MR AND MRS SAMUEL OSCHIN FAMILY FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- MR AND MRS SAMUEL OSCHIN FAMILY FOUNDATION (EIN 20-0533204)
- Tax period
- 2020-10-01 to 2021-09-30
- Filed
- 2022-08-01
- IRS object ID
- 202202139349100140
- Schema version
- 2020v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Expln Of Non Filing With AG Stmt
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-08-01T17:54:23-05:00 | ReturnTs |
| Tax Period End | 2021-09-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 954649521 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MELONI HRIBAL TRATNER LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 21600 OXNARD STREET 500 | AddressLine1Txt |
| City | WOODLAND HILLS | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 91367 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-10-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 200533204 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MR AND MRS SAMUEL OSCHIN | BusinessNameLine1Txt |
| Business Name Line2 | FAMILY FOUNDATION | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | MRAN | BusinessNameControlTxt |
| Phone | 8185873730 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 21600 OXNARD ST NO 500 | AddressLine1Txt |
| City | WOODLAND HILLS | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 91367 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | LYNDA OSCHINDANIEL OSCHIN | PersonNm |
| Person Title | OFFICERS | PersonTitleTxt |
| Phone | 8185873730 | PhoneNum |
| Signature | 2022-08-01 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | LYNDA | PersonFirstNm |
| Person Last | OSCHINDANIEL OSCHIN | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | NICOLE X SELLIN | PreparerPersonNm |
| PTIN | P01489190 | PTIN |
| Phone | 8185873730 | PhoneNum |
| Preparation | 2022-07-19 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $127,158,698 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $13,673 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $13,673 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $822,847 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $822,847 | DividendsNetInvstIncmAmt |
| Gross Rents Rev And Expnss | $100,403 | GrossRentsRevAndExpnssAmt |
| Gross Rents Net Invst Incm | $100,403 | GrossRentsNetInvstIncmAmt |
| Net Rental Income Or Loss | $76,613 | NetRentalIncomeOrLossAmt |
| Net Gain Sale Ast Rev And Expnss | $9,037,584 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $20,041,323 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $9,037,584 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $1,520,343 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $611,060 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $11,494,850 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $10,585,567 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $366,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $198,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $168,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $24,578 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $13,296 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $11,282 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $8,960 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $8,960 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $199,571 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $49,893 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $149,678 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $316,199 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $316,199 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $367,650 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $50,191 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $24,886 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $24,371 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,333,149 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $602,274 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $362,291 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $5,001,600 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $5,001,600 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $6,334,749 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $602,274 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $5,363,891 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $5,160,101 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $9,983,293 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $2,141,026 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $522,271 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $522,271 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $291,810 | AcctRcvblAmt |
| Acct Rcvbl EOY | $291,810 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $291,810 | AcctRcvblEOYFMVAmt |
| Other Nts And Loans Rcvbl | $2,000,000 | OtherNtsAndLoansRcvblAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Nts And Loans Rcvbl BOY | $1,500,000 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $2,000,000 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $2,000,000 | OtherNtsAndLoansRcvblEOYFMVAmt |
| US Government Obligations BOY | $5,031,650 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $4,515,613 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $3,506,451 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $12,502,715 | CorporateStockBOYAmt |
| Corporate Stock EOY | $32,165,056 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $35,846,624 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $5,983,579 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $3,069,100 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,651,684 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $58,970,101 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $48,997,589 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $82,336,308 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $517 | OtherAssetsBOYAmt |
| Other Assets EOY | $3,550 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $3,550 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $86,129,588 | TotalAssetsBOYAmt |
| Total Assets EOY | $91,564,989 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $127,158,698 | TotalAssetsEOYFMVAmt |
| Accounts Payable EOY | $275,300 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $275,300 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $86,129,588 | RetainedEarningBOYAmt |
| Retained Earning EOY | $91,289,689 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $86,129,588 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $91,289,689 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $86,129,588 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $91,564,989 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $86,129,588 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $5,160,101 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $91,289,689 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $91,289,689 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (16 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|---|---|
| GAIN ON REDEMPTION OF 11,938 CLASS D SHARES OF AFINITI, LTD | P | 2017-01-25 | 2020-11-23 | $739,474 | $739,474 | $739,474 | |
| GAIN ON DISPOSAL OF UBS EQTY FD VII SUPPL | P | 2007-05-29 | 2020-11-12 | $5,313 | $5,313 | $5,313 | |
| LOSS ON DISPOSAL OF UBS PRIVE EQTY FD VII | P | 2005-09-29 | 2020-11-12 | -$46,710 | -$46,710 | $46,710 | |
| LOSS ON DISPOSAL OF MO-SO CORP. STOCKS | P | 2009-01-01 | 2021-08-24 | -$28,200 | -$28,200 | $28,200 | |
| MORGAN STANLEY 5239-PUBLICLY TRADED SECURITIES | 2020-10-01 | 2021-09-30 | $2,173,128 | $8,457 | $8,457 | $2,164,671 | |
| MORGAN STANLEY 5240-PUBLICLY TRADED SECURITIES | 2020-10-01 | 2021-09-30 | $842,879 | $217,296 | $217,296 | $625,583 | |
| MORGAN STANLEY 5241-PUBLICLY TRADED SECURITIES | 2020-10-01 | 2021-09-30 | $1,131,503 | $561,264 | $561,264 | $570,239 | |
| MORGAN STANLEY 7723-PUBLICLY TRADED SECURITIES | 2020-10-01 | 2021-09-30 | $2,332,314 | $14,560 | $14,560 | $2,317,754 | |
| MORGAN STANLEY 4936-PUBLICLY TRADED SECURITIES | 2020-10-01 | 2021-09-30 | $5,023,235 | $4,913 | $4,913 | $5,018,322 | |
| WELLS FARGO 1863-PUBLICLY TRADED SECURITIES | 2020-10-01 | 2021-09-30 | $55,592 | $55,592 | $55,592 | ||
| WELLS FARGO 3942-PUBLICLY TRADED SECURITIES | 2020-10-01 | 2021-09-30 | $6,479,706 | $6,479,706 | $6,479,706 | ||
| WELLS FARGO 0963-PUBLICLY TRADED SECURITIES | 2020-10-01 | 2021-09-30 | $230,769 | $230,769 | $230,769 | ||
| WELLS FARGO 6999-PUBLICLY TRADED SECURITIES | 2020-10-01 | 2021-09-30 | $1,252 | $1,252 | $1,252 | ||
| NEWBRIDGE 2370-PUBLICLY TRADED SECURITIES | 2020-10-01 | 2021-09-30 | $448,069 | $215,809 | $215,809 | $232,260 | |
| WELLS FARGO 3942 CAPITAL GAIN DISTRIBUTION | 2020-10-01 | 2021-09-30 | $548,400 | $548,400 | $548,400 | ||
| WELLS FARGO 0963 CAPITAL GAIN DISTRIBUTION | 2020-10-01 | 2021-09-30 | $29,689 | $29,689 | $29,689 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $9,037,584 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $138,768 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $138,768 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $138,768 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $94,484 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $70,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $164,484 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $21 | EsPenaltyAmt |
| Overpayment | $25,695 | OverpaymentAmt |
| Applied To ES Tax | $25,695 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | 0 | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | Yes (1) | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | MELONI HRIBAL TRATNER LLP | IndividualWithBooksNm |
| Phone | 8185873730 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 21600 OXNARD ST STE 500 | AddressLine1Txt |
| City | WOODLAND HILLS | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 91367 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | Yes (1) | BusinessHoldingsInd |
| Excess Business Holdings | 0 | ExcessBusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| LYNDA OSCHIN | ||||||||
| 21600 OXNARD ST STE 500 | WOODLAND HILLS | CA | 91367 | CHAIRMAN OF THE BOARD & SECRETARY | 24.00 | $168,000 | $0 | $0 |
| DANIEL OSCHIN | ||||||||
| 21600 OXNARD ST STE 500 | WOODLAND HILLS | CA | 91367 | PRESIDENT & CFO | 24.00 | $168,000 | $0 | $0 |
| KATHERINE OSCHIN | ||||||||
| 21600 OXNARD ST STE 500 | WOODLAND HILLS | CA | 91367 | VICE PRESIDENT | 10.00 | $30,000 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| WELLS FARGO ADVISORS LLC | |||||
| 1999 AVE OF THE STARS 2200 | CENTURY CITY | CA | 90067 | INVESTMENT MANAGEMENT | $206,844 |
| MELONI HRIBAL TRATNER LLP | |||||
| 21600 OXNARD STREET SUITE 500 | WOODLAND HILLS | CA | 91367 | ACCOUNTING, TAX AND ADMIN | $159,084 |
| MORGAN STANLEY | |||||
| 555 CALIFORNIA STREET14TH FL | SAN FRANCISCO | CA | 94104 | INVESTMENT MANAGEMENT | $109,355 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
| All Other Program Rltd Invst Tot | $0 | AllOtherProgramRltdInvstTotAmt |
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $84,564,783 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,030,952 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $42,859,910 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $128,455,645 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $128,455,645 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,926,835 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $126,528,810 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $6,326,441 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $6,326,441 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $138,768 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $193,179 | IncomeTaxAmt |
| Total Tax | $331,947 | TotalTaxAmt |
| Distributable Before Adj | $5,994,494 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $5,994,494 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $5,994,494 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $5,363,891 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $5,363,891 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $5,363,891 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $5,994,494 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $720,204 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $5,363,891 | QualifyingDistributionsAmt |
| Applied To Year1 | $720,204 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $4,643,687 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,350,807 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Shareholder Manager | DANIEL OSCHIN | ShareholderManagerNm |
| Shareholder Manager | KATHERINE OSCHIN | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (2 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| CALIFORNIA SCIENCE CENTER FOUNDATION | |||||||
| 700 EXPOSITION PARK DRIVE | LOS ANGELES | CA | 90037 | NONE | PUBLIC CHARITY | CALIFORNIA SCIENCE CTR FDN CAMPAIGN (ENDEAVOR) | $5,000,000 |
| TEMPLE B'NAI HAYIM | |||||||
| 4302 VAN NUYS BLVD | SHERMAN OAKS | CA | 91403 | NONE | PUBLIC CHARITY | NURTURE PERSONAL AND SPIRITUAL CONNECTIONS AND GROWTH BY EMBRACING OUR INSPIRING JEWISH CULTURE AND HERITAGE | $1,600 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $5,001,600 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $13,673 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $822,847 | ExclusionAmt |
Net Rntl Incm Re Not Debt Fincd Prop NetRntlIncmReNotDebtFincdProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 16 | ExclusionCd |
| Exclusion | $76,613 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 531390 | BusinessCd |
| Unrelated Business Taxbl Incm | $909,283 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,520,343 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $9,037,584 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $909,283 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $11,471,060 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $12,380,343 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ACCOUNTING | $159,084 | $39,771 | $119,313 |
| AUDIT FEES | $40,487 | $10,122 | $30,365 |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | N/A | Desc |
| Amt | $0 | Amt |
Expln Of Non Filing With AG Stmt ExplnOfNonFilingWithAGStmt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | NOT REQUIRED BY STATE OF DELAWARE BECAUSE NO ACTIVITES WERE CONDUCTED IN DELAWARE. | ExplanationTxt |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (5 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt |
|---|---|
| FORM 990-PF, PART I, LINE 4 | DIVIDENDS AND INTEREST FROM SECURITIES: TAX-EXEMPT INTEREST FROM MUNICIPAL BONDS IS EXCLUDED FROM NET INVESTMENT INCOME |
| FORM 990-PR, PART I, LINE 11 | OTHER INCOME:PARTNERSHIP INCOME REPORTED ON FORM 990-T AND RELATED TAX-EXEMPT INCOME ARE EXCLUDED FROM NET INVESTMENT INCOME |
| FORM 990-PF, PART I, LINE 15 | PENSION PLANS AND EMPLOYEEE BENEFITS INCLUDES ONLY PAYROLL TAXES |
| FORM 990-PF, PART II AND PART X | MARKET VALUE OF SECURITIES REPORTED IN TAX RETURN AND RELATED CALCULATIONS ARE AS REPORTED IN MONTHLY STATEMENTS FROM BROKERS (WELLS FARGO & MORGAN STANLEY) |
| FORM 990-PF, PART XV, LINE 1 B | MANAGERS DANIEL OSCHIN AND KATHERINE OSCHIN WERE TRUSTEES AND TWO OF FOUR BENEFICIARIES OF A TRUST THAT WAS COMPLETELY DISTRIBUTED TO BENEFICIARIES EFFECTIVE 12-31-16. UPON DISTRIBUTION, MANAGERS DANIEL OSCHIN AND KATHERINE OSCHIN BECAME TWO OF FOUR OWNERS OF AN LLC (SDKK INVESTMENTS, LLC)CREATED TO HOLD PARTNERSHIP AND LLC INTERESTS, SOME OF WHICH ARE ALSO OWNED BY FOUNDATION. IN ADDITION, DANIEL OSCHIN IS SOLE TRUSTEE FOR TWO OF THE OTHER FOUR OWNERS OF THE LLC MENTIONED ABOVE THAT OWNS PARTNERSHIP AND LLC INTERESTS WHICH ARE ALSO OWNED BY FOUNDATION. THE LLC IS MANAGED BY ANOTHER LLC (SDKK MANAGEMENT, LLC) OF WHICH DANIEL OSCHIN IS MANAGER.FOR THIS PURPOSE, MANAGERS ARE CONSIDERED OWNERS.COMMONLY OWNED ENTITIES ARE AS FOLLOWS:MO-SO LIMITED PARTNERSHIP - FOUNDATION OWNS 69.3% AND MANAGERS OWN 29.7%.OGO ASSOCIATES TRINITY, LLC - FOUNDATION OWNS 46.667% AND MANAGERS OWN 20%WEST CONVINA PROPERTIES, LLC - FOUNDATION OWNS 25.33% FORMERLY OWNED BY 808 NORTH AZUSA(SMLLC OWNED BY FOUNDATION) AND MANAGERS OWN 21.6369%. VILLAGE GREEN APARTMENTS (TENANCY-IN-COMMON) - FOUNDATION OWNS 100% OF MADRONA VILLAGE GREEN, LLC WHICH OWNS 46.667% OF APARTMENT BUILDING AND MANAGERS OWN 20%.WOGO CEDROS, LLC - FOUNDATION OWNS 28% AND MANAGERS OWN 12%OGO ASSOCIATES OF WILSHIRE - FOUNDATION OWNS 25% AND MANAGERS OWN 30.3569%OGO INVESTMENTS, INC. - FOUNDATION OWNS 40% AND MANAGERS OWN 17.142857%CARMEL PINES - FOUNDATION OWNS 17.737% AND MANAGERS OWN 20%ELECTION TO AMORTIZE BOND PREMIUM TAXPAYER HEREBY ELECTS TO AMORTIZE BOND PREVIUM PURSUANT TO IRC SEC. 171(C) AND TREASURY REGULATIONS 1.171-4(A). |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (32 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CIGNA CORP 3.75 % DUE JUL 15, 2023 | $20,714 | $20,082 |
| ALTRIA GROUP INC 4.00 % DUE JAN 31, 2024 | $55,210 | $53,833 |
| MARSH & MCLENNAN COS INC 3.875 % DUE MAR 15, 2024 | $55,668 | $53,754 |
| NORTHROP GRUMMAN CORP DTD 10/13/2017 2.93% 1/15/2025 2.93 % DUE JAN 15, 2025 | $54,778 | $52,954 |
| KINDER MORGAN INC 4.30 % DUE JUN 1, 2025 | $50,562 | $49,682 |
| LLOYDS BANKING GROUP PLC DTD 2/5/2020 2.438% 2/5/2026 | $50,000 | $51,853 |
| VERIZON COMMUNICATIONS INC 2.625 % DUE AUG 15, 2026 | $66,392 | $63,497 |
| APPLE INC 2.90 % DUE SEP 12, 2027 | $62,228 | $59,608 |
| CVS HEALTH CORP 4.30 % DUE MAR 25, 2028 | $45,003 | $45,494 |
| UNION PACIFIC CORP 3.95 % DUE SEP 10, 2028 | $77,739 | $73,603 |
| MASTERCARD INC 3.35 % DUE MAR 26, 2030 | $63,879 | $61,120 |
| NVIDIA CORP 2.85 % DUE APR 1, 2030 | $56,078 | $53,525 |
| HOME DEPOT INC/THE 2.70 % DUE APR 15, 2030 | $56,104 | $52,849 |
| ANHEUSER-BUSCH INBEV FINANCE INC 4.90 % DUE FEB 1, 2046 | $34,918 | $43,275 |
| THE GEORGE WASHINGTON UNIVERSITY DTD 4/4/2018 4.126% 9/15/48 | $45,000 | $54,935 |
| COMCAST CORP 3.45 % DUE FEB 1, 2050 | $59,459 | $52,876 |
| BROOKFIELD 7.625% PFD SER A PERP CALL 10/16/16 | $971,348 | $559,675 |
| NEW RESIDENTIAL VAR% PFD INV CUM D PERP MTY CALL 11/25/26 @ 25 NRZ'D | $125,000 | $125,650 |
| SIRIUSPOINT LTD 8% PFD B CUM FIX-FLT PERP MTY CALL | $70,000 | $70,925 |
| TELEPHONE&DATA 6.625%PFD CUM PERP MTY CALL 03/31/26 | $250,000 | $265,900 |
| NEW RESIDENTIAL VAR% PFD INV CUM D PERP MTY CALL 11/15/26 | $125,000 | $125,650 |
| SIRIUSPOINT LTD 8% PFD B CUM FIX-FLT PERP MTY CALL 02/26/26 | $70,000 | $70,925 |
| AMERICAN EXPRESS CREDIT CORP 2.70 % DUE MAR 3, 2022 | $51,339 | $50,408 |
| BAT INTERNATIONAL FINANCE PLC 1.668 % DUE MAR 25, 2026 | $51,169 | $50,007 |
| CITIGROUP INC 2.75 % DUE APR 25, 2022 | $61,983 | $60,723 |
| ENTERPRISE PRODUCTS OPERATING LLC 4.45 % DUE FEB 15, 2043 | $35,839 | $34,478 |
| FISERV INC 3.50 % DUE JUL 1, 2029 | $68,550 | $65,341 |
| JPMORGAN CHASE & CO FXD TO 052027 VAR THRAFTR 3.5400% | $45,377 | $43,728 |
| LOWE'S COS INC 1.70 % DUE OCT 15, 2030 | $60,710 | $57,299 |
| PAYPAL HOLDINGS INC 2.65 % DUE OCT 1, 2026 | $90,850 | $90,779 |
| VISA INC 2.05 % DUE APR 15, 2030 | $86,454 | $86,299 |
| WELLS FARGO & COMPANY DTD 7/24/2017 2.625% 7/22/2022 | $51,749 | $50,957 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (54 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AMERICAN EXPRESS CO | $94,100 | $150,608 |
| ANTHEM INC COM | $109,727 | $139,427 |
| BHP BILLITON PLC SPONS ADR | $109,179 | $119,933 |
| CENTENE CORPORATION | $125,367 | $125,991 |
| CHARLES SCHWAB NEW | $71,841 | $143,276 |
| CIGNA CORP | $108,363 | $115,092 |
| CITIGROUP INC NEW | $92,921 | $129,412 |
| CITIZENS FINANCIAL GROUP INC | $80,507 | $138,497 |
| DONALDSON CO INC | $120,033 | $132,445 |
| FORTIVE CORP | $134,089 | $142,128 |
| FREEPORT-MCMORAN CL-B | $52,995 | $111,025 |
| GENERAL ELECTRIC CO | $72,316 | $134,969 |
| LYONDELLBASELL NV CL-A | $93,986 | $119,002 |
| METLIFE INCORPORATED | $87,668 | $137,534 |
| RIO TINTO PLC SPON ADR | $105,122 | $109,117 |
| VERISK ANALYTICS INC COM | $153,676 | $170,630 |
| MATERIALS SEL SEC SPDR FD (XLB) | $313,110 | $364,381 |
| ALPHABET INC CL A | $30,677 | $187,146 |
| AMAZON COM INC | $99,063 | $206,958 |
| FACEBOOK INC CL-A | $78,325 | $208,385 |
| MICROSOFT CORP | $37,377 | $208,339 |
| GOODRICH PETE CORP WTS | $506,262 | $119,499 |
| PALANTIR TECHNOLOGIES | $0 | $741,129 |
| NEKTAR THERAPEUTICS | $389,271 | $323,280 |
| YUNJI INC | $199,028 | $57,192 |
| UNITED DEVELOPMENT | $485,096 | $32,000 |
| SPDR S&P 500 TRUST ETF SPY | $8,571,303 | $9,063,437 |
| VANECK VECTORS TR ETF VIETNAM ETF | $416,199 | $539,560 |
| VANGUARD INDEX FDS ETF S&P 500 | $8,439,284 | $8,645,248 |
| FIRST TRUST ETF IV ETF | $24,233 | $24,095 |
| ISHARES ETF PFD & INCOME SECS | $74,676 | $77,620 |
| ISHARES IBOXX $ ETF | $26,092 | $26,247 |
| ALLY FINANCIAL INC | $74,596 | $136,304 |
| APTIV PLC | $100,263 | $141,670 |
| BOSTON SCIENTIFIC CORP | $138,836 | $152,646 |
| MEDTRONIC PLC SHS | $141,501 | $148,164 |
| RAYTHEON TECHNOLOGIES CORP | $101,292 | $142,436 |
| ROCKWELL AUTOMATION INC | $147,085 | $159,076 |
| ADOBE SYSTEMS | $148,567 | $185,382 |
| ALIBABA GROUP HLDG LTD | $133,497 | $92,827 |
| APPLE INC | $170,817 | $208,005 |
| COMCAST CORP (NEW) CLASS A | $122,095 | $161,526 |
| INTEL CORP | $92,667 | $92,174 |
| MASTERCARD INC CL A | $138,311 | $162,019 |
| NVIDIA CORPORATION | $100,132 | $161,585 |
| PALO ALTO NETWORKS INC | $44,206 | $93,405 |
| PAYPAL HLDGS INC COM | $69,452 | $69,476 |
| UBER TECHNOLOGIES INC | $109,028 | $139,373 |
| WORKDAY INC CL A | $105,910 | $115,699 |
| VANGUARD FTSE DEVELOPED MKTS E | $2,767,174 | $3,090,089 |
| VANGUARD LARGE CAP ETF | $2,834,159 | $3,390,324 |
| VANGUARD SMALL CAP ETF | $1,324,397 | $1,526,317 |
| VANGUARD VALUE ETF INDEX | $1,731,455 | $1,986,284 |
| SOFI TECHNOLOGIES INC | $267,730 | $548,241 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $4,339,371 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $3,313,623 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $176,242 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $192,828 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (56 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ALPHAKEYS MADISON DEARBORN, LLC | AT COST | $62,766 | $13,808 |
| BALYASNY ATLAS ENHANCED | AT COST | $623,285 | $718,580 |
| HAWKES BAY | AT COST | $2,500,000 | $2,619,091 |
| SOMA OFFSHORE LTD. | AT COST | $2,000,000 | $2,265,317 |
| ASHBRIDGE SECONDARIES II | AT COST | $20,000 | $97,613 |
| ASHBRIDGE SECONDARIES II CPV | AT COST | $500,349 | $500,000 |
| CK OPP. OFFSHORE FUND | AT COST | $460,070 | $460,070 |
| CK OPP. OFFSHORE FUND CPV | AT COST | $450,000 | $450,000 |
| ARES SOF (OFFSHORE), LP | AT COST | $1,359,589 | $1,867,889 |
| COWEN HEALTHCARE III LP | AT COST | $548,160 | $676,202 |
| COWEN HEALTHCARE III LP CPV | AT COST | $65,135 | $65,135 |
| LEGACY CAPITAL III | AT COST | $523,718 | $862,849 |
| RIVERVIEW SOF III (CAYMAN) | AT COST | $430,811 | $901,060 |
| TVM LIFE SCIENCE INNOVATIO CPV | AT COST | $165,598 | $165,598 |
| TVM LIFE SCIENCE INNOVATION II | AT COST | $296,349 | $271,644 |
| BLACKROCK HI YIELD BD PTF INST | AT COST | $197,113 | $216,407 |
| CANYON BALANCED ASP CLASS | AT COST | $2,439,449 | $2,726,197 |
| BC DOUBLE IMPACT II ASP FUND A INITIAL | AT COST | $163,200 | $163,200 |
| BREP ASIA II ASP FUND | AT COST | $1,060,398 | $1,103,602 |
| COLONY DISTRESSED CREDIT | AT COST | $3,455,399 | $2,425,093 |
| POLEN GROWTH FUND INSTITUTIONAL CLASS SHARES POLIX | AT COST | $8,100,000 | $7,802,407 |
| MFS INTERNATIONAL INTRINSIC VALUE FUND | AT COST | $104,062 | $110,959 |
| MORGAN STANLEY INSTL FD INC -GLOBAL OPPTY PORT CLASS | AT COST | $1,829,186 | $3,529,998 |
| MORGAN STANLEY INSTL FD INC -GLOBAL FRANCHISE PORT CL I | AT COST | $3,054,569 | $4,162,339 |
| NEUBERGER BERMAN LARGE CAP VALUE FUND INSTITUTIONAL CL SHS | AT COST | $955,844 | $1,002,357 |
| JPMORGAN TR II LARGE CAP GROWTH FUND | AT COST | $2,274,679 | $3,089,206 |
| FIRST TRUST INTER DUR PFD & INCOME FD | AT COST | $51,424 | $62,800 |
| PGIM HIGH YIELD BOND FUND INC | AT COST | $51,565 | $62,784 |
| GQG PARTNERS EMRG MKTS EQ INS | AT COST | $1,225,210 | $1,240,643 |
| PARTNERSHIP AND MEMBER INTERESTS (INFORMATION AVAILABLE UPON REQUEST) | AT COST | $1,085,558 | $22,781,072 |
| PARTICIPATION AGMT | AT COST | $52,450 | $272,000 |
| COTTONWOOD RESIDENTIAL OP, LP | AT COST | $344,172 | $1,112,284 |
| ARC PROPERTY TRUST | AT COST | $475,435 | $432,106 |
| CLOVERLAY FUND I, LP | AT COST | $1,053,338 | $1,394,964 |
| CLOVERLAY FUND II, LP | AT COST | $433,800 | $426,093 |
| CLOVERLAY DIRECT ASSETS | AT COST | $257,237 | $236,870 |
| TSG VENTURE I, LLC | AT COST | $2,535,046 | $7,000,000 |
| INVESTMENT IN AFINITI | AT COST | $639,968 | $1,000,000 |
| BRIDGE LINE VENTURES, LLC (23 AND ME) | AT COST | $571,925 | $1,000,000 |
| BRIDGE LINE VENTURES, LLC (NERD WALLET) | AT COST | $448,000 | $448,000 |
| IMPOSSIBLE FOODS | AT COST | $306,740 | $306,740 |
| PALANTIR SERIES II | AT COST | $246,377 | $0 |
| FIRECREEK LENDER LLC | AT COST | $342,379 | $342,379 |
| FUGIO PRIVATE FUND | AT COST | $297,502 | $512,330 |
| SIGULAR GUFF DISTRESSED OPPORTUNITIES FUND V, LP | AT COST | $1,058,667 | $1,169,771 |
| BLACKROCK PRIVATE OPPORTUNITIES FUND IV (CAYMAN), L.P | AT COST | $441,835 | $627,597 |
| SQUADRA VENTURES LP | AT COST | $212,943 | $314,362 |
| UPTOWN NEWPORT LLC | AT COST | $499,972 | $543,478 |
| WHITTIER APARTMENT INVESTORS LLC | AT COST | $500,000 | $543,478 |
| JOURNEY MEDICAL CORP. | AT COST | $500,000 | $500,000 |
| SWEET SPOT CAPITAL | AT COST | $50,000 | $44,613 |
| ACCTRUST III | AT COST | $250,000 | $268,737 |
| SCP OPPORTUNITY XXVIII LP | AT COST | $765,000 | $765,000 |
| MDSV SPACE LLC | AT COST | $300,000 | $300,000 |
| ETHOS AD LLC | AT COST | $350,000 | $350,000 |
| FORTRESS BIOTECH | AT COST | $11,317 | $11,586 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL | CategoryTxt |
| Legal Fees | $8,960 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $8,960 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BK/STMT ROUNDING | Desc |
| BOY Book Value | $517 | BOYBookValueAmt |
| EOY Book Value | $3,550 | EOYBookValueAmt |
| EOYFMV | $3,550 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INSURANCE | $18,017 | $0 | $18,017 |
| ADP FEES | $2,030 | $1,096 | $0 |
| FILING FEES | $160 | $0 | $160 |
| OFFICE EXPENSE | $6,194 | $0 | $6,194 |
| MARDONA VILLAGE GREEN - DEPRECIATION | $17,790 | $17,790 | $0 |
| MARDONA VILLAGE GREEN - OPERATING AND MAINTENANCE EXPENSES | $6,000 | $6,000 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (76 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| CARMEL PINES | $21,570 | $21,570 | $21,570 |
| SOF VENTURES, LLC INCOME | $25,696 | $25,696 | $25,696 |
| ALPHAKEYS MADISON DEARBORN FUND, LLC F/K/A UBS MADISON DEARBORN FUND, LLC | -$14,217 | -$14,217 | -$14,217 |
| ALPHAKEYS PRIVATE EQUITY FUND VII, LLC F/K/A UBS PRIVATE EQUITY FUND VII,LLC | -$537 | -$537 | -$537 |
| ALPHAKEYS PRIVATE EQUITY FUND VII - SUPPLEMENTAL FUND, LLC | -$1,659 | -$1,659 | -$1,659 |
| OPTIMA FD LTD - MARK TO MARKET ADJ. | $100 | $100 | $100 |
| OGO ASSOCIATES OF WILSHIRE, LLC | -$15,570 | -$15,570 | -$15,570 |
| WOGO II, LLC | $118,430 | $118,430 | $118,430 |
| SHERWOOD VILLA APT (LAND) | -$1,432 | -$1,432 | -$1,432 |
| MO-SO LIMITED PARTNERSHP | $2 | $2 | $2 |
| WEST COVINA PROPERTIES, LLC | $67,067 | $67,067 | $67,067 |
| OGO ASSOCIATES OF WILSHIRE, LLC - UBTI | $39,024 | $0 | $39,024 |
| LV-SPRING OAKS SC - UBTI | $12,650 | $0 | $12,650 |
| OGO ASSOCIATES TRINITY, LLC - UBTI | $158,537 | $0 | $158,537 |
| MO-SO LIMITED PARTNERSHP - UBTI | $247,065 | $0 | $247,065 |
| SCOTTSDALE FIESTA PLAZA - UBTI | $225,592 | $0 | $225,592 |
| WOGO CEDROS, LLC - UBTI | $219,557 | $0 | $219,557 |
| SAN JACINTO GARDEN APTS, LLC - UBTI | $60,266 | $0 | $60,266 |
| WOGO II, LLC | $118,126 | $118,126 | $118,126 |
| SHERWOOD VILLA APT (LAND) | -$1,567 | -$1,567 | -$1,567 |
| MO-SO LIMITED PARTNERSHP | -$7 | -$7 | -$7 |
| WEST COVINA PROPERTIES, LLC | $66,864 | $66,864 | $66,864 |
| OGO ASSOCIATES OF WILSHIRE, LLC | $15,286 | $15,286 | $15,286 |
| LV-SPRING OAKS SC - UBTI | $12,650 | $0 | $12,650 |
| OGO ASSOCIATES TRINITY, LLC - UBTI | $159,615 | $0 | $159,615 |
| MO-SO LIMITED PARTNERSHP - UBTI | $233,278 | $0 | $233,278 |
| SCOTTSDALE FIESTA PLAZA - UBTI | $210,248 | $0 | $210,248 |
| WOGO CEDROS, LLC - UBTI | $219,557 | $0 | $219,557 |
| SAN JACINTO GARDEN APTS, LLC - UBTI | $57,182 | $0 | $57,182 |
| OGO ASSOCIATES OF WILSHIRE, LLC - TAX EXEMPT | $15,570 | $0 | $15,570 |
| ACCUMULATED INTEREST - #5239 | $703,360 | $703,360 | $703,360 |
| ARC PROPERTY TRUST - DIVIDENDS | -$27,119 | -$27,119 | -$27,119 |
| COLONY DISTRESSED CREDIT IV ACCESS ASP FUND | $101,878 | $101,878 | $101,878 |
| CANYON BALANCED ASP FUND | -$22,869 | -$22,869 | -$22,869 |
| SIGULER GUFF DISTRESSED OPPORTUNITIES FUND V, LP | $26,282 | $26,282 | $26,282 |
| BREP ASIA II ASP FUND | -$17,422 | -$17,422 | -$17,422 |
| FUGIO PRIVATE EQUITY FUND X, LP | -$10,775 | -$10,775 | -$10,775 |
| FUGIO PRIVATE EQUITY FUND X, LP | -$11,687 | -$11,687 | -$11,687 |
| COWEN HEALTHCARE INVESTMENTS III LP | $2,177 | $2,177 | $2,177 |
| TVM LIFE SCIENCE INNOVATION II SCSP | $74,926 | $74,926 | $74,926 |
| ARC TRUST - CAP GAIN DIST | $12,334 | $12,334 | $12,334 |
| SIGULER GUFF DISTRESSED OPPORTUNITIES FUND V, LP - UBTI | -$531 | $0 | -$531 |
| FUGIO PRIVATE EQUITY FUND X, LP - UBTI | -$912 | $0 | -$912 |
| COTTONWOOD RESIDENTIAL O.P., LP | -$57,029 | -$57,029 | -$57,029 |
| CLOVERLAY FUND I LP | -$8,560 | -$8,560 | -$8,560 |
| CLOVERLAY FUND II LP - SERIES B | -$11,498 | -$11,498 | -$11,498 |
| TSG - VENTURE 1, LLC | -$478,551 | -$478,551 | -$478,551 |
| NAM SPECIAL SITUATIONS FUND I QP, LLC (PALANTIR SERIES II) | $37,674 | $37,674 | $37,674 |
| CLOVERLAY FUND I LP | -$9,253 | -$9,253 | -$9,253 |
| CLOVERLAY FUND II LP - SERIES B | -$15,584 | -$15,584 | -$15,584 |
| TSG - VENTURE 1, LLC | -$1,138,772 | -$1,138,772 | -$1,138,772 |
| CLOVERLAY FUND I LP - UBTI | -$693 | $0 | -$693 |
| CLOVERLAY FUND II LP - SERIES B - UBTI | -$4,086 | $0 | -$4,086 |
| SOF VENTURES, LLC EXPENSE | -$10,703 | -$10,703 | -$10,703 |
| 1250 UNRECP - ARCTRUST | $4,346 | $4,346 | $4,346 |
| OTHER INCOME | $6,747 | $6,747 | $6,747 |
| COTTONWOOD RESIDENTIAL O.P., LP - DIVIDEND | $39,868 | $39,868 | $39,868 |
| JOURNEY MEDICAL CORP - DIVIDENDS | $11,319 | $11,319 | $11,319 |
| COTTONWOOD RESIDENTIAL O.P., LP - INTEREST | $1,183 | $1,183 | $1,183 |
| CLOVERLAY DIRECT ASSETS LP - UBTI | -$5,395 | $0 | -$5,395 |
| SCGIF II - FIRECREEK LENDER LLC - UBTI | $28,370 | $0 | $28,370 |
| LV-SPRING OAKS SC | $1,427 | $1,427 | $1,427 |
| BRIDGE LINE VENTURES | $1 | $1 | $1 |
| SQUADRA VENTURES | -$17,913 | -$17,913 | -$17,913 |
| UPTOWN NEWPORT | -$28 | -$28 | -$28 |
| BC DOUBLE IMPACT | -$2,117 | -$2,117 | -$2,117 |
| FIRECREEK LENDER | $24,415 | $24,415 | $24,415 |
| ASOF HOS AIV2, LP | -$7,567 | -$7,567 | -$7,567 |
| ARES SPECIAL OPP. FUND (OFFSHORE) | $29,950 | $29,950 | $29,950 |
| ALPHAKEYS MADISON DEARBORN FUND, LLC F/K/A UBS MADISON DEARBORN FUND, LLC | -$1 | -$1 | -$1 |
| LV-SPRING OAKS SC | $15,289 | $15,289 | $15,289 |
| SIGULER GUFF DISTRESSED OPPORTUNITIES FUND V, LP | $25,762 | $25,762 | $25,762 |
| CLOVERLAY DIRECT ASSETS LP | -$23,466 | -$23,466 | -$23,466 |
| SCGIF II - FIRECREEK LENDER LLC | $52,785 | $52,785 | $52,785 |
| CLOVERLAY DIRECT ASSETS LP | -$18,071 | -$18,071 | -$18,071 |
| IMPOSSIBLE FOODS | -$6,260 | -$6,260 | -$6,260 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVEST ADVISORY FEE | CategoryTxt |
| Amt | $316,199 | Amt |
| Net Investment Income | $316,199 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FRANCHISE TAX | $86,400 | $0 | $0 |
| FEDERAL EXCISE TAX | $261,250 | $0 | $0 |
| ARIZONA TAX | $20,000 | $0 | $0 |