FRIDOLIN CHARITABLE TR UA 06282006: Form 990PF, tax year 2021

View the entire original 990 at ProPublica ↗

Organization: FRIDOLIN CHARITABLE TR UA 06282006 (EIN 54-6717390)
Tax period: 2021-01-01 to 2021-12-31
Filed: 2022-05-12
IRS object ID: 202201329349102330
Schema version: 2021v4.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
General Explanation Attachment
Investments Corp Stock Schedule
Investments Other Schedule2
Legal Fees Schedule
Other Assets Schedule
Other Expenses Schedule
Other Income Schedule2
Other Increases Schedule
Other Professional Fees Schedule
Substantial Contributors Sch
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2022-05-12T11:39:17-05:00	ReturnTs
Tax Period End	2021-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	131610809	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	FRIEDMAN LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	ONE LIBERTY PLAZA 165 BROADWAY 21ST	AddressLine1Txt
Address Line2	FL	AddressLine2Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10006	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2021-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	546717390	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	THE FRIDOLIN CHARITABLE TRUST	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	FRID	BusinessNameControlTxt
Phone	2125490241	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	REED SMITH 599 LEXINGTON AVE 26FL	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10022	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	HERBERT KOZLOV	PersonNm
Person Title	TRUSTEE	PersonTitleTxt
Phone	2125215400	PhoneNum
Signature	2022-05-15	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Field	Value	IRS element (for citing)
Person First	HERBERT	PersonFirstNm
Person Last	KOZLOV	PersonLastNm

Field	Value	IRS element (for citing)
SSN	999009999	SSN

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	SARAH AVERY	PreparerPersonNm
PTIN	P01470673	PTIN
Phone	2128427000	PhoneNum
Preparation	2022-05-04	PreparationDt

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

Field	Value	IRS element (for citing)
Trusted Customer	3	TrustedCustomerCd
Authentication Assurance Level	AAL1	AuthenticationAssuranceLevelCd
Identity Assurance Level	IAL1	IdentityAssuranceLevelCd

Field	Value	IRS element (for citing)
Tax	2021	TaxYr
Build TS	2022-09-23 18:48:47Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$62,870,783	FMVAssetsEOYAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Schedule B Not Required	Yes (X)	ScheduleBNotRequiredInd
Interest On Sav Rev And Expnss	$430,126	InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm	$268,428	InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss	$815,931	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$774,633	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$1,322,025	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$10,379,544	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$1,483,182	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	$6,857	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$1,563	OtherIncomeNetInvstIncmAmt
Total Rev And Expnss	$2,574,939	TotalRevAndExpnssAmt
Total Net Invst Incm	$2,527,806	TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$101,061	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$20,212	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$80,849	CompOfcrDirTrstDsbrsChrtblAmt
Legal Fees Rev And Expnss	$614	LegalFeesRevAndExpnssAmt
Legal Fees Net Invst Incm	$123	LegalFeesNetInvstIncmAmt
Legal Fees Dsbrs Chrtbl	$491	LegalFeesDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$34,088	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$6,817	AccountingFeesNetInvstIncmAmt
Accounting Fees Chrtbl Prps	$27,271	AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss	$350,311	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$339,911	OtherProfFeesNetInvstIncmAmt
Other Prof Fees Dsbrs Chrtbl	$10,400	OtherProfFeesDsbrsChrtblAmt
Taxes Rev And Expnss	$49,316	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$13,816	TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl	$0	TaxesDsbrsChrtblAmt
Other Expenses Rev And Expnss	$18,184	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$3,635	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$14,549	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$553,574	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$384,514	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$133,560	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$2,354,669	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$2,354,669	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$2,908,243	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$384,514	TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl	$2,488,229	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	-$333,304	ExcessRevenueOverExpensesAmt
Net Investment Income	$2,143,292	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$1,938,180	CashBOYAmt
Cash EOY	$1,392,987	CashEOYAmt
Cash EOYFMV	$1,392,987	CashEOYFMVAmt
Corporate Stock BOY	$17,979,301	CorporateStockBOYAmt
Corporate Stock EOY	$20,803,669	CorporateStockEOYAmt
Corporate Stock EOYFMV	$20,803,669	CorporateStockEOYFMVAmt
Other Investments BOY	$38,084,416	OtherInvestmentsBOYAmt
Other Investments EOY	$40,581,079	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$40,581,079	OtherInvestmentsEOYFMVAmt
Other Assets BOY	$107,385	OtherAssetsBOYAmt
Other Assets EOY	$93,048	OtherAssetsEOYAmt
Other Assets EOYFMV	$93,048	OtherAssetsEOYFMVAmt
Total Assets BOY	$58,109,282	TotalAssetsBOYAmt
Total Assets EOY	$62,870,783	TotalAssetsEOYAmt
Total Assets EOYFMV	$62,870,783	TotalAssetsEOYFMVAmt
Total Liabilities BOY	$0	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$0	TotalLiabilitiesEOYAmt
Organization Follows FASB117	Yes (X)	OrganizationFollowsFASB117Ind
No Donor Rstr Net Assests BOY	$58,109,282	NoDonorRstrNetAssestsBOYAmt
No Donor Rstr Net Assests EOY	$62,870,783	NoDonorRstrNetAssestsEOYAmt
Tot Net Ast Or Fund Balances BOY	$58,109,282	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$62,870,783	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$58,109,282	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$62,870,783	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$58,109,282	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	-$333,304	ExcessRevenueOverExpensesAmt
Other Increases	$5,094,805	OtherIncreasesAmt
Subtotal	$62,870,783	SubtotalAmt
Other Decreases	$0	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$62,870,783	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)

PropertyPropertyDesc	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt	How AcquiredHowAcquiredCd
MERRILL LYNCH 2288	$4,431,586	$4,344,512	$87,074	$87,074
MERRILL LYNCH 2289	$5,860,848	$4,551,850	$1,308,998	$1,308,998
CAPITAL GAINS DIVIDENDS	$87,110		$87,110	$87,110	P

Field	Value	IRS element (for citing)
Capital Gain Net Income	$1,483,182	CapitalGainNetIncomeAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$29,792	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$29,792	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$29,792	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$22,802	EstimatedPlusOvpmtIncmTxAmt
Exempt Frgn Org Tax Wthld At Srce	$0	ExemptFrgnOrgTaxWthldAtSrceAmt
Extsn Request Income Tax Paid	$0	ExtsnRequestIncomeTaxPaidAmt
Backup Withholding Withheld	$0	BackupWithholdingWithheldAmt
Total Payments And Credits	$22,802	TotalPaymentsAndCreditsAmt
Form2220 Attached	Yes (X)	Form2220AttachedInd
Es Penalty	$95	EsPenaltyAmt
Tax Due	$7,085	TaxDueAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (1)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Org Report Or Register State	NY	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (1)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	0	PrivateOperatingFoundationInd
New Substantial Contributors	Yes (1)	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	0	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	N/A	WebsiteAddressTxt
Individual With Books	REED SMITH	IndividualWithBooksNm
Phone	2125215400	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	599 LEXINGTON AVENUE 26TH FLOOR	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10022	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	Yes (1)	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Acts Fail To Qlfy As Exceptions	0	ActsFailToQlfyAsExceptionsInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	0	BusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	0	GrantsToIndividualsInd
Grants To Organizations	0	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht Pymt	0	SubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
NEAL LEWIN
C/O REED SMITH 599 LEXINGTON AVE	NEW YORK	NY	10022	TRUSTEE	5.00	$20,212	$0	$0
HERBERT KOZLOV
C/O REED SMITH 599 LEXINGTON AVE	NEW YORK	NY	10022	TRUSTEE	5.00	$20,212	$0	$0
BONNIE KAYE
C/O REED SMITH 599 LEXINGTON AVE	NEW YORK	NY	10022	TRUSTEE	5.00	$20,212	$0	$0
ADA SAMUELSSON
C/O REED SMITH 599 LEXINGTON AVE	NEW YORK	NY	10022	TRUSTEE	5.00	$20,212	$0	$0
URSULA KALISH
C/O REED SMITH 599 LEXINGTON AVE	NEW YORK	NY	10022	TRUSTEE	5.00	$20,212	$0	$0

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k	0	OtherEmployeePaidOver50kCnt

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	MERRILL LYNCH	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1499 POST ROAD	AddressLine1Txt
City	FAIRFIELD	CityNm
State Abbreviation	CT	StateAbbreviationCd
ZIP	06824	ZIPCd

Field	Value	IRS element (for citing)
Service Type	INVESTMENT ADVISORY FEES	ServiceTypeTxt
Compensation	$337,311	CompensationAmt

Field	Value	IRS element (for citing)
Contractor Paid Over50k	0	ContractorPaidOver50kCnt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$59,600,312	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$1,915,545	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$0	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$61,515,857	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$61,515,857	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$922,738	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$60,593,119	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$3,029,656	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$3,029,656	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$29,792	TaxBasedOnInvestmentIncomeAmt
Total Tax	$29,792	TotalTaxAmt
Distributable Before Adj	$2,999,864	DistributableBeforeAdjAmt
Recoveries Qualfied Distri	$0	RecoveriesQualfiedDistriAmt
Distributable Before Ded	$2,999,864	DistributableBeforeDedAmt
Deduction From Distributable	$0	DeductionFromDistributableAmt
Distributable As Adjusted	$2,999,864	DistributableAsAdjustedAmt

PF Qualifying Distributions PFQualifyingDistributionsGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$2,488,229	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Qualifying Distributions	$2,488,229	QualifyingDistributionsAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$2,999,864	DistributableAsAdjustedAmt
Undistributed Income PY	$130,510	UndistributedIncomePYAmt
Total For Prior Years	$0	TotalForPriorYearsAmt
Total Excess Distribution Cyov	$0	TotalExcessDistributionCyovAmt
Qualifying Distributions	$2,488,229	QualifyingDistributionsAmt
Applied To Year1	$130,510	AppliedToYear1Amt
Applied To Prior Years	$0	AppliedToPriorYearsAmt
Treated As Distri From Corpus	$0	TreatedAsDistriFromCorpusAmt
Applied To Current Year	$2,357,719	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$0	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$0	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$0	ExcessDistributionCyovAppCYAmt
Total Corpus	$0	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax	$0	PriorYearDeficiencyOrTaxAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$642,145	UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3	$0	CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5	$0	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$0	ExcessDistriCyovToNextYrAmt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (40 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt	Address Line2RecipientUSAddress/AddressLine2Txt
ALL ABOUT CATS RESCUE
111 EAST SUNRISE HIGHWAY	FREEPORT	NY	11520	NONE	PC	GENERAL PURPOSE	$45,000
FRIENDS OF BEZALEL ACADEMY
79 MADISON AVE 8TH FLOOR	NEW YORK	NY	10016	NONE	PC	GENERAL PURPOSE	$200,000
AMERICAN FRIENDS OF KESHET EILON LTD
25 TRINITY PASS ROAD	POUND RIDGE	NY	10576	NONE	PC	GENERAL PURPOSE	$60,000
AMERICAN FRIENDS OF NORWOOD INC
20 STANWIX ST SUITE 1200	PITTSBURGH	PA	15222	NONE	PC	GENERAL PURPOSE	$100,000
AMERICANS FOR OXFORD
500 FIFTH AVENUE 32ND FLOOR	NEW YORK	NY	10110	NONE	PC	GENERAL PURPOSE	$110,000
BAY STREET THEATRE
1 BAY ST PO BOX 810	SAG HARBOR	NY	11963	NONE	PC	GENERAL PURPOSE	$45,000
CAF AMERICA
225 REINEKERS LANE	ALEXANDRIA	VA	22314	NONE	PC	GENERAL PURPOSE	$35,000
CITY HARVEST
6 EAST 32ND STREET 5TH FL	NEW YORK	NY	10016	NONE	PC	GENERAL PURPOSE	$30,000
CRADLE OF AVIATION MUSEUM
ONE DAVIS AVE	GARDEN CITY	NY	11530	NONE	PC	GENERAL PURPOSE	$45,000
DR RICHARD BARNETT FOUNDATION
1333 BROADWAY 3RD FLOOR	NEW YORK	NY	10001	NONE	PC	GENERAL PURPOSE	$25,000
ELEANOR WHITMORE EARLY CHILDHOOD CENTER
2 GINGERBREAD LANE EXTPO BOS 63	EAST HAMPTON	NY	11937	NONE	PC	GENERAL PURPOSE	$25,000
F CANCER
9854 NATIONAL BLVD 280	LOS ANGELES	CA	90034	NONE	PC	GENERAL PURPOSE	$66,669
FASPE
404 FIFTH AVENUE 5TH FL	NEW YORK	NY	10018	NONE	PC	GENERAL PURPOSE	$50,000
GLOBAL KIDS INC
137 EAST 25TH ST 2ND FL	NEW YORK	NY	10010	NONE	PC	GENERAL PURPOSE	$25,000
GUILD HALL OF EAST HAMPTON
158 MAIN STREET	EAST HAMPTON	NY	11937	NONE	PC	GENERAL PURPOSE	$50,000
HAMPTONS TAKE 2 DOCUMENTARY FILM FESTIVAL
BOX 915	BRIDGEHMAPTON	NY	11932	NONE	PC	GENERAL PURPOSE	$10,000
HASHOMER HATZAIR
500 7TH AVENUE 8TH FLOOR	NEW YORK	NY	10018	NONE	PC	GENERAL PURPOSE	$30,000
I-TRI
PO BOX 567	EAST HAMPTON	NY	11937	NONE	PC	GENERAL PURPOSE	$10,000
J STREET EDUCATION FUND
1828 L STREET NW SUITE 240	WASHINGTON	DC	20036	NONE	PC	GENERAL PURPOSE	$60,000
JOSEPH J THEINERT MEMORIAL FUND INC
PO BOX 604	SHELTER ISLAND HEIGHTS	NY	11965	NONE	PC	GENERAL PURPOSE	$10,000
MOUNT SINAI DEPT OF DERMATOLOGY
5 EAST 98TH STREET 5TH FLOOR	NEW YORK	NY	10029	NONE	PC	GENERAL PURPOSE	$50,000
MOUNT SINAI MEDICAL CENTER
ONE GUSTAVE L LEVY PLACE	NEW YORK	NY	10029	NONE	PC	GENERAL PURPOSE	$125,000
MUSEUM OF JEWISH HERITAGE
36 BATTERY PLACE	NEW YORK	NY	10280	NONE	PC	GENERAL PURPOSE	$25,000
NYU GROSSMAN SCHOOL OF MEDICINE
ONE PARK AVENUE 5TH FLOOR	NEW YORK	NY	10016	NONE	PC	GENERAL PURPOSE	$40,000
NYU SCHOOL OF LAW - ROOT - TILDEN
110 W THIRD STREET 2ND FL	NEW YORK	NY	10012	NONE	PC	GENERAL PURPOSE	$100,000
NYU SCHOOL OF MEDICINE DEPT OF EMERGENCY MEDICINE
ONE PARK AVENUE 5TH FLOOR	NEW YORK	NY	10016	NONE	PC	GENERAL PURPOSE	$350,000
PENCILS OF PROMISE
1115 BROADWAY SUITE 1157	NEW YORK	NY	10010	NONE	PC	GENERAL PURPOSE	$50,000
PEPPERDINE UNIVERSITY
24255 PACIFIC COAST HIGHWAY	MALIBU	CA	902634151	NONE	PC	GENERAL PURPOSE	$235,000
RONALD MCDONALD HOUSE
3925 CHESTNUT STREET	PHILADELPHIA	PA	19104	NONE	PC	GENERAL PURPOSE	$25,000
RUTGERS UNIVERSITY FOUNDATION
PO BOX 193	NEW BRUNSWICK	NJ	08903	NONE	PC	GENERAL PURPOSE	$195,000
SCAN HARBOR INC
345 E 102ND STREET	NEW YORK	NY	10029	NONE	PC	GENERAL PURPOSE	$10,000
SOUTH FORK BAKERY FOR THE SPECIAL NEEDS CORP
333 NOYAC ROAD	SAG HARBOR	NY	11963	NONE	PC	GENERAL PURPOSE	$5,000
SOUTH FORK NATURAL HISTORY MUSEUM
377 BRIDGEHAMPTON SAG HARBOR	BRIDGEHAMPTON	NY	11932	NONE	PC	GENERAL PURPOSE	$42,000	TURNPIKEPO BOX 455
SOUTH HAMPTON FRESH AIR FUND
36 BARKERS ISLAND RD	SOUTHAMPTON	NY	11968	NONE	PC	GENERAL PURPOSE	$25,000
STORM KING ART CENTER
1 MUSEUM ROAD	NEW WINDSOR	NY	12553	NONE	PC	GENERAL PURPOSE	$7,500
SUPPORT CENTER FOR CHILD ADVOCATES
1617 JFK BLVD SUITE 1200	PHILADELPHIA	PA	19103	NONE	PC	GENERAL PURPOSE	$25,000
TEMPLE SINAI
458 LAKESIDE DR	STAMFORD	CT	06903	NONE	PC	GENERAL PURPOSE	$5,000
THE DREAM BIG FOUNDATION
50 BELTON ROAD	BABYLON	NY	11702	NONE	PC	GENERAL PURPOSE	$2,500
WEST SIDE CAMPAIGN AGAINST HUNGER
263 WEST 86TH STREET	NEW YORK	NY	10024	NONE	PC	GENERAL PURPOSE	$5,000
WIN INC
1 STATE STREET PLAZA 18TH FLOOR	NEW YORK	NY	10004	NONE	PC	GENERAL PURPOSE	$1,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$2,354,669	TotalGrantOrContriPdDurYrAmt
Total Grant Or Contri Apprv Fut	$0	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$430,126	ExclusionAmt

Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$815,931	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$1,322,025	ExclusionAmt

Other Revenue Described OtherRevenueDescribedGrp (3 entries)

DescDesc	BusinessBusinessCd	Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt	ExclusionExclusionCd	ExclusionExclusionAmt
MERIT NEWPORT 15 LP	900099	$5,294	14	$1,531
MERIT ALBUQUERQUE LP	900099	$0	14	$0
LITIGATION SETTLEMENT			14	$32

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$5,294	UnrelatedBusinessTaxblIncmAmt
Exclusion	$2,569,645	ExclusionAmt
Related Or Exempt Function Incm	$0	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$2,574,939	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	ACCOUNTING	CategoryTxt
Amt	$34,088	Amt
Net Investment Income	$6,817	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$27,271	DisbursementsCharitablePrpsAmt

General Explanation Attachment GeneralExplanationAttachment

General Explanation GeneralExplanationGrp

Field	Value	IRS element (for citing)
Identifier	ADDITIONAL INFORMATION	IdentifierTxt
Form And Line Reference	FORM 990-PF, PART VIII, SECTION 1	FormAndLineReferenceDesc
Medium Explanation	INFORMATION ABOUT OFFICERS, DIRECTORS, TRUSTEES, FOUDATION MANAGERS, HIGHLY PAID EMPLOYEES, AND CONTRACTORS.MR. HERBERT KOZLOV IS COUNSEL AT REED SMITH WHICH IS COMPENSATED AS LEGAL COUNSEL TO THE FOUNDATION.	MediumExplanationTxt

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp

Field	Value	IRS element (for citing)
Stock	COMMON STOCKS	StockNm
EOY Book Value	$20,803,669	EOYBookValueAmt
EOYFMV	$20,803,669	EOYFMVAmt

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (3 entries)

Category Or ItemCategoryOrItemTxt	Listed At Cost Or FMVListedAtCostOrFMVCd	Book ValueBookValueAmt	EOYFMVEOYFMVAmt
GOVERNMENT AND CORPORATE BONDS	FMV	$13,501,565	$13,501,565
MUTUAL FUNDS	FMV	$22,802,462	$22,802,462
ALTERNATIVE INVESTMENTS	FMV	$4,277,052	$4,277,052

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp

Field	Value	IRS element (for citing)
Category	LEGAL COUNSEL	CategoryTxt
Legal Fees	$614	LegalFeesAmt
Net Investment Income	$123	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$491	DisbursementsCharitablePrpsAmt

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp

Field	Value	IRS element (for citing)
Desc	ACCRUED INTEREST RECEIVABLE	Desc
BOY Book Value	$107,385	BOYBookValueAmt
EOY Book Value	$93,048	EOYBookValueAmt
EOYFMV	$93,048	EOYFMVAmt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
INSURANCE	$1,511	$302	$1,209
INFORMATION TECHNOLOGY	$10,203	$2,040	$8,163
OFFICE EXPENSE	$2,687	$537	$2,150
STATE FILING FEE	$1,500	$300	$1,200
DUES AND SUBSCRIPTIONS	$2,283	$456	$1,827

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (2 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt
MERIT NEWPORT 15 LP	$6,825	$1,531	$6,825
LITIGATION SETTLEMENT	$32	$32	$32

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail

Field	Value	IRS element (for citing)
Desc	UNREALIZED GAINS	Desc
Amt	$5,094,805	Amt

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
OTHER	$13,000	$2,600	$10,400
INVESTMENT MANAGEMENT FEES	$337,311	$337,311	$0

Substantial Contributors Sch SubstantialContributorsSch

Substantial Contributor Detail SubstantialContributorDetail

Field	Value	IRS element (for citing)
Person	ESTATE OF FRED HOWARD	PersonNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	599 LEXINGTON AVE FL 26	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10022	ZIPCd

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (3 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
FOREIGN TAXES	$13,816	$13,816	$0
UBIT	$500	$0	$0
EXCISE TAX	$35,000	$0	$0