RONALD D DEFFENBAUGH FOUNDATION: Form 990PF, tax year 2022
View the entire original 990 at ProPublica ↗
- Organization
- RONALD D DEFFENBAUGH FOUNDATION (EIN 26-6095573)
- Tax period
- 2022-01-01 to 2022-12-31
- Filed
- 2023-11-07
- IRS object ID
- 202333119349100408
- Schema version
- 2022v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-11-07T08:11:48-06:00 | ReturnTs |
| Tax Period End | 2022-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FORVIS LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1201 Walnut Suite 1700 | AddressLine1Txt |
| City | Kansas City | CityNm |
| State Abbreviation | MO | StateAbbreviationCd |
| ZIP | 641062246 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2022-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 266095573 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Ronald D Deffenbaugh Foundation | BusinessNameLine1Txt |
| Business Name Line2 | c/o Charles E Wetzler - Trustee | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % CHARLES E WETZLER | InCareOfNm |
| Business Name Control | RONA | BusinessNameControlTxt |
| Phone | 9138143830 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4501 West 135th Street | AddressLine1Txt |
| City | Leawood | CityNm |
| State Abbreviation | KS | StateAbbreviationCd |
| ZIP | 66224 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Mark Rosenau | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 9138143630 | PhoneNum |
| Signature | 2023-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | Mark | PersonFirstNm |
| Person Last | Rosenau | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 000000000 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Michael J Engle | PreparerPersonNm |
| PTIN | P00482834 | PTIN |
| Phone | 8162216300 | PhoneNum |
| Preparation | 2023-11-15 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2022 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $73,775,786 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $6,053,486 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $1,583,364 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,583,364 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,713,103 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $27,789,624 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,713,103 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $1,330 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,330 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $9,351,283 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,297,797 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Accounting Fees Rev And Expnss | $9,175 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $92 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $9,083 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $1,046,179 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $550,706 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $501,726 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $3,796 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $3,796 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $118,843 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $68,843 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $23,774 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $23,759 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $1,201,767 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $647,196 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $510,809 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,339,415 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,339,415 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $4,541,182 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $647,196 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,850,224 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $4,810,101 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,650,601 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $6,349,756 | CashBOYAmt |
| Cash EOY | $6,201,174 | CashEOYAmt |
| Cash EOYFMV | $6,201,174 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,285,249 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,525,316 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,525,316 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $562,355 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $557,586 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $557,586 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $68,057,575 | CorporateStockBOYAmt |
| Corporate Stock EOY | $59,885,828 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $59,885,828 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $270,022 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $340,260 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $340,260 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $4,807,696 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $5,200,447 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $5,213,875 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $50,271 | OtherAssetsBOYAmt |
| Other Assets EOY | $51,747 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $51,747 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $81,382,924 | TotalAssetsBOYAmt |
| Total Assets EOY | $73,762,358 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $73,775,786 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $6,253 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $0 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $6,253 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $81,376,671 | RetainedEarningBOYAmt |
| Retained Earning EOY | $73,762,358 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $81,376,671 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $73,762,358 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $81,382,924 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $73,762,358 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $81,376,671 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $4,810,101 | ExcessRevenueOverExpensesAmt |
| Subtotal | $86,186,772 | SubtotalAmt |
| Other Decreases | $12,424,414 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $73,762,358 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (18 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| MERRILL LYNCH 4210 SHORT TERM INVESTMENT | 2022-01-01 | 2022-12-31 | $283,617 | $297,794 | -$14,177 | -$14,177 | |
| MERRILL LYNCH 4210 LONG TERM INVESTMENT | 2021-01-01 | 2022-12-31 | $454,422 | $480,858 | -$26,436 | -$26,436 | |
| MERRILL LYNCH 4210 SHORT TERM INVESTMENT - POOLS | 2022-01-01 | 2022-12-31 | $99,906 | $102,228 | -$2,322 | -$2,322 | |
| MERRILL LYNCH 4104 SHORT TERM INVESMENT | 2022-01-01 | 2022-12-31 | $3,467,016 | $3,724,565 | -$257,549 | -$257,549 | |
| MERRILL LYNCH 4104 LONG TERM INVESTMENT | 2021-01-01 | 2022-12-31 | $6,833,545 | $6,096,826 | $736,719 | $736,719 | |
| MERRIL LYNCH 4103 LONG TERM INVESTMENT | 2021-01-01 | 2022-12-31 | $486,019 | $360,000 | $126,019 | $126,019 | |
| TD AMERITRADE 0598 SHORT TERM INVESTMENT | 2022-01-01 | 2022-12-31 | $1,289,653 | $1,366,218 | -$76,565 | -$76,565 | |
| TD AMERITRADE 0598 LONG TERM INVESTMENT | 2021-01-01 | 2022-12-31 | $12,962,809 | $12,443,720 | $519,089 | $519,089 | |
| TD AMERITRADE 4826 SHORT TERM INVESTMENT | 2022-01-01 | 2022-12-31 | $1,912,637 | $1,675,437 | $237,200 | $237,200 | |
| CAPITAL GAIN DIVIDENDS | $373,863 | P | |||||
| CAPITAL GAIN DIVIDENDS | $373,863 | P | |||||
| CAPITAL GAIN DIVIDENDS | $373,863 | P | |||||
| CAPITAL GAIN DIVIDENDS | $373,863 | P | |||||
| CAPITAL GAIN DIVIDENDS | $373,863 | P | |||||
| CAPITAL GAIN DIVIDENDS | $373,863 | P | |||||
| CAPITAL GAIN DIVIDENDS | $373,863 | P | |||||
| CAPITAL GAIN DIVIDENDS | $373,863 | P | |||||
| CAPITAL GAIN DIVIDENDS | $373,863 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,713,103 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $36,843 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $36,843 | SubtotalAmt |
| Tax Based On Investment Income | $36,843 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $43,680 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $25,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $68,680 | TotalPaymentsAndCreditsAmt |
| Overpayment | $31,837 | OverpaymentAmt |
| Applied To ES Tax | $31,837 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | KS | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHARLES E WETZLER | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 9138143830 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4501 WEST 135TH STREET | AddressLine1Txt |
| City | LEAWOOD | CityNm |
| State Abbreviation | KS | StateAbbreviationCd |
| ZIP | 66224 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| CHARLES E WETZLER | ||||||||
| 4501 West 135th Street | Leawood | KS | 66224 | TRUSTEE | 25.0 | $0 | $0 | $0 |
| MARK O ROSENAU | ||||||||
| 4501 West 135th Street | Leawood | KS | 66224 | TRUSTEE | 20.0 | $0 | $0 | $0 |
| GEORGE MCGREW | ||||||||
| 4501 West 135th Street | Leawood | KS | 66224 | TRUSTEE | 10.0 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| RDD FAMILY OFFICE | |||||
| PO BOX 482146 | KANSAS CITY | MO | 64148 | MANAGEMENT SERVICES | $660,631 |
| MERRILL LYNCH | |||||
| 540 W MADISON STREET STE 2000 | CHICAGO | IL | 60661 | INVESTMENT SERVICES | $176,944 |
| TD AMERITRADE | |||||
| PO BOX 2209 | OMAHA | NE | 68103 | INVESTMENT SERVICES | $156,696 |
| SageView Advisory Group LLC | |||||
| 4000 MacArthur St 1050 | NEWPORT BEACH | CA | 92660 | investment services | $51,908 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $64,320,518 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,993,843 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $4,401,057 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $71,715,418 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $71,715,418 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,075,731 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $70,639,687 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,531,984 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,531,984 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $36,843 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $36,843 | TotalTaxAmt |
| Distributable Before Adj | $3,495,141 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $3,495,141 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $3,495,141 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,850,224 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $3,850,224 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,495,141 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $524,386 | UndistributedIncomePYAmt |
| Prior Year1 | 2020 | PriorYear1Yr |
| Prior Year2 | 2019 | PriorYear2Yr |
| Prior Year3 | 2018 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Qualifying Distributions | $3,850,224 | QualifyingDistributionsAmt |
| Applied To Year1 | $524,386 | AppliedToYear1Amt |
| Applied To Current Year | $3,325,838 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Undistributed Income CY | $169,303 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE ATTACHED STATEMENT | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4501 West 135th Street | AddressLine1Txt |
| City | Leawood | CityNm |
| State Abbreviation | KS | StateAbbreviationCd |
| ZIP | 66224 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Grant Or Contribution Purpose | General Purpose | GrantOrContributionPurposeTxt |
| Amt | $3,339,415 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,339,415 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,583,364 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Income | OtherInvestmentIncomeGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,713,103 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | MISCELLANEOUS INCOME | Desc |
| Exclusion | 41 | ExclusionCd |
| Exclusion | $1,330 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $3,297,797 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $3,297,797 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|
| RONALD DEFFENBAUGH SR MANAGEMENT TR | ||||||
| 1 | 2345 GRAND BLVD STE 2400 | KANSAS CITY | MO | 64108 | $28,000 | Yes (X) |
| RONALD D DEFFENBAUGH SR CLT DTD 5-1 | ||||||
| 2 | PO BOX 482146 | KANSAS CITY | MO | 64148 | $6,025,486 | Yes (X) |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FORVIS, LLP | CategoryTxt |
| Amt | $9,175 | Amt |
| Net Investment Income | $92 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $9,083 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (12 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| VERIZON COMMUNICATIONS | $28,285 | $28,285 |
| GOLDMAN SACHS GROUP INC | $45,023 | $45,023 |
| SHELL INTERNATIONAL FIN | $28,774 | $28,774 |
| CITIGROUP INC | $28,084 | $28,084 |
| WELLS FARGO & COMPANY | $28,826 | $28,826 |
| MORGAN STANLEY | $18,420 | $18,420 |
| COMCAST CORP | $27,862 | $27,862 |
| JPMORGAN CHASE & CO | $36,704 | $36,704 |
| ENTERPRISE PRODUCTS OPER | $16,560 | $16,560 |
| CVS HEALTH CORP | $28,098 | $28,098 |
| AMAZON.COM INC | $27,393 | $27,393 |
| AT&T | $26,231 | $26,231 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (3 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| MERRILL LYNCH - SEE ATTACHED | $21,458,028 | $21,458,028 |
| TD AMERITRADE - SEE ATTACHED | $36,686,032 | $36,686,032 |
| CROSSFIRST BANKSHARES | $1,741,768 | $1,741,768 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $557,586 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $557,586 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (9 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BLACKSTONE STRAT VII | $564,118 | $564,118 |
| STRATEGIC V | $46,868 | $60,296 |
| AG MORTGAGE VALUE | $405,887 | $405,887 |
| MONARCH DEBT RECOVERY | $0 | $0 |
| RENAISSANCE ACCESS | $812,583 | $812,583 |
| OAK STREET FUND | $1,887,917 | $1,887,917 |
| NB COINVEST | $711,962 | $711,962 |
| BX STRATEGIC PARTNERS | $104,312 | $104,312 |
| SCULPTOR ACCESS LTD | $666,800 | $666,800 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| EXCISE TAX RECEIVABLE | $45,924 | $50,000 | $50,000 |
| OTHER RECEIVABLES | $4,347 | $1,747 | $1,747 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN/LOSS | Desc |
| Amt | $12,424,414 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| BANK SERVICE FEES | $1,919 | $1,919 |
| OTHER PORTFOLIO DEDUCTIONS | $21,840 | $21,840 |
| MISCELLANEOUS EXPENSES | $15 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | MISCELLANEOUS INCOME | Desc |
| Revenue And Expenses Per Books | $1,330 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $1,330 | NetInvestmentIncomeAmt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER LIABILITIES | Desc |
| BOY Book Value | $6,253 | BOYBookValueAmt |
| EOY Book Value | $0 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INVESTMENT FEES | $385,548 | $385,548 | $0 | $0 |
| MANAGEMENT FEES | $660,631 | $165,158 | $0 | $501,726 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN TAXES PAID | $68,843 | $68,843 |
| EXCISE TAX | $50,000 |