THE JOHN C GRISWOLD FAMILY FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- THE JOHN C GRISWOLD FAMILY FOUNDATION (EIN 13-2978937)
- Tax period
- 2020-12-01 to 2021-11-30
- Filed
- 2022-10-06
- IRS object ID
- 202202799349101705
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Compensation Explanation
- Depreciation Schedule
- Expenditure Responsibility Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-10-06T15:12:12-05:00 | ReturnTs |
| Tax Period End | 2021-11-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FOUNDATION SOURCE | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE HOLLOW LN STE 212 | AddressLine1Txt |
| City | LAKE SUCCESS | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11042 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-12-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 132978937 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The John C Griswold Family Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % Foundation Source | InCareOfNm |
| Business Name Control | JOHN | BusinessNameControlTxt |
| Phone | 8008391754 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DAVID ROSS GRISWOLD JR | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 8008391754 | PhoneNum |
| Signature | 2022-08-26 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | DAVID ROSS | PersonFirstNm |
| Person Last | GRISWOLD JR | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Jeffrey D Haskell | PreparerPersonNm |
| PTIN | P01345770 | PTIN |
| Phone | 8008391754 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | TrustedCustomerGrp |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $17,632,426 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $466 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $466 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $205,231 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $205,231 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,455,177 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $4,486,331 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,455,177 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $13,029 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $13,029 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,673,903 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,673,903 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Other Prof Fees Rev And Expnss | $172,632 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $172,632 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $38,812 | TaxesRevAndExpnssAmt |
| Trav Conf Meeting Rev And Expnss | $3,000 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $3,000 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $63,692 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $218 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $63,474 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $278,136 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $172,850 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $66,474 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $851,666 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $851,666 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,129,802 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $172,850 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $918,140 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $544,101 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,501,053 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $885,782 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $822,254 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $822,254 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl BOY | $3,980 | AcctRcvblBOYAmt |
| US Government Obligations BOY | $2,120,216 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $2,135,573 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $2,142,716 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $6,747,103 | CorporateStockBOYAmt |
| Corporate Stock EOY | $7,312,956 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $12,934,491 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,726,231 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,766,630 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,732,965 | CorporateBondsEOYFMVAmt |
| Total Assets BOY | $11,483,312 | TotalAssetsBOYAmt |
| Total Assets EOY | $12,037,413 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $17,632,426 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $11,483,312 | RetainedEarningBOYAmt |
| Retained Earning EOY | $12,037,413 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $11,483,312 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $12,037,413 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $11,483,312 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $12,037,413 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $11,483,312 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $544,101 | ExcessRevenueOverExpensesAmt |
| Other Increases | $10,000 | OtherIncreasesAmt |
| Subtotal | $12,037,413 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $12,037,413 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | Publicly-traded Securities | PropertyDesc |
| Gross Sales Price | $4,486,331 | GrossSalesPriceAmt |
| Cost Or Other Basis | $3,031,154 | CostOrOtherBasisAmt |
| Gain Or Loss | $1,455,177 | GainOrLossAmt |
| Gains Minus Excess Or Losses | $1,455,177 | GainsMinusExcessOrLossesAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,455,177 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $20,865 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $20,865 | SubtotalAmt |
| Tax Based On Investment Income | $20,865 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $20,100 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $770 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $20,870 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $5 | OverpaymentAmt |
| Applied To ES Tax | $5 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8008391754 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (true) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (10 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Natalie Barraclough | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Sec | 1.0 | $0 | $0 | $0 |
| Allyson Griswold Dayak | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Trustee | 1.0 | $0 | $0 | $0 |
| Jeffrey W Earls | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Trustee, Treas | 1.0 | $0 | $0 | $0 |
| John V Earls | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Trustee, Sec, VP | 1.0 | $0 | $0 | $0 |
| Kit Earls | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Trustee | 1.0 | $0 | $0 | $0 |
| Michael G Earls | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Trustee | 1.0 | $0 | $0 | $0 |
| Nathaniel Earls | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Trustee | 1.0 | $0 | $0 | $0 |
| Natalie Griswold | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Sec | 1.0 | $0 | $0 | $0 |
| Whitney Griswold Larson | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Trustee | 1.0 | $0 | $0 | $0 |
| D Ross Griswold Jr | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Trustee, Pres | 1.0 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| CIBC Private Wealth Management | |||||
| 1177 6TH AVENUE 42ND FL | NEW YORK | NY | 10036 | Investment Mgmt | $79,973 |
| Morgan Stanley | |||||
| 7755 Montgomery Road 2nd FL | CINCINNATI | OH | 45236 | Investment Mgmt | $68,585 |
| Foundation Source | |||||
| 55 Walls Drive 3rd Fl | Fairfield | CT | 06824 | Administrative | $62,724 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $16,492,495 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $881,378 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $17,373,873 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $17,373,873 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $260,608 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $17,113,265 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $855,663 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $855,663 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $20,865 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $20,865 | TotalTaxAmt |
| Distributable Before Adj | $834,798 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $10,000 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $844,798 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $844,798 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $918,140 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $918,140 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $918,140 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $844,798 | DistributableAsAdjustedAmt |
| Prior Year1 | 2018 | PriorYear1Yr |
| Prior Year2 | 2017 | PriorYear2Yr |
| Prior Year3 | 2016 | PriorYear3Yr |
| Excess Distribution Cyov Yr5 | $284,063 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $264,649 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $410,221 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $158,683 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $138,470 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,256,086 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $918,140 | QualifyingDistributionsAmt |
| Applied To Current Year | $844,798 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $73,342 | RemainingDistriFromCorpusAmt |
| Total Corpus | $1,329,428 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $284,063 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,045,365 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $264,649 | ExcessFromYear4Amt |
| Excess From Year3 | $410,221 | ExcessFromYear3Amt |
| Excess From Year2 | $158,683 | ExcessFromYear2Amt |
| Excess From Year1 | $138,470 | ExcessFromYear1Amt |
| Excess From Current Year | $73,342 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (77 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| AFTER THE HARVEST | |||||||
| 6320 BROOKSIDE PLZ 504 | KANSAS CITY | MO | 64113 | N/A | PC | General & Unrestricted | $5,000 |
| AIDS SERVICE FOUNDATION OF GREATER KANSAS CITY | |||||||
| PO BOX 32192 | KANSAS CITY | MO | 64171 | N/A | PC | General & Unrestricted | $12,500 |
| ANNUNCIATION BYZANTINE CATHOLIC CHURCH ANAHEIM | |||||||
| 995 N W ST | ANAHEIM | CA | 92801 | N/A | PC | General & Unrestricted | $10,000 |
| ARCHIBALD PROJECT INC | |||||||
| PO BOX 4038 | HORSESHOE BAY | TX | 78657 | N/A | PC | General & Unrestricted | $5,000 |
| ARTS FOR ART INC | |||||||
| 107 SUFFOLK ST APT 300 | NEW YORK | NY | 10002 | N/A | PC | General & Unrestricted | $5,000 |
| CENTER FOR THE DEVELOPMENTALLY DISABLED | |||||||
| 9150 E 41ST TERRACE | KANSAS CITY | MO | 64133 | N/A | PC | General & Unrestricted | $28,000 |
| CHORUS AMERICA ASSOCIATION | |||||||
| 1200 18TH ST NW STE 1250 | WASHINGTON | DC | 20036 | N/A | PC | General & Unrestricted | $7,000 |
| CHRISTIAN HERALD ASSN INC - THE BOWERY MISSION | |||||||
| PO BOX 2000 THE MURRAY HILL STA | NEW YORK | NY | 10156 | N/A | PC | General & Unrestricted | $500 |
| CIELO PROJECT RADIO RANCH | |||||||
| 1601 N ST SE | OLYMPIA | WA | 98501 | N/A | PC | General & Unrestricted | $2,500 |
| CINCINNATI PERMACULTURE INSTITUTE | |||||||
| 3321 MCLELLAND AVE | CINCINNATI | OH | 45211 | N/A | PC | General & Unrestricted | $20,000 |
| CONSCIOUS ALLIANCE | |||||||
| 3801 INDUSTRIAL LN | BROOMFIELD | CO | 80020 | N/A | PC | General & Unrestricted | $1,000 |
| DIRECT CONNECTIONS TO AFRICA INC | |||||||
| 1278 GLENNEYRE 47 | LAGUNA BEACH | CA | 92651 | N/A | PC | General & Unrestricted | $35,000 |
| DOWNTOWN WOMENS CENTER | |||||||
| 442 S SAN PEDRO ST | LOS ANGELES | CA | 90013 | N/A | PC | General & Unrestricted | $5,000 |
| DRAGONFLY DEVELOPMENT RESOURCES INC | |||||||
| 51 FRONT ST APT 327 | CUMBERLAND | RI | 02864 | N/A | PF | EXPENDITURE RESPONSIBILITY GRANT | $40,000 |
| EQUUS EFFECT | |||||||
| 37 DRUM RD | SHARON | CT | 06069 | N/A | PC | General & Unrestricted | $5,000 |
| EQUUS EFFECT | |||||||
| 37 DRUM RD | SHARON | CT | 06069 | N/A | PC | Charitable Event | $4,488 |
| FISHER HOUSE SOUTHERN CALIFORNIA INC | |||||||
| PO BOX 110 | LONG BEACH | CA | 90801 | N/A | PC | General & Unrestricted | $5,000 |
| FRIENDS OF CAPITOL FOREST | |||||||
| 855 TRPOSER RD SW STE 108-223 | TUMWATER | WA | 98512 | N/A | PC | General & Unrestricted | $4,000 |
| GIVING GROVE | |||||||
| 300 E 39TH ST | KANSAS CITY | MO | 64111 | N/A | PC | The Common Orchard Project | $6,541 |
| GREATER AUSTIN PERFORMING ARTS CENTER | |||||||
| 701 W RIVERSIDE DR | AUSTIN | TX | 78704 | N/A | PC | General & Unrestricted | $5,000 |
| GREATER CINCINNATI COALITION FOR THE HOMELESS | |||||||
| 117 E 12TH ST | CINCINNATI | OH | 45202 | N/A | PC | General & Unrestricted | $10,000 |
| HAYS CISD EDUCATION FOUNDATION INC | |||||||
| 21003 N IH 35 | KYLE | TX | 78640 | N/A | PC | Clothes Closet fund | $2,000 |
| HAYS COUNTY FOOD BANK | |||||||
| 220 HERNDON ST | SAN MARCOS | TX | 78666 | N/A | PC | General & Unrestricted | $1,000 |
| INTERNATIONAL RESCUE COMMITTEE INC | |||||||
| PO BOX 3988 | SALT LAKE CITY | UT | 84110 | N/A | PC | East African Refugee Goat Project | $1,000 |
| JDRF INTERNATIONAL | |||||||
| 200 VESEY ST 28TH FLOOR | NEW YORK | NY | 10281 | N/A | PC | General & Unrestricted | $2,000 |
| JOBONE | |||||||
| 1085 S YUMA AVE | INDEPENDENCE | MO | 64056 | N/A | PC | General & Unrestricted | $12,500 |
| LINTON INCORPORATED | |||||||
| 1241 ELM ST CINCINNATI MUSIC HALL | CINCINNATI | OH | 45202 | N/A | PC | General & Unrestricted | $5,000 |
| LONG BEACH RESCUE MISSION | |||||||
| 1430 PACIFIC AVE | LONG BEACH | CA | 90813 | N/A | PC | General & Unrestricted | $1,069 |
| LUNCHTIME PRODUCTIONS INC | |||||||
| 1241 ADAMS ST SUITE 1114 | SAINT HELENA | CA | 94574 | N/A | PC | General & Unrestricted | $6,000 |
| MAKE-A-WISH FOUNDATION OF ORANGE COUNTY | |||||||
| 3230 EL CAMINO REAL STE 100 | IRVINE | CA | 92602 | N/A | PC | General & Unrestricted | $10,000 |
| MANY MOTHERS | |||||||
| PO BOX 23222 | SANTA FE | NM | 87502 | N/A | PC | General & Unrestricted | $5,000 |
| METRO DETROIT SHARE GROUP | |||||||
| 10227 CONTINENTAL DR | TAYLOR | MI | 48180 | N/A | PC | General & Unrestricted | $1,000 |
| MICROGRID SYSTEMS LABORATORY | |||||||
| PO BOX 789 | MEDANALES | NM | 87548 | N/A | PC | General & Unrestricted | $26,760 |
| MILLIKIN UNIVERSITY | |||||||
| 1184 W MAIN ST | DECATUR | IL | 62522 | N/A | PC | Griswold Physical Educaton Center | $60,000 |
| MILLIKIN UNIVERSITY | |||||||
| 1184 W MAIN ST | DECATUR | IL | 62522 | N/A | PC | General & Unrestricted | $35,000 |
| NATIONAL MULTIPLE SCLEROSIS SOCIETY | |||||||
| 4440 LAKE FOREST DR STE 120 | CINCINNATI | OH | 45242 | N/A | PC | General & Unrestricted | $6,000 |
| NIMBUS ARTS | |||||||
| 649 MAIN ST | SAINT HELENA | CA | 94574 | N/A | PC | General & Unrestricted | $15,000 |
| NORTHERN NEW MEXICO RADIO FOUNDATION | |||||||
| 6401 S RICHARDS AVE | SANTA FE | NM | 87508 | N/A | PC | General & Unrestricted | $10,000 |
| OC HABITATS | |||||||
| 15333 CULVER DR STE 340-763 | IRVINE | CA | 92604 | N/A | PC | Charitable Event | $5,000 |
| OC HABITATS | |||||||
| 15333 CULVER DR STE 340-763 | IRVINE | CA | 92604 | N/A | PC | General & Unrestricted | $15,000 |
| OCEAN FOUNDATION | |||||||
| 1320 19TH ST NW 5TH FL | WASHINGTON | DC | 20036 | N/A | PC | Pro Esteros Friends of Funds | $17,300 |
| OCEANOGRAPHIC TEACHING STATIONS INC | |||||||
| PO BOX 1 | MANHATTAN BCH | CA | 90267 | N/A | PC | General & Unrestricted | $15,000 |
| ORANGE COUNTY RONALD MCDONALD HOUSE | |||||||
| 765 S PASADENA AVE | PASADENA | CA | 91105 | N/A | PC | General & Unrestricted | $1,000 |
| ORANGEWOOD CHILDREN'S HOME | |||||||
| 401 THE CITY DR | ORANGE | CA | 92868 | N/A | GOV | General & Unrestricted | $10,000 |
| OZZIE & FRIENDS RESCUE INC | |||||||
| 3609 W 111TH ST | INGLEWOOD | CA | 90303 | N/A | PC | General & Unrestricted | $1,000 |
| PANCREATIC CANCER ACTION NETWORK INC | |||||||
| 1500 ROSECRANS AVE STE 200 | MANHATTAN BCH | CA | 90266 | N/A | PC | General & Unrestricted | $1,000 |
| PERMAGANIC CO | |||||||
| 7941 KILGOUR ST | CAMP DENNISON | OH | 45111 | N/A | PC | General & Unrestricted | $5,000 |
| PROSPECT HOUSE INC | |||||||
| 682 HAWTHORNE AVE | CINCINNATI | OH | 45205 | N/A | PC | General & Unrestricted | $20,000 |
| READWORKS INC | |||||||
| PO BOX 24673 | NEW YORK | NY | 11202 | N/A | PC | General & Unrestricted | $5,000 |
| RECLAIMED HOPE INITIATIVE | |||||||
| 1195 REDFIELDS RD | CHARLOTTESVLE | VA | 22903 | N/A | PC | General & Unrestricted | $17,000 |
| REUNITY RESOURCES | |||||||
| 1000 CORDOVA PL 650 | SANTA FE | NM | 87505 | N/A | PC | General & Unrestricted | $10,000 |
| RIVER FUND NEW YORK INC | |||||||
| 8911 LEFFERTS BLVD | RICHMOND HILL | NY | 11418 | N/A | PC | General & Unrestricted | $500 |
| ROOTED WI INC | |||||||
| 2702 INTERNATIONAL LN STE 200 | MADISON | WI | 53704 | N/A | PC | General & Unrestricted | $1,000 |
| SAGE MOUNTAIN | |||||||
| PO BOX 681593 | PARK CITY | UT | 84068 | N/A | PC | General & Unrestricted | $10,000 |
| SAINT HELENA FORUM FOR INNOVATION AND CREATIVITY | |||||||
| 2480 SPRING MOUNTAIN RD | SAINT HELENA | CA | 94574 | N/A | PC | General & Unrestricted | $15,000 |
| SANTA FE FARMERS MARKET INSTITUTE | |||||||
| 1607 PASEO DE PERALTA STE A | SANTA FE | NM | 87501 | N/A | PC | General & Unrestricted | $5,000 |
| SECRET LAND ARP | |||||||
| 695 VENTURA ST | ALTADENA | CA | 91001 | N/A | PC | General & Unrestricted | $46,867 |
| SIDEWALK | |||||||
| 1139 5TH AVE SE | OLYMPIA | WA | 98501 | N/A | PC | General & Unrestricted | $10,000 |
| SIERRA PACIFIC FURBABIES INC | |||||||
| 12523 LIMONITE AVE STE 400 412 | EASTVALE | CA | 91752 | N/A | PC | General & Unrestricted | $1,000 |
| SKID ROW RUNNING CLUB A NONPROFIT MUTUAL BENEFIT C | |||||||
| 1234 WILSHIRE BLVD 618 | LOS ANGELES | CA | 90017 | N/A | PC | General & Unrestricted | $2,500 |
| SOUTHPORT CONGREGATIONAL CHURCH - UNITED CHURCH OF | |||||||
| PO BOX 366 | SOUTHPORT | CT | 06890 | N/A | PC | General & Unrestricted | $32,000 |
| ST HELENA MONTESSORI SCHOOL INC | |||||||
| 880 COLLEGE AVE | SAINT HELENA | CA | 94574 | N/A | PC | Music program; to purchase instruments and recording equipment | $29,370 |
| ST HELENA MONTESSORI SCHOOL INC | |||||||
| 880 COLLEGE AVE | SAINT HELENA | CA | 94574 | N/A | PC | General & Unrestricted | $45,000 |
| ST MARY'S CHURCH | |||||||
| 2853 ERIE AVE | CINCINNATI | OH | 45208 | N/A | PC | Gymnasium renovation fund | $10,000 |
| STEPHEN SILLER TUNNEL TO TOWERS FOUNDATION | |||||||
| 2361 HYLAN BLVD | STATEN ISLAND | NY | 10306 | N/A | PC | General & Unrestricted | $9,275 |
| THE PUBLIC FOR ANIMAL WELFARE INC | |||||||
| PO BOX 695 | DRIPPING SPGS | TX | 78620 | N/A | PC | General & Unrestricted | $4,000 |
| THE VILLAGE GREEN FOUNDATION INC | |||||||
| 1415 KNOWLTON ST | CINCINNATI | OH | 45223 | N/A | PC | General & Unrestricted | $3,000 |
| THERAPEUTIC RIDING CENTER OF HUNTINGTON BEACH INC | |||||||
| PO BOX 2298 | HUNTINGTN BCH | CA | 92647 | N/A | PC | General & Unrestricted | $1,500 |
| TIKKUN FARM INC | |||||||
| 7941 ELIZABETH ST | CINCINNATI | OH | 45231 | N/A | PC | General & Unrestricted | $5,000 |
| TINY PAWS AND WHISKERS | |||||||
| 3300 W LINCOLN AVE APT 231 | ANAHEIM | CA | 92801 | N/A | PC | General & Unrestricted | $1,000 |
| TWLOHA INC | |||||||
| PO BOX 2203 | MELBOURNE | FL | 32902 | N/A | PC | General & Unrestricted | $3,000 |
| UFFIZI ORDER | |||||||
| 624 W CARRILLO ST | SANTA BARBARA | CA | 93101 | N/A | PC | General & Unrestricted | $1,000 |
| UNIVERSITY OF CINCINNATI FOUNDATION | |||||||
| PO BOX 19970 | CINCINNATI | OH | 45219 | N/A | PC | The Waddell Center for Multiple Schlerosis | $20,000 |
| UNIVERSITY OF SAN DIEGO | |||||||
| 5998 ALCALA PARK | SAN DIEGO | CA | 92110 | N/A | PC | Daniel Burkett Memorial Scholarship fund | $5,000 |
| VITAL OPERA INC | |||||||
| 8710 34TH AVE APT 2B | JACKSON HTS | NY | 11372 | N/A | PC | General & Unrestricted | $15,000 |
| VOCAL ARTS ENSEMBLE OF CINCINNATI | |||||||
| 1241 ELM ST | CINCINNATI | OH | 45202 | N/A | PC | General & Unrestricted | $35,000 |
| YOUNG MENS CHRISTIAN ASSOCIATION OF AUSTIN | |||||||
| 55 N IH 35 | AUSTIN | TX | 78702 | N/A | PC | Camp Moody | $2,496 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $851,666 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $466 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $205,231 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,455,177 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| CLASS ACTION LAWSUIT PROCEEDS | 01 | $226 |
| FOREIGN TAX REFUND | 01 | $12,803 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,673,903 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,673,903 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Compensation Explanation CompensationExplanation
Compensation Explanation CompensationExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Natalie Barraclough | PersonNm |
| Short Explanation | *Removed from foundation in 2021 | ShortExplanationTxt |
Depreciation Schedule DepreciationSchedule
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | Results Of VerificationResultsOfVerificationTxt | Address Line1ForeignAddress/AddressLine1Txt | CityForeignAddress/CityNm | CountryForeignAddress/CountryCd | Foreign PostalForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DRAGONFLY DEVELOPMENT RESOURCES INC | ||||||||||||||
| 51 FRONT ST APT 327 | CUMBERLAND | RI | 02864 | 2020-02-28 | $40,000 | TO SUPPORT THE BOON PROJECT | $40,000 | NO | 1/12/22 | None Necessary | ||||
| DRAGONFLY DEVELOPMENT RESOURCES INC | ||||||||||||||
| 51 FRONT ST APT 327 | CUMBERLAND | RI | 02864 | 2021-03-04 | $40,000 | TO SUPPORT THE BOON PROJECT | $0 | NO | expected in 2022 | none necessary | ||||
| IL CUORE DI GIAMPY | ||||||||||||||
| 2018-02-28 | $5,000 | TO SUPPORT THE INFANT CARE TRAINING PROJECT | $5,000 | NO | 7/10/19, 2/8/21, 1/11/22 | None necessary | VIE SEMPIONE 21 INT 12 | ARESE MILANO | IT | 20020 | ||||
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (16 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AMERICAN EXPRESS CREDIT MTN BO | $169,424 | $161,015 |
| APPLE INC - 3.250% - 02/23/202 | $75,212 | $80,252 |
| BANK AMER CORP - 3.559% - 04/2 | $112,173 | $106,691 |
| BLACKROCK INC FR - 3.375% - 06 | $159,686 | $152,334 |
| CITIGROUP INC - 1.875% - 03/31 | $50,168 | $50,370 |
| CITIGROUP INC BND - 3.300% - 0 | $52,042 | $53,199 |
| COMCAST CORP NOTE - 4.150% - 1 | $171,841 | $169,903 |
| DEERE JOHN CAP CORP - 2.800% - | $95,850 | $102,573 |
| EXXON MOBIL CORP - 3.294% - 03 | $112,425 | $108,031 |
| GOLDMAN SACHS GROUP INC - 3.85 | $106,456 | $107,181 |
| INTEL CORP - 3.750% - 03/25/20 | $116,922 | $110,134 |
| JPMORGAN CHASE &CO NOTE - 2.95 | $165,974 | $158,216 |
| MORGAN STANLEY - 3.625% - 01/2 | $111,667 | $108,285 |
| ORACLE CORP - 3.400% - 07/08/2 | $131,613 | $131,566 |
| PFIZER INC NT - 3.400% - 05/15 | $52,866 | $52,932 |
| U S BANCORP - 3.150% - 04/27/2 | $82,311 | $80,283 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (184 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBOTT LABS | $78,478 | $110,300 |
| ADOBE SYSTEMS, INC | $39,658 | $162,774 |
| AIA GROUP LTD ADR | $33,598 | $38,591 |
| ALCON INC | $23,830 | $31,282 |
| ALIBABA GROUP HOLDING LTD | $37,701 | $27,929 |
| ALNYLAM PHARMACEUTICALS, INC | $28,909 | $35,106 |
| ALPHABET INC CL A | $105,330 | $241,225 |
| ALPHABET INC CL C | $70,430 | $339,035 |
| ALPS CLEAN ENERGY ETF | $127,949 | $222,059 |
| AMADEUS IT HLDS SA | $44,585 | $38,081 |
| AMAZON COM | $102,333 | $476,961 |
| AMERICAN TOWER REIT INC | $36,553 | $68,507 |
| AMERICAN WATER WORKS COMPANY I | $57,938 | $76,699 |
| AMERIPRISE FINANCIAL INC | $15,370 | $59,658 |
| AMETEK INC | $12,446 | $36,309 |
| AMPHENOL CORPORATION | $18,758 | $54,150 |
| ANALOG DEVICES INC | $52,555 | $113,197 |
| ANSYS INC | $4,341 | $55,590 |
| APPLE INC | $16,972 | $276,215 |
| APTIV PLC | $18,081 | $40,088 |
| ASHLAND GLOBAL HOLDINGS | $10,531 | $16,272 |
| ASML HOLDING NV NY REG SHS | $21,327 | $53,823 |
| ASSA ABLOY UNSP/ADR | $24,144 | $30,234 |
| ASTRAZENECA | $143,173 | $145,409 |
| AUTODESK, INC | $15,493 | $31,265 |
| AUTOMATIC DATA PROCESSING INC | $28,476 | $90,047 |
| AUTOZONE INC | $3,823 | $79,951 |
| AVATAR HOLDINGS INC. | $34,419 | $56,614 |
| BAE SYSTEMS PLC | $36,639 | $33,962 |
| BANCO SANTANDER CEN | $41,099 | $33,983 |
| BARCLAYS ETN PLUS SELECT MLP | $286,135 | $235,385 |
| BERRY PLASTICS GROUP INC | $7,276 | $29,553 |
| BHP BILLITON LIMITED | $42,550 | $44,165 |
| BLACKROCK INC | $42,626 | $91,366 |
| BOOKING HOLDINGS INC | $97,383 | $86,176 |
| BROOKFIELD ASSET MANAGEMENT CL | $14,980 | $24,546 |
| CADENCE DESIGN SYSTEMS INC | $32,892 | $66,193 |
| CANADIAN NATL RAILWAY CO | $19,029 | $26,327 |
| CATALENT INC | $24,719 | $32,294 |
| CDW CORP | $29,766 | $43,553 |
| CHARLES RIV LABORATORIES INTL | $34,535 | $56,344 |
| CHARLES SCHWAB CORP | $90,305 | $163,989 |
| CHEVRON CORP | $64,669 | $60,273 |
| CHEWY INC | $15,924 | $15,427 |
| CHIPOTLE MEX GRILL | $43,374 | $52,589 |
| CHUBB LIMITED | $25,767 | $31,946 |
| CHURCH & DWIGHT | $4,671 | $27,618 |
| CINTAS CRP | $16,007 | $26,176 |
| CISCO SYSTEMS INC | $83,897 | $154,539 |
| CME GROUP, INC | $52,833 | $58,438 |
| COMPASS GROUP PLC ADR | $30,092 | $29,467 |
| CONTL AG SPONS ADR | $37,835 | $32,872 |
| COSTAR GROUP, INC | $10,275 | $22,939 |
| COSTCO WHOLESALE CORPORATION | $77,050 | $126,754 |
| COUPANG ORD SHS CL A | $24,739 | $15,688 |
| CROWN HOLDINGS INC | $14,641 | $38,511 |
| D R HORTON | $36,184 | $37,615 |
| DAIKIN INDS LTD ADR | $27,656 | $36,744 |
| DANAHER CORP | $34,977 | $161,463 |
| DBS GROUP HLDGS SPON ADR | $24,995 | $28,289 |
| DIAGEO PLC ADS | $29,375 | $38,399 |
| DOLLAR GENERAL CORP | $60,730 | $92,503 |
| DOMINOS PIZZA INC | $16,633 | $33,545 |
| DYNATRACE | $19,842 | $32,682 |
| ECOLAB INC | $61,386 | $76,407 |
| EDWARDS LIFESCIENCES | $15,160 | $53,655 |
| ENCOMPASS HEALTH CORPORATION | $13,824 | $28,291 |
| ENPHASE ENERGY ORD SHS | $35,543 | $61,250 |
| ENTEGRIS INC MINNESOTA | $25,627 | $50,544 |
| EPAM SYSTEMS INC | $5,836 | $101,019 |
| EQUINOR ASA | $20,303 | $25,737 |
| EURONET WORLDWIDE INC | $31,465 | $23,011 |
| EVERBRIDGE INC | $26,927 | $21,096 |
| F M C CP | $12,182 | $27,552 |
| FANUC LIMITED UNSPONSORED | $23,929 | $23,041 |
| FIDELITY NATIONAL INFORMATION | $69,829 | $93,841 |
| FISERV INC | $40,794 | $81,270 |
| FIVE BELOW INC | $26,704 | $37,230 |
| FLEETCOR TECHNOLGIES INC | $15,783 | $20,713 |
| FLOOR AND DECOR HOLDINGS | $29,120 | $37,384 |
| FOMENTO ECONOMICO MEXICANO | $21,167 | $15,917 |
| GENPACT LIMITED | $14,188 | $24,859 |
| GLOBAL PAYMENTS INC | $33,284 | $37,379 |
| GOODRX HOLDINGS CL A | $38,221 | $38,164 |
| HDFC BANK LTD ADR | $33,324 | $43,014 |
| HEXAGON | $14,285 | $23,353 |
| HOME DEPOT INC | $79,368 | $229,549 |
| HONEYWELL INTL | $125,777 | $173,522 |
| HOWMET AEROSPACE ORD SHS | $14,228 | $11,421 |
| HUBBELL INCORPORATED | $13,051 | $23,484 |
| HUMANA INC | $3,083 | $31,059 |
| IAA INC | $15,843 | $19,900 |
| ICON PLC - AMERICAN DEPOSITARY | $48,191 | $64,913 |
| IDEX CP | $25,369 | $37,507 |
| INGERSOLL-RAND INC | $31,287 | $36,754 |
| INTERCONTINENTAL EXCHANGE, INC | $48,549 | $86,929 |
| INTERCONTINENTAL HOTELS GROUP | $31,562 | $29,078 |
| JAZZ PHARMACEUTICALS INC | $18,622 | $13,545 |
| JP MORGAN CHASE | $44,408 | $168,360 |
| JULIUS BAER GROUP LTD | $28,143 | $31,508 |
| KEYSIGHT TECHNOLOGIES INC | $27,931 | $61,261 |
| KLA TENCOR CORP | $20,000 | $40,405 |
| L'AIR LIQUIDE ADR OTC | $25,765 | $33,434 |
| LAS VEGAS SANDS CORP | $22,367 | $14,640 |
| LIBERTY BROADBAND CORPORATION | $11,572 | $14,556 |
| LINDE PLC COM | $54,594 | $106,259 |
| LIVENT CORPORATION | $9,666 | $23,051 |
| LLOYDS BANKING GROUP PLC | $40,622 | $41,886 |
| LONDON STK EXCHANGE GROUP | $24,946 | $27,225 |
| LVMH MOET HENN UNSP | $26,103 | $45,405 |
| MARRIOTT INTERNATIONAL INC. CL | $23,176 | $29,660 |
| MARTIN MARIETTA MATLS INC | $81,280 | $89,176 |
| MARVELL TECHNOLOGY, INC | $19,040 | $50,246 |
| MASCO CORP | $15,893 | $27,349 |
| MEDTRONIC PLC | $65,754 | $87,814 |
| MERCADOLIBRE, INC | $4,952 | $13,073 |
| MICROCHIP TECHNOLOGY INC | $9,963 | $67,411 |
| MICROSOFT CORP | $86,559 | $621,178 |
| MONDELEZ INTERNATIONAL INC | $64,316 | $71,141 |
| MONSTER BEVERAGE CORP | $1,368 | $28,569 |
| MSCI INC | $7,603 | $57,280 |
| NEXTERA ENERGY, INC | $94,448 | $153,948 |
| NIDEC CORPORATION ADR | $28,060 | $40,180 |
| NOVARTIS AG ADR | $27,385 | $28,134 |
| ON SEMICONDUCTOR | $19,138 | $20,272 |
| OSHKOSH CORP | $17,806 | $20,659 |
| OTIS WORLDWIDE CORP | $70,497 | $101,304 |
| PALO ALTO NETWORKS INC | $52,614 | $67,821 |
| PENTAIR INC. COM | $7,980 | $15,180 |
| PEPSICO INC | $54,311 | $84,683 |
| PIONEER NAT RES CO | $100,241 | $115,730 |
| PLANET FITNESS INC | $29,964 | $30,470 |
| PNC FINANCIAL GROUP INC | $92,641 | $131,596 |
| PTC INC | $19,234 | $45,695 |
| QUALCOMM INC | $42,626 | $127,656 |
| RAYTHEON TECHNOLOGIES CORP | $118,576 | $137,645 |
| REGAL REXNORD CORP | $16,554 | $29,249 |
| RESMED INC | $32,146 | $47,402 |
| RITCHIE BROS AUCTIONEERS | $18,488 | $30,410 |
| ROPER INDUSTRIES | $85,399 | $140,637 |
| ROSS STORES, INC | $7,405 | $25,636 |
| ROYAL DUTCH SHEL PLC SPONS ADR | $32,907 | $25,867 |
| S&P GLOBAL INC COM | $101,697 | $142,188 |
| SALESFORCE.COM | $118,372 | $188,359 |
| SBA COMMUNICATIONS CORP | $11,322 | $61,884 |
| SEVEN & I HOLDINGS C | $21,819 | $20,873 |
| SIEMENS AG | $26,565 | $32,976 |
| SKYWORKS SOLUTIONS, INC | $4,103 | $25,631 |
| SMARTSHEET INC | $28,032 | $34,496 |
| SONY GROUP CORP | $21,990 | $38,261 |
| SPROUTS FARMERS MARKET INC | $15,185 | $18,390 |
| STANLEY BLACK & DECKER INC | $116,037 | $108,176 |
| STRYKER CORPORATION | $28,503 | $67,913 |
| SYMRISE AG UNSPONSORED | $25,626 | $35,899 |
| SYNOPSYS, INC | $30,828 | $54,219 |
| SYSMEX CORP UNSP ASDR | $31,104 | $41,601 |
| T-MOBILE US INC | $103,930 | $141,018 |
| TAIWAN SEMICONDUCTOR MFG CO LT | $15,727 | $32,333 |
| TANDEM DIABETES CARE INC | $21,485 | $29,174 |
| TE CONNECTIVITY LTD | $106,196 | $123,760 |
| TELEFLEX INC | $20,041 | $24,686 |
| TEMENOS GROUP AG | $20,089 | $17,163 |
| TENCENT HOLDINGS LIMITED | $38,849 | $48,455 |
| THE BLACKSTONE GROUP INC CL A | $76,426 | $219,530 |
| THERMO FISHER SCIENTIFIC INC | $28,701 | $139,855 |
| TJX COMPANIES INC | $43,658 | $59,545 |
| TOKIO MARINE HOLDINGS INC | $16,953 | $17,203 |
| TRACTOR SUPPLY CO COM | $14,605 | $50,474 |
| TRANSUNION COM USD0.01 | $14,575 | $38,472 |
| TWILIO INC | $22,152 | $23,178 |
| UBISOFT ENTERTAIN UNSP ADR EAC | $36,316 | $28,325 |
| UNION PACIFIC | $54,173 | $116,877 |
| UNITEDHEALTH GROUP INC | $54,453 | $214,558 |
| US BANCORP | $97,730 | $115,384 |
| US FOODS HOLDING CORPORATION | $19,903 | $15,836 |
| VARONIS SYSTEMS INC | $27,057 | $25,439 |
| VESTAS WIND SYS UNSP/ADR | $15,686 | $25,408 |
| VISA INC | $131,400 | $230,392 |
| WALT DISNEY HOLDINGS CO | $75,699 | $70,856 |
| WESTERN ALLIANCE BANCORPORATIO | $39,166 | $43,363 |
| WIX COM LTD | $30,459 | $20,781 |
| YUM CHINA HOLDINGS INC | $24,980 | $31,964 |
| ZOETIS INC | $66,087 | $136,555 |
| ZURN WATER SOLUTIONS | $7,724 | $19,908 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $2,135,573 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $2,142,716 | USGovtObligationsEOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Administrative Fees | $62,724 | $62,724 | |
| Bank Charges | $218 | $218 | |
| State or Local Filing Fees | $750 | $750 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| Class Action Lawsuit Proceeds | $226 | $226 |
| FOREIGN TAX REFUND | $12,803 | $12,803 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | RETURNED GRANTS | Desc |
| Amt | $10,000 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | CategoryTxt |
| Amt | $172,632 | Amt |
| Net Investment Income | $172,632 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt |
|---|---|
| 990-PF Estimated Tax for 2021 | $20,100 |
| 990-PF Extension for 2020 | $18,712 |