THE NEUBERGER BERMAN FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- THE NEUBERGER BERMAN FOUNDATION (EIN 31-1736689)
- Tax period
- 2021-12-01 to 2022-11-30
- Filed
- 2023-10-16
- IRS object ID
- 202332899349101208
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Contractor Compensation Expln
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-10-16T11:49:37-05:00 | ReturnTs |
| Tax Period End | 2022-11-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARCUM LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 MELVILLE PARK RD | AddressLine1Txt |
| City | MELVILLE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11747 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-12-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 311736689 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE NEUBERGER BERMAN FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % MARIA ANGELOV | InCareOfNm |
| Business Name Control | NEUB | BusinessNameControlTxt |
| Phone | 2124765570 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1290 AVENUE OF THE AMERICAS | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10104 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MARIA ANGELOV | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2124765570 | PhoneNum |
| Signature | 2023-10-15 | SignatureDt |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | MARIA | PersonFirstNm |
| Person Last | ANGELOV | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MARLA ESAN | PreparerPersonNm |
| PTIN | P00367254 | PTIN |
| Phone | 6314144000 | PhoneNum |
| Preparation | 2023-10-15 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $17,391,063 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $10,235,428 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $420,725 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $420,248 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $229,521 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,448,088 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $265,478 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $4,939 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $5,372 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $10,890,613 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $691,098 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Accounting Fees Rev And Expnss | $121,655 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $60,828 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $54,828 | AccountingFeesChrtblPrpsAmt |
| Interest Rev And Expnss | $1,008 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $55 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $8,871 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $24 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $6,139 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $5,124 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $175 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $137,673 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $66,031 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $55,003 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,443,002 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,443,002 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,580,675 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $66,031 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,498,005 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $9,309,938 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $625,067 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $48,039 | CashBOYAmt |
| Cash EOY | $39,677 | CashEOYAmt |
| Cash EOYFMV | $39,677 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $115,782 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $590,933 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $590,933 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $818,108 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $447,023 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $447,023 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $1,643,875 | CorporateStockBOYAmt |
| Corporate Stock EOY | $6,271,757 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $6,271,757 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,338,541 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,798,523 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,798,523 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $4,767,500 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $8,198,180 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $8,198,180 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $90,669 | OtherAssetsBOYAmt |
| Other Assets EOY | $44,970 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $44,970 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $9,822,514 | TotalAssetsBOYAmt |
| Total Assets EOY | $17,391,063 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $17,391,063 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $169,066 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $118,148 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $169,066 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $118,148 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $9,653,448 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $17,272,915 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $9,653,448 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $17,272,915 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $9,822,514 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $17,391,063 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $9,653,448 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $9,309,938 | ExcessRevenueOverExpensesAmt |
| Subtotal | $18,963,386 | SubtotalAmt |
| Other Decreases | $1,690,471 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $17,272,915 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (11 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|
| NB EMPLYEE TRINITY- PASS THROUGH- L/T | $52,381 | $52,381 | $52,381 | |
| NB EMPLYEE TRINITY- PASS THROUGH- S/T | $24 | $24 | $24 | |
| PUBLICLY TRADED SECURITIES- #1400 | $821,720 | -$65,885 | -$65,885 | $887,605 |
| PUBLICLY TRADED SECURITIES- #3755 DONATED STK- TAX GAIN | $39,064 | $39,064 | $39,064 | |
| PUBLICLY TRADED SECURITIES- #4159 | $1,312,764 | -$40,230 | -$40,230 | $1,352,994 |
| PUBLICLY TRADED SECURITIES- #6832 | $156,437 | -$46,850 | -$46,850 | $203,287 |
| PUBLICLY TRADED SECURITIES- #6831 | $572,347 | $44,365 | $44,365 | $527,982 |
| PUBLICLY TRADED SECURITIES- #7682 | $216,470 | $5,728 | $5,728 | $210,742 |
| PUBLICLY TRADED SECURITIES- #7962 | $13,814 | $13,814 | $13,814 | |
| PUBLICLY TRADED SECURITIES- #8729 | $9,608 | $9,608 | $9,608 | |
| LONG TERM CAPITAL GAIN DIVIDENDS | $253,459 | $253,459 | $253,459 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $265,478 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $8,688 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $8,688 | SubtotalAmt |
| Tax Based On Investment Income | $8,688 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $11,000 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $20,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $31,000 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $257 | EsPenaltyAmt |
| Overpayment | $22,055 | OverpaymentAmt |
| Applied To ES Tax | $22,055 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (true) | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARIA ANGELOV | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2124765570 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1290 AVENUE OF THE AMERICAS | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10104 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (true) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (true) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (10 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| DAVID PEDOWITZ | ||||||||
| 1290 AVENUE OF THE AMERICAS | NEW YORK | NY | 10104 | TREASURER | 2.0 | $0 | $0 | $0 |
| ALLISON SALOY | ||||||||
| 1290 AVENUE OF THE AMERICAS | NEW YORK | NY | 10104 | DIRECTOR | 1.0 | $0 | $0 | $0 |
| MARIA ANGELOV | ||||||||
| 1290 AVENUE OF THE AMERICAS | NEW YORK | NY | 10104 | president | 20.0 | $0 | $0 | $0 |
| HEATHER ZUCKERMAN | ||||||||
| 1290 AVENUE OF THE AMERICAS | NEW YORK | NY | 10104 | DIRECTOR | 1.0 | $0 | $0 | $0 |
| JENNIFER LAIRD | ||||||||
| 1290 AVENUE OF THE AMERICAS | NEW YORK | NY | 10104 | DIRECTOR | 1.0 | $0 | $0 | $0 |
| STEVE WRIGHT | ||||||||
| 1290 AVENUE OF THE AMERICAS | NEW YORK | NY | 10104 | DIRECTOR | 1.0 | $0 | $0 | $0 |
| CHRYSTELLE CHARLES-BARRAL | ||||||||
| 1290 AVENUE OF THE AMERICAS | NEW YORK | NY | 10104 | DIRECTOR | 1.0 | $0 | $0 | $0 |
| SEAN WILLIAMSON | ||||||||
| 1290 AVENUE OF THE AMERICAS | NEW YORK | NY | 10104 | EXECUTIVE DIRECTOR | 5.0 | $0 | $0 | $0 |
| PATRICIA MILLER ZOLLAR | ||||||||
| 1290 AVENUE OF THE AMERICAS | NEW YORK | NY | 10104 | DIRECTOR | 1.0 | $0 | $0 | $0 |
| BRIAN JONES | ||||||||
| 1290 AVENUE OF THE AMERICAS | NEW YORK | NY | 10104 | DIRECTOR | 1.0 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARCUM LLP | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1O MELVILLE PARK RD | AddressLine1Txt |
| City | MELVILLE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11747 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | ACCOUNTING SERVICES | ServiceTypeTxt |
| Compensation | $80,655 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $12,861,333 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $242,886 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $322,592 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $13,426,811 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $13,426,811 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $201,402 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $13,225,409 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $661,270 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $661,270 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $8,688 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $8,688 | TotalTaxAmt |
| Distributable Before Adj | $652,582 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $652,582 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $652,582 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,498,005 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $1,498,005 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $652,582 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2019 | PriorYear1Yr |
| Prior Year2 | 2018 | PriorYear2Yr |
| Prior Year3 | 2017 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $668,956 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $880,848 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $914,922 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,163,902 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $931,285 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $4,559,913 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,498,005 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $652,582 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $845,423 | RemainingDistriFromCorpusAmt |
| Total Corpus | $5,405,336 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $668,956 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $4,736,380 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $880,848 | ExcessFromYear4Amt |
| Excess From Year3 | $914,922 | ExcessFromYear3Amt |
| Excess From Year2 | $1,163,902 | ExcessFromYear2Amt |
| Excess From Year1 | $931,285 | ExcessFromYear1Amt |
| Excess From Current Year | $845,423 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NA | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (2 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| SEE STATEMENT E | |||||||
| SEE STATEMENT E | NEW YORK | NY | 10104 | none | PC | SEE STATEMENT E | $1,443,000 |
| PASS THRU K1- CHARITABLE CONTRIBUTIONS PAID | |||||||
| 1290 AVENUES OF THE AMERICAS | NEW YORK | NY | 10104 | NONE | PC | PASS THRU K1 CHARITABLE CONTRIBUTIONS PAID | $2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,443,002 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900099 | BusinessCd |
| Unrelated Business Taxbl Incm | $477 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $420,248 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Income | OtherInvestmentIncomeGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900099 | BusinessCd |
| Unrelated Business Taxbl Incm | $4,108 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $225,413 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (5 entries)
| DescDesc | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|
| PASS THRU K-1: ORDINARY INCOME | -$484 | 18 | -$8 |
| PASS THRU K-1: RENTAL INCOME | $0 | 18 | -$3 |
| PASS THRU K-1: OTHER INCOME | $51 | 18 | $5,383 |
| PASS THRU K-1: OTHER LOSS | 18 | ||
| 3 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $4,152 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $651,033 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $655,185 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (7 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|---|
| NEUBERGER BERMAN GROUP- SEE STMT F | |||||||
| 1 | 1290 Avenue of the Americas | NEW YORK | NY | 10104 | $10,008,864 | Yes (X) | Yes (X) |
| JAMES BAKER | |||||||
| 2 | 1290 AVENUE OF THE AMERICAS | NEW YORK | NY | 10104 | $10,092 | Yes (X) | Yes (X) |
| JUDITH M VALE | |||||||
| 3 | 1290 AVENUES OF THE AMERICAS | NEW YORK | NY | 10104 | $20,822 | Yes (X) | Yes (X) |
| NEUBERGER BERMAN GROUP | |||||||
| 4 | 1290 AVENUES OF THE AMERICAS | new york | NY | 10104 | $21,100 | Yes (X) | |
| ROBERT D'ALELIO | |||||||
| 5 | 1290 AVENUES OF THE AMERICAS | NEW YORK | NY | 10104 | $25,822 | Yes (X) | Yes (X) |
| NEUBERGER BERMAN GROUP | |||||||
| 6 | 1290 AVENUES OF THE AMERICAS | NEW YORK | NY | 10104 | $123,628 | Yes (X) | |
| ROBERT D'ALELIO | |||||||
| 7 | 1290 AVENUE OF THE AMERICAS | NEW YORK | NY | 10104 | $25,000 | Yes (X) | |
Non Cash Property Contribution NonCashPropertyContributionGrp (4 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | SEE STMT F ATTACHED FOR DETAIL- VARIOUS CONTRIBUTION DATES | $10,008,864 | 2022-11-30 |
| 2 | 58SH APPLE | $10,092 | 2021-12-22 |
| 3 | 53SH IDEXX LABORATORIES | $20,822 | 2022-05-31 |
| 5 | 95SH ROGERS CORP | $25,822 | 2021-12-06 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $121,655 | Amt |
| Net Investment Income | $60,828 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $54,828 | DisbursementsCharitablePrpsAmt |
Contractor Compensation Expln ContractorCompensationExpln
Contractor Comp Expln ContractorCompExplnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Person | MARCUM LLP | ContractorPersonNm |
| Explanation | ACCOUNTING SERVICES | ExplanationTxt |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CORP FIXED INC-SEE STMT C-1 | $1,365,417 | $1,365,417 |
| CORP FIXED INC- SEE STMT C-2 | $433,106 | $433,106 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (5 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| MARKETABLE SEC:SEE STMT B-1 | $671,922 | $671,922 |
| MARKETABLE SEC: SMALL CAP QUNT | $1,688,956 | $1,688,956 |
| MARKETABLE SEC: US EQUITY IMP | $2,219,820 | $2,219,820 |
| MARKETABLE SEC: SEE STMT B-2 | $289,646 | $289,646 |
| MARKETABLE SEC: SEE STMT B-3 | $1,401,413 | $1,401,413 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $447,023 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $447,023 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| MUTUAL FUNDS- SEE STATEMENT D | FMV | $7,862,123 | $7,862,123 |
| MASTER LIMITED PARTNERSHIP | FMV | $8,406 | $8,406 |
| INV IN TRINITY FUND | FMV | $327,651 | $327,651 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ACCRUED INTEREST & DIV REC | $4,653 | $6,652 | $6,652 |
| DUE FROM BROKER | $86,016 | $38,318 | $38,318 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| DEFERRED FEDERAL EXCISE TAX | $23,752 |
| UNREALIZED GAINS/LOSSES ON INVESTMENTS | $1,666,719 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PASS THRU K1: OTHER DEDUCTIONS | $3,345 | $2,972 | |
| NYS INCOME TAX- CT-13 | $250 | ||
| DE REGISTERED AGENT | $175 | $175 | |
| PUBLICATION NOTICE | $170 | $0 | |
| PASS THRU K1: PORTFOLIO DED 2% | $41 | $41 | $0 |
| NON DEDUCTIBLE EXPENSES | $47 | ||
| BANK CHARGES | $2,111 | $2,111 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| PASS THRU K-1: ORDINARY INCOME | -$492 | -$8 |
| PASS THRU k-1: RENTAL INCOME | -$3 | -$3 |
| PASS THRU K-1: OTHER INCOME (LOSS) | $5,434 | $5,383 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| DEFERRED FED EXCISE TAX | $29,751 | $53,503 |
| FEDERAL EXCISE TAX PAYABLE | $8,067 | $8,844 |
| DUE TO BROKER | $131,248 | $55,801 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FEDERAL EXCISE TAX | $8,846 | |
| FOREIGN TAX WITHHOLDING EXP | $25 | $24 |