ROBERT AND ARDIS JAMES FOUNDATION INC: Form 990PF, tax year 2022
View the entire original 990 at ProPublica ↗
- Organization
- ROBERT AND ARDIS JAMES FOUNDATION INC (EIN 46-3298762)
- Tax period
- 2022-01-01 to 2022-12-31
- Filed
- 2023-11-15
- IRS object ID
- 202343209349100214
- Schema version
- 2022v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Depreciation Schedule
- General Explanation Attachment
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-11-15T23:08:23-06:00 | ReturnTs |
| Tax Period End | 2022-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3333 New Hyde Park Rd Ste 406 | AddressLine1Txt |
| City | New Hyde Park | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11042 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2022-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 463298762 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Robert and Ardis James Foundation Inc | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % Foundation Source | InCareOfNm |
| Business Name Control | ROBE | BusinessNameControlTxt |
| Phone | 8008391754 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Catherine James Paglia | PersonNm |
| Person Title | secretary | PersonTitleTxt |
| Phone | 8008391754 | PhoneNum |
| Signature | 2023-11-12 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | Catherine James | PersonFirstNm |
| Person Last | Paglia | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Jeffrey D Haskell | PreparerPersonNm |
| PTIN | P01345770 | PTIN |
| Phone | 8008391754 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | TrustedCustomerGrp |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2022 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $208,136,354 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $62,513 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $62,513 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $502,127 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $502,127 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $6,994,990 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $20,094,013 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $6,576,794 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $3,413,531 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $2,173,307 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $10,973,161 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $9,314,741 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Other Prof Fees Rev And Expnss | $665,167 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $371,367 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $293,800 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $20,763 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $20,763 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $459,007 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $6,252 | TaxesNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $16,859 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $495 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $16,364 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $4,629 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $4,629 | PrintingAndPubNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $3,536,752 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $3,295,825 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $194,345 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $4,703,177 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $3,699,331 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $504,509 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $19,185,767 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $19,185,767 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $23,888,944 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $3,699,331 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $19,690,276 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$12,915,783 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $5,615,410 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $5,795,295 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $3,772,078 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $3,772,078 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl BOY | $3,915 | AcctRcvblBOYAmt |
| Corporate Stock BOY | $36,417,597 | CorporateStockBOYAmt |
| Corporate Stock EOY | $23,441,613 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $23,415,658 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $138,115,160 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $140,202,493 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $180,948,618 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $180,331,967 | TotalAssetsBOYAmt |
| Total Assets EOY | $167,416,184 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $208,136,354 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $180,331,967 | RetainedEarningBOYAmt |
| Retained Earning EOY | $167,416,184 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $180,331,967 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $167,416,184 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $180,331,967 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $167,416,184 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $180,331,967 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$12,915,783 | ExcessRevenueOverExpensesAmt |
| Subtotal | $167,416,184 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $167,416,184 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (14 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| Publicly-traded Securities | $13,080,343 | $13,693,499 | -$613,156 | -$613,156 | |||
| Passthrough K1 Capital Gain/(Loss) | $6,762,606 | ||||||
| APOLLO TOTAL RETURN FUND (OFFSHORE) LTD (1904) | $1,383,665 | $1,000,000 | $383,665 | $383,665 | P | 2018-05-31 | 2022-10-01 |
| APOLLO TOTAL RETURN FUND (OFFSHORE) LTD (2002) | $4,061,558 | $4,000,000 | $61,558 | $61,558 | P | 2020-01-29 | 2022-10-01 |
| EDGE PRINCIPAL INVESTMENTS, LP | $4,012 | $9,019 | -$5,007 | -$5,007 | P | 2010-10-28 | 2022-11-17 |
| KAYNE ANDERSON REAL ESTATE OPPS DEBT LP | $1,032,312 | $1,032,312 | P | 2020-04-16 | 2022-11-22 | ||
| RAGING CAPITAL OFFSHORE FUND LTD | $16,557 | $15,258 | $1,299 | $1,299 | P | 2017-06-01 | 2022-04-01 |
| RAGING CAPITAL OFFSHORE FUND LTD | $318,090 | $328,272 | -$10,182 | -$10,182 | P | 2017-06-01 | 2022-09-01 |
| RAGING CAPITAL OFFSHORE FUND LTD | $153,420 | $176,310 | -$22,890 | -$22,890 | P | 2017-06-01 | 2022-12-31 |
| RCG LONGVIEW II, LP | $4,072 | $5,858 | -$1,786 | -$1,786 | P | 2004-12-31 | 2022-12-30 |
| SIERRA CAPITAL LP | $3,159 | $3,340 | -$181 | -$181 | P | 2016-07-28 | 2022-12-14 |
| SIRE SPV LLC | $7,986 | $15,957 | -$7,971 | -$7,971 | P | 2020-12-01 | 2022-06-30 |
| WEXFORD OFFSHORE SPECTRUM FUND - CG DIST | $13,652 | $13,652 | $13,652 | ||||
| STRATEGIC PARTNERS OFFSHORE FUND VI - CG DIST | $15,187 | $15,187 | $15,187 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $6,576,794 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $78,054 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $78,054 | SubtotalAmt |
| Tax Based On Investment Income | $78,054 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $136,379 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $78,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $214,379 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $136,325 | OverpaymentAmt |
| Applied To ES Tax | $136,325 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8008391754 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Ralph James | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir | 1.0 | $0 | $0 | $0 |
| Robert James | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir, Pres | 10.0 | $0 | $0 | $0 |
| Catherine James Paglia | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir, Sec, Treas | 10.0 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Enterprise Asset Management Inc | |||||
| 521 Fifth Avenue Suite 1804 | New York | NY | 10175 | ADMIN & INVESTMENT | $300,000 |
| Dyson Capital Advisors LLC | |||||
| 201 North Union St Suite 300 | Alexandria | VA | 22314 | Investment Mgmt | $268,261 |
| Foundation Source | |||||
| 55 Walls Drive 3rd Fl | Fairfield | CT | 06824 | Administrative | $193,472 |
| Pathstone Family Office LLC | |||||
| 24 Federal St 8th Floor | Boston | MA | 02110 | Investment Mgmt | $91,493 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $28,230,420 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $8,515,888 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $184,926,892 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $221,673,200 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $221,673,200 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $3,325,098 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $218,348,102 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $10,917,405 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $10,917,405 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $78,054 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $190,156 | IncomeTaxAmt |
| Total Tax | $268,210 | TotalTaxAmt |
| Distributable Before Adj | $10,649,195 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $10,649,195 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $10,649,195 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $19,690,276 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $19,690,276 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $10,649,195 | DistributableAsAdjustedAmt |
| Prior Year1 | 2020 | PriorYear1Yr |
| Prior Year2 | 2019 | PriorYear2Yr |
| Prior Year3 | 2018 | PriorYear3Yr |
| Excess Distribution Cyov Yr5 | $933,920 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $1,411,863 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $6,371,702 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $10,124,970 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $7,602,172 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $26,444,627 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $19,690,276 | QualifyingDistributionsAmt |
| Applied To Current Year | $10,649,195 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $9,041,081 | RemainingDistriFromCorpusAmt |
| Total Corpus | $35,485,708 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $933,920 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $34,551,788 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $1,411,863 | ExcessFromYear4Amt |
| Excess From Year3 | $6,371,702 | ExcessFromYear3Amt |
| Excess From Year2 | $10,124,970 | ExcessFromYear2Amt |
| Excess From Year1 | $7,602,172 | ExcessFromYear1Amt |
| Excess From Current Year | $9,041,081 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Robert James | ContributingManagerNm |
| Shareholder Manager | CATHERINE JAMES PAGLIA | ShareholderManagerNm |
| Shareholder Manager | RALPH JAMES | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (99 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ABILIS INC | |||||||
| 50 GLENVILLE ST | GREENWICH | CT | 06831 | N/A | PC | General & Unrestricted | $40,000 |
| ALLIANCE FOR AMERICAN QUILTS INC | |||||||
| PO BOX 19116 | ASHEVILLE | NC | 28815 | N/A | PC | First installment of a three-year pledge dated November 15, 2021, to support years three through five of the Quilt Alliance's five-year initiative Quilter's SOS - Save Our Stories | $25,000 |
| ALZHEIMER'S ASSOCIATION - CONNECTICUT CHAPTER | |||||||
| 200 EXECUTIVE BLVD STE 4B | SOUTHINGTON | CT | 06489 | N/A | PC | General & Unrestricted | $1,000 |
| AMERICAN ENTERPRISE INSTITUTE FOR PUBLIC POLICY RE | |||||||
| 1789 MASSACHUSETTS AVE NW | WASHINGTON | DC | 20036 | N/A | PC | General & Unrestricted | $10,000 |
| AMERICAN QUILT STUDY GROUP | |||||||
| 1610 L ST | LINCOLN | NE | 68508 | N/A | PC | to fund the Alice Hines 2022 Paper Sponsorship. | $2,500 |
| BOSTON FOUNDATION INC | |||||||
| 75 ARLINGTON ST | BOSTON | MA | 02116 | N/A | PC | Third installment of a grant of $250,000 to support King Boston, specifically the initiative to establish the King Center for Social Justice | $50,000 |
| BOSTON MEDICAL CENTER CORPORATION | |||||||
| 801 MASSACHUSETTS AVE 1ST FL | BOSTON | MA | 02118 | N/A | PC | General & Unrestricted | $50,000 |
| BRAC USA INC | |||||||
| 110 WILLIAM ST 18TH FLOOR | NEW YORK | NY | 10038 | N/A | PC | General & Unrestricted | $25,000 |
| BUILDING ONE COMMUNITY CORP | |||||||
| 75 SELLECK ST | STAMFORD | CT | 06902 | N/A | PC | General & Unrestricted | $10,000 |
| CARLETON COLLEGE | |||||||
| 1 N COLLEGE ST | NORTHFIELD | MN | 55057 | N/A | PC | To fund the Paglia Post-Bac Research Fellowship | $372,500 |
| CARLETON COLLEGE | |||||||
| 1 N COLLEGE ST | NORTHFIELD | MN | 55057 | N/A | PC | Alumni Annual Fund | $100,000 |
| CARLETON COLLEGE | |||||||
| 1 N COLLEGE ST | NORTHFIELD | MN | 55057 | N/A | PC | General & Unrestricted | $2,500,000 |
| CARLETON COLLEGE | |||||||
| 1 N COLLEGE ST | NORTHFIELD | MN | 55057 | N/A | PC | Parents Fund | $20,000 |
| CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE | |||||||
| 1779 MASSACHUSETTS AV NW | WASHINGTON | DC | 20036 | N/A | PC | Third installment of $10,000,000 pledge in support of the Carnegie Endowment's capital campaign | $2,000,000 |
| CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE | |||||||
| 1779 MASSACHUSETTS AV NW | WASHINGTON | DC | 20036 | N/A | PC | Annual Gift | $100,000 |
| CASCADIANOW | |||||||
| PO BOX 30181 | SEATTLE | WA | 98113 | N/A | PC | Grant to support the work of Concussion Alliance. | $15,000 |
| CATHOLIC SCHOOLS FOUNDATION INC | |||||||
| 67 BATTERYMARCH ST 6TH FL | BOSTON | MA | 02110 | N/A | PC | General & Unrestricted | $50,000 |
| CATO INSTITUTE | |||||||
| 1000 MASSACHUSETTS AVE NW | WASHINGTON | DC | 20001 | N/A | PC | General & Unrestricted | $50,000 |
| CHILDRENS VILLAGE INC | |||||||
| 1 ECHO HILLS | DOBBS FERRY | NY | 10522 | N/A | PC | General & Unrestricted | $50,000 |
| COOKE SCHOOL AND INSTITUTE | |||||||
| 1713 MADISON AVE | NEW YORK | NY | 10029 | N/A | PC | General & Unrestricted | $25,000 |
| DOANE UNIVERSITY | |||||||
| 1014 BOSWELL AVE | CRETE | NE | 68333 | N/A | PC | First installment of pledge dated December 20th, 2021 to fund Robert and Ardis James Foundation Incubator Fund | $150,000 |
| DOANE UNIVERSITY | |||||||
| 1014 BOSWELL AVE | CRETE | NE | 68333 | N/A | PC | General & Unrestricted | $10,000 |
| EL PORVENIR | |||||||
| 80 GARDEN CENTER STE 135 | BROOMFIELD | CO | 80020 | N/A | PC | General & Unrestricted | $12,000 |
| ENJOY LIFE EDUCATION INC | |||||||
| 11 MEETING HOUSE HILL RD | DOVER | MA | 02030 | N/A | PC | General & Unrestricted | $50,000 |
| FRAXA RESEARCH FOUNDATION INC | |||||||
| 10 PRINCE PL STE 203 | NEWBURYPORT | MA | 01950 | N/A | PC | General & Unrestricted | $110,000 |
| FRIENDS OF INTERNATIONAL QUILT STUDY CENTER & MUSE | |||||||
| PO BOX 21936 | LINCOLN | NE | 68542 | N/A | PC | General & Unrestricted | $10,000 |
| FRIENDS OF NGONG ROAD | |||||||
| PO BOX 581308 | MINNEAPOLIS | MN | 55458 | N/A | PC | General & Unrestricted | $220,000 |
| GREENWICH CENTER FOR HOPE & RENEWAL INC | |||||||
| 237 TACONIC RD | GREENWICH | CT | 06831 | N/A | PC | General & Unrestricted | $15,000 |
| HARVARD BUSINESS SCHOOL | |||||||
| PO BOX 412275 | BOSTON | MA | 02241 | N/A | PC | HBS Endowment Holding Fund for Gifts | $2,000,000 |
| HARVARD BUSINESS SCHOOL | |||||||
| PO BOX 412275 | BOSTON | MA | 02241 | N/A | PC | for the Catherine James Paglia (MBA 1976) Search Fund Fellowship | $250,000 |
| HARVARD BUSINESS SCHOOL | |||||||
| PO BOX 412275 | BOSTON | MA | 02241 | N/A | PC | HBS Fund | $100,000 |
| HARVARD BUSINESS SCHOOL | |||||||
| PO BOX 412275 | BOSTON | MA | 02241 | N/A | PC | annual gift | $25,000 |
| HARVARD BUSINESS SCHOOL | |||||||
| PO BOX 412275 | BOSTON | MA | 02241 | N/A | PC | pursuant to the Gift Agreement dated June 14, 2019, between The Robert and Ardis James Foundation and Harvard Business School to establish the James Family Fellowship Fund, in the amount of $125,000, payable over five years beginning in 2019 | $25,000 |
| HARVARD UNIVERSITY - RADCLIFFE INSTITUTE FOR ADVAN | |||||||
| 10 GARDEN ST | CAMBRIDGE | MA | 02138 | N/A | PC | General & Unrestricted | $10,000 |
| HARVARD UNIVERSITY GRADUATE SCHOOL OF ARTS & SCIEN | |||||||
| 124 MOUNT AUBURN ST | CAMBRIDGE | MA | 02138 | N/A | PC | General & Unrestricted | $25,000 |
| HELEN KELLER INTERNATIONAL | |||||||
| ONE DAG HAMMARSKJOLD PLZ FL 2 | NEW YORK | NY | 10017 | N/A | PC | General & Unrestricted | $110,000 |
| ID INSIGHT INC | |||||||
| PO BOX 689 | SAN FRANCISCO | CA | 94104 | N/A | PC | General & Unrestricted | $50,000 |
| JOBS FOR THE FUTURE INC | |||||||
| 50 MILK ST 17TH FL | BOSTON | MA | 02109 | N/A | PC | General & Unrestricted | $10,000 |
| LEO INC | |||||||
| 181 UNION ST STE 209J | LYNN | MA | 01901 | N/A | PC | First installment of a five year pledge dated May 25, 2022 for general support | $200,000 |
| LOUP COUNTY PUBLIC SCHOOLS | |||||||
| 608 WILLIAMS ST | TAYLOR | NE | 68879 | N/A | GOV | To fund a one day trip to Omaha to learn of Jewish traditions and the Holocaust. | $1,000 |
| MANHATTAN INSTITUTE FOR POLICY RESEARCH INC | |||||||
| 52 VANDERBILT AVE | NEW YORK | NY | 10017 | N/A | PC | General & Unrestricted | $200,000 |
| MASSACHUSETTS GENERAL HOSPITAL | |||||||
| 125 NASHUA ST STE 540 | BOSTON | MA | 02114 | N/A | PC | Gift in honor of Dr. Paul Busse and his colleagues in the Department of Radiation Oncology at Mass General | $25,000 |
| MASSACHUSETTS INSTITUTE OF TECHNOLOGY | |||||||
| 600 MEMORIAL DR W98-200 | CAMBRIDGE | MA | 02139 | N/A | PC | Grant to support the Des Marais Lab at MIT. | $305,866 |
| MASSACHUSETTS INSTITUTE OF TECHNOLOGY | |||||||
| 600 MEMORIAL DR W98-200 | CAMBRIDGE | MA | 02139 | N/A | PC | General & Unrestricted | $10,000 |
| MASSACHUSETTS INSTITUTE OF TECHNOLOGY | |||||||
| 600 MEMORIAL DR W98-200 | CAMBRIDGE | MA | 02139 | N/A | PC | Grant to support the Chisholm Lab to study Prochlorococcus as a keystone organism in marine microbial communities. | $190,000 |
| MICHIGAN STATE UNIVERSITY | |||||||
| 409 W CIR DR | EAST LANSING | MI | 48824 | N/A | GOV | Third and final installment of a three year $75,000 grant to support the Quilt Index | $25,000 |
| NEW COVENANT CENTER | |||||||
| 174 RICHMOND HILL AVE | STAMFORD | CT | 06902 | N/A | PC | Sponsorship for 12th Annual Harvest Table. | $10,000 |
| NEW COVENANT CENTER | |||||||
| 174 RICHMOND HILL AVE | STAMFORD | CT | 06902 | N/A | PC | General & Unrestricted | $15,000 |
| NEW COVENANT CENTER | |||||||
| 174 RICHMOND HILL AVE | STAMFORD | CT | 06902 | N/A | PC | Charitable Event | $10,000 |
| NORTHEAST ARC INC | |||||||
| 1 SOUTHSIDE RD | DANVERS | MA | 01923 | N/A | PC | Third installment in a $615,000 pledge payable 2020-2026 | $103,000 |
| NORWALK COMMUNITY COLLEGE FOUNDATION | |||||||
| 188 RICHARDS AVE STE E 311 | NORWALK | CT | 06854 | N/A | PC | General & Unrestricted | $75,000 |
| ORD PUBLIC SCHOOLS | |||||||
| 320 N 19TH ST | ORD | NE | 68862 | N/A | GOV | To support trips for Ord public school students to the Red Cloud Nebraska area and to South Dakota's Black Hills and Badlands. | $30,401 |
| ORD TOWNSHIP LIBRARY FOUNDATION INC | |||||||
| 1718 M ST | ORD | NE | 68862 | N/A | PC | General & Unrestricted | $5,000 |
| P E F ISRAEL ENDOWMENT FUNDS INC | |||||||
| 630 THIRD AVE 15TH FLOOR | NEW YORK | NY | 10017 | N/A | PC | Sikkuy-Aufoq Support | $200,000 |
| PARTNERS HEALTHCARE SYSTEM INC - SPAULDING REHAB H | |||||||
| 1575 CAMBRIDGE ST | CAMBRIDGE | MA | 02138 | N/A | PC | General & Unrestricted | $100,000 |
| PLATTE INSTITUTE FOR ECONOMIC RESEARCH INC | |||||||
| 6910 PACIFIC ST STE 216 | OMAHA | NE | 68106 | N/A | PC | General & Unrestricted | $65,000 |
| PLUMMER YOUTH PROMISE INC | |||||||
| 37 WINTER ISLAND RD | SALEM | MA | 01970 | N/A | PC | General & Unrestricted | $75,000 |
| PLUMMER YOUTH PROMISE INC | |||||||
| 37 WINTER ISLAND RD | SALEM | MA | 01970 | N/A | PC | First installment of a four year $500,000 pledge dated 12/7/2021 to support the Facilities Project | $125,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | 2022 M-RCBG Advisory Council Contribution | $50,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | General & Unrestricted | $75,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | The fifth and final installment of the Gift Agreement between the President and Fellows of Harvard College on behalf of Harvard Divinity School and the Robert and Ardis James Foundation signed by Cathy James Paglia on June 14, 2018 for $10,000,000 of current use support to be added to the Andover Hall Renewal Fund | $2,000,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | Third installment of a $500,000 pledge to be payable 2020-2023 to Harvard Divinity School in support of Religion and Public Life | $125,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | In support of the Mossavar-Rahmani Center for Business and Government Advisory Council at Harvard Kennedy School | $50,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | for Harvard Graduate School of Education Online Master's Degree Support Fund | $2,000,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | Harvard Divinity School Annual Fund | $25,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE - HARVARD | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | $80,000 to the HGSE Dean's Priorities Fund and $120,000 to the Centennial Scholars Fund | $200,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE - HARVARD | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | General & Unrestricted | $25,000 |
| QUILTERS HALL OF FAME INC | |||||||
| PO BOX 681 | MARION | IN | 46952 | N/A | PC | General & Unrestricted | $5,000 |
| READWORKS INC | |||||||
| PO BOX 24673 | NEW YORK | NY | 11202 | N/A | PC | General & Unrestricted | $500,000 |
| READWORKS INC | |||||||
| PO BOX 24673 | NEW YORK | NY | 11202 | N/A | PC | Grant support for partnership with the International Quilt Museum | $45,000 |
| READWORKS INC | |||||||
| PO BOX 24673 | NEW YORK | NY | 11202 | N/A | PC | Support for partnership with the International Quilt Museum | $30,000 |
| REAL CLEAR FOUNDATION | |||||||
| 666 DUNDEE RD STE 600 | NORTHBROOK | IL | 60062 | N/A | PC | General & Unrestricted | $50,000 |
| RIVERVIEW SCHOOL INC | |||||||
| 551 RTE 6A | EAST SANDWICH | MA | 02537 | N/A | PC | General & Unrestricted | $225,000 |
| SAFE HORIZON INC | |||||||
| 2 LAFAYETTE ST FL 3 | NEW YORK | NY | 10007 | N/A | PC | General & Unrestricted | $15,000 |
| SALEM STATE UNIVERSITY FOUNDATION INC | |||||||
| 352 LAFAYETTE ST | SALEM | MA | 01970 | N/A | PC | First installment of $150,000 pledge dated 12/16/2021 | $30,000 |
| SQUASHBUSTERS INC | |||||||
| 795 COLUMBUS AVE | BOSTON | MA | 02120 | N/A | PC | first installment of a $250,000 pledge payable over five years starting in 2022 | $50,000 |
| SQUASHBUSTERS INC | |||||||
| 795 COLUMBUS AVE | BOSTON | MA | 02120 | N/A | PC | General & Unrestricted | $50,000 |
| STAMFORD HOSPITAL | |||||||
| 3001 SUMMER ST 2ND FL | STAMFORD | CT | 06905 | N/A | PC | General & Unrestricted | $25,000 |
| STAMFORD HOSPITAL | |||||||
| 3001 SUMMER ST 2ND FL | STAMFORD | CT | 06905 | N/A | PC | First installment of $1,000,000 grant to The Campaign for Women and Babies. | $250,000 |
| STUDIO ART QUILT ASSOC INC | |||||||
| PO BOX 141 | HEBRON | CT | 06248 | N/A | PC | to support SAQAs virtual initiatives. | $50,000 |
| SUMMER SEARCH BOSTON | |||||||
| 3840 WASHINGTON ST STE 2 | JAMAICA PLAIN | MA | 02130 | N/A | PC | First installment of $500,000 five year pledge toward the Dream.See.Do Campaign | $100,000 |
| SUMMER SEARCH BOSTON | |||||||
| 3840 WASHINGTON ST STE 2 | JAMAICA PLAIN | MA | 02130 | N/A | PC | General & Unrestricted | $50,000 |
| TENACITY INC | |||||||
| 38 EVERETT ST LOWER LEVEL | BOSTON | MA | 02134 | N/A | PC | First installment of a $500,000 five-year pledge. | $100,000 |
| TENACITY INC | |||||||
| 38 EVERETT ST LOWER LEVEL | BOSTON | MA | 02134 | N/A | PC | General & Unrestricted | $50,000 |
| THE INDEPENDENT INSTITUTE | |||||||
| 100 SWAN WAY | OAKLAND | CA | 94621 | N/A | PC | General & Unrestricted | $20,000 |
| THE PRESBYTERIAN CHURCH OF MT KISCO | |||||||
| 605 MILLWOOD RD | MT KISCO | NY | 10549 | N/A | PC | General & Unrestricted | $60,000 |
| THE YANKEE INSTITUTE FOR PUBLIC POLICY STUDIES INC | |||||||
| 216 MAIN ST | HARTFORD | CT | 06106 | N/A | PC | General & Unrestricted | $50,000 |
| THE YANKEE INSTITUTE FOR PUBLIC POLICY STUDIES INC | |||||||
| 216 MAIN ST | HARTFORD | CT | 06106 | N/A | PC | First installment of challenge grant. | $200,000 |
| THEATER MASTERS | |||||||
| PO BOX 899 | ASPEN | CO | 81612 | N/A | PC | General & Unrestricted | $12,500 |
| UNITED WAY OF GREENWICH INC | |||||||
| 2 DEARFIELD DR STE 300 | GREENWICH | CT | 06831 | N/A | PC | General & Unrestricted | $10,000 |
| UNIVERSITY OF MASSACHUSETTS FOUNDATION INC | |||||||
| 100 CARLSON AVE | NEWTON | MA | 02459 | N/A | PC | General & Unrestricted | $550,000 |
| UNIVERSITY OF NEBRASKA FOUNDATION | |||||||
| 1010 LINCOLN MALL STE 300 | LINCOLN | NE | 68508 | N/A | PC | First installment of $4 million pledge pursuant to pledge agreement dated January 4, 2022. | $1,000,000 |
| UNIVERSITY OF NEBRASKA FOUNDATION - INTERNATIONAL | |||||||
| 1010 LINCOLN MALL STE 300 | LINCOLN | NE | 68583 | N/A | PC | First installment of $525,000 pledge dated December 2, 2021 for Robert and Ardis James Foundation Quilt House Operations Fund | $225,000 |
| UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL | |||||||
| PO BOX 309 | CHAPEL HILL | NC | 27514 | N/A | PC | Second and final installment of pledge to support graduate training within the context of the marine environmental research being conducted in Joel Fodrie's lab | $87,500 |
| WALLIN EDUCATION PARTNERS | |||||||
| 451 LEXINGTON PKWY N STE 100 | SAINT PAUL | MN | 55104 | N/A | PC | First installment of a five year pledge of $1,000,000 for the 2022/2023 Academic Year | $200,000 |
| WILLA CATHER FOUNDATION | |||||||
| 413 N WEBSTER ST | RED CLOUD | NE | 68970 | N/A | PC | General & Unrestricted | $10,000 |
| WILLA CATHER FOUNDATION | |||||||
| 413 N WEBSTER ST | RED CLOUD | NE | 68970 | N/A | PC | Third installment of a $250,000 endowment pledge to be payable over four years, 2020 - 2023. | $62,500 |
| YEAR UP INC | |||||||
| 45 MILK ST 9TH FL | BOSTON | MA | 02109 | N/A | PC | General & Unrestricted | $25,000 |
| YEAR UP INC | |||||||
| 45 MILK ST 9TH FL | BOSTON | MA | 02109 | N/A | PC | First installment of a $250,000 five-year pledge. | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $19,185,767 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $62,513 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $502,127 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Income | OtherInvestmentIncomeGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $364,321 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $6,630,669 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (5 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|---|
| K-1 Inc/Loss | 525990 | $726,456 | 14 | $2,163,610 |
| Federal Tax Refund | 01 | $510,394 | ||
| FOREIGN CURRENCY GAIN | 01 | $4,873 | ||
| INTEREST/DIVIDENDS FROM ALTERNATIVE INVESTMENTS | 14 | $7,866 | ||
| CLASS ACTION SETTLEMENT PROCEEDS | 01 | $332 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $1,090,777 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $9,882,384 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $10,973,161 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Depreciation Schedule DepreciationSchedule
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (5 entries)
| IdentifierIdentifierTxt | Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt |
|---|---|---|
| PART I LINE 6A (990-PF) - RECONCILIATION OF NET GAIN/(LOSS) FROM SALES OF | PART I LINE 6A: | RECONCILIATION OF NET GAIN/(LOSS) FROM SALES OF ASSETS NOT INCLUDED IN PART IV TOTAL INCLUDED IN PART IV: (DETAILS BELOW) NET GAIN/(LOSS): $6,630,669 TOTAL NOT INCLUDED IN PART IV: PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - UBI NET GAIN/(LOSS): $364,321 TOTAL PART I, LINE 6A: $6,994,990 DETAILS OF ASSETS INCLUDED IN PART IV: PUBLICLY-TRADED SECURITIES GROSS SALES PRICE: $13,080,343 BOOK BASIS: $13,693,499 NET GAIN/(LOSS): $(613,156) PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - NON UBI NET GAIN/(LOSS): $6,762,606 SALES OF OTHER ITEMIZED ASSETS GROSS SALES PRICE: $7,067,544 BOOK BASIS: $6,586,325 NET GAIN/(LOSS): $481,219 |
| Part VI-A, Line 11 | PART VI-A, LINE 11: | NAME OF CONTROLLED ENTITY: JAMES FOUNDATION INVESTMENTS, LTD. EIN: N/A STREET ADDRESS: PO BOX 309GT, UGLAND HOUSE, GRAND CAYMAN, CAYMAN ISLANDS KY1-1104 NO TRANSFERS WERE MADE DURING 2022 FROM THE FOUNDATION TO THIS ENTITY OR FROM THIS ENTITY TO THE FOUNDATION. JAMES FOUNDATION INVESTMENTS, LTD. IS NOT AN EXCESS BUSINESS HOLDING OF THE FOUNDATION. NAME OF CONTROLLED ENTITY: RCR JAMES ASSOCIATES, LLC EIN: 75-3194306 STREET ADDRESS: 521 5TH AVE, STE 1804, NEW YORK, NY 10175 THE ONLY TRANSFERS MADE DURING 2022 WERE NET CASH CONTRIBUTIONS AND DISTRIBUTIONS TOTALING $4,182,444 BETWEEN THE FOUNDATION AND RCR JAMES ASSOCIATES, LLC. RCR JAMES ASSOCIATES, LLC IS NOT AN EXCESS BUSINESS HOLDING OF THE FOUNDATION. NAME OF CONTROLLED ENTITY: KF PAGLIA-JAMES ASSOCIATES, LLC EIN: 34-1998546 STREET ADDRESS: 521 5TH AVE, STE 1804, NEW YORK, NY 10175 THE ONLY TRANSFERS MADE DURING 2022 WERE NET CASH CONTRIBUTIONS AND DISTRIBUTIONS TOTALING $1,604,162 BETWEEN THE FOUNDATION AND KF PAGLIA-JAMES ASSOCIATES, LLC. KF PAGLIA-JAMES ASSOCIATES, LLC IS NOT AN EXCESS BUSINESS HOLDING OF THE FOUNDATION. |
| FORM 926 | FORM 926 | THE FOUNDATION HAS PREPARED THESE FORMS TO THE BEST OF ITS ABILITY BASED ON THE LIMITED INFORMATION PROVIDED TO IT BY THE INVESTMENT ON WHICH THE FOUNDATION IS REPORTING. ANY MISSING OR INCOMPLETE INFORMATION IS DUE TO THE FOUNDATION'S INABILITY TO OBTAIN SUCH INFORMATION AND IS NOT A WILLFUL ATTEMPT TO WITHHOLD SUCH INFORMATION. |
| FORM 8865 | FORM 8865 | THE FOUNDATION HAS PREPARED THESE FORMS TO THE BEST OF ITS ABILITY BASED ON THE LIMITED INFORMATION PROVIDED TO IT BY THE INVESTMENT ON WHICH THE FOUNDATION IS REPORTING. ANY MISSING OR INCOMPLETE INFORMATION IS DUE TO THE FOUNDATION'S INABILITY TO OBTAIN SUCH INFORMATION AND IS NOT A WILLFUL ATTEMPT TO WITHHOLD SUCH INFORMATION. |
| FORM 8858 | FORM 8858 | THE FOUNDATION HAS PREPARED THESE FORMS TO THE BEST OF ITS ABILITY BASED ON THE INFORMATION PROVIDED TO IT BY THE FOREIGN BRANCH ON WHICH THE FOUNDATION IS REPORTING. ANY MISSING OR INCOMPLETE INFORMATION IS NOT A WILLFUL ATTEMPT TO WITHHOLD SUCH INFORMATION. |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (41 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AKAMAI TECH COM STK | $40,302 | $33,214 |
| ALLOT COMMUNICATIONS LTD | $19,628 | $7,224 |
| AMDOCS LIMITED | $39,929 | $47,723 |
| AMERICAN TOWER REIT INC | $79,893 | $71,609 |
| AT&T, INC | $15,175 | $12,059 |
| BLACKROCK EMERGING MARKETS FUN | $1,919,881 | $1,413,425 |
| BROADCOM INC | $60,821 | $73,246 |
| BT GROUP PLC | $60,790 | $38,130 |
| CELLNEX TELECOM ORD SHS | $42,530 | $24,396 |
| CHARTER COMMUNICATIONS, INC | $60,189 | $32,554 |
| CISCO SYSTEMS INC | $39,872 | $36,730 |
| COMCAST CORP | $79,935 | $51,301 |
| CROWN CASTLE INTL | $72,689 | $57,918 |
| DEUTSCHE TELEKOM N ORD SHS | $83,729 | $89,069 |
| DIGITAL RLTY TR INC | $39,697 | $28,577 |
| DISH NETWORK CORPORATION | $59,918 | $23,349 |
| EQUINIX, INC | $80,140 | $78,604 |
| ERICSSON L M TEL CO | $53,524 | $23,705 |
| FRONTIER COMMUNICATIONS PARENT | $42,946 | $38,220 |
| IHS INC | $78,228 | $34,440 |
| ISHARES S&P 500 INDEX FD | $5,721,201 | $8,238,998 |
| JUNIPER NETWORKS | $19,815 | $25,121 |
| KEPPEL DC REIT | $18,969 | $12,591 |
| LIBERTY GLOBAL PLC - SERIES A | $80,262 | $59,327 |
| LIBERTY LATIN AMERICA (FORMERL | $72,121 | $41,542 |
| LUMEN TECHNOLOGIES INC | $42,016 | $16,704 |
| MARVELL TECHNOLOGY, INC | $20,304 | $15,409 |
| MILLICOM INTERNATIONAL CELLULA | $17,217 | $8,841 |
| NOKIA | $20,044 | $23,316 |
| ORANGE | $40,184 | $32,051 |
| PRANA BIOTECHNOLOGY LIMITED | $500,000 | $11,869 |
| QORVO INC | $19,799 | $10,877 |
| QUALCOMM INC | $65,438 | $53,871 |
| SANDS CAPITAL GLOBAL GROWTH IN | $4,243,521 | $2,828,869 |
| SBA COMMUNICATIONS CORP | $39,867 | $40,925 |
| SES SA FDR | $39,394 | $31,998 |
| SKYWORKS SOLUTIONS, INC | $40,397 | $20,140 |
| TELECOM ITALIA SAVING SHS | $40,666 | $15,648 |
| VANGUARD FTSE DEVELOPED MARKET | $9,239,487 | $9,592,538 |
| VERIZON COMMUNICATIONS | $110,900 | $75,609 |
| VODAFONE GROUP PLC | $80,195 | $43,921 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (75 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AAVIN CAPITAL III, LP | $123,419 | $113,933 |
| AAVIN MEZZANINE FUND LP | $2,437,359 | $5,227,954 |
| ABERDEEN VENTURE PARTNERS XI ( | $3,988,102 | $7,408,716 |
| ABERDEEN VENTURE PARTNERS XII | $2,965,009 | $3,275,944 |
| ABERDEEN VENTURE PARTNERS XIII | $500,000 | $388,827 |
| ACCOLADE PARTNERS BLOCKCHAIN I | $260,000 | $184,046 |
| ACCOLADE PARTNERS BLOCKCHAIN I | $500,000 | $326,095 |
| AIOF II (TE) AIV, L.P | $5,812 | $5,093 |
| AIOF II NJORD DEBT AGGREGATOR, | $90,556 | $31,114 |
| AIOF II NJORD EQUITY AGGREGATO | $52,499 | $77,787 |
| AIOF II WOOLLY AIV, LP | $1,085 | $951 |
| ALTEGRIS MULTI-STRATEGY FUND L | $4,500,000 | $7,814,078 |
| AP EPF III ($B EH AIV II) LP | $1,612 | $23,869 |
| APOLLO ATHENE DEDICATED INVEST | $3,277,310 | $5,221,342 |
| APOLLO EUROPEAN PRNCPL FNC FD | $665,648 | $935,055 |
| APOLLO INFRA EQUITY FEEDER FUN | $150,630 | $129,969 |
| APOLLO INFRA EQUITY FEEDER FUN | $819,368 | $694,954 |
| APOLLO INFRA EQUITY INTL FUND | $245,203 | $211,571 |
| APOLLO INFRASTRUCTURE OPPOR FU | $481,032 | $529,173 |
| APOLLO INVESTMENT FUND X, L.P | ||
| APOLLO SPAC FUND I (B FC), L.P | $863,421 | $917,677 |
| BSCP SBIC I LP | $3,343,866 | $3,324,386 |
| CAPITAL INTERNATIONAL PRIVATE | $424,663 | $9,626 |
| CAPITAL INTERNATIONAL PRIVATE | $1,641,773 | $1,026,583 |
| CASDIN PARTNERS OFFSHORE LTD | $4,750,000 | $6,027,755 |
| CASDIN PRIVATE GROWTH EQUITY F | $1,977,088 | $1,587,357 |
| COLUMBIA SPECTRUM PARTNERS II- | $1,268,545 | $2,041,450 |
| COLUMBIA SPECTRUM PARTNERS V-A | $1,164,787 | $1,158,734 |
| CORSAIR III FINANCIAL SRVCS CP | $854,635 | $923,539 |
| CORSAIR III FINANCIAL SRVCS OF | ||
| CORSAIR KOREA INVESTORS LLC | $757,053 | $789,220 |
| DYSON CAPITAL SERIES FUND, LLC | $705,696 | $774,839 |
| EAST ROCK FOCUS FUND LP | $6,198,762 | $7,149,529 |
| EDGE PRINCIPAL INVESTMENTS II, | $205,904 | $52,782 |
| EDGE PRINCIPAL INVESTMENTS III | $1,052,136 | $1,597,183 |
| EDGE PRINCIPAL INVESTMENTS IV | $3,749,319 | $5,949,450 |
| ENTERPRISE 299 ASSOCIATES | $248,272 | $5,417,445 |
| ENTERPRISE WEXFORD ASSOCIATES | $200,334 | $166,987 |
| ENTERPRISE WEXFORD ELEVEN LLC | $57,243 | $60,924 |
| EUNETWORKS HOLDINGS LP | $964,310 | $963,516 |
| GAIP 2019 (BERMUDA) AIV LP | $2,096,804 | $2,121,829 |
| GAIP 2019 AIV B, LP | $895,811 | $1,111,877 |
| GENERAL ATLANTIC INV PTNS 2019 | $1,055,877 | $1,133,317 |
| HARVEST MLP INCOME FUND II LLC | $2,762,440 | $3,125,468 |
| HEALTH VELOCITY CAPITAL I LP | $1,043,214 | $2,119,799 |
| HEALTH VELOCITY CAPITAL II, LP | $230,632 | $232,697 |
| IGNIA FUND I, LP | $1,614,802 | $401,427 |
| JAMES FOUNDATION INVESTMENTS L | $467,860 | $1,136,631 |
| KAYNE SENIOR CREDIT II OFFSHOR | $197,092 | $192,346 |
| KF PAGLIA-JAMES ASSOCIATES LLC | $14,744,618 | $16,571,317 |
| KLD INVESTORS LLC | $1,008,010 | $750,396 |
| ORCHID CHINA (CAYMAN) LP | $1,099,680 | $747,154 |
| PALOMA INTERNATIONAL LIMITED | $2,000,260 | $5,423,240 |
| PATHWAY CO-INVESTMENT FUND, LP | $1,857,718 | $2,048,372 |
| QED FUND VII LP | $462,496 | $475,190 |
| QED GROWTH FUND, LP | $1,100,584 | $1,163,618 |
| QED MND HOLDINGS, LLC | $375,556 | $375,406 |
| RA CAPITAL HEALTHCARE INTL FUN | $2,500,000 | $1,880,605 |
| RCR JAMES ASSOCIATES, LLC | $30,862,485 | $40,670,059 |
| REPERTOIRE INTERNATIONAL LTD C | $500,000 | $590,165 |
| REPERTOIRE INTERNATIONAL LTD C | $500,000 | $574,327 |
| SCULPTOR REAL ESTATE FUND III | $229,376 | $446,505 |
| SELECT EQUITY OFFSHORE | $3,000,000 | $4,596,580 |
| SIMCOE PARTNERS OFFSHORE LTD | $3,500,000 | $5,449,790 |
| STRATEGIC PARTNERS OFFSHORE FU | $395,658 | |
| SUSTAINABLE CAPITAL AFRICA ALP | $1,500,000 | $1,483,106 |
| TEMPLETON GLOBAL SUMMITS (CAYM | $4,000,000 | $2,137,659 |
| TENNENBAUM SPECIAL SITUATIONS | $980,525 | $1,470,333 |
| TT EMERGING MARKETS OPP FUND I | $3,000,000 | $2,724,849 |
| VISTA CREDIT PARTNERS FUND III | $2,016,642 | $2,131,907 |
| WEXFORD OFFSHORE SPECTRUM FUND | $13,570 | |
| WEXFORD VPEP HOLDINGS CO. LIMI | $99,225 | $111,418 |
| ZAMA CAPITAL FUND LP | $2,501,580 | $3,737,196 |
| ZEPHYR PEACOCK INDIA FUND II L | $116,895 | $101,284 |
| ZEPHYR PEACOCK INDIA FUND III | $389,860 | $764,070 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (53 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Administrative Fees | $193,472 | $193,472 | |
| Bank Charges | $505 | $505 | |
| Digital Subscriptions | $23 | $23 | |
| K-1 Exp AAVIN CAPITAL III, LP | $12,048 | $12,048 | |
| K-1 Exp AAVIN MEZZANINE FUND L | $183,189 | $183,188 | |
| K-1 Exp APOLLO ATHENE DEDICATE | $39,435 | $32,356 | |
| K-1 Exp APOLLO INFRA EQUITY IN | $20,663 | $20,663 | |
| K-1 Exp APOLLO INFRASTRUCTURE | $118,257 | $118,257 | |
| K-1 Exp APOLLO INVESTMENT FUND | $4,072 | $3,673 | |
| K-1 Exp BSCP SBIC I LP | $183 | ||
| K-1 Exp CAPITAL INTERNATIONAL | $280 | $280 | |
| K-1 Exp CAPITAL INTERNATIONAL | $18,789 | $18,789 | |
| K-1 Exp CASDIN PRIVATE GROWTH | $26,618 | $26,618 | |
| K-1 Exp COLUMBIA SPECTRUM PART | $14,055 | $14,051 | |
| K-1 Exp COLUMBIA SPECTRUM PART | $3,696 | $3,696 | |
| K-1 Exp CORSAIR III FINANCIAL | $10,330 | $10,330 | |
| K-1 Exp CORSAIR KOREA INVESTOR | $7,395 | $7,395 | |
| K-1 Exp DYSON CAPITAL SERIES F | $16,159 | $13,939 | |
| K-1 Exp EAST ROCK FOCUS FUND L | $289,696 | $289,663 | |
| K-1 Exp EDGE PRINCIPAL INVESTM | $31 | $10 | |
| K-1 Exp EDGE PRINCIPAL INVESTM | $6,944 | $886 | |
| K-1 Exp EDGE PRINCIPAL INVESTM | $133,324 | $132,501 | |
| K-1 Exp ENTERPRISE 299 ASSOCIA | $60,877 | $60,877 | |
| K-1 Exp ENTERPRISE WEXFORD ASS | $1,719 | $1,711 | |
| K-1 Exp ENTERPRISE WEXFORD ELE | $1,642 | $1,639 | |
| K-1 Exp GAIP 2019 (BERMUDA) AI | $8,185 | $6,837 | |
| K-1 Exp GAIP 2019 AIV B, LP | $1,439 | $1,439 | |
| K-1 Exp GENERAL ATLANTIC INV P | $85,720 | $85,720 | |
| K-1 Exp HARVEST MLP INCOME FUN | $82,260 | $82,260 | |
| K-1 Exp HEALTH VELOCITY CAPITA | $33,263 | $33,263 | |
| K-1 EXP JAMES FOUNDATION INV L | $39,665 | $39,665 | |
| K-1 Exp HEALTH VELOCITY CAPITA | $37,732 | $37,732 | |
| K-1 Exp KAYNE ANDERSON REAL ES | $32,693 | $14,087 | |
| K-1 Exp KF PAGLIA-JAMES ASSOCI | $415,643 | $415,582 | |
| K-1 Exp KLD INVESTORS LLC | $19 | $19 | |
| K-1 Exp ORCHID CHINA (CAYMAN) | $25,869 | $25,869 | |
| K-1 Exp PATHWAY CO-INVESTMENT | $14,417 | $14,328 | |
| K-1 Exp QED FUND VII LP | $24,634 | $24,634 | |
| K-1 Exp QED GROWTH FUND, LP | $15,372 | $15,372 | |
| K-1 Exp QED MND HOLDINGS, LLC | $170 | $170 | |
| K-1 Exp RCG LONGVIEW II, LP | $296 | $296 | |
| K-1 Exp RCR JAMES ASSOCIATES, | $1,334,259 | $1,332,264 | |
| K-1 Exp SCULPTOR REAL ESTATE F | $260 | $223 | |
| K-1 Exp SIERRA CAPITAL LP | $498 | $498 | |
| K-1 Exp SIRE SPV LLC | $118 | $118 | |
| K-1 Exp TENNENBAUM SPECIAL SIT | $96,627 | $96,456 | |
| K-1 Exp VISTA CREDIT PARTNERS | $305 | $305 | |
| K-1 Exp ZAMA CAPITAL FUND LP | $107,544 | $100,101 | |
| K-1 Exp ZEPHYR PEACOCK INDIA F | $1,647 | $1,647 | |
| K-1 Exp ZEPHYR PEACOCK INDIA F | $13,865 | $13,865 | |
| Office & Supplies | $23 | $23 | |
| Postage/Delivery Service | $802 | $802 | |
| State or Local Filing Fees | $25 | $25 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (51 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| K-1 Inc/Loss AAVIN CAPITAL III, LP | $2,314 | $2,314 |
| K-1 Inc/Loss AAVIN MEZZANINE FUND LP | $501,042 | $501,042 |
| K-1 Inc/Loss AIOF II (TE) AIV, L.P | $5,812 | $5,812 |
| K-1 Inc/Loss AIOF II NJORD DEBT AGGREGATOR, L.P | $20,206 | $20,206 |
| K-1 Inc/Loss AIOF II WOOLLY AIV, LP | $1,085 | $1,085 |
| K-1 Inc/Loss AP EPF III ($B EH AIV II) LP | $24,536 | $24,536 |
| K-1 Inc/Loss APOLLO ATHENE DEDICATED INVESTMENT P | $97,555 | $80,043 |
| K-1 Inc/Loss APOLLO INFRA EQUITY FEEDER FUND (TE | $8,718 | $8,718 |
| K-1 Inc/Loss APOLLO INFRA EQUITY FEEDER FUND TE L | $374,784 | $374,784 |
| K-1 Inc/Loss APOLLO INFRA EQUITY INTL FUND LP | $658 | $658 |
| K-1 Inc/Loss APOLLO INFRASTRUCTURE OPPOR FUND II | $25,901 | $25,901 |
| K-1 Inc/Loss APOLLO INVESTMENT FUND X, L.P | $4,064 | $4 |
| K-1 Inc/Loss BSCP SBIC I LP | $478,632 | $478,632 |
| K-1 Inc/Loss CAPITAL INTERNATIONAL PRIVATE EQUITY | $3 | $3 |
| K-1 Inc/Loss CAPITAL INTERNATIONAL PRIVATE EQUITY | $19,307 | $19,307 |
| K-1 Inc/Loss CASDIN PRIVATE GROWTH EQUITY FUND LP | $3,375 | $3,375 |
| K-1 Inc/Loss COLUMBIA SPECTRUM PARTNERS II-A, L.P | $5,596 | $5,596 |
| K-1 Inc/Loss CORSAIR III FINANCIAL SRVCS CPTL PTN | $15,020 | $15,020 |
| K-1 Inc/Loss CORSAIR KOREA INVESTORS LLC | $25,614 | $25,614 |
| K-1 Inc/Loss DYSON CAPITAL SERIES FUND, LLC - SER | -$15,037 | -$15,037 |
| K-1 Inc/Loss EAST ROCK FOCUS FUND LP | $84,934 | $57,332 |
| K-1 Inc/Loss EDGE PRINCIPAL INVESTMENTS II, LP | $3,798 | $1,933 |
| K-1 Inc/Loss EDGE PRINCIPAL INVESTMENTS III, LP | -$136,585 | -$29,565 |
| K-1 Inc/Loss EDGE PRINCIPAL INVESTMENTS IV LP | -$22,985 | -$19,162 |
| K-1 Inc/Loss EDGE PRINCIPAL INVESTMENTS, LP | -$113 | -$113 |
| K-1 Inc/Loss ENTERPRISE 299 ASSOCIATES | $283,295 | -$478 |
| K-1 Inc/Loss ENTERPRISE WEXFORD ASSOCIATES LLC | $6,612 | $199 |
| K-1 Inc/Loss ENTERPRISE WEXFORD ELEVEN LLC | $1,498 | $226 |
| K-1 Inc/Loss GAIP 2019 (BERMUDA) AIV LP | $2,886 | $2,503 |
| K-1 Inc/Loss GAIP 2019 AIV B, LP | $33,080 | $32,457 |
| K-1 Inc/Loss GENERAL ATLANTIC INV PTNS 2019 LP | $456 | $456 |
| K-1 Inc/Loss HARVEST MLP INCOME FUND II LLC | $672,699 | $672,699 |
| K-1 Inc/Loss HEALTH VELOCITY CAPITAL I LP | $7,921 | $7,921 |
| K-1 Inc/Loss HEALTH VELOCITY CAPITAL II, LP | -$4,880 | -$4,880 |
| K-1 Inc/Loss IGNIA FUND I, LP | -$1,677 | -$1,677 |
| K-1 Inc/Loss KAYNE ANDERSON REAL ESTATE OPPS DEBT | $105,989 | $75,019 |
| K-1 Inc/Loss KF PAGLIA-JAMES ASSOCIATES LLC | $162,459 | $190,278 |
| K-1 Inc/Loss ORCHID CHINA (CAYMAN) LP | $17,260 | $17,260 |
| K-1 Inc/Loss PATHWAY CO-INVESTMENT FUND, LP | $9,356 | $13,945 |
| K-1 Inc/Loss QED FUND VII LP | $89 | $89 |
| K-1 Inc/Loss QED GROWTH FUND, LP | $2,896 | $2,896 |
| K-1 Inc/Loss RCG LONGVIEW II, LP | $11 | $11 |
| K-1 Inc/Loss RCR JAMES ASSOCIATES, LLC | -$311,807 | -$785,005 |
| K-1 Inc/Loss SCULPTOR REAL ESTATE FUND III LP | $63,386 | $57,364 |
| K-1 Inc/Loss TENNENBAUM SPECIAL SITUATIONS FUND I | $99,949 | $79,663 |
| K-1 Inc/Loss VISTA CREDIT PARTNERS FUND III-A LP | $107,022 | $107,022 |
| K-1 Inc/Loss ZAMA CAPITAL FUND LP | $103,332 | $104,230 |
| Class Action Lawsuit Proceeds | $332 | $332 |
| Federal Tax Refund | $510,394 | |
| Foreign Currency Gain | $4,873 | $4,873 |
| INTEREST/DIVIDENDS FROM ALTERNATIVE INV | $7,866 | $7,866 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| OFFICE MANAGEMENT SERVICES | $293,800 | $293,800 | |
| Investment Management Services | $371,367 | $371,367 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (6 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| 990-PF Estimated Tax for 2022 | $96,100 | |
| 990-PF Extension for 2021 | $94,200 | |
| 990-T Extension for 2021 | $83,100 | |
| 990-T Income Tax for 2021 | $137,459 | |
| Foreign Tax Paid | $6,252 | $6,252 |
| STATE INCOME TAX 2021 | $41,896 |