THE WALLACE RESEARCH FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- THE WALLACE RESEARCH FOUNDATION (EIN 42-6540579)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-08-29
- IRS object ID
- 202212419349101051
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-08-29T16:15:22-05:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 420714325 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RSM US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FIRST ST SE STE 800 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 524011512 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 426540579 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WALLACE RESEARCH FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O RSM US LLP ATTN SHAWNA HULS | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WALL | BusinessNameControlTxt |
| Phone | 3192985333 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FIRST ST SE 800 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 52401 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HENRY D WALLACE | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 3192985333 | PhoneNum |
| Signature | 2022-08-26 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | HENRY | PersonFirstNm |
| Person Last | WALLACE | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | SHAWNA HULS | PreparerPersonNm |
| PTIN | P01315330 | PTIN |
| Phone | 3192985333 | PhoneNum |
| Preparation | 2022-08-26 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $109,125,516 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,665,767 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,665,767 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $4,552,768 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $19,003,599 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $4,552,768 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $6,218,535 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $6,218,535 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $138 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $32,560 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $12,311 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $20,249 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $549,457 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $549,457 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $1,026 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $0 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $95,724 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $10,724 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $354 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $354 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $679,259 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $572,846 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $20,249 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $4,483,516 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $4,483,516 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $5,162,775 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $572,846 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $4,503,765 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,055,760 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $5,645,689 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $2,143,718 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $3,592,020 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $3,592,020 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $37,748,865 | CorporateStockBOYAmt |
| Corporate Stock EOY | $40,288,676 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $78,226,495 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $6,155,710 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $4,404,816 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $4,563,445 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $23,039,673 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $22,003,461 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $22,715,054 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $47,508 | OtherAssetsBOYAmt |
| Other Assets EOY | $28,502 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $28,502 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $69,135,474 | TotalAssetsBOYAmt |
| Total Assets EOY | $70,317,475 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $109,125,516 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $69,135,474 | RetainedEarningBOYAmt |
| Retained Earning EOY | $70,317,475 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $69,135,474 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $70,317,475 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $69,135,474 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $70,317,475 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $69,135,474 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,055,760 | ExcessRevenueOverExpensesAmt |
| Other Increases | $126,241 | OtherIncreasesAmt |
| Subtotal | $70,317,475 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $70,317,475 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | P | $18,155,621 | $13,724,839 | $4,430,782 | $4,430,782 |
| PUBLICLY TRADED SECURITIES | P | $719,537 | $725,992 | -$6,455 | -$6,455 |
| CAPITAL GAINS DIVIDENDS | P | $128,441 | $128,441 | $128,441 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $4,552,768 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $78,475 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $78,475 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $78,475 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $94,409 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $10,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $104,409 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $25,934 | OverpaymentAmt |
| Applied To ES Tax | $25,934 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | SHAWNA HULS | IndividualWithBooksNm |
| Phone | 3192985333 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FIRST STREET SE STE 800 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 52401 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| HENRY D WALLACE | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | PRESIDENT | 5.00 | $0 | $0 | $0 |
| LINDA WALLACE-GRAY | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | VP & TREASURER | 20.00 | $0 | $0 | $0 |
| MARSHALL GILCHRIST | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | DIRECTOR & SECRETARY | 2.00 | $0 | $0 | $0 |
| ALEX GILCHRIST | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | DIRECTOR | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| EAGLE CAPITAL MANAGEMENT | |||||
| 499 PARK AVENUE | NEW YORK | NY | 10022 | INVESTMENT MGMT | $330,381 |
| MORGAN STANLEY SMITH BARNEY | |||||
| 370 17TH STREET STE 2800 | DENVER | CO | 80202 | INVESTMENT CONSULTING | $196,234 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $102,774,208 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,736,574 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $105,510,782 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $105,510,782 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,582,662 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $103,928,120 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $5,196,406 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $5,196,406 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $78,475 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $78,475 | TotalTaxAmt |
| Distributable Before Adj | $5,117,931 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $126,241 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $5,244,172 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $5,244,172 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $4,503,765 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $4,503,765 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $5,244,172 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $4,315,130 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $4,503,765 | QualifyingDistributionsAmt |
| Applied To Year1 | $4,315,130 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $188,635 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $5,055,537 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (36 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| AGR FOUNDATION INC | ||||||||
| 1895 WEST PRINCE RD | TUCSON | AZ | 85705 | NONE | SO I | ASSIST WITH THE CONSTRUCTION OF SOL DOG LODGE AND TRAINING CENTER | $149,000 | |
| AGR FOUNDATION INC | ||||||||
| 1895 WEST PRINCE RD | TUCSON | AZ | 85705 | NONE | SO I | ASSIST WITH THE CONSTRUCTION OF SOL DOG LODGE AND TRAINING CENTER | $125,000 | |
| ANIMAL FRIENDS OF THE VALLEYS | ||||||||
| 33751 MISSION TRAIL RD | WILDOMAR | CA | 92595 | NONE | PC | SUPPORT VETERINARY OUTREACH PROGRAMS IN AND AROUND THE WILDOMAR, CALIFORNIA AREA, BELIZE, AND COSTA RICA | $155,000 | |
| ARCHAEOLOGY SOUTHWEST | ||||||||
| 300 NORTH ASH ALLEY | TUCSON | AZ | 85701 | NONE | PC | IMPLEMENT THE FLUID IDENTITIES INITIATIVE | $200,000 | |
| ARIZONA LAND AND WATER TRUST | ||||||||
| 2810 N ALVERNON WAY STE 600 | TUCSON | AZ | 85712 | NONE | PC | SUPPORT THE PERMANENT PROTECTION OF THE SOPORI CREEK AND FARM | $30,000 | |
| COMMUNITY FOOD BANK INC | ||||||||
| 3003 S COUNTRY CLUB RD | TUCSON | AZ | 85713 | NONE | PC | SUPPORT THE PURCHASE AND INSTALLATION OF A MOBILE COOKING DEMONSTRATION CART AND COOLING UNITS | $125,000 | |
| CONQUER CHIARI | ||||||||
| 320 OSPREY CT | WEXFORD | PA | 15090 | NONE | PC | SUPPORT THE RESEARCH PROJECT "TESTING A NOVEL HYPOTHESIS FOR THE PATHOPHYSIOLOGY OF ADULT CMI" | $65,000 | |
| CORAL RESTORATION | ||||||||
| 89111 OVERSEAS HIGHWAY | TAVERNIER | FL | 33070 | NONE | PC | FUND CREATION OF PIPELINE TO HELP FACILITATE RAW MOSAIC IMAGERY UPLOADING AND FULL PHOTOMOSAIC CREATION AND ANALYSIS | $175,000 | |
| ECOHEALTH ALLIANCE | ||||||||
| 520 EIGHTH STREET SUITE 1201 | NEW YORK | NY | 10018 | NONE | PC | FUND THE PROJECT TO MITIGATE THE RISK OF ZOONOTIC DISEASE EMERGENCE VIA HUMAN-WILDLIFE INTERACTIONS IN SOUTHEAST ASIA, | $250,000 | |
| EMERGE CENTER AGAINST DOMESTIC ABUSE | ||||||||
| 2545 EAST ADAMS STREET | TUCSON | AZ | 85716 | NONE | PC | SUPPORT COSTS ASSOCIATED WITH OPERATING AN EMERGENCY SHELTER FOR PEOPLE EXPERIENCING DOMESTIC VIOLENCE | $50,000 | |
| HOLISTIC MANAGEMENT | ||||||||
| 2425 SAN PEDRO DR NE STE A | ALBUQUERQUE | NM | 87110 | NONE | EOF | SUPPORT THE DEVELOPMENT OF THE "SAVING TOMORROWS AGRICULTURAL RESOURCES" (STAR) PROGRAM AND EXPANDING IT INTO A HIGHLY VISIBLE NATIONAL PROGRAM | $33,000 | |
| JOHN BARTRAM ASSOCIATION | ||||||||
| 5400 LINDBERGH BOULEVARD | PHILADELPHIA | PA | 19143 | NONE | PC | SUPPORT STEM DISCOVERY PROGRAMS AT BARTRAM'S GARDEN | $50,000 | |
| JOHN HOPKINS UNIVERSITY | ||||||||
| 415 N WASHINGTON ST 4TH FLOOR | BALTIMORE | MD | 21231 | NONE | PC | ADDRESS THE IMPACT OF COVID-19 ON THE MENTAL AND BEHAVIORAL HEALTH OF NATIVE AMERICANS | $50,000 | |
| LEWA WILDLIFE CONSERVANCY | ||||||||
| PO BOX 4449 | NEW YORK | NY | 10163 | NONE | PC | SUPPORT LEWA'S HUMAN-WILDLIFE CONFLICT RAPID RESPONSE UNIT | $100,000 | |
| LOOMIS CHAFFEE SCHOOL | ||||||||
| 4 BATCHELDER ROAD | WINDSOR | CT | 06095 | NONE | PC | SUPPORT THE PERFORMING ARTS PROGRAM AND CONSTRUCTION OF THE NICHOLS CENTER FOR THEATRE AND DANCE | $170,000 | |
| MASSACHUSETTS AUDUBON SOCIETY | ||||||||
| 208 SOUTH GREAT ROAD | LINCOLN | MA | 01773 | NONE | PC | FUND THE PROTECTION AND CONSERVATION OF THE NATURE OF BELIZE | $100,000 | |
| OIKONOS ECOSYSTEMS KNOWLEDGE | ||||||||
| PO BOX 1918 | KAILUA | HI | 96734 | NONE | PC | PROVIDE A SAFE BREEDING HABITAT FOR SEABIRDS AND PROVIDE PAID TRAINING FOR EARLY CAREER BIOLOGISTS | $30,000 | |
| OLD PINE COMMUNITY CENTER | ||||||||
| 401 LOMBARD STREET | PHILADELPHIA | PA | 19147 | NONE | PC | GENERAL SUPPORT IN FURTHERANCE OF CHARITABLE MISSION | $25,000 | |
| PENNENVIRONMENT RESEARCH & POLICY CENTER INC | ||||||||
| 1429 WALNUT STREET SUITE 110 | PHILADELPHIA | PA | 19102 | NONE | PC | FUND TWO FULL-TIME CITIZEN ORGANIZERS | $60,000 | |
| RURAL AND MIGRANT MINISTRY INC | ||||||||
| PO BOX 4757 | POUGHKEEPSIE | NY | 12602 | NONE | PC | SUPPORT THE COSTS OF COMMUNICATIONS COORDINATOR AND THE COST OF MOVING | $29,000 | |
| SARSEF | ||||||||
| 4574 E BROADWAY BLVD | TUCSON | AZ | 85711 | NONE | PC | PROVIDE MATERIALS, AWARDS, AND SCHOLARSHIPS FOR THE SCIENCE AND ENGINEERING FAIR | $75,000 | |
| ST JUDE CHILDRENS RESEARCH HOSPITAL | ||||||||
| 262 DANNY THOMAS PLACE | MEMPHIS | TN | 38105 | NONE | PC | FUND RESEARCH TO UNDERSTAND THE ETIOLOGY OF BLEEDING DISORDERS | $155,000 | |
| THE CLIMATE CENTER | ||||||||
| PO BOX 3785 | SANTA ROSA | CA | 95402 | NONE | PC | SUPPORT THE CLIMATE-SAFE CALIFORNIA CAMPAIGN | $250,000 | |
| THE NATURE CONSERVANCY - ARIZONA | ||||||||
| 1510 E FORT LOWELL RD | TUCSON | AZ | 85719 | NONE | PC | FUND CAPITAL EXPENSES AND INSTALLATION OF SOLAR EQUIPMENT AT THE ARAVAIPA CANYON PRESERVE | $81,000 | |
| THE NATURE CONSERVANCY - TENNESSEE | ||||||||
| 2 MARYLAND FARMS SUITE 150 | BRENTWOOD | TN | 37027 | NONE | PC | FUND PROJECTS TO SUPPORT CAVE AND BAT CONSERVATION | $70,000 | |
| TOHONO CHUL PARK | ||||||||
| 7366 N PASEO DEL NORTE | TUCSON | AZ | 85704 | NONE | PC | SUPPORT THE GARDENS, COMPUTER TECHNOLOGY, AND CONSERVATION EDUCATION PROGRAMS | $250,000 | |
| UNIVERSITY OF ARIZONA | ||||||||
| PO BOX 210158 RM 510 | TUCSON | AZ | 85721 | NONE | PC | FUND RESEARCH ON THE LONG-TERM EFFECTS OF URBAN DEVELOPMENT ON REPTILES | $30,000 | |
| UNIVERSITY OF MICHIGAN | ||||||||
| 3003 S STATE STREET | ANN ARBOR | MI | 48109 | NONE | PC | ASSIST WITH THE COSTS ASSOCIATED WITH SALARY AND OTHER PERSONNEL COSTS | $247,810 | |
| WILD SALMON CENTER | ||||||||
| 721 NW 9TH AVENUE SUITE 300 | PORTLAND | OR | 97209 | NONE | PC | SUPPORT THE COLD WATER CONNECTION CAMPAIGN | $400,000 | |
| WILDCOAST | ||||||||
| 925 SEACOAST DR | IMPERIAL BEACH | CA | 91932 | NONE | PC | SUPPORT ONE MILLION MANGROVES AND NATURAL CLIMATE SOLUTIONS IN MEXICO | $130,000 | |
| WILDCOAST | ||||||||
| 925 SEACOAST DR | IMPERIAL BEACH | CA | 91932 | NONE | PC | DEVELOP AN UPDATED STRATEGIC PLAN AND IMPROVE PROJECT MANAGEMENT AND INTERNAL COMMUNICATIONS | $100,000 | |
| WILDLANDS NETWORK | ||||||||
| 329 W PIERPONT AVE SUITE 300 | SALT LAKE CITY | UT | 84101 | NONE | PC | PURCHASE, DEPLOY, AND MAINTAIN FIELD CAMERA EQUIPMENT TO FURTHER THE BORDERLANDS LINKAGES INITIATIVE | $10,000 | |
| WILDLIFE ALLIANCE INC | ||||||||
| 1441 BROADWAY FIFTH FLOOR | NEW YORK | NY | 10018 | NONE | PC | SUPPORT WILDLIFE RESCUE, CARE AND RELEASE, AND COMMUNITY CONSERVATION IN CAMBODIA | $150,000 | |
| WILDLIFE ALLIANCE INC | ||||||||
| 1441 BROADWAY FIFTH FLOOR | NEW YORK | NY | 10018 | NONE | PC | SUPPORT COSTS AT PRAMBEI MOM COMMUNITY FOREST, META TOMACHIERT FOREST, AND RUKAVORN FOREST | $60,000 | |
| WOODS HOLE OCEANOGRAPHIC INSTITUTION | ||||||||
| 266 WOODS HOLE ROAD MS40 | WOODS HOLE | MA | 02543 | NONE | PC | FUND DEVELOPMENT OF NEW METHODS TO DETECT MICROPLASTICS IN AQUATIC ENVIRONMENTS | $220,000 | |
| YALE SCHOOL OF MEDICINE | ||||||||
| 25 SCIENCE PARK 3RD FLOOR 150 | NEW HAVEN | CT | 06520 | NONE | PC | FUND RESEARCH IN THE TREATMENT OF MAJOR DEPRESSIVE DISORDERS | $283,706 | MUNSON ST PO BOX 208327 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $4,483,516 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,665,767 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $4,552,768 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $6,218,535 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $6,218,535 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $32,560 | Amt |
| Net Investment Income | $12,311 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $20,249 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (48 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CVS HEALTH CORP | $251,135 | $252,793 |
| HARLEY-DAVIDSON INC | $252,859 | $263,755 |
| CITIGROUP CAPT XIII 7.875% FIX ED 10/30/15 FLOATS AFTER | $48,510 | $51,531 |
| REINSURANCE GROUP AMERICA INC | $52,793 | $49,463 |
| BANK OF AMERICA CORP | $229,102 | $239,090 |
| PACKAGING CORP OF AMERICA | $226,999 | $237,672 |
| ALLSTATE CORP 5.1 FIXED TO 01/23 THEN FLOATS | $49,323 | $49,677 |
| WR BERKLEY CORP | $19,482 | $20,621 |
| REINSURANCE GRP OF AMERICA | $61,176 | $67,729 |
| QWEST CORP 6.5 | $70,396 | $73,015 |
| NUSTAR LOGISTICS LP 7.625% | $17,679 | $22,320 |
| GLOBAL INDEMNITY LIMITED 7.875% | $29,546 | $30,112 |
| STIFEL FINANCIAL CORP 5.2% | $9,722 | $10,067 |
| ENBRIDGE INC 6.375% | $57,970 | $63,136 |
| CMS ENERGY CORP 5.875% | $61,904 | $62,731 |
| CMS ENERGY CORP 5.875% | $20,786 | $20,705 |
| ALGONQUIN POWER & UTILITIES CORP 6.875% | $20,909 | $20,455 |
| PRUDENTIAL FINANCIAL INC 5.625% | $9,162 | $10,022 |
| AMERICAN FINANCIAL GROUP 5.8750 | $4,439 | $4,779 |
| NEXTERA ENERGY CAPITAL HOLDINGS INC. | $18,041 | $19,689 |
| ALGONQUIN POWER & UTILITIES CORP 6.875% | $39,138 | $41,398 |
| SOUTH JERSEY INDUSTRIES INC. | $9,818 | $10,262 |
| AFFILIATED MANAGERS GROUP INC. 5.875 | $19,253 | $20,890 |
| GENERAL ELECTRIC CO FXD | $244,139 | $248,750 |
| FIRST ENERGY CORP | $248,392 | $250,775 |
| DUKE ENERGY CORP | $257,489 | $261,008 |
| SIMON PROPERTY GROUP LP | $206,807 | $210,412 |
| CME GROUP INC | $257,073 | $262,535 |
| ZIMMER BIOMET HOLDINGS INC | $260,496 | $263,443 |
| SHERWIN WILLIAMS CO/THE | $261,664 | $270,638 |
| NORTHROP GRUMMAN SYSTEMS CORP | $293,037 | $298,013 |
| EXELON CORP | $262,068 | $266,440 |
| PIMCO DYN CREDIT & MORT INC | $219,433 | $265,085 |
| AMERICAN FINANCIAL GROUP 5.625% | $9,271 | $10,592 |
| PRUDENTIAL FINANCIAL INC | $19,642 | $20,181 |
| AFFILIATED MANAGERS GR 4.75% | $10,100 | $10,607 |
| THE SOUTHERN CO 4.20% | $40,660 | $42,432 |
| ASSURANT INC 5.25% | $40,589 | $42,532 |
| UNITED STATES CELLULAR CORP 5.50% | $9,934 | $10,428 |
| UNITED STATES CELLULAR CORP 5.50% | $10,160 | $10,698 |
| THE SOUTHERN CO 4.95% | $29,385 | $31,149 |
| BROOKFIELD FIN INC 4.625% | $20,887 | $20,596 |
| KKR GROUP FIN CO. IX LLC 4.625% | $10,050 | $10,512 |
| CARLYLE FIN LLC 4.625% | $20,412 | $20,974 |
| DTE ENERGY CO SER E 5.25% | $42,033 | $41,912 |
| BROOKFIELD FIN INC 4.625% | $20,205 | $20,279 |
| BROOKFIELD INFRASTRUCTURE PARTNERS ULC 5.00% | $20,341 | $20,522 |
| DTE ENERGY CO CAL DEB 81 | $10,407 | $11,020 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (149 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AERCAP HOLDINGS NV | $382,722 | $482,603 |
| FIRST TR EXCHANGE TRADED FD VI | $699,538 | $1,194,150 |
| SPDR S&P MIDCAP 400 ETF TRUST | $1,513,688 | $6,496,884 |
| VANGUARD HEALTH CARE ETF | $2,003,532 | $5,210,909 |
| VANGUARD REAL ESTATE ETF | $1,062,523 | $1,160,101 |
| VANGUARD RUSSELL 1000 | $2,970,541 | $9,353,800 |
| ASPEN INSURANCE HLDG 5.625 | $37,591 | $39,977 |
| BK OF AMERICA CO 5.875% | $20,295 | $20,643 |
| CHS INC | $79,802 | $83,359 |
| CHS INC | $83,306 | $83,045 |
| CITIGROUP INC 6.875%-K | $106,404 | $104,203 |
| CITIGRP INC 7.125% | $10,857 | $10,342 |
| F N B CORP FLA DEP SHS REPSTG | $33,243 | $31,671 |
| FIFTH THIRD BANCORP 6.625%-I | $36,511 | $35,496 |
| GOLDMAN SACHS GRP INC 5.50%-J | $31,914 | $31,555 |
| GOLDMAN SACHS GRP INC 6.375%-K | $41,635 | $42,114 |
| HUDSON PAC PTYS INC 4.750% | $21,172 | $22,150 |
| HUNTINGTON BANCSHAR 4.5% SER-H | $11,973 | $12,614 |
| JPMORGAN CHASE & C 4.55 SER-JJ | $9,939 | $10,392 |
| JPMORGAN CHASE & CO 4.625%-LL | $40,543 | $42,194 |
| MORGAN STANLEY 6.375%-I | $71,871 | $73,771 |
| MORGAN STANLEY 6.875%-F | $53,829 | $52,538 |
| PNC FINL P 6.125% FLTS 5/01/22 | $83,927 | $79,022 |
| REGIONS FINANCIAL CO 6.375%-B | $29,924 | $30,760 |
| STATE ST CO 5.90-D FXD-TO-FLT | $29,875 | $29,877 |
| VALLEY NATL BANCORP SER-A | $19,365 | $22,333 |
| WELLS FARGO & COMPANY 6.625%-R | $21,019 | $20,908 |
| WINTRUST FINANCIAL CORP | $40,168 | $41,531 |
| ZIONS BANCORP 6.30% | $35,259 | $33,439 |
| THE HARTORD FIN SER6.0% | $7,573 | $7,780 |
| ALPHABET INC CL C | $957,061 | $4,123,367 |
| AMAZON COM INC | $931,107 | $2,627,460 |
| AON PLC SHS CL-A | $712,549 | $1,611,002 |
| CITIGROUP INC NEW | $1,401,513 | $1,535,959 |
| COMCAST CORP (NEW) CLASS A | $1,278,372 | $1,648,207 |
| DISH NETWORK CLASS A | $795,470 | $676,147 |
| EVOLUTION AB ADR | $212,479 | $228,593 |
| META PLATFORMS INC CL A (FB) | $1,687,920 | $2,768,161 |
| GOLDMAN SACHS GRP INC | $834,930 | $1,683,166 |
| HILTON WORLDWIDE HLDGS INC | $657,739 | $1,335,742 |
| LYONDELLBASELL NV CL-A | $328,059 | $325,941 |
| MICROSOFT CORP | $321,208 | $3,880,124 |
| MORGAN STANLEY | $824,419 | $1,634,855 |
| NASPERS LTD | $204,118 | $156,178 |
| UNITEDHEALTH GP INC | $268,800 | $1,753,473 |
| VISA INC CL A | $416,811 | $463,357 |
| AMERICAN HOMES 4 RENT 5.875 | $10,286 | $10,389 |
| AMERICAN HOMES 4 RENT 6.25 | $9,325 | $10,090 |
| ASPEN INSURANCE HOLDING 5.95 | $46,191 | $51,178 |
| CHARLES SCHWAB CORP 5.95 D | $37,354 | $35,621 |
| CHS INC/RED PFD CL BS4 | $39,991 | $40,954 |
| KEYCORP 6.125 SER-E | $26,738 | $29,696 |
| PEOPLES UNITED FIN INC SER A | $58,033 | $62,356 |
| SCE TRUST IV 5.375 | $29,817 | $30,598 |
| SCE TRUST V 5.45 | $20,475 | $20,833 |
| MARRIOTT INTL INC NEW CL A | $855,315 | $1,780,626 |
| FIRST TRUST WATER ETF (FIW) | $724,843 | $1,801,200 |
| AGNC INVESTMENT CORP 7% | $20,059 | $20,414 |
| ANNALY CAP MGMNT 6.95% | $18,758 | $20,541 |
| ARCH CAP GROUP LTD 5.45% | $19,868 | $20,602 |
| ARCH CAPITAL GRP 4.55% | $10,316 | $10,654 |
| ENSTAR GROUP LTD 7% | $26,097 | $30,624 |
| GLOBAL NET LEASE INC PFD SER A | $6,217 | $6,733 |
| MORGAN STANLEY 5.85% | $18,781 | $21,207 |
| NATIONAL STORAGE AFFILIA 6% | $9,476 | $9,787 |
| NEW YORK CMNTY BC INC SER A | $55,673 | $60,740 |
| NISOURCE INC 6.5% SER B | $19,362 | $20,224 |
| STATE STREET CORP 5.350% | $22,518 | $23,918 |
| TCF FINANCIAL CORPN 5.70 | $9,557 | $9,919 |
| VALLEY NATL BANCRP 5.50% | $10,023 | $9,951 |
| WELLS FARGO 5.85-Q FIXD | $82,953 | $83,504 |
| GENERAL MTRS CO | $447,336 | $761,369 |
| WELLS FARGO & CO NEW | $587,356 | $1,105,171 |
| WILLIS TOWERS WATSON PUB LTD | $539,991 | $562,614 |
| JP MORGAN CHASE & CO. 5.75% | $5,446 | $5,860 |
| BRIGHTSPHERE INVT GROUP LLC NT | $35,552 | $41,468 |
| AGNC INVESTMENT CORP 6.875% | $10,085 | $10,433 |
| AIR LEASE CORP | $21,546 | $29,257 |
| ALLSTATE CORP | $9,377 | $10,089 |
| AMER EQ INV HLDG CO | $42,727 | $53,708 |
| ANNALY CAP MGMT INC PDF SER I | $35,910 | $42,459 |
| ASPEN INSURANCE HOLDINGS 5.625 | $19,995 | $20,519 |
| ATHENE HOLDING LTD 5.625 | $28,259 | $32,117 |
| ATHENE HOLDING LTD 6.35 | $17,859 | $20,634 |
| EQUITABLE HLDGS DEP RP PFD A | $19,846 | $21,094 |
| BANK OF AMERICA CO 5.00 | $26,207 | $27,351 |
| BANK OF AMERICA CO 6% | $19,977 | $21,009 |
| CAPITAL ONE FINANCIAL 5% | $57,493 | $64,200 |
| CITIZENS FIN GROUP 6.35% D | $29,433 | $31,595 |
| DIGITAL REALTY TRST 5.850 | $18,305 | $20,069 |
| DIGITAL REALTY TST INC 5.20% | $18,565 | $19,871 |
| JPMORGAN CHASE & CO. 6.00% | $9,197 | $10,001 |
| PS BUSINESS CO 4.875% | $9,483 | $10,175 |
| SPIRE INC 5.90% | $9,370 | $10,014 |
| PIMCO ENHANCED SHRT MTRT EXC | $355,879 | $355,460 |
| VANGUARD FTSE EMERING MARKETS | $1,924,853 | $2,269,620 |
| LIBERTY BROADBAND CORP | $1,069,798 | $2,003,601 |
| NETFLIX | $1,220,733 | $1,875,998 |
| PROSUS N V SPONSORED ADR | $396,810 | $374,738 |
| SAFRAN SA | $602,081 | $569,616 |
| WALT DISNEY CO HLDG | $480,309 | $654,100 |
| FIRST TRUST CAPITAL STRENGTH | $2,047,703 | $2,959,250 |
| FT NASDAQ CLEAN EDGE GREEN ERN | $1,424,140 | $1,359,400 |
| SPDR GOLD TR GOLD SHS | $932,744 | $1,025,760 |
| VANGUARD DIVIDEND APPRECIATION | $1,106,646 | $1,614,622 |
| AGNC INVMT CO 6.125% | $20,625 | $21,143 |
| AGNC INVSTMNT CORP 6.50% | $10,366 | $10,499 |
| AMERICAN EQUITY 6.625% | $47,056 | $52,968 |
| AT&T INC 4.750% | $29,433 | $31,958 |
| ATHENE HOLDING LTD 6.375% | $34,690 | $38,331 |
| ATLANTIC UN BANKSHARES 6.875 | $12,827 | $14,280 |
| AXIS CAP HOLDINGS LTD 5.5% | $9,390 | $9,935 |
| BANK OF AMERICA COR 4.375% | $41,410 | $42,335 |
| BANK AMER 7.2500 SERS L | $92,763 | $95,396 |
| BROOKFIELD FIN I UK 4.50% | $20,127 | $19,779 |
| CAPITAL ONE FINANCIAL 4.80% | $22,809 | $23,002 |
| CITIZENS FINL GRP INC 5% | $9,458 | $10,164 |
| FIFTH THIRD BANCORP 6% | $9,591 | $9,754 |
| FIRST HORI CORP 6.50DP RP PFD | $8,845 | $9,932 |
| FIRST REP BK SAN FCO CAL 4.5% | $20,818 | $21,658 |
| FIRST REPUBLIC BANK 4.0% | $20,913 | $20,482 |
| FIRST REPUBLIC BK 4.7% | $9,893 | $10,380 |
| PINNACLE FIN PRTNRS 6.75% | $27,425 | $30,946 |
| PUBLIC STORAGE 4% | $10,464 | $10,538 |
| PUBLIC STORAGE 4.00% | $31,360 | $31,488 |
| PUBLIC STORAGE 4.125% | $9,551 | $9,577 |
| PUBLIC STORAGE 4.625% | $18,899 | $20,165 |
| SCE TRUST VI 5% | $20,257 | $21,437 |
| SCHWAB CHARLES CORP 4.450% | $10,040 | $10,470 |
| SELECTIVE INS GROUP 4.60 | $10,123 | $10,438 |
| SIGNATURE BK NY 5% | $29,476 | $30,892 |
| TRUIST FINANCIAL CORP 5.25% | $19,015 | $21,029 |
| TRUIST FINCL CORP 4.75% | $29,888 | $31,350 |
| UNITED STATES CELLULAR 6.25% | $19,056 | $20,542 |
| US BANCORP 6.5% | $10,054 | $9,575 |
| VORNADO REALTY TR 5.25% | $9,650 | $10,225 |
| WASHINGTON FED 4.875% | $12,487 | $12,922 |
| WELLS FARGO & CO 4.75% | $19,611 | $20,429 |
| WELLS FARGO & COM 4.25% SER-DD | $31,694 | $31,574 |
| WELLS FARGO 7.5 NON-CUM CL A | $78,672 | $84,960 |
| WELLS FARGO CO DEP SH PFD CL A | $19,854 | $20,459 |
| WESBANCO INC 6.75% | $5,821 | $6,442 |
| WESCO INTL INC DP SH | $30,268 | $31,999 |
| WESTERN ALLIANCE BANCORP PFD A | $21,038 | $21,615 |
| WINTRUST FINL COR DEP REP SR E | $27,998 | $30,423 |
| ANTHEM INC COM | $819,808 | $1,328,506 |
| CAPITAL ONE FINANCIAL CORP | $283,607 | $602,994 |
| GENERAL ELECTRIC CO | $856,468 | $1,557,716 |
| WOODWARD INC COM | $212,947 | $238,294 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (18 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| LORD ABBETT SHT DURATION INC F | AT COST | $3,399,957 | $3,190,475 |
| MAINSTAY HI YLD CORP BOND I | AT COST | $3,009,335 | $3,492,690 |
| ARTISAN FUNDS INC MID CAP VALUE FD INV SHS ARTQX | AT COST | $36,361 | $40,046 |
| ARTISAN FDS INC INTERNAITIONAL FUND INV ARTIX | AT COST | $41,969 | $53,016 |
| DIAMOND HILL LONG-SHORT FUND CL I DHLSX | AT COST | $54,997 | $84,992 |
| DODGE & COX INCOME FD DODIX | AT COST | $118,403 | $125,670 |
| HARRIS ASSOC INVT TR OAKMARK INTL FUND CL I OAKIX | AT COST | $26,629 | $49,341 |
| JPMORGAN MID CAP VALUE FUND CL I FLMVX | AT COST | $30,535 | $46,720 |
| ROYCE FUND PENNSYLVANIA MUTUAL FD INVESTMENT CL PENNX | AT COST | $70,449 | $74,964 |
| PIMCO FDS PAC INVT MGMT SER EMERGING MKTS BD RD INSTL CL PEBIX | AT COST | $17,116 | $16,087 |
| PRINICIPAL FUNDS INC PREFERRED SECURITIES INSTAL CLASS PPSIX | AT COST | $37,581 | $38,664 |
| TEMPLETON INCOME TR GLOBAL BD FD ADVISOR CL TGBAX | AT COST | $16,569 | $12,224 |
| TWEEDY BROWNE FD INC GLOBAL VALUE FD TBGVX | AT COST | $23,737 | $32,702 |
| VANGUARD GNMA FD CL I VFIIX | AT COST | $21,534 | $21,721 |
| FIRST EAGLE OVERSEAS 1 | AT COST | $3,750,813 | $4,110,953 |
| GOLDMAN SACHS GQG INTL OPP I | AT COST | $3,064,745 | $2,962,350 |
| PGIM TOTAL RETURN BOND Z | AT COST | $6,781,405 | $6,824,144 |
| PGIM JEN INTL OPPORTUNITIES Z | AT COST | $1,501,326 | $1,538,295 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $138 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DIVIDEND RECEIVABLE | $47,508 | $21,559 | $21,559 |
| RETURN OF GRANT | $6,943 | $6,943 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BANK SERVICE CHARGES | Desc |
| Revenue And Expenses Per Books | $354 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $354 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | RETURN OF PRIOR YEAR GRANTS | Desc |
| Amt | $126,241 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | CategoryTxt |
| Amt | $549,457 | Amt |
| Net Investment Income | $549,457 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX | $10,724 | $10,724 | $0 |
| EXCISE TAX | $85,000 | $0 | $0 |