTD SPONSORED ADR CMN | $2,734 | $3,313 |
| SPDR S&P 500 ETF TRUST | $11,639 | $6,010 |
| STANLEY BLACK & DECKER, INC. CMN | $36,241 | $57,933 |
| STARBUCKS CORP. CMN | $20,093 | $17,986 |
| SOFTBANK GRP CORP UNSPONSORED ADR CMN | $13,618 | $13,817 |
| STATE STREET CORPORATION (NEW) CMN | $7,855 | $8,250 |
| STRAUMANN HOLDING AG UNSPONSORED ADR CMN | $6,279 | $5,479 |
| SUMITOMO CHEMICAL COMPANY, LIM UNSPONSORED ADR CMN | $5,570 | $3,988 |
| SUMITOMO MITSUI FINANCIAL GRP SPONSORED ADR CMN | $1,660 | $1,699 |
| SUN HUNG KAI PROP LTD SPON ADR SPONSORED ADR CMN | $15,432 | $17,524 |
| SUNTORY BEVERAGE & FOOD LTD ADR CMN | $11,137 | $12,247 |
| SUZUKI MOTOR CORPORATION UNSPONSORED ADR CMN | $5,508 | $5,317 |
| SWATCH GROUP SA (THE) ADR CMN | $4,210 | $3,237 |
| STELLANTIS NV CMN | $5,028 | $6,723 |
| SEA LIMITED SPONSORED ADR CMN | $7,025 | $4,266 |
| SOFTBANK CORP. ADR CMN | $7,565 | $5,999 |
| SMURFIT KAPPA GROUP PUBLIC LIM ADR CMN | $4,603 | $4,721 |
| SEKISUI HOUSE, LTD SPONSORED ADR CMN | $6,453 | $5,252 |
| SEMPRA ENERGY CMN | $19,830 | $25,065 |
| SEVEN & I HOLDINGS CO., LTD. UNSPONSORED ADR CMN | $8,491 | $9,823 |
| SGS SA ADR CMN | $5,334 | $4,648 |
| SHIMANO INC. ADR CMN | $5,213 | $5,257 |
| SHIN-ETSU CHEMICAL CO., LTD. UNSPONSORED ADR CMN | $12,590 | $14,018 |
| SHIONOGI & CO., LTD. UNSPONSORED ADR CMN | $4,106 | $4,193 |
| SHISEIDO CO., LTD. SPONSORED ADR CMN | $8,402 | $6,089 |
| SIEMENS AKTIENGESELLSCHAFT SPONSORED ADR CMN | $24,860 | $26,565 |
| SIEMENS HEALTHINEERS AG ADR CMN | $2,837 | $3,042 |
| SIKA AG ADR CMN | $8,402 | $10,783 |
| SIMON PROPERTY GROUP INC CMN | $26,547 | $21,029 |
| SINGAPORE EXCHANGE LIMITED UNSPONSORED ADR CMN | $1,505 | $1,401 |
| SINGAPORE TELECOMMUNICATIONS L SPONSORED ADR CMN | $5,870 | $4,503 |
| SKF AB SPONSORED ADR SWKR 12.50 | $5,679 | $4,414 |
| SMC CORPORATION SPONSORED ADR CMN | $8,531 | $8,425 |
| SMITH & NEPHEW PLC ADR CMN | $13,695 | $9,062 |
| SIEMENS ENERGY AG ADR CMN | $4,001 | $2,063 |
| PRINCIPAL FINANCIAL GROUP, INC CMN | $8,242 | $11,497 |
| PNC FINANCIAL SERVICES GROUP, CMN | $26,802 | $34,273 |
| MOWI ASA SPONSORED ADR CMN | $6,701 | $4,600 |
| MS&AD INSURANCE GROUP HOLDINGS ADR CMN | $7,759 | $7,459 |
| MSCI INC. CMN | $11,059 | $21,398 |
| MUENCHENER RUECKVERSICHERUNGS- UNSPONSORED ADR CMN | $10,708 | $12,004 |
| MURATA MANUFACTURING CO., LTD. UNSPONSORED ADR CMN | $12,685 | $10,536 |
| NASDAQ INC. CMN | $6,190 | $12,699 |
| NATIONAL GRID PLC SPONSORED ADR CMN | $25,706 | $25,380 |
| MOSAIC COMPANY (THE) CMN | $3,520 | $7,721 |
| NATWEST GROUP PLC ADR CMN | $8,046 | $8,857 |
| NESTLE SA SPONSORED ADR (REP 1/20 CHF 10 REGD SHS) | $71,225 | $77,819 |
| NEWCREST MINING LIMITED SPONSORED ADR CMN | $13,625 | $9,392 |
| NEWMONT CORP CMN | $18,014 | $18,927 |
| NEXTERA ENERGY, INC. CMN | $83,667 | $84,603 |
| NEXON CO LTD ADR CMN | $5,217 | $3,573 |
| NICE SYSTEMS LTD 1 ADR REPRESENTS 1 ORD SH | $3,260 | $4,038 |
| MORGAN STANLEY CMN | $33,935 | $65,040 |
| MONOTARO CO LTD ADR CMN | $5,281 | $2,793 |
| MERCEDES-BENZ GROUP AG ADR CMN | $10,088 | $13,761 |
| MERCK & CO., INC. CMN | $87,110 | $144,731 |
| MERCK KGAA SPONSORED ADR CMN | $3,638 | $5,406 |
| METLIFE, INC. CMN | $17,280 | $27,935 |
| METTLER-TOLEDO INTL CMN | $8,375 | $17,345 |
| MGM RESORTS INTERNATIONAL CMN | $5,043 | $5,063 |
| MICROCHIP TECHNOLOGY INCORPORA CMN | $20,960 | $19,670 |
| MOODY'S CORPORATION CMN | $13,027 | $25,354 |
| MICRON TECHNOLOGY, INC. CMN | $23,530 | $28,755 |
| MINEBEA MITSUMI INC SPONSORED ADR CMN | $5,200 | $3,555 |
| MISUMI GROUP INC ADR CMN | $7,109 | $4,975 |
| MITSUBISHI ESTATE LTD ADR ADR CMN | $12,813 | $9,298 |
| MITSUBISHI UFJ FINL GROUP, INC SPONSORED ADR CMN | $18,848 | $24,225 |
| MIZUHO FINANCIAL GROUP, INC. SPONSORED ADR CMN | $14,519 | $13,907 |
| MOHAWK INDUSTRIES INC COMMON STOCK | $5,222 | $2,453 |
| MOLSON COORS BREWING CO CMN CLASS B | $6,372 | $3,812 |
| MONDELEZ INTERNATIONAL, INC. CMN | $29,958 | $48,265 |
| MICROSOFT CORPORATION CMN | $307,171 | $919,950 |
| NIDEC CORPORATION SPONSORED ADR | $10,868 | $7,982 |
| NIKE CLASS-B CMN CLASS B | $37,290 | $76,291 |
| ORKLA A.S.'A' SHS SPON ADR SPONSORED ADR CMN CLASS A | $221 | $158 |
| ORSTED A/S ADR CMN | $7,745 | $6,886 |
| OTSUKA HOLDINGS CO., LTD. ADR CMN | $5,877 | $4,473 |
| OVERSEA-CHINESE BANKING CORP UNSPONSORED | $9,984 | $10,553 |
| PACCAR INC CMN | $13,297 | $17,403 |
| PAN PACIFIC INTNTNAL HOLD CORP ADR CMN | $3,166 | $2,959 |
| ORANGE ADR | $4,284 | $2,994 |
| PANASONIC CORPORATION ADR CMN | $8,822 | $7,229 |
| PARKER-HANNIFIN CORP. CMN | $12,453 | $19,788 |
| PEARSON PLC SPON ADR SPONSORED ADR CMN | $3,030 | $4,519 |
| PEPSICO, INC. CMN | $88,812 | $130,540 |
| PERNOD RICARD UNSPONSORRED ADR CMN | $10,715 | $11,766 |
| PFIZER INC. CMN | $126,469 | $147,520 |
| PANDORA A/S SPONSORED ADR CMN | $1,175 | $1,891 |
| ONEOK INC CMN | $10,442 | $14,848 |
| OMRON CORP. SPONSORED ADR CMN | $7,414 | $5,971 |
| NINTENDO CO LTD (NEW) ADR ADR CMN | $11,250 | $11,866 |
| NIPPON TELEG & TEL SPON ADR SPONSORED ADR CMN (1 ADR = 1/2 COMMON SHS) | $8,695 | $9,666 |
| NITORI HOLDINGS CO., LTD. ADR CMN | $4,789 | $2,795 |
| NITTO DENKO CORP. ADR CMN | $6,790 | $4,523 |
| NN GROUP NV ADR CMN | $3,794 | $3,827 |
| NOKIA CORPORATION SPONSORED ADR CMN | $2,630 | $3,014 |
| NOMURA HOLDINGS, INC. SPONSORED ADR CMN | $4,978 | $6,399 |
| NORFOLK SOUTHERN CORP CMN | $16,636 | $29,817 |
| NORTHERN TRUST CORP CMN | $12,654 | $12,494 |
| NOVARTIS AG-ADR SPONSORED ADR CMN | $47,149 | $46,539 |
| NOVO-NORDISK A/S ADR ADR CMN | $23,380 | $55,625 |
| NOVOZYMES AS UNSPONSORED ADR CMN | $2,944 | $3,131 |
| NVIDIA CORPORATION CMN | $59,295 | $188,959 |
| OCADO GROUP PLC SPONSORED ADR CMN | $7,056 | $4,140 |
| OLYMPUS CORPORATION SPONSORED ADR CMN | $4,894 | $5,972 |
| SWEDBANK A B ADR CMN | $2,658 | $2,843 |
| SWISS LIFE HLDG ADR CMN | $5,351 | $6,449 |
| SWISS RE LTD SPONSORED ADR CMN | $5,904 | $6,184 |
| SWISSCOM AMERICAN DEPOSITARY SHARES | $9,699 | $8,039 |
| CONSTELLATION ENERGY CORP CMN | $5,526 | $14,052 |
| DAIFUKU CO., LTD. ADR CMN | $3,382 | $3,138 |
| DAIMLER TRUCK HOLDING AG SPONSORED ADR CMN | $1,160 | $1,359 |
| DEUTSCHE BANK AG CMN | $5,777 | $7,788 |
| DOLLAR TREE STORES, INC. CMN | $16,744 | $15,134 |
| DOW INC CMN | $24,453 | $19,199 |
| DR. ING. H.C. F. PORSCHE AKTIE ADR CMN | $3,351 | $3,150 |
| DXC TECHNOLOGY COMPANY CMN | $6,946 | $2,862 |
| CNH INDUSTRIAL N.V. CMN | $2,943 | $3,999 |
| ELEVANCE HEALTH INC CMN | $27,131 | $63,608 |
| EXTRA SPACE STORAGE INC. CMN | $12,895 | $9,714 |
| FERROVIAL S A ADR CMN | $3,084 | $3,291 |
| FRANKLIN RESOURCES INC CMN | $6,615 | $6,216 |
| GALAXY ENTERTAINMENT GROUP LTD ADR CMN | $1,851 | $2,149 |
| GETINGE AB UNSPONSORED ADR CMN | $2,202 | $2,657 |
| GRAB HOLDINGS LIMITED CMN | $597 | $747 |
| GSK PLC ADR CMN | $28,134 | $21,111 |
| HALEON PLC SPONSORED ADR CMN | $7,051 | $6,797 |
| EURONEXT N.V. ADR CMN | $2,633 | $2,805 |
| INTUIT INC CMN | $68,543 | $56,048 |
| CME GROUP INC. CMN CLASS A | $35,637 | $32,115 |
| CAESARS ENTERTAINMENT INC CMN | $8,671 | $4,493 |
| YAMAHA CORPORATION SPONSORED ADR CMN | $4,248 | $2,610 |
| YARA INTERNATIONAL ASA SPONSORED ADR CMN | $3,987 | $4,546 |
| YASKAWA ELECTRIC CORP ADR CMN | $3,727 | $3,010 |
| YUM BRANDS, INC. CMN | $9,742 | $15,754 |
| Z HOLDINGS CORPORATION ADR CMN | $7,666 | $2,828 |
| ZALANDO SE ADR CMN | $4,141 | $3,074 |
| ZIMMER BIOMET HOLDINGS INC | $14,502 | $14,179 |
| ZURICH INS GROUP LTD SPONSORED ADR CMN | $16,540 | $19,122 |
| CHECK POINT SOFTWARE TECH. LTD ORDINARY SHARES | $1,529 | $1,514 |
| AENA SME SA ADR CMN | $3,814 | $3,005 |
| ALEXANDRIA REAL ESTATE EQUITIES, INC. | $14,158 | $11,457 |
| AMERICAN INTL GROUP, INC. CMN | $25,271 | $25,549 |
| ASM INTERNATIONAL N.V. ADR CMN SERIES REG SHARES | $4,119 | $3,772 |
| AVERY DENNISON CORPORATION CMN | $7,916 | $8,145 |
| BANDAI NAMCO HOLDINGS INC. ADR CMN | $4,300 | $4,096 |
| BAXTER INTERNATIONAL INC CMN | $19,254 | $12,815 |
| BOLIDEN AB (PUBL) UNSPONSORED ADR CMN | $6,667 | $7,435 |
| C.H. ROBINSON WORLDWIDE, INC. CMN | $5,536 | $4,793 |
| AEON CO., LTD ADR CMN | $4,322 | $4,872 |
| J B HUNT TRANS SVCS INC CMN | $8,354 | $6,800 |
| JAPAN EXCHANGE GROUP, INC. ADR CMN | $6,455 | $3,667 |
| JUNIPER NETWORKS, INC. CMN | $4,388 | $3,931 |
| SIG COMBIBLOC GROUP AG ADR CMN | $1,738 | $1,899 |
| SKANSKA AB SPONSORED ADR CMN | $2,727 | $2,740 |
| SOMPO JAPAN NIPPONKOA HLDGS IN ADR CMN | $5,384 | $5,285 |
| STORA ENSO OYJ SPONSORED ADR CMN | $138 | $140 |
| TERUMO CORPORATION ADR CMN | $5,274 | $4,968 |
| TESLA, INC. CMN | $450,829 | $169,126 |
| TOTO LTD (ADR) SPONSORED ADR CMN | $1,209 | $1,228 |
| TOWER SEMICONDUCTOR LTD CMN | $1,908 | $1,771 |
| SEEK LTD ADR CMN | $5,721 | $4,944 |
| TRACTOR SUPPLY COMPANY CMN | $11,803 | $11,473 |
| VAT GROUP AG ADR CMN | $2,452 | $2,186 |
| W.R. BERKLEY CORPORATION CMN | $4,847 | $5,152 |
| WALMART INC CMN | $106,761 | $105,624 |
| WESTERN DIGITAL CORPORATION CMN | $7,958 | $5,048 |
| WEYERHAEUSER COMPANY CMN | $14,398 | $11,780 |
| XINYI GLASS HLDGS LTD ADR CMN | $1,569 | $2,012 |
| YAMAHA MOTOR CO., LTD. UNSPONSORED ADR CMN | $1,402 | $1,597 |
| ZIM INTEGRATED SHIPPING SERVIC CMN | $3,908 | $1,461 |
| UNIVERSAL MUSIC GROUP NV ADR CMN | $4,830 | $5,309 |
| SARTORIUS AKTIENGESELLSCHAFT ADR CMN | $3,542 | $3,548 |
| SALMAR ASA ADR CMN | $3,344 | $1,914 |
| RENTOKIL INITIAL PLC ADR + SPONSORED ADR CMN | $14,050 | $14,481 |
| KEURIG DR PEPPER INC CMN | $15,203 | $14,478 |
| KINGSPAN GROUP PUBLIC LIMITED UNSPONSRED ADR CMN | $5,023 | $4,804 |
| KOITO MFG CO LTD ADR CMN | $1,846 | $1,897 |
| MARSH & MCLENNAN CO INC CMN | $40,653 | $41,370 |
| MITSUI FUDOSAN CO., LTD. UNSPONSORED ADR CMN | $10,456 | $9,177 |
| MOTOROLA SOLUTIONS INC CMN | $19,835 | $21,980 |
| NATIONAL AUSTRALIA BANK LIMITE SPONSORED ADR (NEW) | $27,813 | $26,665 |
| NESTE OYJ UNSPONSORED ADR CMN | $4,082 | $5,556 |
| NEXI S.P.A. ADR CMN | $4,439 | $1,965 |
| NIPPON YUSEN KABUSHIKI KAISHA ADR CMN | $5,436 | $5,492 |
| NOMURA RESEARCH INSTITUTE, LTD ADR CMN | $5,541 | $5,406 |
| NORDEA BANK ABP SPONSORED ADR CMN | $17,136 | $14,933 |
| NORWEGIAN CRUISE LINE HLDG LTD CMN | $4,319 | $2,681 |
| NXP SEMICONDUCTORS N.V. CMN | $25,341 | $21,272 |
| ON SEMICONDUCTOR CORPORATION CMN | $16,378 | $14,906 |
| ORACLE CORPORATION CMN | $63,602 | $63,675 |
| PACKAGING CORP OF AMERICA COMMON STOCK | $7,212 | $6,071 |
| PAYPAL HOLDINGS, INC. CMN | $70,725 | $42,874 |
| PUBLIC STORAGE CMN | $23,860 | $21,855 |
| XYLEM INC. CMN | $5,637 | $9,509 |
| WORLDLINE SA ADR CMN | $8,409 | $3,587 |
| THE HERSHEY COMPANY CMN | $8,228 | $17,368 |
| THE HOME DEPOT, INC. CMN | $98,084 | $168,038 |
| THE KRAFT HEINZ CO CMN | $13,041 | $16,365 |
| THE TRAVELERS COMPANIES, INC CMN | $14,720 | $23,061 |
| THE WILLIAMS COMPANIES, INC. CMN | $10,633 | $20,299 |
| TJX COMPANIES INC (NEW) CMN | $26,148 | $49,511 |
| TOKIO MARINE HOLDINGS, INC. ADR CMN | $11,144 | $13,136 |
| THE BANK OF NY MELLON CORP CMN | $21,099 | $19,392 |
| TOKYO ELECTRON LIMITED UNSPONSORED ADR CMN | $10,570 | $13,849 |
| TOSHIBA CORPORATION UNSPONSORED ADR CMN | $4,317 | $4,431 |
| TOYOTA MOTOR CORPORATION SPON ADR | $37,167 | $35,647 |
| TRANE TECHNOLOGIES PUBLIC LIMI CMN | $9,032 | $20,339 |
| TREASURY WINE ESTATES LIMITED SPONSORED ADR CMN | $5,145 | $3,904 |
| TREND MICRO INCORPORATED SPONSORED ADR CMN | $4,410 | $3,608 |
| TRUIST FINANCIAL CORPORATION CMN | $26,724 | $29,433 |
| TORAY INDUSTRIES INC ADR ADR CMN | $3,844 | $3,149 |
| U.S. BANCORP CMN | $37,495 | $32,979 |
| TEXAS INSTRUMENTS INC. CMN | $47,527 | $78,645 |
| TERNA RETE ELETTRICA NAZIONALE ADR CMN | $5,394 | $6,053 |
| SYLVAMO CORPORATION CMN | $2,658 | $2,738 |
| SYMRISE AG UNSPONSORED ADR CMN | $4,527 | $4,882 |
| SYNCHRONY FINANCIAL CMN | $5,973 | $8,478 |
| SYSMEX CORPORATION ADR CMN | $5,016 | $4,425 |
| T. ROWE PRICE GROUP, INC. CMN | $13,314 | $15,923 |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADR CMN | $15,148 | $11,918 |
| TARGET CORPORATION CMN | $13,197 | $36,068 |
| TEVA PHARMACEUTICAL IND LTD ADS | $2,889 | $2,782 |
| TDK CORPORATION (ADR) ADR | $7,583 | $6,505 |
| TECHTRONIC INDS LTD SPONSORED ADR CMN | $3,703 | $5,078 |
| TELEFONICA S.A. ADR SPONSORED ADR CMN | $8,403 | $5,736 |
| TELENOR ASA AMERICAN DEPOSITARY SHARES 1 ADS = 3 ORDS | $8,296 | $4,324 |
| TELEPERFORMANCE UNSPONSORED ADR CMN | $4,321 | $4,278 |
| TELSTRA CORP ADR (FINAL) SPONSORED ADR CMN | $6,528 | $6,886 |
| TEMENOS AG SPONSORED ADR CMN | $4,206 | $1,755 |
| TENARIS SA SPONSORED ADR CMN | $2,154 | $3,762 |
| TE CONNECTIVITY LTD CMN | $13,159 | $19,516 |
| UBISOFT ENTERTAINMENT UNSPONSORED ADR CMN | $2,664 | $1,127 |
| UBS GROUP AG CMN | $14,586 | $23,338 |
| UCB S.A. (UNION CHIMIQUE BELGE UNSPONSORED ADR CMN | $3,592 | $2,434 |
| VODAFONE GROUP PLC ADR CMN | $23,189 | $12,930 |
| VONOVIA SE ADR CMN | $28,066 | $16,873 |
| W.W. GRAINGER INC CMN | $4,684 | $11,681 |
| WALGREENS BOOTS ALLIANCE, INC. CMN | $15,367 | $13,487 |
| WALT DISNEY COMPANY (THE) CMN | $98,323 | $81,928 |
| WASTE MANAGEMENT INC CMN | $23,952 | $30,278 |
| WATERS CORPORATION COMMON STOCK | $5,566 | $9,935 |
| WELLS FARGO & CO (NEW) CMN | $91,820 | $81,424 |
| VIVENDI ADR CMN | $6,820 | $2,369 |
| WELLTOWER INC. CMN | $16,268 | $14,880 |
| WEST JAPAN RAILWAY COMPANY UNSPONSORED ADR (JAPAN) | $4,637 | $4,168 |
| WESTROCK COMPANY CMN | $7,075 | $4,747 |
| WH GROUP LIMITED SPONSORED ADR CMN | $4,289 | $2,955 |
| WHIRLPOOL CORP. CMN | $4,571 | $3,819 |
| WIX .COM CMN | $2,634 | $1,613 |
| WOLTERS KLUWER NV SPONSORED ADR CMN | $5,111 | $7,512 |
| WESFARMERS LIMITED ADR CMN | $16,980 | $18,369 |
| VISA INC. CMN CLASS A | $176,513 | $176,180 |
| VINCI SA ADR CMN | $17,168 | $15,432 |
| VIATRIS INC CMN | $9,835 | $6,845 |
| UMICORE GROUP UNSPON ADR CMN | $3,154 | $2,454 |
| UNILEVER PLC (NEW) SPONSORED ADR CMN | $37,635 | $33,634 |
| UNION PACIFIC CORP. CMN | $39,912 | $66,262 |
| UNITED AIRLINES HOLDINGS INC CMN | $3,384 | $3,983 |
| UNITED OVERSEAS BK LTD SPONSORED ADR CMN | $43,667 | $65,016 |
| UNITED PARCEL SERVICE, INC. CLASS B COMMON STOCK | $13,131 | $13,151 |
| UNITED RENTALS, INC. CMN | $98,971 | $255,547 |
| UNITEDHEALTH GROUP INCORPORATE CMN | $833 | $722 |
| UOL GROUP LIMITED SPONSORED ADR CMN | $5,096 | $6,002 |
| UPM-KYMMENE OYJ ADR CMN | $4,302 | $2,317 |
| VENTAS, INC. CMN | $12,661 | $9,237 |
| VENTURE CORPORATION LIMITED UNSPONSORED ADR CMN | $458 | $382 |
| VEOLIA ENVIRONNEMENT SPONSORED ADR CMN | $7,161 | $6,788 |
| VERISK ANALYTICS, INC. CMN | $13,830 | $13,761 |
| VERIZON COMMUNICATIONS, INC. CMN | $109,768 | $84,986 |
| VESTAS WIND SYSTEMS A/S ADR CMN | $5,361 | $7,918 |
| VF CORP CMN | $9,337 | $4,114 |
| WPP PLC ADR CMN | $18,161 | $14,895 |
| NORDEA BANK ABP SPONSORED ADR CMN | $5,867 | $4,328 |
| MEDIOBANCA - BANCA DI CREDITO UNSPONSORED ADR CMN | $3,784 | $3,154 |
| CATERPILLAR INC (DELAWARE) CMN | $33,395 | $65,400 |
| CBOE GLOBAL MARKETS, INC CMN | $5,337 | $6,399 |
| CBRE GROUP, INC. CMN CLASS A | $6,793 | $13,006 |
| CELLNEX TELECOM SA ADR CMN | $7,406 | $5,049 |
| CENTENE CORPORATION CMN | $19,265 | $24,603 |
| CENTRAL JAPAN RY CO ADR CMN | $13,104 | $7,983 |
| CF INDUSTRIES HOLDINGS, INC. CMN | $4,390 | $8,350 |
| CATALENT, INC. CMN | $9,624 | $3,961 |
| CHARLES SCHWAB CORPORATION CMN | $37,528 | $69,106 |
| MEDTRONIC PUBLIC LIMITED COMPA CMN | $60,362 | $54,370 |
| CHUGAI PHARMACEUTICAL CO., LTD UNSPONSORED ADR CMN | $6,998 | $5,535 |
| CIGNA CORPORATION CMN | $28,928 | $52,683 |
| CISCO SYSTEMS, INC. CMN | $79,993 | $102,569 |
| CITIGROUP INC. CMN | $68,266 | $46,406 |
| CITIZENS FINANCIAL GROUP, INC. CMN | $7,665 | $10,709 |
| CLOROX CO (THE) (DELAWARE) CMN | $9,794 | $8,420 |
| CARRIER GLOBAL CORPORATION CMN | $17,594 | $17,858 |
| BORGWARNER INC. CMN | $4,194 | $3,945 |
| BOSTON PROPERTIES, INC. COMMON STOCK | $9,183 | $5,211 |
| BOSTON SCIENTIFIC CORP. COMMON STOCK | $27,316 | $35,026 |
| BRAMBLES LIMITED SPONSORED ADR CMN | $8,359 | $8,218 |
| BRENNTAG AG ADR CMN | $3,487 | $4,143 |
| BRIDGESTONES CORP. ADR ADR CMN | $6,468 | $6,306 |
| BRISTOL-MYERS SQUIBB COMPANY CMN | $64,797 | $79,433 |
| CARNIVAL CORPORATION CMN | $18,382 | $4,312 |
| BUREAU VERITAS ADR CMN | $4,218 | $3,572 |
| CANON INC ADR SPONSORED ADR CMN | $6,276 | $7,036 |
| CAP GEMINI ADR CMN | $6,035 | $8,155 |
| CAPCOM CO LTD ADR CMN | $2,647 | $2,840 |
| CAPITAL ONE FINANCIAL CORP CMN | $18,857 | $21,009 |
| CARDINAL HEALTH, INC. CMN | $8,428 | $10,290 |
| CARL ZEISS MEDITEC AG ADR CMN | $2,662 | $2,517 |
| CARLSBERG A/S SPONSORED ADR CMN | $3,792 | $3,445 |
| CAMPBELL SOUP CO CMN | $4,293 | $5,335 |
| COCA-COLA COMPANY (THE) CMN | $93,609 | $129,065 |
| COCHLEAR LIMITED UNSPONSORED ADR CMN | $5,801 | $5,399 |
| DANONE SPONSORED ADR CMN | $12,116 | $7,776 |
| DASSAULT SYSTEMES SPONSORED ADR CMN | $6,846 | $7,292 |
| DAVITA INC CMN | $1,693 | $2,091 |
| DBS GROUP HOLDINGS SPONSORED ADR CMN | $10,292 | $13,657 |
| DEERE & COMPANY CMN | $22,906 | $62,344 |
| DELTA AIR LINES, INC. CMN | $15,997 | $11,961 |
| DENSO CORP ADR ADR CMN | $6,408 | $7,331 |
| DENTSU INC. TOKYO UNSPONSORED ADR CMN | $2,723 | $2,744 |
| DEUTSCHE BOERSE AG UNPOSNORED ADR CMN | $8,980 | $9,991 |
| DEUTSCHE LUFTHANSA AG SPONSORED ADR CMN | $2,669 | $1,392 |
| DEUTSCHE POST AG SPONSORED ADR CMN | $8,580 | $8,823 |
| DEUTSCHE TELEKOM AG SPONSORED ADR CMN | $14,049 | $17,146 |
| DIAGEO PLC SPON ADR (NEW) SPONSORED ADR CMN | $34,946 | $37,776 |
| DIGITAL REALTY TRUST, INC. CMN | $18,214 | $14,716 |
| DISCO CORP ADR CMN | $4,256 | $4,864 |
| DAIWA HOUSE IND LTD (ADR) ADR CMN | $9,811 | $7,416 |
| DAIICHI SANKYO CO LTD SPONSORED ADR CMN | $10,063 | $15,139 |
| COLGATE-PALMOLIVE CO CMN | $30,611 | $33,958 |
| COLOPLAST A/S ADR CMN | $3,999 | $3,846 |
| COMCAST CORPORATION CMN CLASS A VOTING | $91,162 | $78,787 |
| COMERICA INCORPORATED CMN | $3,323 | $3,241 |
| COMMONWEALTH BANK OF AUSTRALIA SPONSORED ADR CMN SERIES | $33,017 | $40,773 |
| COMPAGNIE DE SAINT-GOBAIN UNSPONSORED ADR CMN | $7,860 | $7,211 |
| COMPAGNIE FINANCIERE RICHEMONT UNSPONSORED ADR CMN | $15,489 | $17,754 |
| COMPAGNIE GENERALE DES ETABLIS UNSPONSORED ADR CMN | $5,310 | $5,019 |
| CONTINENTAL AKTIENGESELLSCHAFT ADR | $1,510 | $717 |
| COVESTRO AG SPONSORED ADR CMN | $2,266 | $2,028 |
| CREDIT SUISSE AG LINKED TO MSCI EAFE BUFFERED CAPPED BETA, 2002.23 STRUCTURE | $19,761 | $4,934 |
| CRH PLC SPON ADR ADR CMN | $15,237 | $15,598 |
| CSL LIMITED SPONSORED ADR CMN | $30,353 | $29,857 |
| CSX CORPORATION CMN | $20,782 | $34,202 |
| CVS HEALTH CORP CMN | $52,055 | $63,090 |
| CYBERARK SOFTWARE LTD. CMN | $2,189 | $2,334 |
| DAI NIPPON PRINTING LTD SPONSORED ADR CMN | $4,796 | $3,475 |
| BOC HONG KONG (HOLDINGS) LTD ADR | $3,038 | $3,476 |
| DNB ASA SPONSORED ADR CMN | $8,198 | $9,198 |
| BNP PARIBAS LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOTE DUE | $19,156 | $19,721 |
| BLACKROCK, INC. CMN | $40,218 | $60,942 |
| AKAMAI TECHNOLOGIES, INC. CMN | $4,186 | $5,564 |
| AKTIEBOLAGET ELECTROLUX ADR SPONSORED CL B | $4,767 | $2,594 |
| AKZO NOBEL N.V. SPONSORED ADR CMN | $5,375 | $3,739 |
| ALASKA AIR GROUP INC(DEL HLDG) CMN | $4,827 | $3,221 |
| ALBEMARLE CORP CMN | $9,088 | $13,253 |
| ALCON, INC. CMN | $7,240 | $8,706 |
| ALFA LAVAL AB UNSPONSORED ADR CMN | $3,837 | $4,364 |
| ALLIANZ SE ADR CMN | $22,636 | $19,940 |
| AJINOMOTO INC (ADR) ADR CMN | $4,402 | $4,491 |
| ALLSTATE CORPORATION COMMON STOCK | $13,047 | $19,103 |
| ALPHABET INC. CMN CLASS C | $150,120 | $245,427 |
| AMADEUS IT GROUP SA ADR CMN | $8,065 | $6,166 |
| AMAZON.COM INC CMN | $391,090 | $384,216 |
| AMBU A/S ADR CMN | $7,528 | $9,266 |
| AMCOR PLC CMN | $10,423 | $4,223 |
| AMERICAN AIRLINES GROUP INC CMN | $27,390 | $45,507 |
| AMERICAN EXPRESS CO. CMN | $46,727 | $51,648 |
| AMERICAN TOWER CORPORATION CMN | $11,122 | $14,480 |
| ALPHABET INC. CMN CLASS A | $174,208 | $272,719 |
| AMERICAN WATER WORKS CO, INC. CMN | $11,987 | $24,287 |
| AIR PRODUCTS & CHEMICALS INC CMN | $17,130 | $34,397 |
| AIA GROUP LIMITED SPONSORED ADR CMN SERIES | $31,513 | $33,363 |
| A.P. MOLLER - MAERSK A/S ADR CMN | $2,466 | $2,242 |
| ABB LTD SPONSORED ADR CMN | $6,981 | $9,168 |
| ABBOTT LABORATORIES CMN | $59,454 | $99,580 |
| ABBVIE INC CMN | $76,534 | $147,388 |
| ABN AMRO BANK N.V. ADR CMN | $3,010 | $2,386 |
| ACCENTURE PLC CMN | $45,330 | $87,257 |
| ADECCO GRP AG ADR CMN | $5,382 | $2,864 |
| ADIDAS AG ADR CMN | $14,526 | $6,121 |
| AIR LIQUIDE SA ADR CMN | $16,625 | $18,511 |
| ADOBE INC CMN | $61,273 | $81,104 |
| ADVANTEST CORPORATION SPONSORED ADR CMN | $5,962 | $4,177 |
| ADYEN N.V. ADR CMN | $15,165 | $9,625 |
| AEGON N V AMER REG ADR CMN | $2,345 | $2,797 |
| AERCAP HOLDINGS NV ORD CMN | $479 | $700 |
| AFLAC INCORPORATED CMN | $13,535 | $23,309 |
| AGEAS SPONSORED ADR CMN | $3,239 | $2,520 |
| AGILENT TECHNOLOGIES, INC. CMN | $11,618 | $23,980 |
| ADVANCED MICRO DEVICES, INC, CMN | $57,739 | $53,759 |
| AMERIPRISE FINANCIAL, INC. CMN | $7,721 | $12,925 |
| AMERISOURCEBERGEN COPRORATION CMN | $56,198 | $74,852 |
| AMGEN INC. CMN | $33,747 | $43,304 |
| ATLAS COPCO AB SPONS ADR NEW REPSTG COM SER-A | $9,648 | $11,330 |
| AUTODESK INC CMN | $18,537 | $21,677 |
| AVALONBAY COMMUNITIES INC CMN | $14,329 | $12,559 |
| AXA-UAP AMERICAN DEPOSITARY SHARES | $11,968 | $12,458 |
| BAKER HUGHES,A GE CO CMN | $13,292 | $14,824 |
| BALL CORPORATION CMN | $8,621 | $8,694 |
| ATLAS COPCO AB SPONS ADR NEW REPSTG CL-B | $6,582 | $7,837 |
| BANCO BILBAO VIZCAYA S A ADR SPONSORED ADR CMN USD0.3296 | $8,196 | $9,941 |
| BANK OF AMERICA CORP CMN | $89,450 | $120,623 |
| BARCLAYS BANK PLC LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA 2090.54 STRUC | $15,514 | $13,447 |
| BAYERISCHE MOTOREN WERKE AKTIE SPONSORED ADR CMN | $6,099 | $6,318 |
| BECTON, DICKINSON AND COMPANY CMN | $30,652 | $37,128 |
| BEIERSDORF AG UNSPONSORED ADR CMN | $2,505 | $2,517 |
| BEST BUY CO INC CMN | $6,924 | $8,596 |
| BIOGEN INC. CMN | $23,353 | $20,769 |
| BANCO SANTANDER, S.A. SPON ADR | $18,297 | $13,936 |
| AT&T INC CMN | $102,343 | $66,534 |
| ASX LIMITED UNSPONSORED ADR CMN | $8,163 | $6,873 |
| ANALOG DEVICES, INC. CMN | $16,223 | $13,209 |
| AON PLC CMN | $17,212 | $33,015 |
| APPLE INC. CMN | $319,639 | $1,012,285 |
| APPLIED MATERIALS INC CMN | $20,434 | $44,016 |
| APTIV PLC CMN | $11,070 | $12,759 |
| ARCHER-DANIELS-MIDLAND COMPANY CMN | $14,033 | $27,948 |
| ARGENX SE SPONSORED ADR CMN | $3,392 | $5,303 |
| ARKEMA FRANCE SPONSORED ADR CMN | $4,036 | $2,954 |
| ASHAI KASEI CORP ADR CMN | $4,053 | $3,268 |
| ASML HOLDING N.V. ADR CMN | $29,316 | $54,640 |
| ASSA ABLOY AB UNSPONSORED ADR (SWEDEN) | $11,690 | $10,541 |
| ASSURANT, INC. CMN | $2,418 | $2,876 |
| ASTELLAS PHARMA INC. UNSPONSORED ADR CMN | $9,282 | $8,181 |
| ASTRAZENECA PLC SPONS ADR SPONSORED ADR CMN | $41,103 | $56,681 |
| BLUESCOPE STEEL LTD ADR CMN | $5,804 | $4,568 |
| DOMINION ENERGY INC CMN | $34,131 | $26,674 |
| CHUBB LTD CMN | $32,384 | $50,043 |
| DSV PANALPINA A/S UNSPONSORED ADR CMN | $5,917 | $8,340 |
| INVESCO LTD. CMN | $8,235 | $6,171 |
| IRON MOUNTAIN INCORPORATED CMN | $6,488 | $8,369 |
| ISHARES RUSSELL 2000 ETF | $1,587,019 | $1,963,991 |
| ISUZU MOTORS LTD ADR ADR CMN | $2,063 | $2,310 |
| JAMES HARDIE INDUSTRIES PLC SPONSORED ADR CMN | $5,809 | $6,745 |
| JAPAN AIRLINES CO., LTD. ADR CMN | $3,989 | $2,758 |
| INTL.FLAVORS & FRAGRANCE CMN | $17,298 | $13,523 |
| JERONIMO MARTINS SGPS SA UNSPONSORED ADR CMN | $1,941 | $2,024 |
| JOHNSON & JOHNSON CMN | $182,218 | $238,301 |
| JOHNSON CONTROLS INTERNATIONAL CMN | $14,488 | $23,392 |
| JPMORGAN CHASE & CO CMN | $136,157 | $200,882 |
| JUST EAT TAKEAWAY.COM N.V . SPONSORED ADR CMN | $8,889 | $2,129 |
| KAO CORPORATION ADR CMN | $11,485 | $5,947 |
| MARRIOTT INTERNATIONAL, INC CMN CLASS A | $14,404 | $20,696 |
| KBC GROUP NV UNSPONSORED ADR CMN | $8,677 | $7,502 |
| KDDI CORPORATION UNSPONSORED ADR CMN | $13,943 | $14,305 |
| INTL BUSINESS MACHINES CORP CMN | $61,910 | $64,669 |
| INTERPUBLIC GROUP COS CMN | $3,857 | $6,096 |
| IBERDROLA SOCIEDAD ANONIMA SPONSORED ADR CMN | $17,426 | $19,457 |
| ILLINOIS TOOL WORKS CMN | $25,372 | $32,133 |
| ILLUMINA, INC CMN | $26,675 | $16,580 |
| INDUSTRIA DE DISENO TEXTIL, S. ADR CMN | $11,611 | $9,017 |
| INFINEON TECHNOLOGIES AG - ADR SPONSORED ADR CMN 1 ADR = 1 SHARE | $6,578 | $8,647 |
| ING GROEP N.V. SPONS ADR SPONSORED ADR CMN | $12,103 | $13,192 |
| INTESA SANPAOLO SPA SPONSORED ADR CMN | $14,508 | $12,614 |
| MAKITA CORP SPONS. (ADR) SPONSORED ADR CMN | $6,127 | $2,871 |
| MCCORMICK & CO NON VTG SHRS CMN | $6,515 | $10,160 |
| MASTERCARD INCORPORATED CMN CLASS A | $135,567 | $155,783 |
| INGERSOLL RAND INC CMN | $9,386 | $10,346 |
| INTEL CORPORATION CMN | $74,122 | $55,952 |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADR CMN | $16,565 | $15,799 |
| INTERNATIONAL PAPER CO. CMN | $9,985 | $6,614 |
| HUSQVARNA AB SPONSORED ADR CMN | $5,033 | $2,611 |
| KELLOGG COMPANY CMN | $6,895 | $7,623 |
| KERRY GROUP PUBLIC LIMITED COM SPONSORED ADR CMN | $10,789 | $7,192 |
| LASERTEC CORPORATION ADR CMN | $5,368 | $3,631 |
| LAZARD EMERGING MARKETS EQUITY PORTFOLIO INSTL SHARES MUTUAL FUND CLASS INS | $353,922 | $281,808 |
| LEGRAND SA ADR CMN | $4,783 | $4,711 |
| LINCOLN NATL.CORP.INC. CMN | $5,460 | $2,611 |
| LINDE PLC CMN | $45,272 | $84,154 |
| LIXIL GROUP CORPORATION ADR CMN | $4,812 | $3,094 |
| LLOYDS BANKING GROUP PLC SPONSORED ADR CMN | $23,734 | $18,154 |
| LAS VEGAS SANDS CORP. CMN | $7,571 | $7,883 |
| LONZA GROUP AG UNSPONSORED ADR CMN | $7,934 | $10,774 |
| LOREAL CO (ADR) ADR CMN | $17,149 | $21,362 |
| LOWES COMPANIES INC CMN | $29,241 | $65,550 |
| LVMH MOET HENNESSY LOUIS VUITTON S.A. ADR CMN | $30,910 | $50,068 |
| LYONDELLBASELL INDUSTRIES N.V. CMN CLASS A | $13,739 | $11,541 |
| M3, INC. ADR CMN | $11,118 | $4,637 |
| MACQUARIE GROUP LIMITED ADR CMN | $15,610 | $18,569 |
| LOGITECH INTERNATIONAL S.A. ORD CMN | $2,852 | $2,677 |
| KERING ADR CMN | $13,202 | $10,657 |
| LAM RESEARCH CORPORATION CMN | $15,672 | $30,386 |
| KESKO OYJ UNSPONSORED ADR CMN REPRESENTING B SHARES (FINLAND | $4,649 | $4,005 |
| KEYCORP CMN | $8,218 | $8,414 |
| KEYSIGHT TECHNOLOGIES, INC. CMN | $8,055 | $15,054 |
| KIMBERLY-CLARK CORPORATION CMN | $18,857 | $21,084 |
| KIMCO REALTY CORPORATION CMN | $6,044 | $6,884 |
| KINDER MORGAN INC CMN CLASS P | $13,223 | $18,152 |
| KIRIN HOLDINGS COMPANY, LIMITE SPONSORED ADR CMN | $5,197 | $4,187 |
| KLA CORP CMN | $21,389 | $27,146 |
| KONE OYJ UNSPONSORED ADR CMN REPRESENTING B SHARES (FINLAND | $3,973 | $3,196 |
| KONINKLIJKE AHOLD N.V. SPONSORED ADR CMN | $6,866 | $7,992 |
| KONINKLIJKE PHILIPS N.V. ADR CMN | $10,036 | $3,163 |
| KOSE CORPORATION ADR CMN | $3,971 | $2,960 |
| KUBOTA CORP ADR ADR CMN | $10,350 | $6,464 |
| KUEHNE & NAGEL INTERNATIONAL A UNSPONSORED ADR CMN | $3,970 | $3,954 |
| KNORR-BREMSE AG ADR CMN | $1,139 | $980 |
| HUNTINGTON BANCSHARES INCORPOR CMN | $10,764 | $10,278 |
| MARATHON PETROLEUM CORPORATION CMN | $14,102 | $29,679 |
| HSBC HOLDINGS PLC SPONSORED ADR CMN | $36,390 | $32,188 |
| FERGUSON PLC CMN | $179 | $179 |
| FERRARI N.V. CMN | $4,853 | $6,212 |
| FIFTH THIRD BANCORP CMN | $8,252 | $10,472 |
| FIRST REPUBLIC BANK CMN SERIES | $9,590 | $10,726 |
| FLUTTER ENTERTAINMENT PUBLIC L ADR CMN | $6,187 | $7,365 |
| FORD MOTOR COMPANY CMN | $22,278 | $24,342 |
| FORTESCUE METALS GROUP LTD SPONSORED ADR CMN | $5,879 | $10,535 |
| FREEPORT-MCMORAN INC CMN | $10,839 | $28,424 |
| FRESENIUS MEDICAL CARE AG & CO KGAA SPONSORED ADR CMN | $2,648 | $1,209 |
| FRESENIUS SE & CO KGAA SPONSORED ADR CMN | $4,241 | $2,185 |
| FUJIFILM HOLDINGS CORPORATION ADR CMN | $5,453 | $5,674 |
| FUJITSU LTD ADR (5 COM) ADR CMN | $6,095 | $8,678 |
| FUTU HOLDINGS LIMITED SPONSORED ADR CMN | $1,777 | $488 |
| FEDEX CORP CMN | $25,268 | $21,445 |
| GENERAL MILLS INC CMN | $16,085 | $24,736 |
| GENERAL MOTORS COMPANY CMN | $29,784 | $25,936 |
| GENMAB A/S SPONSORED ADR CMN | $3,713 | $7,205 |
| GILEAD SCIENCES CMN | $48,407 | $55,116 |
| GIVAUDAN SA ADR CMN | $9,131 | $9,186 |
| GLOBE LIFE INC CMN | $2,431 | $3,617 |
| GQG PARTNERS EMERGING MARKETS EQUITY FUND INSTITUTIONAL | $210,582 | $234,636 |
| GS CLEAN ENERGY INCOME FUND CLASS P | $460,002 | $417,377 |
| HALLIBURTON COMPANY CMN | $16,147 | $18,258 |
| HANG LUNG PROPERTIES LIMITED SPONSORED ADR CMN | $5,944 | $5,416 |
| HANNOVER RUCKVESICHERUNG SE SPONSORED ADR CMN | $4,264 | $4,355 |
| GEBERIT AG ADR CMN | $6,470 | $5,649 |
| FEDERAL RLTY INVT TR SBI CMN | $4,509 | $3,983 |
| FAST RETAILING CO LTD UNSPONSORED ADR CMN | $9,158 | $9,155 |
| FANUC CORPORATION UNSPONSORED ADR CMN | $10,354 | $8,418 |
| E.ON AG SPONSORED ADR CMN | $6,074 | $5,389 |
| EAST JAPAN RAILWAY COMPANY UNSPONSORED ADR (JAPAN) | $7,191 | $6,554 |
| EATON CORP PLC CMN | $16,990 | $33,430 |
| EBAY INC. CMN | $11,058 | $11,570 |
| ECOLAB INC. CMN | $19,809 | $18,846 |
| EDWARDS LIFESCIENCES CORP CMN | $16,880 | $24,174 |
| EISAI CO LTD SPONS ADR SPONSORED ADR CMN | $5,074 | $4,552 |
| ELI LILLY & CO CMN | $43,239 | $148,531 |
| ENAGAS S A UNSPONSORED ADR CMN | $3,392 | $2,393 |
| ENEL SOCIETA PER AZIONI ADR CMN | $25,231 | $12,551 |
| ENERGIAS DE PORTUGAL SA SPONSORED ADR CMN | $8,224 | $7,156 |
| ENGIE SPONSORED ADR CMN | $9,697 | $8,187 |
| ENTERGY CORPORATION CMN | $7,262 | $11,250 |
| EXPEDITORS INTERNATIONAL OF WA CMN | $4,959 | $7,482 |
| EXELON CORPORATION CMN | $14,052 | $22,047 |
| EVOLUTION GAMING GROUP AB (PUB ADR CMN | $3,562 | $5,360 |
| EVERSOURCE ENERGY CMN | $12,757 | $15,175 |
| EVEREST RE GROUP LTD CMN | $4,805 | $6,294 |
| ETSY, INC. CMN | $14,279 | $7,786 |
| HARTFORD FINANCIAL SRVCS GROUP CMN | $8,476 | $12,277 |
| ESTEE LAUDER COS INC CL-A CMN CLASS A | $23,714 | $30,269 |
| ESSEX PROPERTY TRUST INC CMN | $6,989 | $7,280 |
| ERSTE GROUP BANK AG SPONSORED ADR CMN | $6,985 | $5,967 |
| ERICSSON AMERICAN ADR CMN CLASS B | $7,657 | $5,303 |
| EQUITY RESIDENTIAL CMN | $12,497 | $10,852 |
| EQUINIX, INC. REIT | $25,128 | $30,131 |
| EPIROC AB ADR CMN | $3,456 | $5,029 |
| ESSILOR INTERNATIONAL SA ADR CMN | $10,009 | $11,918 |
| HASBRO, INC. CMN | $6,086 | $3,905 |
| HEALTHPEAK PROPERTIES INC CMN | $7,831 | $6,869 |
| HEIDELBERGCEMENT AG ADR CMN | $1,268 | $1,080 |
| HILTON WORLDWIDE HOLDINGS INC. CMN | $10,711 | $18,322 |
| HUMANA INC. CMN | $20,175 | $33,857 |
| HITACHI LTD (ADR 10 COM) ADR CMN | $11,448 | $14,098 |
| HEXAGON AB ADR CMN | $6,214 | $8,034 |
| HOLCIM LTD SPONSORED ADR CMN | $5,236 | $5,382 |
| HONDA MTR LTD (AMER SHS) ADR CMN | $12,007 | $10,264 |
| HONG KONG EXCHANGES & CLEARING UNSPONSORED ADR CMN | $11,575 | $15,251 |
| HOLOGIC INCORPORATED CMN | $7,051 | $9,426 |
| HOYA CORP SPONSORED ADR CMN | $9,264 | $10,207 |
| HP INC. CMN | $9,494 | $13,186 |
| HEWLETT PACKARD ENTERPRISE CO CMN | $9,211 | $10,126 |
| HERMES INTERNATIONAL SA UNSPONSORED ADR CMN | $6,764 | $13,880 |
| HENKEL AG AND CO. KGAA SPONSORED ADR USD0.6392 REPSTG PFD SHARES | $2,224 | $1,527 |
| HEINEKEN N.V. SPONSORED ADR CMN | $7,043 | $6,190 |
| HOST HOTELS & RESORTS INC CMN | $6,473 | $6,008 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (16 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| VINTAGE VIII OFFSHORE SCSP | AT COST | $1,007,437 | $1,893,609 |
| BROAD STREET REAL ESTATE CREDIT PARTNERS II OFFSHORE FEEDER FUND, L.P. | AT COST | $0 | $23,315 |
| DISTRESSED MANAGERS IV OFFSHORE LP | AT COST | $0 | $116,872 |
| HEDGE FUND OPPORTUNITIES LTD CLASS A SERIES 1 | AT COST | $1,500,000 | $1,746,974 |
| IMPRINT THEMATIC OPPORTUNITIES | AT COST | $138,934 | $146,018 |
| LAUNCH OPPORTUNITIES OFFSHORE SCSP | AT COST | $1,031,110 | $1,502,434 |
| PRIVATE EQUITY MANAGERS (IMPACT 2018) OFFSHORE LP | AT COST | $745,363 | $924,412 |
| PRIVATE EQUITY MANAGERS (2017) OFFSHORE SCSP | AT COST | $286,128 | $724,011 |
| PRIVATE EQUITY MANAGERS (2019) OFFSHORE SCSP | AT COST | $519,307 | $2,075,934 |
| PRIVATE EQUITY MANAGERS (IMPACT) OFFSHORE LP | AT COST | $519,307 | $895,068 |
| U.S. REAL PROPERTY INCOME FUND, L.P. | AT COST | $416,621 | $736,688 |
| VINTAGE FUND VI OFFSHORE, L.P. | AT COST | $0 | $372,772 |
| VINTAGE IX B OFFSHORE SCSP | AT COST | $20,000 | $20,000 |
| VINTAGE VII OFFSHORE SCSP | AT COST | $135,285 | $447,975 |
| BROAD STREET REAL ESTATE CREDIT PARTNER III OFFSHORE LP | AT COST | $235,486 | $203,069 |
| GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. / GSCP VINSTITUTIONAL AIV, L.P. | AT COST | $0 | $4,921 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $816 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $816 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES | $105 | $0 | $105 |
| OTHER INVESTMENT EXPENSES | $60,156 | $60,156 | $0 |
| PORTFOLIO DEDUCTIONS FROM FLOW THROUGH ENTITIES | $6,710 | $6,710 | $0 |
| DISTRIBUTION TO QUIMBY FAMILY FOUNDATION | $5,000,000 | $0 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT FEES | CategoryTxt |
| Amt | $200,775 | Amt |
| Net Investment Income | $200,775 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FEDERAL NET INVESTMENT INCOME TAX | CategoryTxt |
| Amt | $22,000 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |