HAROLD & MIMI STEINBERG CHARITABLE TRUST: Form 990PF, tax year 2022
View the entire original 990 at ProPublica ↗
- Organization
- HAROLD & MIMI STEINBERG CHARITABLE TRUST (EIN 13-3383348)
- Tax period
- 2022-01-01 to 2022-12-31
- Filed
- 2023-11-15
- IRS object ID
- 202323199349107022
- Schema version
- 2022v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-11-15T14:53:18-06:00 | ReturnTs |
| Tax Period End | 2022-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WITHUMSMITHBROWN PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1411 BROADWAY 9TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10018 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2022-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133383348 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE HAROLD & MIMI STEINBERG CHARITABLE | BusinessNameLine1Txt |
| Business Name Line2 | TRUST C/O SCHULTE ROTH & ZABEL LLP | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % SCHULTE ROTH & ZABEL LLP | InCareOfNm |
| Business Name Control | HARO | BusinessNameControlTxt |
| Phone | 2127562000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 919 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | WILLIAM ZABEL | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2127562000 | PhoneNum |
| Signature | 2023-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | WILLIAM | PersonFirstNm |
| Person Last | ZABEL | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| PTIN | P00103808 | PTIN |
| Phone | 2127519100 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2022 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $68,239,190 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $65,000 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $10,930 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $10,930 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $954,181 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $954,181 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$330,670 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $12,315,349 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $188,243 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $6,096 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $887,684 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $971,207 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $147,114 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $147,114 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $19,263 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $19,263 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $440,494 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $146,831 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $293,663 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $103,115 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $51,558 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $51,557 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $317,715 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $317,715 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $11,994 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $11,994 | TaxesNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $5,730 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $1,433 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $4,297 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $762,003 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $492,283 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $222,500 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,807,428 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,021,814 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $738,394 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,625,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,625,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,432,928 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,021,814 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,363,894 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$2,545,244 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $2,188,257 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,409,096 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,409,096 | SavAndTempCashInvstEOYFMVAmt |
| Other Investments BOY | $61,551,585 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $58,810,643 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $65,830,094 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $63,739,842 | TotalAssetsBOYAmt |
| Total Assets EOY | $61,219,739 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $68,239,190 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $62,000 | CapitalStockBOYAmt |
| Capital Stock EOY | $62,000 | CapitalStockEOYAmt |
| Retained Earning BOY | $63,677,843 | RetainedEarningBOYAmt |
| Retained Earning EOY | $61,157,739 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $63,739,843 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $61,219,739 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $63,739,843 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $61,219,739 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $63,739,843 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$2,545,244 | ExcessRevenueOverExpensesAmt |
| Other Increases | $25,140 | OtherIncreasesAmt |
| Subtotal | $61,219,739 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $61,219,739 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (28 entries)
| PropertyPropertyDesc | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB #6031 ST COVERED | 2022-12-31 | $39,983 | $42,748 | -$2,765 | -$2,765 | |
| CHARLES SCHWAB #6031 LT COVERED | 2022-12-31 | $385,096 | $473,277 | -$88,181 | -$88,181 | |
| CHARLES SCHWAB #0051 ST COVERED | 2022-12-31 | $2,263,689 | $2,272,123 | -$7,430 | -$8,434 | |
| CHARLES SCHWAB #0051 ST NONCOVERED | 2022-12-31 | $191,043 | $188,229 | $2,814 | $2,814 | |
| CHARLES SCHWAB #0051 LT CAPITAL GAIN DISTRIBUTION | 2022-12-31 | $1,034 | $1,034 | $1,034 | ||
| CHARLES SCHWAB #9186 ST COVERED | 2022-12-31 | $1,067,641 | $1,043,140 | $24,501 | $24,501 | |
| CHARLES SCHWAB #9186 LT COVERED | 2022-12-31 | $32,712 | $31,737 | $975 | $975 | |
| CHARLES SCHWAB #9186 LT NONCOVERED | 2022-12-31 | $72,602 | $70,052 | $2,550 | $2,550 | |
| 7,250 SHS ACKRELL SPAC PARTNER UTS | 2022-09-15 | $75,276 | $72,138 | $3,138 | $3,138 | 2021-07-20 |
| CHARLES SCHWAB #7287 LT COVERED | 2022-12-31 | $140,677 | $140,696 | -$19 | -$19 | |
| CHARLES SCHWAB #6929 ST COVERED | 2022-12-31 | $2,666,210 | $2,874,266 | -$171,465 | -$208,056 | |
| CHARLES SCHWAB #6929 LT COVERED | 2022-12-31 | $1,208,700 | $1,347,663 | -$136,795 | -$138,963 | |
| CHARLES SCHWAB #6929 LT CAPITAL GAIN DISTRIBUTION | 2022-12-31 | $89,044 | $89,044 | $89,044 | ||
| CNR #0372 ST COVERED | 2022-12-31 | $349,630 | $408,251 | -$58,621 | -$58,621 | |
| CNR #0372 LT COVERED | 2022-12-31 | $1,857,714 | $1,951,103 | -$81,305 | -$93,389 | |
| CNR #0372 LT CAPITAL GAIN DISTRIBUTION | 2022-12-31 | $148 | $148 | $148 | ||
| LT GAIN FROM STEINBERG PARTNERS FUND | 2022-12-31 | $339,201 | $339,201 | $339,201 | ||
| LT GAIN FROM SPRUCE PRIVATE INVEST FUND II (OFFSHORE) | 2022-12-31 | $627,245 | $627,245 | $627,245 | ||
| CHARLES SCHWAB #0051 LT COVERED | 2022-12-31 | $605,088 | $779,225 | -$174,137 | -$174,137 | |
| CHARLES SCHWAB #0051 LT NONCOVERED | 2022-12-31 | $72,602 | $70,018 | $2,584 | $2,584 | |
| LT GAIN FROM REDEMPTION KYLIN OFFSHORE LONG FUND | 2022-12-31 | $322,833 | -$322,833 | -$322,833 | ||
| LT GAIN FROM REDEMPTION KYLIN OFFSHORE FUND LTD | 2022-12-31 | $193,731 | -$193,731 | -$193,731 | ||
| LT GAIN FROM CONTIGENCY CAPITAL FUND I LP | 2022-12-31 | $1,475 | $1,475 | $1,475 | ||
| LT GAIN FROM ECV IL OPP I, L.P. | 2022-12-31 | $28,236 | $28,236 | $28,236 | ||
| ST GAIN FROM SOUND POINT DISCOVERY FUND LLC | 2022-12-31 | $39,711 | -$39,711 | -$39,711 | ||
| LT GAIN FROM SOUND POINT DISCOVERY FUND LLC | 2022-12-31 | $4,250 | $4,250 | $4,250 | ||
| LT GAIN FROM REDEMPTION OF LONG POND CAPITAL | 2022-12-31 | $196,053 | $196,053 | $196,053 | ||
| LT GAIN FROM SPRUCE PRIVATE INVESTMENTS FUND LP | 2022-12-31 | $376,925 | -$376,925 | -$376,925 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$330,670 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $0 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $0 | SubtotalAmt |
| Tax Based On Investment Income | $0 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $67,859 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $10,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $77,859 | TotalPaymentsAndCreditsAmt |
| Overpayment | $77,859 | OverpaymentAmt |
| Applied To ES Tax | $77,859 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (true) | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SCHULTE ROTH & ZABEL LLP | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2127562000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 919 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | Yes (true) | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| JAMES D STEINBERG | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | DIRECTOR | 3.0 | $0 | $0 | $0 |
| WILLIAM D ZABEL | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | TRUSTEE | 3.0 | $0 | $0 | $0 |
| SETH WEINGARTEN | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | TRUSTEE | 3.0 | $0 | $0 | $0 |
| MICHAEL A STEINBERG | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | DIRECTOR | 3.0 | $0 | $0 | $0 |
| CAROLE A KRUMLAND | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | DIRECTOR | 3.0 | $0 | $0 | $0 |
| SUSAN C FRUNZI | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | TRUSTEE | 3.0 | $0 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DEBORAH E MARTIN | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 163 RUMFORD AVENUE | AddressLine1Txt |
| City | MANSFIELD | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02048 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | ADMIN ASSISTANT | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 40.0 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $147,114 | CompensationAmt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| SCHULTE ROTH & ZABEL LLP | |||||
| 919 THIRD AVE | NEW YORK | NY | 10022 | LEGAL | $440,494 |
| CNR SECURITIES | |||||
| 400 PARK AVENUE | NEW YORK | NY | 10022 | INVESTMENT ADVISORY | $72,635 |
| WITHUMSMITHBROWN PC | |||||
| 1411 BROADWAY 9TH FL | NEW YORK | NY | 10018 | ACCOUNTING | $103,115 |
| CHARLES SCHWAB | |||||
| 211 MAIN STREET | SAN FRANCISCO | CA | 94105 | INVESTMENT ADVISORY | $244,381 |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | STEINBERG DISTINGUISHED PLAYWRIGHT AWARD (THE MIMI) FOR ARTISTIC ACHIEVEMENT IN THE THEATER. | Description1Txt |
| Expenses1 | $221,000 | Expenses1Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $68,559,112 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,585,278 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $71,144,390 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $71,144,390 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,067,166 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $70,077,224 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,503,861 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,503,861 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $0 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $0 | TotalTaxAmt |
| Distributable Before Adj | $3,503,861 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $3,503,861 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $3,503,861 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,363,894 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $2,363,894 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,503,861 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2020 | PriorYear1Yr |
| Prior Year2 | 2019 | PriorYear2Yr |
| Prior Year3 | 2018 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $3,754,399 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $4,944,660 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $3,153,616 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $2,640,500 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $437,417 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $14,930,592 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,363,894 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $2,363,894 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $1,139,967 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $1,139,967 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $13,790,625 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $2,614,432 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $11,176,193 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $4,944,660 | ExcessFromYear4Amt |
| Excess From Year3 | $3,153,616 | ExcessFromYear3Amt |
| Excess From Year2 | $2,640,500 | ExcessFromYear2Amt |
| Excess From Year1 | $437,417 | ExcessFromYear1Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE ATTACHED SCHEDULE | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 919 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10018 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | N/A | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | UNRESTRICTED GRANTS | GrantOrContributionPurposeTxt |
| Amt | $1,625,500 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,625,500 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $10,930 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $954,181 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Income | OtherInvestmentIncomeGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$330,670 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (4 entries)
| DescDesc | BusinessBusinessCd | ExclusionExclusionCd | ExclusionExclusionAmt | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt |
|---|---|---|---|---|
| ITE RAIL FUND - INVESTMENT INCOME | 900099 | 14 | $2,589 | |
| SOUND POINT DISCOVERY FUND - UBTI | 900099 | 14 | $160,793 | |
| INVEST INCOME - CONTINGENCY CAPITAL FD I | 900099 | 14 | $21,354 | |
| INVEST INCOME - ELLINGTON PRIV OPP II | 900099 | 14 | $3,507 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $182,147 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $640,537 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $822,684 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | ESTATE OF HAROLD STEINBERG | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | CO SHULTE ROTH 919 THIRD AVE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $65,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $103,115 | Amt |
| Net Investment Income | $51,558 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $51,557 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (30 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| SPRUCE PRIVATE INVESTMENTS FD | AT COST | $3,501,256 | $1,756,047 |
| SPRUCE PRIVATE INVEST. FUND II | AT COST | $6,057,871 | $7,453,196 |
| STEINBERG PARTNERS FUND LP | AT COST | $13,471,108 | $17,851,203 |
| LONG POND CAPITAL | AT COST | $701,186 | $713,769 |
| SQN INVESTORS OFFSHORE LTD | AT COST | $1,114,417 | $676,120 |
| THE CHILDRENS INVESTMENT FUND | AT COST | $946,113 | $1,514,793 |
| KYLIN OFFSHORE FUND LTD | AT COST | $0 | $0 |
| DE SHAW COMPOSITE INTL FUND | AT COST | $891,885 | $2,125,807 |
| AIDENLAIR FARMSTED 1 LLC | AT COST | $639,049 | $639,049 |
| INV IN SECURITIES-CNR #0372 | AT COST | $9,149,778 | $10,247,333 |
| ELLINGTON EPO II OFFSHORE | AT COST | $165,588 | $529,227 |
| ECHO STREET GOODCO SELECT | AT COST | $700,000 | $662,728 |
| HANACO II LP | AT COST | $299,169 | $629,424 |
| ECV IL OPP | AT COST | $405,706 | $405,706 |
| SOUND POINT DISCOVERY FUND LLC | AT COST | $2,886,970 | $2,886,970 |
| KYLIN OFFSHORE LONG FUND | AT COST | $0 | $0 |
| HAWK RIDGE PARTNERS OFFSHORE | AT COST | $1,000,000 | $1,155,561 |
| ITE RAIL FUND, LP | AT COST | $469,031 | $469,031 |
| SECURITIES - CS #6031 | AT COST | $0 | $0 |
| SECURITIES - CS #7287 | AT COST | $600,129 | $581,526 |
| SECURITIES - CS #9186 | AT COST | $403,238 | $425,256 |
| SECURITIES - CS #6929 | AT COST | $9,360,602 | $9,017,459 |
| SECURITIES - CS #0051 | AT COST | $3,731,734 | $3,668,108 |
| SQN AIDENLAIR RELATIVITY LLC | AT COST | $464,161 | $464,161 |
| AIDENLAIR RIPCORD I | AT COST | $411,711 | $411,711 |
| INFINITY VC FUND I LP | AT COST | $221,364 | $221,364 |
| CERBERUS LEVERED LOAN FUND IV | AT COST | $563,336 | $669,304 |
| ELLINGTON PRIVATE OPP FUND III | AT COST | $598,719 | $598,719 |
| FORTRESS IP OPP II B | $35,592 | $35,592 | |
| CONTINGENCY CAPITAL FUND I LP | $20,930 | $20,930 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $440,494 | LegalFeesAmt |
| Net Investment Income | $146,831 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $293,663 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (20 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| AWARD RELATED EXPENSES | $221,000 | $221,000 | |
| INVEST EXP - EPO FUND III LP | $1,281 | $1,281 | |
| INVEST EXP - FORTRESS IP OPP | $6,673 | $6,673 | |
| INVEST EXP - HANACO II LP | $7,893 | $7,893 | |
| INVEST EXP - ECV I OPP | $3,750 | $3,750 | |
| INVEST EXP - INFINITY VC FUND | $14,115 | $14,115 | |
| INVEST EXP - SQN AIDENLAIR REL | $4,823 | $4,823 | |
| INVEST EXP - AIDENLAIR RIPCORD | $192 | $192 | |
| INVEST EXP - AIDENLAIR FARMSTE | $14,750 | $14,750 | |
| INVEST EXP - SPIF II | $77,442 | $77,442 | |
| INVEST EXP - STEINBERG PART | $152,816 | $152,816 | |
| INVEST EXP - SPIF | $181,072 | $181,072 | |
| INVEST EXP - ESTATE OF HAROLD | $25,140 | $25,140 | |
| INVEST EXP - CONTINGENCY CAP | $1,932 | $1,932 | |
| FILING FEE | $1,500 | $1,500 | |
| NONDEDUCTIBLE EXPENSES | $145 | $145 | |
| UBTI - SOUND POINT DISC | $1,769 | ||
| UBTI - ITE RAIL FUND | $35,445 | ||
| UBTI - SPIF | $10,006 | ||
| MISC EXPENSE | $259 | $259 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| INVEST INCOME - ITE RAIL FUND LP | $2,589 | $2,589 |
| SOUND POINT DISCOVERY FUND LLC - UBTI | $160,793 | |
| CONTINGENCY CAPITAL FUND I LP - UBTI | $21,354 | |
| INVEST INCOME - ELLINGTON PRIV OPP II | $3,507 | $3,507 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ESTATE OF HAROLD STEINBERG (TAX ADJ) | Desc |
| Amt | $25,140 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | BANK CUST.&INVEST. ADVIS. FEE | CategoryTxt |
| Amt | $317,715 | Amt |
| Net Investment Income | $317,715 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAXES PAID | CategoryTxt |
| Amt | $11,994 | Amt |
| Net Investment Income | $11,994 | NetInvestmentIncomeAmt |