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NORTHWESTERN UNIVERSITY: Form 990, tax year 2020

View the entire original 990 at ProPublica ↗

Organization
NORTHWESTERN UNIVERSITY (EIN 36-2167817)
Tax period
2020-09-01 to 2021-08-31
Filed
2022-07-14
IRS object ID
202221959349300517
Schema version
2020v4.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2022-07-14T09:00:24-05:00ReturnTs
Tax Period End2021-08-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN135565207PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1KPMG LLPBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1200 EAST RANDOLPH STREETAddressLine1Txt
CityChicagoCityNm
State AbbreviationILStateAbbreviationCd
ZIP60601ZIPCd
FieldValueIRS element (for citing)
Return Type990ReturnTypeCd
Tax Period Begin2020-09-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN362167817EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1Northwestern UniversityBusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlNORTBusinessNameControlTxt
Phone8474913741PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1633 Clark StAddressLine1Txt
CityEvanstonCityNm
State AbbreviationILStateAbbreviationCd
ZIP60208ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonCraig JohnsonPersonNm
Person TitleExecutive VP Business & FinancePersonTitleTxt
Signature2022-07-14SignatureDt
Discuss With Paid PreparerYes (true)DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

FieldValueIRS element (for citing)
Person FirstCraigPersonFirstNm
Person LastJohnsonPersonLastNm
FieldValueIRS element (for citing)
SSN999009999SSN

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonTara D'AgostinoPreparerPersonNm
PTINP01245482PTIN
Phone3126651000PhoneNum
FieldValueIRS element (for citing)
Tax2020TaxYr
Build TS2022-09-23 18:48:47ZBuildTS

Form 990 IRS990

Principal Ofcr Business Name PrincipalOfcrBusinessName

FieldValueIRS element (for citing)
Business Name Line1Craig JohnsonBusinessNameLine1Txt

US Address USAddress

FieldValueIRS element (for citing)
Address Line1633 Clark StAddressLine1Txt
CityEvanstonCityNm
State AbbreviationILStateAbbreviationCd
ZIP60208ZIPCd
FieldValueIRS element (for citing)
Gross Receipts$5,709,148,650GrossReceiptsAmt
Group Return For AffiliatesfalseGroupReturnForAffiliatesInd
Organization501c3Yes (X)Organization501c3Ind
Website Addresswww.northwestern.eduWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation1851FormationYr
Legal Domicile StateILLegalDomicileStateCd
Activity Or MissionEducation and researchActivityOrMissionDesc
Voting Members Governing Body36VotingMembersGoverningBodyCnt
Voting Members Independent34VotingMembersIndependentCnt
Total Employee23103TotalEmployeeCnt
Total Volunteers155TotalVolunteersCnt
Total Gross UBI-$18,173,625TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm$0NetUnrelatedBusTxblIncmAmt
PY Contributions Grants$361,701,672PYContributionsGrantsAmt
CY Contributions Grants$448,339,219CYContributionsGrantsAmt
PY Program Service Revenue$2,145,444,115PYProgramServiceRevenueAmt
CY Program Service Revenue$2,126,650,578CYProgramServiceRevenueAmt
PY Investment Income$639,325,234PYInvestmentIncomeAmt
CY Investment Income$1,112,541,399CYInvestmentIncomeAmt
PY Other Revenue-$5,943,693PYOtherRevenueAmt
CY Other Revenue-$9,009,808CYOtherRevenueAmt
PY Total Revenue$3,140,527,328PYTotalRevenueAmt
CY Total Revenue$3,678,521,388CYTotalRevenueAmt
PY Grants And Similar Paid$608,037,936PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid$620,847,192CYGrantsAndSimilarPaidAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid$1,455,807,659PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid$1,477,348,118CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns$230,296PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns$150,665CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$48,873,871CYTotalFundraisingExpenseAmt
PY Other Expenses$949,117,948PYOtherExpensesAmt
CY Other Expenses$932,511,495CYOtherExpensesAmt
PY Total Expenses$3,013,193,839PYTotalExpensesAmt
CY Total Expenses$3,030,857,470CYTotalExpensesAmt
PY Revenues Less Expenses$127,333,489PYRevenuesLessExpensesAmt
CY Revenues Less Expenses$647,663,918CYRevenuesLessExpensesAmt
Total Assets BOY$15,846,964,843TotalAssetsBOYAmt
Total Assets EOY$19,369,511,926TotalAssetsEOYAmt
Total Liabilities BOY$3,384,325,428TotalLiabilitiesBOYAmt
Total Liabilities EOY$3,303,710,832TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY$12,462,639,415NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY$16,065,801,094NetAssetsOrFundBalancesEOYAmt
MissionNorthwestern's mission is to provide the highest-quality education for its students, to develop innovative programs in research, and to sustain an academic community that embraces these enterprises.MissionDesc
Significant New Program SrvcfalseSignificantNewProgramSrvcInd
Significant ChangefalseSignificantChangeInd
Expense$2,039,455,967ExpenseAmt
Grant$492,534,017GrantAmt
Revenue$1,371,100,944RevenueAmt
DescEDUCATION OF STUDENTS: FOR THE 2021 ACADEMIC YEAR, 8,428 UNDERGRADUATES AND 10,409 GRADUATES AND PROFESSIONAL SCHOOL STUDENTS ENROLLED FULL-TIME AT THE UNIVERSITY. THE EXEMPT PURPOSE OF NORTHWESTERN UNIVERSITY IS TO PROVIDE EDUCATIONAL SERVICES TO ITS STUDENTS. THIS INCLUDES SUPERIOR UNDERGRADUATE EDUCATION FOR A DIVERSE STUDENT BODY IN A COMPREHENSIVE RANGE OF ACADEMIC AND PROFESSIONAL FIELDS. AT THE GRADUATE LEVEL, NORTHWESTERN'S ROLE ENCOMPASSES OFFERINGS IN THE MAJOR ACADEMIC AND PROFESSIONAL FIELDS, CLOSELY RELATED TO RESEARCH, CREATIVE ACTIVITIES, AND CLINICAL SERVICES.Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

FieldValueIRS element (for citing)
Expense$558,731,000ExpenseAmt
Grant$128,313,175GrantAmt
Revenue$718,728,709RevenueAmt
DescRESEARCH ACTIVITIES: THE RESEARCH PROGRAM AT NORTHWESTERN UNIVERSITY IS A MAJOR COMPONENT OF UNIVERSITY EFFORTS, ASSURING INSTITUTIONAL LEADERSHIP IN SCIENTIFIC DISCOVERY, INTELLECTUAL INQUIRY, AND CREATIVE PERFORMANCE. THE CHARACTER OF THIS RESEARCH SHAPES ALL AREAS OF UNIVERSITY ENDEAVOR, ESPECIALLY GRADUATE EDUCATION AS WELL AS UNDERGRADUATE STUDIES.Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

FieldValueIRS element (for citing)
Expense$144,691,378ExpenseAmt
Revenue$40,527,942RevenueAmt
DescAUXILIARY ENTERPRISES SERVE THE EDUCATIONAL MISSION BY PRIMARILY PROVIDING RESIDENCES AND FOOD SERVICES, AND OTHER VARIOUS GOODS AND SERVICES TO SUPPORT UNIVERSITY STUDENT, FACULTY, AND STAFF ACTIVITIES.Desc
FieldValueIRS element (for citing)
Total Program Service Expenses$2,742,878,345TotalProgramServiceExpensesAmt
Described In Section501c3Yes (true)DescribedInSection501c3Ind
Schedule B RequiredYes (true)ScheduleBRequiredInd
Political Campaign ActyfalsePoliticalCampaignActyInd
Lobbying ActivitiesYes (true)LobbyingActivitiesInd
Donor Advised FundYes (true)DonorAdvisedFundInd
Conservation EasementsfalseConservationEasementsInd
Collections Of ArtYes (true)CollectionsOfArtInd
Credit CounselingYes (true)CreditCounselingInd
Donor Rstr Or Quasi EndowmentsYes (true)DonorRstrOrQuasiEndowmentsInd
Report Land Building EquipmentYes (true)ReportLandBuildingEquipmentInd
Report Investments Other SecYes (true)ReportInvestmentsOtherSecInd
Report Program Related InvstfalseReportProgramRelatedInvstInd
Report Other AssetsfalseReportOtherAssetsInd
Report Other LiabilitiesYes (true)ReportOtherLiabilitiesInd
Include FIN48 FootnoteYes (true)IncludeFIN48FootnoteInd
Independent Audit Fincl StmtfalseIndependentAuditFinclStmtInd
Consolidated Audit Fincl StmtYes (true)ConsolidatedAuditFinclStmtInd
School OperatingYes (true)SchoolOperatingInd
Foreign OfficeYes (true)ForeignOfficeInd
Foreign ActivitiesYes (true)ForeignActivitiesInd
More Than5000 K To OrgYes (true)MoreThan5000KToOrgInd
More Than5000 K To IndividualsYes (true)MoreThan5000KToIndividualsInd
Professional FundraisingYes (true)ProfessionalFundraisingInd
Fundraising ActivitiesYes (true)FundraisingActivitiesInd
Gaming ActivitiesfalseGamingActivitiesInd
Operate HospitalfalseOperateHospitalInd
Grants To OrganizationsYes (true)GrantsToOrganizationsInd
Grants To IndividualsYes (true)GrantsToIndividualsInd
Schedule J RequiredYes (true)ScheduleJRequiredInd
Tax Exempt BondsYes (true)TaxExemptBondsInd
Invest Tax Exempt BondsfalseInvestTaxExemptBondsInd
Escrow AccountfalseEscrowAccountInd
On Behalf Of IssuerfalseOnBehalfOfIssuerInd
Engaged In Excess Benefit TransfalseEngagedInExcessBenefitTransInd
PY Excess Benefit TransfalsePYExcessBenefitTransInd
Loan OutstandingYes (true)LoanOutstandingInd
Grant To Related PersonYes (true)GrantToRelatedPersonInd
Business Rln With Org MemYes (true)BusinessRlnWithOrgMemInd
Business Rln With Fam MemYes (true)BusinessRlnWithFamMemInd
Business Rln With35 Ctrl EntYes (true)BusinessRlnWith35CtrlEntInd
Deductible Non Cash ContriYes (true)DeductibleNonCashContriInd
Deductible Art ContributionYes (true)DeductibleArtContributionInd
Terminate OperationsfalseTerminateOperationsInd
Partial LiquidationfalsePartialLiquidationInd
Disregarded EntityYes (true)DisregardedEntityInd
Related EntityYes (true)RelatedEntityInd
Related Organization Ctrl EntYes (true)RelatedOrganizationCtrlEntInd
Transaction With Control EntYes (true)TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd OrgfalseTrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted PrtshpfalseActivitiesConductedPrtshpInd
Schedule O RequiredYes (true)ScheduleORequiredInd
Info In Schedule O Part VYes (X)InfoInScheduleOPartVInd
IRP Document22534IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
Backup Wthld ComplianceYes (true)BackupWthldComplianceInd
Employee23103EmployeeCnt
Employment Tax Returns FiledYes (true)EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over LimitYes (true)UnrelatedBusIncmOverLimitInd
Form990 T FiledYes (true)Form990TFiledInd
Foreign Financial AccountYes (true)ForeignFinancialAccountInd
Foreign CountryQAForeignCountryCd
Foreign CountryUKForeignCountryCd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd
Taxable Party NotificationfalseTaxablePartyNotificationInd
Nondeductible ContributionsfalseNondeductibleContributionsInd
Quid Pro Quo ContributionsYes (true)QuidProQuoContributionsInd
Quid Pro Quo Contri DisclYes (true)QuidProQuoContriDisclInd
Form8282 Property Disposed OffalseForm8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
DAF Excess Business HoldingsfalseDAFExcessBusinessHoldingsInd
Taxable DistributionsfalseTaxableDistributionsInd
Distribution To DonorfalseDistributionToDonorInd
Indoor Tanning ServicesfalseIndoorTanningServicesInd
Subj To Tax Rmnrtn Ex Prcht PymtYes (true)SubjToTaxRmnrtnExPrchtPymtInd
Subject To Excs Tax Net Invst IncYes (true)SubjectToExcsTaxNetInvstIncInd
Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members36GoverningBodyVotingMembersCnt
Independent Voting Member34IndependentVotingMemberCnt
Family Or Business RlnYes (true)FamilyOrBusinessRlnInd
Delegation Of Mgmt DutiesfalseDelegationOfMgmtDutiesInd
Change To Org DocumentsfalseChangeToOrgDocumentsInd
Material Diversion Or MisusefalseMaterialDiversionOrMisuseInd
Members Or StockholdersfalseMembersOrStockholdersInd
Election Of Board MembersfalseElectionOfBoardMembersInd
Decisions Subject To ApprovafalseDecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (true)MinutesOfGoverningBodyInd
Minutes Of CommitteesYes (true)MinutesOfCommitteesInd
Officer Mailing AddressfalseOfficerMailingAddressInd
Local ChaptersfalseLocalChaptersInd
Form990 Provided To Gvrn BodyYes (true)Form990ProvidedToGvrnBodyInd
Conflict Of Interest PolicyYes (true)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (true)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (true)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (true)WhistleblowerPolicyInd
Document Retention PolicyYes (true)DocumentRetentionPolicyInd
Compensation Process CEOYes (true)CompensationProcessCEOInd
Compensation Process OtherfalseCompensationProcessOtherInd
Investment In Joint VentureYes (true)InvestmentInJointVentureInd
Written Policy Or ProcedurefalseWrittenPolicyOrProcedureInd
States Where Copy Of Return Is FldCAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMDStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMIStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldNHStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldORStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldSCStatesWhereCopyOfReturnIsFldCd
Upon RequestYes (X)UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1Nicole Van Laan ControllerBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone8474914722PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1619 Clark StAddressLine1Txt
CityEvanstonCityNm
State AbbreviationILStateAbbreviationCd
ZIP60208ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (73 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmtOfficerOfficerIndKey EmployeeKeyEmployeeIndHighest Compensated EmployeeHighestCompensatedEmployeeIndFormer Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
A Steven Crown
Trustee1.0Yes (X)$0$0$0
Adam R Karr
Trustee1.0Yes (X)$0$0$0
Charles A Tribbett III
Trustee1.0Yes (X)$0$0$0
Christine E Brennan
Trustee1.0Yes (X)$0$0$0
D Cameron Findlay
Trustee1.0Yes (X)$0$0$0
David A Sachs
Trustee1.0Yes (X)$0$0$0
David B Weinberg
Trustee1.0Yes (X)$0$0$0
Deborah L DeHaas
Trustee1.0Yes (X)$0$0$0
E Scott Santi
Trustee1.0Yes (X)$0$0$0
Ellen Kullman
Trustee1.0Yes (X)$0$0$0
Frederick H Waddell
Trustee1.0Yes (X)$0$0$0
Gwynne E Shotwell
Trustee1.0Yes (X)$0$0$0
H Patrick Hackett Jr
Trustee1.0Yes (X)$0$0$0
Harreld N Kirkpatrick III
Trustee1.0Yes (X)$0$0$0
J Landis Martin
Trustee1.0Yes (X)$0$0$0
James A DeNaut
Trustee1.0Yes (X)$0$0$0
Jane DiRenzo Pigott
Trustee1.0Yes (X)$0$0$0
Jay C Hoag
Trustee1.0Yes (X)$0$0$0
Kimberly Querrey
Trustee1.0Yes (X)$0$0$0
Lynn Hopton Davis
Trustee1.0Yes (X)$0$0$0
M Jude Reyes
Trustee1.0Yes (X)$0$0$0
Michael S Shannon
Trustee1.0Yes (X)$0$0$0
Miles D White
Trustee1.0Yes (X)$0$0$0
Milton M Morris
Trustee1.0Yes (X)$0$0$0
Muneer A Satter
Trustee1.0Yes (X)$0$0$0
Nancy Trienens Kaehler
Trustee1.0Yes (X)$0$0$0
Patrick G Ryan Jr
Trustee1.0Yes (X)$0$0$0
Paul J Schneider
Trustee1.0Yes (X)$0$0$0
Paula Pretlow
Trustee1.0Yes (X)$0$0$0
Peter J Barris
Trustee1.0Yes (X)$0$0$0
Purnima Puri
Trustee1.0Yes (X)$0$0$0
Steven Cahillane
Trustee1.0Yes (X)$0$0$0
T Bondurant French
Trustee1.0Yes (X)$0$0$0
Timothy P Sullivan
Trustee1.0Yes (X)$0$0$0
Virginia Rometty
Trustee1.0Yes (X)$0$0$0
Wendy M Nelson
Trustee1.0Yes (X)$0$0$0
Alex Darragh
VP for Facilities Management40.0$515,679$0$1,995Yes (X)
Amy Falls
VP & Chief Investment Officer$0$0$0Yes (X)
Craig A Johnson
Executive Vice President40.0$796,668$0$124,998Yes (X)
Derrick Gragg
VP Athletics$0$0$0Yes (X)
Devora Grynspan
VP International Relations40.0$231,632$0$21,657Yes (X)
Eric G Neilson
VP Medical Affairs30.0$570,802$0$25,614Yes (X)
James J Phillips
VP Athletics40.0$2,290,875$0$307,289Yes (X)
Janna Blais
Interim VP Athletics40.0$206,307$0$56,511Yes (X)
Jeri Ward
VP Global Marketing40.0$420,098$0$28,125Yes (X)
Julie Payne-Kirchmeier
VP for Student Affairs40.0$537,089$0$21,677Yes (X)
Kathleen M Hagerty
Provost40.0$598,149$0$21,184Yes (X)
Luke Figora
VP Operations40.0$395,672$0$49,213Yes (X)
Manuel Cuevas-Trisan
VP for Human Resources40.0$421,512$0$30,265Yes (X)
Marilyn McCoy
VP Administration & Planning40.0$447,018$0$46,946Yes (X)
Michael Polisky
VP Athletics40.0$294,961$0$49,088Yes (X)
Milan Mrksich
VP Research40.0$474,110$0$35,004Yes (X)
Morton O Schapiro
President40.0$1,647,490$0$627,782Yes (X)
Paul Castellucci
VP Budget and Planning40.0$941,990$0$18,358Yes (X)
Priya Harjani
Interim VP for Human Resources40.0$389,706$0$19,352Yes (X)
Robert E McQuinn
VP for Development40.0$947,077$0$282,333Yes (X)
Robert Gundlach
Interim VP Athletics40.0$187,949$0$31,524Yes (X)
Robin R Means Coleman
VP and Chief Diversity Officer$0$0$0Yes (X)
Sean Reynolds
VP and Chief Information Officer40.0$478,828$0$29,530Yes (X)
Stephanie M Graham
VP General Counsel40.0$896,054$0$55,013Yes (X)
William H McLean
VP and Chief Investment Officer40.0$2,311,452$0$889,824Yes (X)
Amanda Distel
Senior Assoc VP &Treasurer40.0$459,414$0$38,412Yes (X)
Daniel Durack
Assoc VP Budget & Planning40.0$200,436$0$26,486Yes (X)
Harisha Koneru Haigh
Managing Director Investments40.0$960,884$0$334,119Yes (X)
Peter A Belytschko
Managing Director Investments40.0$989,266$0$275,007Yes (X)
Christopher R Collins
Head Coach40.0$2,826,700$0$66,364Yes (X)
Eric T Anderson
Professor, Kellogg40.0$1,060,957$0$96,255Yes (X)
Maciej S Lesniak
Professor, Neurological Surgery35.0$1,566,635$0$31,091Yes (X)
Mohanbir S Sawhney
Professor, Kellogg40.0$1,538,960$0$115,193Yes (X)
Patrick W Fitzgerald II
Head Coach40.0$5,303,231$0$69,087Yes (X)
Jonathan Holloway
Former Provost0.0$356,812$0$120,273Yes (X)
Joseph T Walsh Jr
Former VP for Research0.0$153,082$0$76,955Yes (X)
Pamela S Beemer
Former VP for Human Resources0.0$335,015$0$1,302Yes (X)
FieldValueIRS element (for citing)
Total Reportable Comp From Org$31,752,510TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$0TotReportableCompRltdOrgAmt
Total Other Compensation$4,023,826TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K2965IndivRcvdGreaterThan100KCnt
Former Ofcr Employees ListedYes (true)FormerOfcrEmployeesListedInd
Total Comp Greater Than150 KYes (true)TotalCompGreaterThan150KInd
Compensation From Other SrcsfalseCompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1TxtCityContractorAddress/USAddress/CityNmState AbbreviationContractorAddress/USAddress/StateAbbreviationCdZIPContractorAddress/USAddress/ZIPCdServicesServicesDescCompensationCompensationAmtAddress Line2ContractorAddress/USAddress/AddressLine2Txt
THE FAMILY INSTITUTE
618 Library PlEvanstonIL60201Instruction services$33,093,263
NORTHWESTERN MEMORIAL HOSPITAL
251 East HuronChicagoIL60611Clinical services$3,077,017
LSVAsset Management
155 North Wacker DriveChicagoIL60606Investment services$2,445,383
WEDRIVEU INC
700 Airport BlvdBurlingameCA94010shuttle transportation services$2,229,708Suite 250
PEDIATRIC FACULTY FOUNDATION
225 East Chicago AveChicagoIL60611leadership and program support$2,157,177Box 268
FieldValueIRS element (for citing)
Cntrct Rcvd Greater Than100 K370CntrctRcvdGreaterThan100KCnt
Fundraising$2,170,812FundraisingAmt
Government Grants$33,647,149GovernmentGrantsAmt
All Other Contributions$412,521,258AllOtherContributionsAmt
Noncash Contributions$65,376,062NoncashContributionsAmt
Total Contributions$448,339,219TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
Tuition and fees611310$1,180,721,171$1,180,721,171
Research activities611310$718,728,709$718,728,709
Educational activities611310$123,741,559$123,741,559
Auxiliary enterprises611310$48,536,736$48,536,736
Medical activities611310$40,527,942$40,527,942

Total Oth Program Service Rev TotalOthProgramServiceRevGrp

FieldValueIRS element (for citing)
Total Revenue Column$14,394,461TotalRevenueColumnAmt
Related Or Exempt Func Income$14,394,461RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$0UnrelatedBusinessRevenueAmt
Exclusion$0ExclusionAmt
FieldValueIRS element (for citing)
Total Program Service Revenue$2,126,650,578TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

FieldValueIRS element (for citing)
Total Revenue Column$78,514,733TotalRevenueColumnAmt
Related Or Exempt Func Income$5,689,775RelatedOrExemptFuncIncomeAmt
Exclusion$72,824,958ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$9,117,473TotalRevenueColumnAmt
Unrelated Business Revenue$2,390,157UnrelatedBusinessRevenueAmt
Exclusion$6,727,316ExclusionAmt

Gross Rents GrossRentsGrp

FieldValueIRS element (for citing)
Real$3,335,980RealAmt

Less Rental Expenses LessRentalExpensesGrp

FieldValueIRS element (for citing)
Real$893,895RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Real$2,442,085RealAmt
Personal$0PersonalAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$2,442,085TotalRevenueColumnAmt
Exclusion$2,442,085ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

FieldValueIRS element (for citing)
Securities$1,276,167,800SecuritiesAmt
Other$1,787,974,050OtherAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

FieldValueIRS element (for citing)
Securities$1,076,986,336SecuritiesAmt
Other$952,666,197OtherAmt

Gain Or Loss GainOrLossGrp

FieldValueIRS element (for citing)
Securities$199,181,464SecuritiesAmt
Other$835,307,853OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

FieldValueIRS element (for citing)
Total Revenue Column$1,034,026,666TotalRevenueColumnAmt
Related Or Exempt Func Income-$1,982,758RelatedOrExemptFuncIncomeAmt
Exclusion$1,036,009,424ExclusionAmt
FieldValueIRS element (for citing)
Fundraising Gross Income$53,745FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event$2,170,812ContriRptFundraisingEventAmt
Fundraising Direct Expenses$80,834FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

FieldValueIRS element (for citing)
Total Revenue Column-$27,089TotalRevenueColumnAmt
Exclusion-$27,089ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtUnrelated Business RevenueUnrelatedBusinessRevenueAmt
Investment in LPs523920-$27,756,471-$27,756,471
Parking facilities812930$4,484,448$4,484,448
Scientific services/rental541990$2,693,014$2,693,014

Miscellaneous Revenue MiscellaneousRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$36,732TotalRevenueColumnAmt
Related Or Exempt Func Income$0RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$15,227UnrelatedBusinessRevenueAmt
Exclusion$21,505ExclusionAmt
FieldValueIRS element (for citing)
Other Revenue Total-$20,542,277OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$3,678,521,388TotalRevenueColumnAmt
Related Or Exempt Func Income$2,130,357,595RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue-$18,173,625UnrelatedBusinessRevenueAmt
Exclusion$1,117,998,199ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

FieldValueIRS element (for citing)
Total$94,666,026TotalAmt
Program Services$94,666,026ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

FieldValueIRS element (for citing)
Total$522,181,275TotalAmt
Program Services$522,181,275ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

FieldValueIRS element (for citing)
Total$3,999,891TotalAmt
Program Services$3,999,891ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

FieldValueIRS element (for citing)
Total$24,832,681TotalAmt
Program Services$7,098,628ProgramServicesAmt
Management And General$16,440,766ManagementAndGeneralAmt
Fundraising$1,293,287FundraisingAmt

Comp Disqual Persons CompDisqualPersonsGrp

FieldValueIRS element (for citing)
Total$1,180,045TotalAmt
Management And General$1,180,045ManagementAndGeneralAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$1,189,458,638TotalAmt
Program Services$1,125,958,564ProgramServicesAmt
Management And General$31,597,520ManagementAndGeneralAmt
Fundraising$31,902,554FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

FieldValueIRS element (for citing)
Total$58,536,626TotalAmt
Program Services$54,662,310ProgramServicesAmt
Management And General$2,046,786ManagementAndGeneralAmt
Fundraising$1,827,530FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$130,517,692TotalAmt
Program Services$121,712,429ProgramServicesAmt
Management And General$4,651,786ManagementAndGeneralAmt
Fundraising$4,153,477FundraisingAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$72,822,436TotalAmt
Program Services$67,891,489ProgramServicesAmt
Management And General$2,605,000ManagementAndGeneralAmt
Fundraising$2,325,947FundraisingAmt

Fees For Services Legal FeesForServicesLegalGrp

FieldValueIRS element (for citing)
Total$7,586,615TotalAmt
Management And General$7,586,615ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

FieldValueIRS element (for citing)
Total$1,786,500TotalAmt
Management And General$1,786,500ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

FieldValueIRS element (for citing)
Total$235,500TotalAmt
Management And General$235,500ManagementAndGeneralAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total$150,665TotalAmt
Fundraising$150,665FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

FieldValueIRS element (for citing)
Total$43,656,150TotalAmt
Management And General$43,656,150ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$223,484,848TotalAmt
Program Services$220,782,200ProgramServicesAmt
Management And General$1,996,355ManagementAndGeneralAmt
Fundraising$706,293FundraisingAmt

Advertising AdvertisingGrp

FieldValueIRS element (for citing)
Total$14,718,809TotalAmt
Program Services$12,708,787ProgramServicesAmt
Management And General$196,619ManagementAndGeneralAmt
Fundraising$1,813,403FundraisingAmt

Office Expenses OfficeExpensesGrp

FieldValueIRS element (for citing)
Total$157,638,902TotalAmt
Program Services$141,991,910ProgramServicesAmt
Management And General$14,178,695ManagementAndGeneralAmt
Fundraising$1,468,297FundraisingAmt

Information Technology InformationTechnologyGrp

FieldValueIRS element (for citing)
Total$45,013,217TotalAmt
Program Services$43,493,034ProgramServicesAmt
Management And General$939,542ManagementAndGeneralAmt
Fundraising$580,641FundraisingAmt

Royalties RoyaltiesGrp

FieldValueIRS element (for citing)
Total$3,722,083TotalAmt
Program Services$3,722,083ProgramServicesAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$111,332,568TotalAmt
Program Services$107,940,295ProgramServicesAmt
Management And General$2,899,550ManagementAndGeneralAmt
Fundraising$492,723FundraisingAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$11,406,731TotalAmt
Program Services$11,087,616ProgramServicesAmt
Management And General$65,309ManagementAndGeneralAmt
Fundraising$253,806FundraisingAmt

Conferences Meetings ConferencesMeetingsGrp

FieldValueIRS element (for citing)
Total$10,196,318TotalAmt
Program Services$9,769,593ProgramServicesAmt
Management And General$255,125ManagementAndGeneralAmt
Fundraising$171,600FundraisingAmt

Interest InterestGrp

FieldValueIRS element (for citing)
Total$91,163,250TotalAmt
Management And General$91,163,250ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

FieldValueIRS element (for citing)
Total$185,918,085TotalAmt
Program Services$171,966,991ProgramServicesAmt
Management And General$12,701,858ManagementAndGeneralAmt
Fundraising$1,249,236FundraisingAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDescTotalTotalAmtProgram ServicesProgramServicesAmtManagement And GeneralManagementAndGeneralAmtFundraisingFundraisingAmt
Research subject fees$3,338,585$3,338,585
Membership fees$4,171,146$3,250,429$906,976$13,741
Donations$2,871,708$2,871,708
Various taxes$3,543,981$1,971,917$1,543,659$28,405

All Other Expenses AllOtherExpensesGrp

FieldValueIRS element (for citing)
Total$10,726,499TotalAmt
Program Services$9,812,585ProgramServicesAmt
Management And General$471,648ManagementAndGeneralAmt
Fundraising$442,266FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$3,030,857,470TotalAmt
Program Services$2,742,878,345ProgramServicesAmt
Management And General$239,105,254ManagementAndGeneralAmt
Fundraising$48,873,871FundraisingAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

FieldValueIRS element (for citing)
BOY$551,957,741BOYAmt
EOY$883,167,771EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

FieldValueIRS element (for citing)
BOY$277,871,276BOYAmt
EOY$259,037,462EOYAmt

Accounts Receivable AccountsReceivableGrp

FieldValueIRS element (for citing)
BOY$210,086,693BOYAmt
EOY$210,932,870EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

FieldValueIRS element (for citing)
BOY$375,439BOYAmt
EOY$1,075,436EOYAmt

Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp

FieldValueIRS element (for citing)
EOY$0EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

FieldValueIRS element (for citing)
BOY$15,324,600BOYAmt
EOY$14,876,059EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

FieldValueIRS element (for citing)
BOY$1,451,697BOYAmt
EOY$1,795,427EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

FieldValueIRS element (for citing)
BOY$3,241,108BOYAmt
EOY$5,425,492EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$5,447,410,469LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$2,270,392,895LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$3,258,693,504BOYAmt
EOY$3,177,017,574EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

FieldValueIRS element (for citing)
BOY$1,718,765,787BOYAmt
EOY$1,697,823,095EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

FieldValueIRS element (for citing)
BOY$9,678,334,679BOYAmt
EOY$12,839,056,290EOYAmt

Investments Program Related InvestmentsProgramRelatedGrp

FieldValueIRS element (for citing)
BOY$130,852,135BOYAmt
EOY$120,088,011EOYAmt

Other Assets Total OtherAssetsTotalGrp

FieldValueIRS element (for citing)
BOY$10,184BOYAmt
EOY$159,216,439EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$15,846,964,843BOYAmt
EOY$19,369,511,926EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
BOY$198,476,172BOYAmt
EOY$184,694,262EOYAmt

Deferred Revenue DeferredRevenueGrp

FieldValueIRS element (for citing)
BOY$137,756,856BOYAmt
EOY$205,749,611EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$397,593,724BOYAmt
EOY$396,572,442EOYAmt

Escrow Account Liability EscrowAccountLiabilityGrp

FieldValueIRS element (for citing)
BOY$33,488,687BOYAmt
EOY$35,444,238EOYAmt

Loans From Officers Directors LoansFromOfficersDirectorsGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

FieldValueIRS element (for citing)
BOY$7,864,727BOYAmt
EOY$100,000,000EOYAmt

Other Liabilities OtherLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$2,609,145,262BOYAmt
EOY$2,381,250,279EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$3,384,325,428BOYAmt
EOY$3,303,710,832EOYAmt
FieldValueIRS element (for citing)
Organization Follows FASB117Yes (X)OrganizationFollowsFASB117Ind

No Donor Restriction Net Assets NoDonorRestrictionNetAssetsGrp

FieldValueIRS element (for citing)
BOY$7,783,378,376BOYAmt
EOY$9,867,245,384EOYAmt

Donor Restriction Net Assets DonorRestrictionNetAssetsGrp

FieldValueIRS element (for citing)
BOY$4,679,261,039BOYAmt
EOY$6,198,555,710EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$12,462,639,415BOYAmt
EOY$16,065,801,094EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$15,846,964,843BOYAmt
EOY$19,369,511,926EOYAmt
FieldValueIRS element (for citing)
Info In Schedule O Part XIYes (X)InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss$647,663,918ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst$2,950,339,785NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets$5,157,976OtherChangesInNetAssetsAmt
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd
Accountant Compile Or ReviewfalseAccountantCompileOrReviewInd
FS AuditedYes (true)FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

FieldValueIRS element (for citing)
Consolidated Basis Fincl StmtYes (X)ConsolidatedBasisFinclStmtInd
FieldValueIRS element (for citing)
Audit CommitteeYes (true)AuditCommitteeInd
Federal Grant Audit RequiredYes (true)FederalGrantAuditRequiredInd
Federal Grant Audit PerformedYes (true)FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
SchoolYes (X)SchoolInd

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$395,669,600CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$373,724,245CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$351,726,297CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$361,701,672CurrentTaxYearMinus1YearAmt
Current Tax Year$448,339,219CurrentTaxYearAmt
Total$1,931,161,033TotalAmt

Tax Rev Levied Orgnztnl Bnft170 TaxRevLeviedOrgnztnlBnft170Grp

FieldValueIRS element (for citing)
Total$0TotalAmt

Govt Furn Srvc Fclts Vl170 GovtFurnSrvcFcltsVl170Grp

FieldValueIRS element (for citing)
Total$0TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$395,669,600CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$373,724,245CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$351,726,297CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$361,701,672CurrentTaxYearMinus1YearAmt
Current Tax Year$448,339,219CurrentTaxYearAmt
Total$1,931,161,033TotalAmt
FieldValueIRS element (for citing)
Substantial Contributors Tot$482,892,275SubstantialContributorsTotAmt
Public Support Total170$1,448,268,758PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$98,384,535CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$90,325,158CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$84,991,257CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$65,402,423CurrentTaxYearMinus1YearAmt
Current Tax Year$82,888,254CurrentTaxYearAmt
Total$421,991,627TotalAmt

Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$0CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$0CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$0CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$0CurrentTaxYearMinus1YearAmt
Current Tax Year$0CurrentTaxYearAmt
Total$0TotalAmt

Other Income170 OtherIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$1,386,550CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$789,898CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$579,376CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$277,962CurrentTaxYearMinus1YearAmt
Current Tax Year$53,745CurrentTaxYearAmt
Total$3,087,531TotalAmt
FieldValueIRS element (for citing)
Total Support$2,356,240,191TotalSupportAmt
Gross Receipts Rltd Activities$10,304,997,417GrossReceiptsRltdActivitiesAmt
Public Support CY1700.6147PublicSupportCY170Pct
Public Support PY1700.6249PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170Yes (X)ThirtyThrPctSuprtTestsCY170Ind

Form990 Schedule A Part VI Form990ScheduleAPartVIGrp

FieldValueIRS element (for citing)
Form And Line ReferenceSchedule A, Part II, Line 10 Other IncomeFormAndLineReferenceDesc
ExplanationDESCRIPTION - FUNDRAISING, COLUMN A - 1386550.0, COLUMN B - 789898.0, COLUMN C - 579376.0, COLUMN D - 277962.0, COLUMN E - 53745.0, COLUMN F - 3087531.0;ExplanationTxt

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
ContributorRESTRICTEDContributorNum

Contributor Business Name ContributorBusinessName

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor US Address ContributorUSAddress

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Total ContributionsRESTRICTEDTotalContributionsAmt

Schedule C IRS990ScheduleC

Total Grassroots Lobbying TotalGrassrootsLobbyingGrp

FieldValueIRS element (for citing)
Filing Organizations Total$0FilingOrganizationsTotalAmt
Affiliated Group Total$0AffiliatedGroupTotalAmt

Total Direct Lobbying TotalDirectLobbyingGrp

FieldValueIRS element (for citing)
Filing Organizations Total$441,973FilingOrganizationsTotalAmt
Affiliated Group Total$0AffiliatedGroupTotalAmt

Total Lobbying Expend TotalLobbyingExpendGrp

FieldValueIRS element (for citing)
Filing Organizations Total$441,973FilingOrganizationsTotalAmt
Affiliated Group Total$0AffiliatedGroupTotalAmt

Other Exempt Purpose Expend OtherExemptPurposeExpendGrp

FieldValueIRS element (for citing)
Filing Organizations Total$3,026,986,305FilingOrganizationsTotalAmt
Affiliated Group Total$0AffiliatedGroupTotalAmt

Total Exempt Purpose Expend TotalExemptPurposeExpendGrp

FieldValueIRS element (for citing)
Filing Organizations Total$3,027,428,278FilingOrganizationsTotalAmt
Affiliated Group Total$0AffiliatedGroupTotalAmt

Lobbying Nontaxable Amount LobbyingNontaxableAmountGrp

FieldValueIRS element (for citing)
Filing Organizations Total$1,000,000FilingOrganizationsTotalAmt
Affiliated Group Total$0AffiliatedGroupTotalAmt

Grassroots Nontaxable GrassrootsNontaxableGrp

FieldValueIRS element (for citing)
Filing Organizations Total$250,000FilingOrganizationsTotalAmt
Affiliated Group Total$0AffiliatedGroupTotalAmt

Tot Lbbyng Grassroot Mns Non Tx TotLbbyngGrassrootMnsNonTxGrp

FieldValueIRS element (for citing)
Filing Organizations Total$0FilingOrganizationsTotalAmt
Affiliated Group Total$0AffiliatedGroupTotalAmt

Tot Lbby Expend Mns Lbbyng Non Tx TotLbbyExpendMnsLbbyngNonTxGrp

FieldValueIRS element (for citing)
Filing Organizations Total$0FilingOrganizationsTotalAmt
Affiliated Group Total$0AffiliatedGroupTotalAmt

Avg Lobbying Nontaxable Amount AvgLobbyingNontaxableAmountGrp

FieldValueIRS element (for citing)
Current Year Minus3$1,000,000CurrentYearMinus3Amt
Current Year Minus2$1,000,000CurrentYearMinus2Amt
Current Year Minus1$1,000,000CurrentYearMinus1Amt
Current Year$1,000,000CurrentYearAmt
Total$4,000,000TotalAmt
FieldValueIRS element (for citing)
Lobbying Ceiling$6,000,000LobbyingCeilingAmt

Avg Total Lobbying Expend AvgTotalLobbyingExpendGrp

FieldValueIRS element (for citing)
Current Year Minus3$672,552CurrentYearMinus3Amt
Current Year Minus2$628,789CurrentYearMinus2Amt
Current Year Minus1$441,311CurrentYearMinus1Amt
Current Year$441,973CurrentYearAmt
Total$2,184,625TotalAmt

Avg Grassroots Nontaxable AvgGrassrootsNontaxableGrp

FieldValueIRS element (for citing)
Current Year Minus3$250,000CurrentYearMinus3Amt
Current Year Minus2$250,000CurrentYearMinus2Amt
Current Year Minus1$250,000CurrentYearMinus1Amt
Current Year$250,000CurrentYearAmt
Total$1,000,000TotalAmt
FieldValueIRS element (for citing)
Grassroots Ceiling$1,500,000GrassrootsCeilingAmt

Avg Grassroots Lobbying Expend AvgGrassrootsLobbyingExpendGrp

FieldValueIRS element (for citing)
Current Year Minus3$0CurrentYearMinus3Amt
Current Year Minus2$0CurrentYearMinus2Amt
Current Year Minus1$0CurrentYearMinus1Amt
Current Year$0CurrentYearAmt
Total$0TotalAmt

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Donor Advised Funds Held2DonorAdvisedFundsHeldCnt
Funds And Other Accounts Held1FundsAndOtherAccountsHeldCnt
Donor Advised Funds Contri$72,648DonorAdvisedFundsContriAmt
Funds And Other Accounts Contri$163,000FundsAndOtherAccountsContriAmt
Donor Advised Funds Grants$250,000DonorAdvisedFundsGrantsAmt
Funds And Other Accounts Grants$0FundsAndOtherAccountsGrantsAmt
Donor Advised Funds Vl EOY$9,516,804DonorAdvisedFundsVlEOYAmt
Funds And Other Accounts Vl EOY$4,750,531FundsAndOtherAccountsVlEOYAmt
Disclosed Org Leg CtrlYes (true)DisclosedOrgLegCtrlInd
Disclosed For Charitable PrpsYes (true)DisclosedForCharitablePrpsInd
Collection Used Pub ExhibitionYes (X)CollectionUsedPubExhibitionInd
Coll Used Scholarly RsrchYes (X)CollUsedScholarlyRsrchInd
Collection Used PreservationYes (X)CollectionUsedPreservationInd
Coll Used Loan Or Exch ProgYes (X)CollUsedLoanOrExchProgInd
Solicited Assets SalefalseSolicitedAssetsSaleInd
Agent Trustee EtcfalseAgentTrusteeEtcInd
Incl Escrow Custodial Acct LiabYes (true)InclEscrowCustodialAcctLiabInd
Explanation ProvidedYes (X)ExplanationProvidedInd

CY Endwmt Fund CYEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$8,484,706,000BeginningYearBalanceAmt
Contributions$203,789,000ContributionsAmt
Investment Earnings Or Losses$3,066,809,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$68,860,448GrantsOrScholarshipsAmt
Other Expenditures$325,261,552OtherExpendituresAmt
End Year Balance$11,361,182,000EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$8,244,818,000BeginningYearBalanceAmt
Contributions$152,023,000ContributionsAmt
Investment Earnings Or Losses$474,583,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$65,785,231GrantsOrScholarshipsAmt
Other Expenditures$320,932,769OtherExpendituresAmt
End Year Balance$8,484,706,000EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$8,386,918,000BeginningYearBalanceAmt
Contributions$81,883,000ContributionsAmt
Investment Earnings Or Losses$144,332,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$62,062,353GrantsOrScholarshipsAmt
Other Expenditures$306,252,647OtherExpendituresAmt
End Year Balance$8,244,818,000EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$7,947,574,000BeginningYearBalanceAmt
Contributions$142,330,000ContributionsAmt
Investment Earnings Or Losses$666,151,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$59,278,629GrantsOrScholarshipsAmt
Other Expenditures$309,858,371OtherExpendituresAmt
End Year Balance$8,386,918,000EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$7,478,167,000BeginningYearBalanceAmt
Contributions$137,388,000ContributionsAmt
Investment Earnings Or Losses$699,060,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$57,423,395GrantsOrScholarshipsAmt
Other Expenditures$309,617,605OtherExpendituresAmt
End Year Balance$7,947,574,000EndYearBalanceAmt
FieldValueIRS element (for citing)
Board Designated Balance EOY0.4896BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY0.5104PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY0.0TermEndowmentBalanceEOYPct
Endowments Held Unrelated OrgfalseEndowmentsHeldUnrelatedOrgInd
Endowments Held Related OrgfalseEndowmentsHeldRelatedOrgInd

Land LandGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$31,036,168OtherCostOrOtherBasisAmt
Book Value$31,036,168BookValueAmt

Buildings BuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$4,654,273,776OtherCostOrOtherBasisAmt
Depreciation$1,735,271,000DepreciationAmt
Book Value$2,919,002,776BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$43,970,450OtherCostOrOtherBasisAmt
Depreciation$30,778,369DepreciationAmt
Book Value$13,192,081BookValueAmt

Equipment EquipmentGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$718,130,075OtherCostOrOtherBasisAmt
Depreciation$504,343,526DepreciationAmt
Book Value$213,786,549BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$3,177,017,574TotalBookValueLandBuildingsAmt

Financial Derivatives FinancialDerivativesGrp

FieldValueIRS element (for citing)
Book Value$5,211,108,050BookValueAmt
Method ValuationFMethodValuationCd

Other Securities OtherSecuritiesGrp

FieldValueIRS element (for citing)
DescEquity, fixed income, real assets, etcDesc
Book Value$7,627,948,240BookValueAmt
Method ValuationFMethodValuationCd
FieldValueIRS element (for citing)
Total Book Value Securities$12,839,056,290TotalBookValueSecuritiesAmt
Federal Income Tax Liability$2,181,110FederalIncomeTaxLiabilityAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (10 entries)

DescDescAmtAmt
Deposits payable, actuarial liability of annuities payable$163,596,345
Government advances for student loans$4,606,400
Asset retirement obligations$3,682,489
Taxable bonds - series 2012$199,177,756
Taxable bonds - series 2013$548,530,202
Taxable bonds - series 2015$497,608,113
Taxable bonds - series 2017$497,671,363
Other debt payable - lines of credit
Taxable bonds - series 2020$298,573,207
Lease liabilities$165,623,294
FieldValueIRS element (for citing)
Total Liability$2,381,250,279TotalLiabilityAmt
Footnote TextYes (X)FootnoteTextInd

Supplemental Information Detail SupplementalInformationDetail (6 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule D, Part III, Line 1a ART COLLECTIONSEXPLANATION: THE UNIVERSITY DOES NOT CAPITALIZE COLLECTIONS. AS STATED IN THE UNIVERSITY NOTES TO THE FINANCIAL STATEMENTS, THE ACCOUNTING POLICY FOR LIBRARY COLLECTIONS IS TO EXPENSE ALL PURCHASES. MUSEUM PURCHASES ARE ACCOUNTED FOR SIMILARLY. GIFTS OF ART AND SIMILAR TANGIBLE PERSONAL PROPERTY ARE ACCOUNTED FOR AS GIFTS-IN-KIND.
Schedule D, Part X LINE 1(4) - ASSET RETIREMENT OBLIGATIONSTHE UNIVERSITY RECORDS ALL KNOWN ASSET RETIREMENT OBLIGATIONS (ARO) FOR WHICH THE FAIR VALUE OF THE LIABILITY CAN BE REASONABLY ESTIMATED, INCLUDING CERTAIN OBLIGATIONS RELATING TO REGULATORY REMEDIATION. ARO COVERED INCLUDE THOSE FOR WHICH AN ENTITY HAS A LEGAL OBLIGATION TO PERFORM AN ASSET RETIREMENT ACTIVITY; HOWEVER, THE TIMING AND/OR METHOD OF SETTLING THE OBLIGATION ARE CONDITIONAL ON A FUTURE EVENT THAT MAY OR MAY NOT BE WITHIN THE CONTROL OF THE ENTITY.
Schedule D, Part III, Line 4 Collections of art - description of collectionsThe Mary and Leigh Block Museum of Art, Northwestern University is committed to the development of a focused collection of works on paper with particular emphasis upon historical and contemporary prints and photographs. The Mary and Leigh Block Museum of Art enriches teaching and learning on the campuses of Northwestern University and in the communities of their surrounding regions by: Presenting art across time, cultures, and media; Convening interdisciplinary discussions in which art is a springboard for exploring issues and ideas; Collecting art that supports the Northwestern University curriculum.
Schedule D, Part IV, Line 2b Explanation of escrow agreementThe University maintains certain agency funds which it holds as a custodian for student and /or external organizations as an accommodation to those entities. The organizations are then allowed to utilize University systems and resources to process transactions against those funds.
Schedule D, Part V, Line 4 Intended uses of endowment fundsThe University's endowment funds purposes include instruction, research, library collections, scholarships and awards, and building construction.
Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnoteThe University had no uncertain tax positions in fiscal year 2021 or fiscal year 2020.

Schedule E IRS990ScheduleE

FieldValueIRS element (for citing)
Nondiscriminatory Policy StmtYes (true)NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures EtcYes (true)PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast MediaYes (true)PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp RecsYes (true)MaintainRacialCompRecsInd
Maintain Scholarships RecsYes (true)MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures EtcYes (true)MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All SolYes (true)MaintainCpyOfAllSolInd
Discriminate Race Stdnts RghtsfalseDiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss PlcyfalseDiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm FcultyfalseDiscriminateRaceEmplmFcultyInd
Discriminate Race SchsfalseDiscriminateRaceSchsInd
Discriminate Race Educ PlcyfalseDiscriminateRaceEducPlcyInd
Discriminate Race Use Of FcltsfalseDiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt ProgfalseDiscriminateRaceAthltProgInd
Discriminate Race Other ActyfalseDiscriminateRaceOtherActyInd
Government Financial Aid RcvdYes (true)GovernmentFinancialAidRcvdInd
Government Financial Aid RvkdfalseGovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550Yes (true)ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICYPolicies are included on the University's publicly accessible homepage, in student, faculty, and staff handbooks, and the student course catalog . Policies are posted on University websites, posted throughout campus including student centers and the admissions office, and distributed to undergraduate students.
Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENTThe University receives financial support from agencies of the federal and state government for research and instructional purposes, including for financial aid to students.
Schedule E, Part I, Line 7 RACIAL NONDISCRIMINATION COMPLIANCENorthwestern University does not discriminate or permit discrimination by any member of its community against any individual on the basis of race, color, religion, national origin, sex, pregnancy, sexual orientation, gender identity, gender expression, parental status, marital status, age, disability, citizenship status, veteran status, genetic information, reproductive health decision making, or any other classification protected by law in matters of admissions, employment, housing, or services or in the educational programs or activities it operates.

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records MaintainedYes (true)GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (28 entries)

RegionRegionTxtOfficesOfficesCntEmployeeEmployeeCntType Of Activities ConductedTypeOfActivitiesConductedTxtSpecific Services ProvidedSpecificServicesProvidedTxtRegion Total ExpendituresRegionTotalExpendituresAmt
Middle East and North Africa1259,Maintaining offices, employees, or agentsInternational campus in Doha, Qatar for students in journalism and communication$50,918,532
East Asia and the Pacific00Grantmaking$71,396
Europe (Including Iceland and Greenland)00Grantmaking$631,465
Middle East and North Africa00Grantmaking$14,085
North America (Canada & Mexico only)00Grantmaking$1,256,296
South America00Grantmaking$152,313
Sub-Saharan Africa00Grantmaking$1,874,336
Central America and the Caribbean00Program ServicesBusiness travel abroad (includes travel to attend seminars and conferences and research-related travel)$26,481
East Asia and the Pacific00Program ServicesBusiness travel abroad (includes travel to attend seminars and conferences and research-related travel)$25,652
Europe (Including Iceland and Greenland)00Program ServicesBusiness travel abroad (includes travel to attend seminars and conferences and research-related travel)$204,750
Middle East and North Africa00Program ServicesBusiness travel abroad (includes travel to attend seminars and conferences and research-related travel)$113,789
North America (Canada & Mexico only)00Program ServicesBusiness travel abroad (includes travel to attend seminars and conferences and research-related travel)$13,697
Russia and Neighboring States00Program ServicesBusiness travel abroad (includes travel to attend seminars and conferences and research-related travel)$3,745
South America00Program ServicesBusiness travel abroad (includes travel to attend seminars and conferences and research-related travel)$7,721
South Asia00Program ServicesBusiness travel abroad (includes travel to attend seminars and conferences and research-related travel)$8,328
Sub-Saharan Africa00Program ServicesBusiness travel abroad (includes travel to attend seminars and conferences and research-related travel)$33,460
Central America and the Caribbean00Program ServicesStudy abroad programs and courses abroad$19,245
East Asia and the Pacific00Program ServicesStudy abroad programs and courses abroad$2,027,223
Europe (Including Iceland and Greenland)00Program ServicesStudy abroad programs and courses abroad$2,498,947
Middle East and North Africa00Program ServicesStudy abroad programs and courses abroad$363,357
North America (Canada & Mexico only)00Program ServicesStudy abroad programs and courses abroad$257,250
South America00Program ServicesStudy abroad programs and courses abroad$27,169
Sub-Saharan Africa00Program ServicesStudy abroad programs and courses abroad$50,942
East Asia and the Pacific00Fundraising$1,783
Central America and the Caribbean00Investments$2,679,140,000
Europe (Including Iceland and Greenland)00Investments$329,080,000
North America (Canada & Mexico only)00Investments$71,320,000
Sub-Saharan Africa00Investments$198,870,000
FieldValueIRS element (for citing)
Subtotal Offices1SubtotalOfficesCnt
Subtotal Employees259SubtotalEmployeesCnt
Continuation Total Office0ContinuationTotalOfficeCnt
Continuation Total Employee0ContinuationTotalEmployeeCnt
Total Office1TotalOfficeCnt
Total Employee259TotalEmployeeCnt
Subtotal Spent$55,356,046SubtotalSpentAmt
Continuation Spent$3,283,655,916ContinuationSpentAmt
Total Spent$3,339,011,962TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp (33 entries)

RegionRegionTxtPurpose Of GrantPurposeOfGrantTxtCash GrantCashGrantAmtManner Of Cash DisbursementMannerOfCashDisbursementTxt
Middle East and North AfricaSupport of research activities$8,985ACH Direct Deposit or Check
Europe (Including Iceland and Greenland)Support of research activities$23,133ACH Direct Deposit or Check
South AmericaSupport of research activities$118,212ACH Direct Deposit or Check
Europe (Including Iceland and Greenland)Support of research activities$37,825ACH Direct Deposit or Check
Europe (Including Iceland and Greenland)Support of research activities$209,223ACH Direct Deposit or Check
Europe (Including Iceland and Greenland)Support of research activities$22,727ACH Direct Deposit or Check
Sub-Saharan AfricaSupport of research activities$346,848ACH Direct Deposit or Check
Sub-Saharan AfricaSupport of research activities$69,282ACH Direct Deposit or Check
East Asia and the PacificSupport of research activities$21,715ACH Direct Deposit or Check
Sub-Saharan AfricaSupport of research activities$114,447ACH Direct Deposit or Check
Europe (Including Iceland and Greenland)Support of research activities$123,950ACH Direct Deposit or Check
Sub-Saharan AfricaSupport of research activities$69,282ACH Direct Deposit or Check
North America (Canada & Mexico only)Support of research activities$144,634ACH Direct Deposit or Check
Europe (Including Iceland and Greenland)Support of research activities$101,570ACH Direct Deposit or Check
South AmericaSupport of research activities$34,101ACH Direct Deposit or Check
Europe (Including Iceland and Greenland)Support of research activities$8,357ACH Direct Deposit or Check
Sub-Saharan AfricaSupport of research activities$85,982ACH Direct Deposit or Check
Sub-Saharan AfricaSupport of research activities$34,573ACH Direct Deposit or Check
Sub-Saharan AfricaSupport of research activities$376,738ACH Direct Deposit or Check
Europe (Including Iceland and Greenland)Support of research activities$80,377ACH Direct Deposit or Check
North America (Canada & Mexico only)Support of research activities$392,808ACH Direct Deposit or Check
North America (Canada & Mexico only)Support of research activities$508,473ACH Direct Deposit or Check
Sub-Saharan AfricaSupport of research activities$137,148ACH Direct Deposit or Check
Sub-Saharan AfricaSupport of research activities$271,364ACH Direct Deposit or Check
Sub-Saharan AfricaSupport of research activities$20,320ACH Direct Deposit or Check
Sub-Saharan AfricaSupport of research activities$348,352ACH Direct Deposit or Check
Europe (Including Iceland and Greenland)Support of research activities$10,530ACH Direct Deposit or Check
Europe (Including Iceland and Greenland)Support of research activities$13,773ACH Direct Deposit or Check
East Asia and the PacificSupport of research activities$29,785ACH Direct Deposit or Check
North America (Canada & Mexico only)Support of research activities$145,993ACH Direct Deposit or Check
East Asia and the PacificSupport of research activities$19,896ACH Direct Deposit or Check
North America (Canada & Mexico only)Support of research activities$6,000ACH Direct Deposit or Check
North America (Canada & Mexico only)Support of research activities$58,388ACH Direct Deposit or Check
FieldValueIRS element (for citing)
Total501c3 Org1Total501c3OrgCnt
Total Other Org32TotalOtherOrgCnt

Foreign Individuals Grants ForeignIndividualsGrantsGrp

FieldValueIRS element (for citing)
Type Of AssistanceGrants disbursed during student's enrollment in international programTypeOfAssistanceTxt
RegionMiddle East and North AfricaRegionTxt
Recipient3RecipientCnt
Cash Grant$5,100CashGrantAmt
Manner Of Cash DisbursementApplied to student account; credits are refunded by checkMannerOfCashDisbursementTxt
FieldValueIRS element (for citing)
Transfer To Foreign CorpYes (true)TransferToForeignCorpInd
Interest In Foreign TrustfalseInterestInForeignTrustInd
Foreign Corp OwnershipYes (true)ForeignCorpOwnershipInd
Passive Foreign Investmest CoYes (true)PassiveForeignInvestmestCoInd
Foreign PartnershipYes (true)ForeignPartnershipInd
Boycott CountriesYes (true)BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule F, Part I, Line 2 Procedures for monitoring use of grant fundsGrants or other assistance are awarded to foreign organizations or entities pursuant to the University policies and procedures for all grant subawards. Such subawards are monitored through the University's office for Sponsored Research (OSR) and the University's office of Accounting Services for Research and Sponsored Programs (ASRSP). All subaward documentation including purchase orders, related charges and invoices are reviewed and monitored by ASRSP and confirmed with the principal investigator. The principal investigator must certify that the subaward costs are in accordance with the Office of Management and Budget's (OMB) Uniform Guidance (Uniform Administrative Requirements, Cost Principles, and Audit Requirements); also, ASRSP requests and collects audit reports from subaward recipients to monitor compliance, as required by the Uniform Guidance. If the information is not furnished to ASRSP, payment may be withheld.
Schedule F, Part II, Line 1 Method used to account for cash grantsIn connection with the monitoring of subawards through OSR, approved purchase orders and invoices are documented and accounted for in the University's electronic financial recording system, and such amounts are reflected in Part II, Line 1. Of the 33 organizations that received grants in Part II, 26 are universities, colleges, and hospitals; 5 are research centers; and 1 is a foreign nonprofit.
Schedule F, Part III(c) Estimated number of recipientsCash grants given to individuals are recorded in an electronic reporting tool. The data recorded includes information as to participation by undergraduate students in study abroad programming. Individual recipients of cash grants are coded with unique identifying numbers. Grants associated with undergraduate students coded as participating in a study abroad are reviewed to assess whether there is an overlap between the grant disbursement date and the date of the applicable study abroad program. The number of such students, based on their unique identifying numbers, are summed and reflected in Part III, column (c).
Schedule F, Part I, Line 1 Program ServicesThe program services listed in Part I reflect international educational programs in which the University has material involvement in the design, development and/or control of the program and/or curriculum. While Northwestern University provides its students with access to a multitude of study abroad programs and exchanges located throughout the world, the University does not administer or operate the educational courses taught by all of these programs. Rather, under reciprocity and affiliation agreements, the University helps facilitate its students' access to such international programs and recognizes credit earned by students at such foreign educational institutions, and such exchange programs are excluded from Schedule F, Part I. Under Northwestern University's current accounting procedures, all expenses associated with study abroad programs are not separately tracked, and therefore some expenditures per program are not listed in Part I, column (f).
Schedule F, Part I, Line 3(f) Method used to account for expendituresExpenditures reported in Part I are prepared using the accrual method of accounting. University activities are assigned a unique identifying number. Direct expenses are recorded with respect to each activity in the University's electronic financial recording system. Such direct expenses, for the relevant tax year, are reflected in column (f)

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsYes (X)MailSolicitationsInd
Email SolicitationsYes (X)EmailSolicitationsInd
Phone SolicitationsYes (X)PhoneSolicitationsInd
In Person SolicitationsYes (X)InPersonSolicitationsInd
Solicitation Of Non Govt GrantsYes (X)SolicitationOfNonGovtGrantsInd
Solicitation Of Govt GrantsYes (X)SolicitationOfGovtGrantsInd
Special Fundraising EventsYes (X)SpecialFundraisingEventsInd
Agrmt Prof Fundraising ActyYes (true)AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp (2 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdActivityActivityTxtFundraiser Control Of FundsFundraiserControlOfFundsIndRetained By ContractorRetainedByContractorAmtNet To OrganizationNetToOrganizationAmtGross ReceiptsGrossReceiptsAmt
Stelter
10435 New York AveDes MoinesIA50322Fundraising marketing consultantfalse$76,836-$76,836
Meeting Achievements
232 E 500 NValparaisoIN463838384Symposium sponsorship solicitorYes (true)$73,829$258,225$332,054
FieldValueIRS element (for citing)
Total Gross Receipts$332,054TotalGrossReceiptsAmt
Total Retained By Contractors$150,665TotalRetainedByContractorsAmt
Total Net To Organization$181,389TotalNetToOrganizationAmt
Licensed StatesCALicensedStatesCd
Licensed StatesCOLicensedStatesCd
Licensed StatesCTLicensedStatesCd
Licensed StatesDELicensedStatesCd
Licensed StatesDCLicensedStatesCd
Licensed StatesFLLicensedStatesCd
Licensed StatesGALicensedStatesCd
Licensed StatesALLicensedStatesCd
Licensed StatesHILicensedStatesCd
Licensed StatesIDLicensedStatesCd
Licensed StatesILLicensedStatesCd
Licensed StatesINLicensedStatesCd
Licensed StatesIALicensedStatesCd
Licensed StatesKSLicensedStatesCd
Licensed StatesKYLicensedStatesCd
Licensed StatesLALicensedStatesCd
Licensed StatesMELicensedStatesCd
Licensed StatesAKLicensedStatesCd
Licensed StatesMDLicensedStatesCd
Licensed StatesMALicensedStatesCd
Licensed StatesMILicensedStatesCd
Licensed StatesMNLicensedStatesCd
Licensed StatesMSLicensedStatesCd
Licensed StatesMOLicensedStatesCd
Licensed StatesMTLicensedStatesCd
Licensed StatesNELicensedStatesCd
Licensed StatesNVLicensedStatesCd
Licensed StatesNHLicensedStatesCd
Licensed StatesNJLicensedStatesCd
Licensed StatesNMLicensedStatesCd
Licensed StatesNYLicensedStatesCd
Licensed StatesNCLicensedStatesCd
Licensed StatesNDLicensedStatesCd
Licensed StatesOHLicensedStatesCd
Licensed StatesOKLicensedStatesCd
Licensed StatesORLicensedStatesCd
Licensed StatesPALicensedStatesCd
Licensed StatesAZLicensedStatesCd
Licensed StatesRILicensedStatesCd
Licensed StatesSDLicensedStatesCd
Licensed StatesTNLicensedStatesCd
Licensed StatesTXLicensedStatesCd
Licensed StatesUTLicensedStatesCd
Licensed StatesVTLicensedStatesCd
Licensed StatesVALicensedStatesCd
Licensed StatesARLicensedStatesCd
Licensed StatesWALicensedStatesCd
Licensed StatesWVLicensedStatesCd
Licensed StatesWILicensedStatesCd
Licensed StatesWYLicensedStatesCd

Fundraising Event Information FundraisingEventInformationGrp

FieldValueIRS element (for citing)
Event1Global Annual Benefit DinnerEvent1Nm
Gross Receipts Event1$1,407,752GrossReceiptsEvent1Amt
Charitable Contri Event1$1,407,752CharitableContriEvent1Amt
Gross Revenue Event1$0GrossRevenueEvent1Amt
Entertainment Event1$8,275EntertainmentEvent1Amt
Other Direct Expenses Event1$4,351OtherDirectExpensesEvent1Amt
Event2Dance MarathonEvent2Nm
Gross Receipts Event2$673,895GrossReceiptsEvent2Amt
Charitable Contri Event2$660,640CharitableContriEvent2Amt
Gross Revenue Event2$13,255GrossRevenueEvent2Amt
Rent Facility Costs Event2$10,449RentFacilityCostsEvent2Amt
Other Direct Expenses Event2$18,107OtherDirectExpensesEvent2Amt
Other Events Total3OtherEventsTotalCnt
Gross Receipts Other Events$142,910GrossReceiptsOtherEventsAmt
Charitable Contri Other Events$102,420CharitableContriOtherEventsAmt
Gross Revenue Other Events$40,490GrossRevenueOtherEventsAmt
Rent Fclty Costs Other Events$10,204RentFcltyCostsOtherEventsAmt
Oth Direct Expnss Other Events$29,448OthDirectExpnssOtherEventsAmt
Gross Receipts Total$2,224,557GrossReceiptsTotalAmt
Charitable Contributions Tot$2,170,812CharitableContributionsTotAmt
Gross Revenue Total Events$53,745GrossRevenueTotalEventsAmt
Rent Fclty Costs Total Events$20,653RentFcltyCostsTotalEventsAmt
Entertainment Total Events$8,275EntertainmentTotalEventsAmt
Oth Direct Expnss Total Events$51,906OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events$80,834DirectExpenseSummaryEventsAmt
Net Income Summary-$27,089NetIncomeSummaryAmt

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule G, Part I, Line 3 State Solicitation RegistrationsNo registration is required in Arizona, Delaware, Idaho, Indiana, Iowa, Montana, Nebraska, South Dakota, Texas, Vermont, and Wyoming.
Schedule G, Part I, Line 2b(v) Reimbursement of ExpensesThe following professional fundraiser received reimbursements for expenses associated with their services to the University (the amount of expenses reimbursed as reflected): Stelter ($12,834) in accordance with written agreement specifying reimbursement of expenses.
Schedule G, Part I, Line 2b(v) payment of fees or payment of expensesSTELTER-STELTER RECEIVED REIMBURSEMENTS FOR EXPENSES OF $12834 AS AGREED FOR PRINTING AND POSTAGE IN ASSOCIATION WITH THE SERVICES PROVIDED TO THE UNIVERSITY.;

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Grant Records MaintainedYes (true)GrantRecordsMaintainedInd

Recipient Table RecipientTable (292 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdRecipient EINRecipientEINIRC SectionIRCSectionDescCash GrantCashGrantAmtPurpose Of GrantPurposeOfGrantTxtAddress Line2USAddress/AddressLine2Txt
Access Community Health Network
222 N Canal StChicagoIL60606363317058501(c)(3)$567,356Support of research activities
AIDS Arms Inc
219 Sunset AveDallasTX75208752306145501(c)(3)$382,286Support of research activities
AIDS Foundation of Chicago
200 W Jackson Blvd Ste 2100ChicagoIL60606363412054501(c)(3)$82,229Support of research activities
Albert Einstein College of Medicine Inc
1300 Morris Park AvenueBronxNY10461472209056501(c)(3)$158,763Support of research activities
Aliveness Project Inc
3808 Nicollet AveMinneapolisMN55409411593900501(c)(3)$15,695Support of research activities
Alliance of AIDS Services - Carolina
1637 Old Louisburg RdRaleighNC27604562158082501(c)(3)$15,000Support of research activities0
Alliance of Chicago Community Health Services LLC
215 W Ohio St 4th FloorChicagoIL60654364444309$1,462,939Support of research activities
Altarum Institute
3520 Green CourtAnn ArborMI48105381983442501(c)(3)$97,195Support of research activitiesSuite 300
America Needs You
589 8TH Ave 5TH FLNew YorkNY10018270601596501(c)(3)$9,904Support of community organization
American Lung Association
1301 Pennsylvania Ave NWWashingtonDC20004131632524501(c)(3)$253,000Support of research activitiesSuite 800
American University of Beirut
3 Dag Hammarskjold Plaza 8th FLNew YorkNY100172303135596846501(c)(3)$10,000Support of community organization
Ann & Robert H Lurie Children's Hospital of Chicago
225 E Chicago AvenueChicagoIL60611362170833501(c)(3)$4,084,408Support of research activities
Arizona State University
PO BOX 876011TempeAZ85287860196696501(c)(3)$17,512Support of research activities
Art Institute of Chicago
111 S Michigan AveChicagoIL60603362167725501(c)(3)$108,031Support of research activities
Artelys Corp
150 N Michigan AvenueChicagoIL60601142014473$63,750Support of research activitiesSuite 800
ASM International
9639 Kinsman RoadMaterials ParkOH44073346541397501(c)(3)$191,650Support of research activities
Augusta University Research Institute Inc
PO Box 945552AtlantaGA303945552581418202501(c)(3)$7,785Support of research activities
Augustana College Association
639 38th StRock IslandIL61201362166962501(c)(3)$30,084Support of research activities
Baylor College of Medicine
1 Baylor PlazaHoustonTX77030741613878501(c)(3)$353,070Support of research activities
Baystate Medical Center Inc
759 Chestnut StSpringfieldMA01199042790311501(c)(3)$174,329Support of research activities
Beckman Research Institute of the City of Hope
1500 East Duarte RoadDuarteCA91010953432210501(c)(3)$57,332Support of research activities
Beth Israel Deaconess Medical Center
330 Brookline Ave E/ES-214BostonMA022155399042103881501(c)(3)$85,413Support of research activities
Boston Medical Center
One Boston Medical Center PlBostonMA02118043314093501(c)(3)$485,081Support of research activities
Boston University
One Silber WayBostonMA02115042103547501(c)(3)$516,038Support of research activities
Bowman Performance Consulting LLC
W7023 Edgewater RoadShawanoWI54166481276197$100,000Support of research activities
BrainUP
656 Maple CourtFrankfortIL60423475516802501(c)(3)$10,000Support of community organization
Brigham and Women's Hospital
75 Francis StBostonMA02115042312909501(c)(3)$476,649Support of research activities
Brigham Young University
A-285 ASBProvoUT846021231870217280501(c)(3)$5,623Support of research activities
Broad Institute Inc
7 Cambridge CenterCambridgeMA021421401263428781501(c)(3)$745,255Support of research activities
Brookings Institution
1775 Massachusetts Ave NWWashigntonDC20036530196577501(c)(3)$125,041Support of research activities
Brotherhood Incorporated
1422 Kerlerec StNew OrleansLA701161822721326474501(c)(3)$15,000Support of research activities
Brown University
45 Prospect StreetProvidenceRI02912050258809501(c)(3)$25,036Support of research activities
California Institute of Technology
1200 E California BlvdPasadenaCA911250001951643307501(c)(3)$103,563Support of research activities
California Medical Innovations Institute Inc
11107 Roselle StSan DiegoCA921211206462953382501(c)(3)$22,030Support of research activities
California State University Northridge
18111 Nordhoff StreetNorthridgeCA91330954358677115$79,594Support of research activities
Campbell-Kibler Associates Inc
80 Lakeside DrGrotonMA01450043297519$47,959Support of research activities
Carnegie Mellon University
5000 Forbes AvenuePittsburghPA15213250969449501(c)(3)$89,052Support of research activitiesCyert Hall 102
Cascade AIDS Project
520 NW Davis StPortlandOR97209930903383501(c)(3)$7,500Support of research activitiesSuite 215
Case Western Reserve University
10900 Euclid AveClevelandOH44106341018992501(c)(3)$29,290Support of research activities
Cedars-Sinai Medical Center
8700 Beverly BlvdHollywoodCA90048951644600501(c)(3)$589,234Support of research activities
Center for Conflict Resolution
11 East Adams StreetChicagoIL606036334362997680501(c)(3)$40,000Support of research activitiesSuite 500
Center for Neighborhood Technology
2125 W North AvenueChicagoIL60647362967283501(c)(3)$334,635Support of research activities
Center for Veterans Research and Education
1 Veterans DriveMinneapolisMN55417411652941501(c)(3)$125,977Support of research activities
CENTER ON HALSTED
3656 N Halsted StreetChicagoIL60613510178807501(c)(3)$15,800Support of community organization
Centerlink Inc
PO Box 24490Fort LauderdaleFL33307522292725501(c)(3)$30,465Support of research activities
Centro Comprensivo de Cancer de la Universidad de Puerto Rico
PO Box 363027San JuanPR00936660654313$21,497Support of research activities
Chapman University
1 University DriveOrangeCA928661005951643992501(c)(3)$61,350Support of research activities
Chicago Academy of Sciences
2430 N Cannon DrChicagoIL60614360895575501(c)(3)$25,000Support of community organization
Chicago Association for Research and Education in Science
5000 S 5th Avenue Bld 1HinesIL60141363334177501(c)(3)$101,261Support of research activities
Chicago Botanic Garden
1000 Lake Cook RoadGlencoeIL60022362225482501(c)(3)$100,000Support of community organization
Chicago Humanities Festival
500 N DearbornChicagoIL60610367148236501(c)(3)$12,000Support of community organization
CHILDRENS HOME & AID
125 South Wacker Dr 14th FlChicagoIL60606362167743501(c)(3)$661,242Support of community organization
Children's Hospital Boston
300 Longwood AvenueBostonMA021155724042774441501(c)(3)$34,651Support of research activities
Children's Hospital of Philadelphia
34th St and Civic Center BlvdPhiladelphiaPA19104231352166501(c)(3)$657,718Support of research activities
Children's Research Institute
111 Michigan Ave NWWashingtonDC20010521654453501(c)(3)$217,368Support of research activities
Chinese American Service League
2141 S Tan CtChicagoIL60616362984043501(c)(3)$22,393Support of research activities
Cincinnati Children's Hospital Medical Center
3333 Burnet AveCincinnatiOH45229310833936501(c)(3)$467,153Support of research activities
Cleveland Clinic Foundation
9500 Euclid AvenueClevelandOH44195340714585501(c)(3)$267,474Support of research activities
College of William and Mary
301 Monticello AveWilliamsburgVA23187546001718115$48,814Support of research activitiesPO Box 8795
Colorado School of Mines
1500 Illinois StreetGoldenCO80401846000551115$54,325Support of research activities
Colorado State University
2002 Campus DeliveryFort CollinsCO805232002846000454115$94,869Support of research activities
Columbia University
615 W 131st StNew YorkNY10027131624202501(c)(3)$1,110,977Support of research activities
Cornell University
222 Day HallIthacaNY14853150532082501(c)(3)$453,885Support of research activities
Curt's Caf
2922 Central StreetEvanstonIL60201453934105501(c)(3)$9,904Support of community organization
Dana-Farber Cancer Institute
44 Binney StBostonMA02115042263040501(c)(3)$77,681Support of research activities
Dartmouth College
420 Lexington AveNew YorkNY10170020222111501(c)(3)$9,999Support of research activities
DePaul University
1 E JacksonChicagoIL60604362167048501(c)(3)$446,232Support of research activities
Des Moines Area Community College
2006 South Ankeny BlvdAnkenyIA50023420926354$47,490Support of research activities
Destination Tomorrow Inc
452 East 149th StBronxNY10455800259180501(c)(3)$25,000Support of research activities
Discidium Biosciences LLC
2690 Hilola StMiamiFL33136474363643$56,000Support of research activities
Diverse and Resilient Inc
2439 N Holton StreetMilwaukeeWI53212300084616501(c)(3)$7,250Support of research activities
Duke University
2200 West Main StDurhamNC27705560532129501(c)(3)$1,187,575Support of research activitiesErwin Square Suite 820
Emory University
201 Dowman DrAtlantaGA30322580566256501(c)(3)$444,680Support of research activities
Erie Family Health Center
1701 W Superior StChicagoIL60622363088628501(c)(3)$1,175,753Support of research activities
Evanston Community Foundation
1560 Sherman Ave Ste 535EvanstonIL60201363466802501(c)(3)$125,522Support of community organization
Executive Frameworks Ltd
2705 W Agatite Ave 1ChicagoIL60625371450886$296,652Support of research activities
Fairview Health Services
2450 Riverside AvenueMinneapolisMN55454410991680501(c)(3)$18,620Support of research activities
Family Service of Rhode Island Inc
9 Pleasant StProvidenceRI02906050258858501(c)(3)$14,198Support of research activities
Father Flanagan's Boys' Home
14100 Crawford StBoys TownNE68010470376606501(c)(3)$15,802Support of research activities
Florida State University
600 W College AveTallahasseeFL32306591961248115$60,450Support of research activities
Fordham University
441 E Fordham RoadBronxNY10458131740451501(c)(3)$39,788Support of research activities
Fox Chase Cancer Center
333 Cottman AvenuePhiladelphiaPA19111232825881501(c)(3)$37,340Support of research activities
Fred Hutchinson Cancer Research Center
1100 Fairview AveSeattleWA98109123715607501(c)(3)$385,480Support of research activities
Friends of Prentice
541 N Fairbanks Ct Ste 800ChicagoIL60611363930139501(c)(3)$6,000Support of community organization
Gay and Lesbian Community Center of Southern Nevada Inc
401 S Maryland ParkwayLas VegasNV89101943192750501(c)(3)$15,000Support of research activities
Geisinger Clinic
100 North Academy AvenueDanvillePA17822231995911501(c)(3)$266,944Support of research activities
GeneDx Inc
207 Perry ParkwayGaithersburgMD20877205446298$26,000Support of research activities
George Washington University
2121 I St NWWashingtonDC20052530196584501(c)(3)$264,920Support of research activities
Georgetown University
37th O Streets NWWashingtonDC200571168530196603501(c)(3)$124,963Support of research activities
Georgia Institute of Technology
505 Tenth StAtlantaGA30332580603146501(c)(3)$24,145Support of research activities
Georgia State University
30 Courtland St NE Ste 217AtlantaGA30303581845423501(c)(3)$239,052Support of research activities
Gingiber Labs
901 S Cedar StPalatineIL600677176465472360$345,147Support of research activities
Guiding Right Inc
1420 NE 23RD StOklahoma CityOK731113004731572221501(c)(3)$15,000Support of research activities
Harvard University
Massachusetts HallCambridgeMA02138042103580501(c)(3)$1,297,865Support of research activities
Hektoen Institute for Medical Research
2240 W Ogden AveChicagoIL60612362244897501(c)(3)$461,426Support of research activities
Henry M Jackson Foundation for the Advancement of Military Medicine
6720-A Rockledge DrBethesdaMD20817521317896501(c)(3)$29,839Support of research activities
HMH Hospitals Corporation
40 Prospect AveHackensackNJ07601221487576501(c)(3)$242,859Support of research activitiesRoom 212
Howard Brown Health Center
4025 N Sheridan RoadChicagoIL60613362894128501(c)(3)$160,313Support of research activities
Icahn School of Medicine at Mount Sinai
1 Gustave Levy Pl Box 1075New YorkNY10029136171197501(c)(3)$592,330Support of research activities
Indiana University
509 E 3rd StreetBloomingtonIN47401356001673115$771,370Support of research activities
Indus Consulting Inc
1198 Copperfield CtAuroraIL60504474386637$587,880Support of research activities
Inquirium LLC
1332 N Halsted St Ste 101ChicagoIL60642364412224$66,298Support of research activities
Institute for Clinical Research Inc
PO Box 29545WashingtonDC200170745521336656501(c)(3)$121,141Support of research activities
Invisible Institute
6100 South Blackstone AveChicagoIL60637473551981501(c)(3)$76,689Support of research activities
Iowa State University
1350 Beardshear HallAmesIA500112105426004224115$40,944Support of research activities
J David Gladstone Institutes
1650 Owens StSan FranciscoCA94158237203666501(c)(3)$524,878Support of research activities
Jacksonville Area Sexual Minority Youth Network Inc
923 Peninsular PlaceJacksonvilleFL32204593284175501(c)(3)$15,000Support of research activities
Jewish Federation of Metropolitan Chicago
30 South Wells StreetChicagoIL60606362167761501(c)(3)$1,331,125Support of community organization
John H Stroger Jr Hospital of Cook County
1901 W HarrisonChicagoIL60612366006541115$87,819Support of research activities
Johns Hopkins University
Charles St and UniversityBaltimoreMD21210520595110501(c)(3)$1,938,078Support of research activities
Juvenile Protective Association
1707 N HalstedChicagoIL60614362167765501(c)(3)$10,000Support of community organization
Kaiser Foundation Research Institute
3800 N Interstate AvePortlandOR97227941105628501(c)(3)$70,268Support of research activities
Kitware Inc
1712 Route 9Clifton ParkNY12065141802694$112,819Support of research activitiesSuite 300
Lake County Health Department and Community Health Center
18 North County StWaukeganIL60085366006600115$25,000Support of research activities9th Floor
LanzaTech Inc
ISTPSkokieIL60077262599733$909,464Support of research activities8045 Lamon Avenue
Latinos Salud Inc
2330 Wilton DriveWilton ManorsFL33305262763535501(c)(3)$15,000Support of research activities
Les Turner ALS Foundation
5550 W Touhy Av Ste 302SkokieIL60077362916466501(c)(3)$13,500Support of community organization
Louis Stokes Cleveland VA Medical Center
10701 East BoulevardClevelandOH44106341710663501(c)(3)$27,758Support of research activities
Loyola University Chicago
1032 W Sheridan RdChicagoIL60660361408475501(c)(3)$357,042Support of research activities
Lyric Opera of Chicago
20 N WackerChicagoIL60606366008929501(c)(3)$7,500Support of community organization
Magee-Womens Research Institute & Foundation
3339 Ward StPittsburghPA15132251462312501(c)(3)$45,986Support of research activities
MarketLab Research Inc
100 Penn Square East Suite 1200PhiladelphiaPA19107232502559$11,547Support of research activities
Marshfield Clinic
1000 N Oak AvenueMarshfieldWI54449390452970$11,730Support of research activities
Massachusetts General Hospital
55 Fruit StBostonMA02114041564655501(c)(3)$492,258Support of research activities
Massachusetts Institute of Technology
77 Massachusetts AveCambridgeMA02142042103594501(c)(3)$513,576Support of research activities
Mayo Clinic Arizona
13400 East Shea BlvdScottsdaleAZ85259860800150501(c)(3)$236,339Support of research activities
Mayo Clinic Jacksonville
4500 San Pablo RdJacksonvilleFL32224593337028501(c)(3)$88,442Support of research activities
Mayo Clinic Rochester
200 First St SWRochesterMN55905416011702501(c)(3)$370,369Support of research activities
McGaw YMCA
1000 Grove StreetEvanstonIL60201362169194501(c)(3)$32,500Support of community organization
Medical College of Wisconsin
8701 Watertown Plank RdMilwaukeeWI53226390806261501(c)(3)$262,671Support of research activities
Medical Faculty Associates Inc
3811 N Fairfax DriveArlingtonVA22203522220700501(c)(3)$103,723Support of research activitiesSuite 1000
Medical Research Analytics and Informatics Alliance
20 North Wacker DrChicagoIL60606453007467501(c)(3)$138,265Support of research activities
Medical University of South Carolina
179 Ashley AveCharlestonSC29425576000722115$80,656Support of research activities
Memorial Sloan-Kettering Cancer Center
1275 York AveNew YorkNY10065131624182501(c)(3)$61,800Support of research activities
MetaStar Inc
2909 Landmark PlaceMadisonWI53713391332612501(c)(3)$148,877Support of research activities
Methodist Hospital
6670 Bertner StreetHoustonTX77030870721923501(c)(3)$202,094Support of research activities
Metropolitan Asian Family Services
505 N RoselleRoselleIL601721013363925432501(c)(3)$118,112Support of research activities
Metropolitan Chicago Breast Cancer Task force
131 S Dearborn St 30 FLChicagoIL60603262264895501(c)(3)$6,000Support of community organization
Michigan State University
113 Angell BldgEast LansingMI48824386005984115$100,215Support of research activities
Midwestern University
555 31st StDowners GroveIL60515363377698501(c)(3)$122,540Support of research activities
Millenium Park Foundation
201 E RandolphChicagoIL60601364244167501(c)(3)$10,000Support of community organization
Minute Molecular Diagnostics
1800 Sherman AveEvanstonIL60201821257438$1,308,320Support of research activitiesSuite 504
Miracle of Love Inc
741 W Colonial DriveOrlandoFL32804593455949501(c)(3)$22,500Support of research activities
Missouri University of Science and Technology
300 W 12th StRollaMO65401436003859115$96,520Support of research activities
Myomo Inc
One BroadwayCambridgeMA02142470944526$20,416Support of research activities14th Floor
NanoCytomics LLC
1801 Maple AveEvanstonIL60201451032728$221,096Support of research activities
National Organization for Rare Disorders Inc
55 Kenosia AvenueDanburyCT06810133223946501(c)(3)$94,458Support of research activities
New York University
665 BroadwayNew YorkNY100122331135562308501(c)(3)$427,232Support of research activities
North Carolina State University
2711 Founders DrRaleighNC27695566000756115$36,187Support of research activities
Northeastern Illinois University
5500 N St Louis AveChicagoIL60625366009515115$9,017Support of research activities
Northeastern University
360 Hungtington AveBostonMA02115041679980501(c)(3)$94,367Support of research activities
Northern California Institute for Research and Education Inc
4150 Clement StreetSan FranciscoCA941211545943084159501(c)(3)$95,827Support of research activitiesSuite 151NC
Northern Illinois University
1425 W Lincoln HwyDeKalbIL60115366086819501(c)(3)$19,227Support of research activities
NorthShore University HealthSystem Research Institute
2650 Ridge AveEvanstonIL60201364191793501(c)(3)$1,146,435Support of research activities
Northwest Community Hospital
800 West Central RoadArlington HeightsIL60005362340313501(c)(3)$34,307Support of research activities
Northwestern Medical Faculty Foundation Inc
680 N Lake Shore DrChicagoIL60611363097297501(c)(3)$16,632Support of research activities
Northwestern Memorial Hospital
240 E Ontario StreetChicagoIL60611370960170501(c)(3)$221,271Support of research activities
Northwestern University Settlement House
1400 W Augusta BlvdChicagoIL60642362167818501(c)(3)$25,000Support of community organization
NumFOCUS Inc
PO Box 90596AustinTX78709454547709$55,000Support of research activities
Ohio State University
154 W 12th AveColumbusOH43210316025986115$140,248Support of research activities
Oklahoma State University
113 Student UnionStillwaterOK74078731383996115$17,538Support of research activities
Operation PAR Inc
6655 66th St NorthPinellas ParkFL33781591349234501(c)(3)$19,000Support of research activities
Oregon Health & Science University
3181 SW Sam Jackson Park RdPortlandOR97239931176109115$118,175Support of research activities
Oregon Research Institute
1776 Millrace DrEugeneOR97403930495655501(c)(3)$12,780Support of research activities
Pennsylvania State University
308 Old MainUniversity ParkPA16802246000376115$100,174Support of research activities
Princeton University
PO BOX 36 ORPAPrincetonNJ08544210634501501(c)(3)$70,740Support of research activities
Public Narrative
600 S Michigan AveChicagoIL60605363759714501(c)(3)$19,208Support of research activities
Purdue University
610 Purdue MallWest LafayetteIN47906356002041115$612,349Support of research activities
Q-State Biosciences Inc
179 Sidney StreetCambridgeMA02139832095181$87,841Support of research activities
QuesTek Innovations LLC
1820 Ridge AvenueEvanstonIL60201364116425$121,732Support of research activities
RAND Corporation
1776 Main StreetSanta MonicaCA904013297951958142501(c)(3)$123,475Support of research activities
Ravinia Festival Association
418 Sheridan RoadHighland ParkIL60035366002273501(c)(3)$64,000Support of community organization
Rehabilitation Institute of Chicago
345 E Superior StChicagoIL60611362256036501(c)(3)$780,377Support of research activities
Research Foundation of The City University of New York
230 West 41st StNew YorkNY10036131988190501(c)(3)$353,070Support of research activities7th Floor
Research Support Services
906 Ridge AveEvanstonIL60202364289990$119,069Support of research activities
Rice University
6100 Main StHoustonTX77005741109620501(c)(3)$98,998Support of research activities
Rockefeller University
1230 York AveNew York CityNY10021131624158501(c)(3)$186,450Support of research activitiesBox 259
Rockman et al
49 Geary StreetSan FranciscoCA94108943400371$86,458Support of research activitiesSuite 530
Rush University Medical Center
1653 W Congress ParkwayChicagoIL60612362174823501(c)(3)$2,265,592Support of research activities
Rutgers University
57 US Highway 1New BrunswickNJ08901226001086501(c)(3)$224,341Support of research activities
Sage Bionetworks
1100 Fairview Ave NSeattleWA98109264489946501(c)(3)$1,745,964Support of research activitiesMailstop M1-C108
Saint Louis University
221 North Grand BoulevardSt LouisMO63103430654872501(c)(3)$44,983Support of research activities
Saint Luke's Hospital (Kansas City MO)
4401 Wornall RoadKansas CityMO64111440545297501(c)(3)$23,439Support of research activities
Salk Institute for Biological Studies
10010 N Torrey Pines RoadLa JollaCA92037952160097501(c)(3)$291,024Support of research activities
San Francisco State University
1600 Holloway AveSan FranciscoCA94132931137247115$9,599Support of research activities
Schlesinger Group Holdings LLC
101 Wood AveIselinNJ08830753201206$1,230,404Support of research activities
Scripps Research Institute
10550 N Torrey Pines RdLa JollaCA92037330435954501(c)(3)$836,426Support of research activities
Seattle Children's Research Institute
1904 9th AveSeattleWA98105911156519501(c)(3)$9,864Support of research activities
Siemens Corporation
300 New Jersey AvenueWashingtonDC20001132623356$199,966Support of research activitiesSuite 1000
Society of Hospital Medicine
1500 Spring GardenPhiladelphiaPA19130233057353501(c)(3)$67,891Support of research activitiesSuite 501
Society of Thoracic Surgeons
633 N Saint Clair StChicagoIL60611363022713501(c)(6)$34,060Support of research activitiesSuite 2100
Southwest Community Health Center Inc
46 Albion StBridgeportCT066052602061023013501(c)(3)$15,000Support of research activities
SRI International
333 Ravenswood AveMenlo ParkCA94025941160950501(c)(3)$30,500Support of research activities
St Elizabeth Medical Center Inc
1 Medical Village DriveEdgewoodKY41017610445850501(c)(3)$36,855Support of research activities
St Joseph's Hospital and Medical Center
350 W Thomas RdPhoenixAZ85013721561134501(c)(3)$101,279Support of research activities
St Jude Children's Research Hospital
262 Danny Thomas PlaceMemphisTN38105620646012501(c)(3)$184,684Support of research activities
Stanford University
295 Galvez StStanfordCA94305941156365501(c)(3)$1,235,618Support of research activities
State University of New York at Buffalo
750 E Adams StSyracuseNY13210141368361501(c)(3)$32,590Support of research activitiesRoom 209
Stemloop Inc
8657 Narragansett AveMorton GroveIL60053842073244$18,122Support of research activities
Step Up Women's Network
PO BOX 20179New YorkNY10001954701468501(c)(3)$9,904Support of community organization
Step-Up Incorporated
4755 Kingsway DrIndianapolisIN46205352145743501(c)(3)$17,256Support of research activitiesSuite 105
Syracuse University
113 Bowne HallSyracuseNY13244150532081501(c)(3)$29,999Support of research activities
Temple University
1801 N Broad StreetPhiladelphiaPA19122231365971501(c)(3)$138,097Support of research activities
Tera-Print LLC
2145 Sheridan RdEvanstonIL60208475619116$255,404Support of research activitiesRoom JG38
Texas A&M University
400 Harvey Mitchell Pkwy SCollege StationTX778454321746000531115$50,410Support of research activitiesSuite 300
The Learning Partnership
PO Box 509Western SpringsIL60558841681934$27,514Support of research activities
The Nemours Foundation
10140 Centurion Parkway NJacksonvilleFL32256590634433501(c)(3)$6,000Support of research activities
The University of Texas Health Science Center at San Antonio
7703 Floyd Curl DrSan AntonioTX78229741586031115$5,797Support of research activities
Thomas Jefferson University
1020 Walnut StreetPhiladelphiaPA191075587231352651501(c)(3)$23,721Support of research activities
Total Resource Community Development Organization
1415 West 104th StreetChicagoIL60643582590693501(c)(3)$111,488Support of research activities
Translational Genomics Research Institute
445 N 5th StreetPhoenixAZ85004753065445501(c)(3)$100,394Support of research activitiesSuite 600
Trillium Health Inc
259 Monroe AveRochesterNY146073632161356734501(c)(3)$15,000Support of research activities
Tufts Medical Center
800 Washington StreetBostonMA02111270440772501(c)(3)$6,454Support of research activities
Tufts University
Office of Research AdminBostonMA02155042103634501(c)(3)$100,000Support of research activities136 Harrison Ave
Tulane University
6823 St Charles AveNew OrleansLA70118720423889501(c)(3)$481,229Support of research activities
UChicago Argonne LLC Argonne National Laboratory
9700 S Cass AveLemontIL60439680628477115$253,040Support of research activities
United Way of Metropolitan Chicago
333 S Wabash AveChicagoIL60604300200478501(c)(3)$15,000Support of community organization
University of Alabama at Birmingham
1530 3rd Ave SouthBirminghamAL35294636005396115$376,390Support of research activities
University of Arizona
617 N Santa Rita AveTucsonAZ85721742652689115$519,755Support of research activities
University of California Berkeley
200 California HallBerkeleyCA94720946002123115$808,661Support of research activities
University of California Davis
One Shields AveDavisCA95616946036494115$448,704Support of research activities
University of California Irvine
Office of AdministrationIrvineCA92697952226406115$338,082Support of research activities5171 California Ave Suite 150
University of California Los Angeles
11000 Kinross Ave Suite 211Los AngelesCA90095956006143115$445,411Support of research activities
University of California Riverside
249 University Office BuildingRiversideCA925210217956006142501(c)(3)$476,650Support of research activities
University of California San Diego
9500 Gilman DrLa JollaCA92093956006144115$529,165Support of research activities
University of California San Francisco
505 Parnassus AveSan FranciscoCA94143566001393115$1,268,359Support of research activities
University of Central Florida
12201 Research Parkway Suite 501OrlandoFL328263246592924021501(c)(3)$248,958Support of research activities
University of Chicago
5801 S Ellis AveChicagoIL60637362177139501(c)(3)$10,767,628Support of research activities
University of Chicago National Opinion Research Center
1155 East 60th StreetChicagoIL60637362167808501(c)(3)$871,508Support of research activities
University of Cincinnati
2600 Clifton AveCincinnatiOH45221316000989115$83,811Support of research activities
University of Colorado at Boulder
914 Broadway StBoulderCO80302846000555501(c)(3)$985,022Support of research activities
University of Connecticut
263 Farmington AveFarmingtonCT06030060772160115$139,066Support of research activities
University of Connecticut Health Center
263 Farmington AvenueFarmingtonCT060305335066000798115$31,972Support of research activities
University of Delaware
Hullihen Hall 175 S College AvNewarkDE19716516000297501(c)(3)$225,732Support of research activities
University of Denver
PO Box 911811DenverCO80291840404231501(c)(3)$111,245Support of research activities
University of Florida
201 Criser HallGainesvilleFL32611596002052115$409,113Support of research activities
University of Georgia Research Foundation Inc
617 Boyd Graduate Studies ReseAthensGA306027411581353149501(c)(3)$127,207Support of research activities
University of Hawaii
2840 Kolowalu StHonoluluHI96822996000354115$21,589Support of research activities
University of Houston
4800 CalhounHoustonTX772042015746001399115$19,107Support of research activities316 E Cullen Building
University of Illinois at Chicago
809 S Marshfield AvenueChicagoIL606124305376000511115$7,119,392Support of research activitiesMB 502 M/C 551
University of Iowa
100 Mossman Business Svcs BldgIowa CityIA52245426004813115$93,630Support of research activities
University of Kansas Center for Research Inc
2385 Irving HIll RoadLawrenceKS660457568480680117501(c)(3)$8,703Support of research activities
University of Kansas Medical Center Research Institute
3901 Rainbow BoulevardKansas CityKS66160481108830501(c)(3)$216,017Support of research activities
University of Kentucky
100 Funkhouser BldgLexingtonKY40506616001218115$80,155Support of research activities
University of Louisiana at Lafayette
104 University CircleLafayetteLA70503726000820115$129,006Support of research activities
University of Maryland
2108 Mitchell BldgCollege ParkMD20742526002033115$154,010Support of research activities
University of Massachusetts Medical School
70 Butterfield TerraceAmherstMA01003043167352115$437,769Support of research activities
University of Miami
1252 Memorial DrCoral GablesFL33146590624458501(c)(3)$216,894Support of research activities
University of Michigan
515 E JeffersonAnn ArborMI48109386000134115$831,404Support of research activities
University of Minnesota
101 Pleasant StMinneapolisMN55455416007513115$1,478,702Support of research activities
University of Mississippi Medical Center
2500 N State StJacksonMS39216646008520115$11,215Support of research activities
University of Nebraska Medical Center
987835 Nebraska Medical CntrOmahaNE68198470491233115$113,252Support of research activities
University of Nebraska-Lincoln
3835 Holdrege StLincolnNE68583470049123115$124,127Support of research activities
University of North Carolina at Chapel Hill
9201 University City BlvdCharlotteNC28223566000642115$134,043Support of research activities
University of North Carolina at Charlotte
9201 University City BlvdCharlotteNC282230001560791228115$66,484Support of research activities
University of Notre Dame
317 Main BuildingNotre DameIN46556350868188501(c)(3)$31,065Support of research activities
University of Oklahoma
660 Parrington OvalNormanOK73019736017987115$36,382Support of research activities
University of Pennsylvania
3451 Walnut StPhiladelphiaPA19104231352685501(c)(3)$1,279,369Support of research activities
University of Pittsburgh
4227 Fifth AvePittsburghPA15260250965591501(c)(3)$1,573,803Support of research activities
University of Puerto Rico Medical Sciences Campus
P O Box 365067San JuanPR009365067660433760115$60,796Support of research activities
University of Rochester
518 Hylan BuildingRochesterNY14627160743209501(c)(3)$17,760Support of research activities
University of South Carolina
1600 Hampton Street Room 612ColumbiaSC29208576001153501(c)(3)$25,122Support of research activities
University of South Florida - Tampa
4202 E Fowler AveTampaFL33620593102112115$94,847Support of research activities
University of Southern California
1540 Alcazar StLos AngelesCA90089951642394501(c)(3)$524,580Support of research activities
University of Tennessee Knoxville
62 South Dunlap StMemphisTN38163626001636501(c)(3)$81,570Support of research activitiesSuite 300
University of Texas at Austin
2100 San Jacinto BlvdAustinTX78712746000203115$301,713Support of research activities
University of Texas Health Science Center at Houston
7000 Fannin UCT 1006HoustonTX77030741761309115$176,450Support of research activities
University of Texas M D Anderson Cancer Center
1515 Holcombe BlvdHoustonTX77030760273984115$35,980Support of research activities
University of Texas Medical Branch at Galveston
301 University BoulevardGalvestonTX775550657746000949501(c)(3)$6,000Support of research activities
University of Texas Southwestern Med Ctr at Dallas
5323 Harry Hines BlvdDallasTX75390756002868115$507,804Support of research activities
University of Utah
201 S 1460 ESalt Lake CityUT84112876000121115$435,657Support of research activities
University of Virginia
1 College ParkWiseVA24293546001796115$885,434Support of research activities
University of Washington
1410 NE Campus ParkwaySeattleWA98195916001537115$817,341Support of research activities
University of Wisconsin-Madison
750 University Ave 4th FlMadisonWI537061490391805963501(c)(3)$935,435Support of research activitiesAW Peterson Building
Utah State University
PO Box 413135Salt Lake CityUT84141876000528115$65,899Support of research activities
Van Andel Research Institute
333 Bostwick Ave NEGrand RapidsMI49503522000823501(c)(3)$34,922Support of research activities
Vanderbilt University
2201 West End AveNashvilleTN37235620476822501(c)(3)$1,563,235Support of research activities
Versiti Wisconsin Inc
638 N 18th StMilwaukeeWI53233390807235501(c)(3)$16,650Support of research activities
Village of Skokie Health Department
5127 Oakton StreetSkokieIL60077366006103115$58,993Support of research activities
Virginia Commonwealth University
PO Box 980568RichmondVA232980568546001758501(c)(3)$23,290Support of research activities
Virginia Polytechnic Institute and State University
Office of Sponsored ProgramsBlacksburgVA24061546001805501(c)(3)$122,764Support of research activities300 Turner Street NW
Waikiki Health
277 Ohua AvenueHonoluluHI96815990159253501(c)(3)$15,000Support of research activities
Wake Forest University Health Sciences
1834 Wake Forest RdWinstonSalemNC27106900222618501(c)(3)$76,947Support of research activities
Washington University in St Louis
One Brookings DrSt LouisMO63130430653611501(c)(3)$976,988Support of research activities
Wayne State University
PO Box 02759DetroitMI48202383555142501(c)(3)$10,873Support of research activities
Weill Cornell Medical College
445 E 69th StreetNew YorkNY10021131623978501(c)(3)$47,805Support of research activities
Western Michigan University
1903 W Michigan AveKalamazooMI490085200386007327501(c)(3)$51,368Support of research activities
Westside Institute for Science and Education
820 S Damen AvenueChicagoIL60612363712391501(c)(3)$16,282Support of research activities
Will County Health Department
501 Ella AveJolietIL60433366006672115$7,500Support of research activities
Wright State University
3640 Colonel Glenn HwyDaytonOH45435310732831115$45,929Support of research activities
Yale University
140 Prospect StNew HavenCT06511060646973501(c)(3)$314,756Support of research activities
YMCA of the USA
101 North Wacker DriveChicagoIL60606363258696501(c)(3)$42,355Support of research activities
FieldValueIRS element (for citing)
Total501c3 Org262Total501c3OrgCnt
Total Other Org30TotalOtherOrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (2 entries)

Grant TypeGrantTypeTxtRecipientRecipientCntCash GrantCashGrantAmtNon Cash AssistanceNonCashAssistanceAmtValuation Method UsedValuationMethodUsedDescNon Cash AssistanceNonCashAssistanceDesc
Student grants, scholarships, and fellowships are financial aid that can be used towards educational related costs.18283$502,349,136$9,981BookWinter gear
Prizes and awards reflect prizes and awards to non-employees in recognition of an accomplishment, activity, or event.318$1,381,774

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule I, Part III PRIZES AND AWARDSPRIZES AND AWARDS REFLECT PRIZES AND AWARDS EXTENDED TO NON-EMPLOYEES IN RECOGNITION OF AN ACCOMPLISHMENT, ACTIVITY, OR EVENT. PRIZES AND AWARDS GIVEN TO EMPLOYEES ARE INCLUDED AS COMPENSATION AND REPORTED ON AN EMPLOYEE'S FORM W-2.
Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds.Explanation: Grants given to support of charitable community organizations. Such grants are extended only for charitable purposes to organizations that are exempt under Code Section 501(c)(3). After qualifications for the grant are met and the grant is disbursed to the charitable organization there is no subsequent monitoring by the University. Grants or other assistance are awarded to organizations or entities in the U.S. pursuant to the University policies and procedures for all grant subawards. Such subawards are monitored through the University's office for Sponsored Research (OSR) and the University's Office of Accounting Services for Research and Sponsored Programs (ASRSP). All subaward documentation including purchase orders, related charges and invoices are reviewed and monitored by ASRSP and confirmed with the principal investigator. The principal investigator must certify that the subaward costs are in accordance with the Office of Management and Budget's (OMB) Uniform Guidance (Uniform Administrative Requirements, Cost Principles, and Audit Requirements); also, ASRSP requests and collects audit reports from subaward recipients to monitor compliance, as required by the Uniform Guidance. If the information is not furnished to ASRSP, payment may be withheld.

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelYes (X)FirstClassOrCharterTravelInd
Travel For CompanionsYes (X)TravelForCompanionsInd
Idemnification Gross Up PmtsYes (X)IdemnificationGrossUpPmtsInd
Housing Allowance Or ResidenceYes (X)HousingAllowanceOrResidenceInd
Club Dues Or FeesYes (X)ClubDuesOrFeesInd
Personal ServicesYes (X)PersonalServicesInd
Written Policy Ref T And E ExpnssYes (true)WrittenPolicyRefTAndEExpnssInd
Substantiation RequiredYes (true)SubstantiationRequiredInd
Compensation CommitteeYes (X)CompensationCommitteeInd
Independent ConsultantYes (X)IndependentConsultantInd
Form990 Of Other OrganizationsYes (X)Form990OfOtherOrganizationsInd
Compensation SurveyYes (X)CompensationSurveyInd
Board Or Committee ApprovalYes (X)BoardOrCommitteeApprovalInd
Severance PaymentYes (true)SeverancePaymentInd
Supplemental Nonqual Rtr PlanYes (true)SupplementalNonqualRtrPlanInd
Equity Based Comp ArrngmfalseEquityBasedCompArrngmInd
Comp Based On Revenue Of Flng OrgYes (true)CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related OrgsfalseCompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng OrgfalseCompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd OrgsfalseCompBsdNetEarnsRltdOrgsInd
Any Non Fixed PaymentsYes (true)AnyNonFixedPaymentsInd
Initial Contract ExceptionYes (true)InitialContractExceptionInd
Rebuttable Presumption ProcfalseRebuttablePresumptionProcInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (34 entries)

TitleTitleTxtBase Compensation Filing OrgBaseCompensationFilingOrgAmtCompensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmtBonus Filing OrganizationBonusFilingOrganizationAmountBonus Related OrganizationsBonusRelatedOrganizationsAmtOther Compensation Filing OrgOtherCompensationFilingOrgAmtOther Compensation Rltd OrgsOtherCompensationRltdOrgsAmtDeferred Compensation Flng OrgDeferredCompensationFlngOrgAmtDeferred Comp Rltd OrgsDeferredCompRltdOrgsAmtNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmtNontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmtTotal Compensation Filing OrgTotalCompensationFilingOrgAmtTotal Compensation Rltd OrgsTotalCompensationRltdOrgsAmtComp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmtComp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
William H McLean
VP and Chief Investment Officer$664,996$0$1,076,212$0$570,244$0$870,539$0$19,285$0$3,201,276$0$736,388$0
James J Phillips
VP Athletics$1,463,962$0$427,500$0$399,413$0$210,500$0$96,789$0$2,598,164$0$233,333$0
Morton O Schapiro
President$1,021,531$0$233,333$0$392,626$0$363,728$0$264,054$0$2,275,272$0$166,667$0
Robert E McQuinn
VP for Development$586,702$0$120,833$0$239,542$0$244,986$0$37,347$0$1,229,410$0$130,000$0
Paul Castellucci
VP Budget and Planning$301,810$0$30,000$0$610,180$0$17,911$0$447$0$960,348$0$0$0
Stephanie M Graham
VP General Counsel$668,717$0$96,667$0$130,670$0$29,412$0$25,601$0$951,067$0$40,000$0
Craig A Johnson
Executive Vice President$669,595$0$107,333$0$19,740$0$116,833$0$8,165$0$921,666$0$0$0
Kathleen M Hagerty
Provost$486,767$0$46,667$0$64,715$0$20,689$0$495$0$619,333$0$0$0
Eric G Neilson
VP Medical Affairs$562,263$0$0$0$8,539$0$22,510$0$3,104$0$596,416$0$0$0
Julie Payne-Kirchmeier
VP for Student Affairs$311,918$0$98,333$0$126,838$0$13,416$0$8,261$0$558,766$0$0$0
Alex Darragh
VP for Facilities Management$423,244$0$90,720$0$1,715$0$0$0$1,995$0$517,674$0$0$0
Milan Mrksich
VP Research$455,101$0$600$0$18,409$0$19,711$0$15,293$0$509,114$0$0$0
Sean Reynolds
VP and Chief Information Officer$453,529$0$0$0$25,299$0$21,233$0$8,297$0$508,358$0$0$0
Marilyn McCoy
VP Administration & Planning$428,664$0$0$0$18,354$0$21,450$0$25,496$0$493,964$0$0$0
Manuel Cuevas-Trisan
VP for Human Resources$390,960$0$0$0$30,552$0$0$0$30,265$0$451,777$0$0$0
Jeri Ward
VP Global Marketing$419,738$0$0$0$360$0$17,118$0$11,007$0$448,223$0$0$0
Luke Figora
VP Operations$332,456$0$63,000$0$216$0$15,556$0$33,657$0$444,885$0$0$0
Priya Harjani
Interim VP for Human Resources$374,346$0$15,000$0$360$0$16,707$0$2,645$0$409,058$0$0$0
Michael Polisky
VP Athletics$242,605$0$50,004$0$2,352$0$11,652$0$37,436$0$344,049$0$0$0
Janna Blais
Interim VP Athletics$193,651$0$0$0$12,656$0$9,327$0$47,184$0$262,818$0$0$0
Devora Grynspan
VP International Relations$229,917$0$0$0$1,715$0$10,963$0$10,694$0$253,289$0$0$0
Robert Gundlach
Interim VP Athletics$181,095$0$0$0$6,854$0$8,556$0$22,968$0$219,473$0$0$0
Harisha Koneru Haigh
Managing Director Investments$423,013$0$519,511$0$18,360$0$302,886$0$31,233$0$1,295,003$0$0$0
Peter A Belytschko
Managing Director Investments$456,273$0$512,941$0$20,052$0$264,058$0$10,949$0$1,264,273$0$0$0
Amanda Distel
Senior Assoc VP &Treasurer$369,414$0$72,000$0$18,000$0$17,778$0$20,634$0$497,826$0$0$0
Daniel Durack
Assoc VP Budget & Planning$172,470$0$0$0$27,966$0$8,000$0$18,486$0$226,922$0$0$0
Patrick W Fitzgerald II
Head Coach$4,670,882$0$0$0$632,349$0$34,750$0$34,337$0$5,372,318$0$0$0
Christopher R Collins
Head Coach$2,779,049$0$0$0$47,651$0$32,250$0$34,114$0$2,893,064$0$0$0
Mohanbir S Sawhney
Professor, Kellogg$269,396$0$0$0$1,269,564$0$15,991$0$99,202$0$1,654,153$0$0$0
Maciej S Lesniak
Professor, Neurological Surgery$1,566,083$0$0$0$552$0$30,498$0$593$0$1,597,726$0$0$0
Eric T Anderson
Professor, Kellogg$410,663$0$0$0$650,294$0$20,297$0$75,958$0$1,157,212$0$0$0
Jonathan Holloway
Former Provost$323,576$0$0$0$33,236$0$106,037$0$14,236$0$477,085$0$0$0
Pamela S Beemer
Former VP for Human Resources$0$0$0$0$335,015$0$0$0$1,302$0$336,317$0$0$0
Joseph T Walsh Jr
Former VP for Research$137,422$0$0$0$15,660$0$15,880$0$61,075$0$230,037$0$0$0

Supplemental Information Detail SupplementalInformationDetail (10 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule J, Part I, Line 1a First-class or charter travelSix interested persons were provided charter travel and was treated as a business expense. The President is permitted to travel first class. The first class travel was treated as a business expense and not treated as taxable compensation.
Schedule J, Part I, Line 1a Travel for companionsThe President's spouse has accompanied the President at development events for business purposes and such expenses were not treated as taxable compensation. One listed person received companion travel and was treated as taxable compensation.
Schedule J, Part I, Line 1a Tax indemnification and gross-up paymentsThree listed persons received gross up payments in connection with certain benefits and such amounts were treated as taxable compensation.
Schedule J, Part I, Line 1a Housing allowance or residence for personal useThe President is required to reside in University-owned housing which is provided for the convenience of the University and is not treated as a taxable compensation pursuant to Internal Revenue Code Section 119. The annual fair market rental value of the housing is included in nontaxable benefits listed on Schedule J, Part II, column (D). Five other listed persons were provided with housing or a housing allowance and the amounts were treated as taxable compensation.
Schedule J, Part I, Line 1a Health or social club dues or initiation feesThe President was extended memberships in organizations that are held in the President's individual name but that reflect institutional business requirements and are not treated as taxable compensation. Five listed persons received reimbursement or imputation for social club dues, which were treated as taxable compensation.
Schedule J, Part I, Line 1a Personal servicesIn connection with the University-provided presidential housing, the University provides maid/cleaning services at the President's University residence. The value of the benefit for cleaning services associated with the personal living quarters is treated as taxable compensation. Nominal chauffeur services were provided to the President and the value of the benefit is treated as taxable compensation.
Schedule J, Part I, Line 4a Severance or change-of-control paymentIN CONNECTION WITH SEPARATION OR RETIREMENT FROM NORTHWESTERN UNIVERSITY, THE FOLLOWING RECEIVED COMPENSATION IN THE AMOUNTS DESCRIBED, WHICH WERE INCLUDED IN PART II, COLUMN B (III). Pamela Beemer: $335,015 Paul Castellucci: $610,000
Schedule J, Part I, Line 4b Supplemental nonqualified retirement planThe following participated in a 457(f) nonqualified retirement plan and the amounts are subject to substantial risk of forfeiture and vest after a number of years Name and amount contributed: Morton Schapiro ($333,868), Craig Johnson ($87,445), Robert McQuinn ($216,111), James Phillips ($180,000), William McLean ($840,887), Peter Belytschko ($242,614),Harisha Haigh ($282,486), Jonathan Holloway ($80,000) Name and amount paid: Morton Schapiro ($307,741), Robert McQuinn ($194,458), William McLean ($891,324), Peter Belytschko ($254,722),Harisha Haigh ($221,420), Stephanie Graham ($129,638), James Phillips ($358,302).
Schedule J, Part I, Line 5a Compensation contingent on revenues of the organizationThe Chief Investment Officer and Managing Directors of Investments received incentive compensation which was in part calculated contingent on the performance of the University's long term investments. THE INCENTIVE COMPENSATION IS BASED ON SPECIFIC METRICS AND FORMULAE WHICH ARE VERIFIED AND CALCULATED BY AN INDEPENDENT THIRD PARTY CONSULTANT.
Schedule J, Part I, Line 7 Non-fixed paymentsThe President and fifteen interested persons received a non-fixed payment related to a recognition bonus. One officer was offered non-fixed payment related to apparel and tickets.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (3 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
ILLINOIS FINANCE AUTHORITY
A86109196745200BFC72004-09-09$135,800,000ACQUIRE, CONSTRUCT OR RENOVATE UNIVERSITY FACILITIES & Equipmentfalsefalsefalse
ILLINOIS FINANCE AUTHORITY
B86109196745200FKZ12008-06-25$125,000,000ACQUIRE, CONSTRUCT OR RENOVATE UNIVERSITY FACILITIESfalsefalsefalse
Illinois Finance Authority
C86109196745203H2A92015-06-04$146,017,057ACQUIRE, CONSTRUCT OR RENOVATE UNIVERSITY FACILITIESfalsefalsefalse

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (3 entries)

Bond ReferenceBondReferenceCdTotal ProceedsTotalProceedsAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCapital ExpendituresCapitalExpendituresAmtSubstantial CompletionSubstantialCompletionYrRefunding Tax Exempt BondsRefundingTaxExemptBondsIndRefunding Taxable BondsRefundingTaxableBondsIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintInd
A$144,677,217$1,039,400$143,637,8172008falsefalseYes (true)Yes (true)
B$126,815,680$1,250,000$125,565,6802011falsefalseYes (true)Yes (true)
C$146,081,419$886,268$145,195,1512017falsefalseYes (true)Yes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (3 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
AfalseYes (true)Yes (true)falseYes (true)false0.0060.006falsefalseYes (true)
BfalseYes (true)Yes (true)falseYes (true)false0.00550.0055falsefalseYes (true)
CfalsefalseYes (true)falsefalse0.0260.026falsefalseYes (true)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (3 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsIndTerm Of HedgeTermOfHedgePctSuperintegrated HedgeSuperintegratedHedgeIndHedge TerminatedHedgeTerminatedInd
(no name)
AfalsefalsefalseYes (true)Yes (true)falsefalsefalseYes (true)
See Part VI
BfalsefalsefalseYes (true)Yes (true)Yes (true)falsefalseYes (true)4.0falsefalse
(no name)
CfalsefalsefalseYes (true)falsefalsefalsefalseYes (true)

Procedures Corrective Action ProceduresCorrectiveActionGrp (3 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (true)
BYes (true)
CYes (true)

Supplemental Information Detail SupplementalInformationDetail (10 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule K, Part I, Column (c) Bond Issue B: IFA - Series 2008Additional CUSIPs: 45200F LA5, 45200F LB3
Schedule K, Part IV, Line 4b Bond Issue B: IFA - Series 2008Morgan Stanley Capital Services LLC; Bank of America, NA; JP Morgan
Schedule K, Part II, Line 3 Total proceeds of issueThe difference between issue prices and proceeds of bonds are a result of investment income earned.
Schedule K, Part III, Line 3b Reviews by Bond CounselThe University monitors changes in private use on an ongoing basis internally.
Schedule K, Part III, Line 4 Private Business UseThe University finances acquisition, construction and renovation of University facilities with multiple funding sources including tax exempt bond issues. There is a small amount of monitored private business use within the facilities partially funded by bonds; however, such usage was financed from other sources.
Schedule K, Part I, Column (f) PurposesIn addition to the purposes listed in Part I, Column (f), bonds were also issued to pay costs of issuance.
Schedule K, Part I, Column (c) Bond Issue A: IFA-Series 2004Additional CUSIP: 45200B FD5
Schedule K, Part IV, Line 2c COLUMN AIssuer name: ILLINOIS FINANCE AUTHORITY The calculation for computing no rebate due was performed on 09/09/2009
Schedule K, Part IV, Line 2c COLUMN BIssuer name: ILLINOIS FINANCE AUTHORITY The calculation for computing no rebate due was performed on 06/25/2018
Schedule K, Part IV, Line 2c COLUMN CIssuer name: Illinois Finance Authority The calculation for computing no rebate due was performed on 06/04/2020

Schedule L IRS990ScheduleL

Loans Btwn Org Interested Prsn LoansBtwnOrgInterestedPrsnGrp (2 entries)

Relationship With OrgRelationshipWithOrgTxtLoan PurposeLoanPurposeTxtLoan From OrganizationLoanFromOrganizationIndOriginal PrincipalOriginalPrincipalAmtBalance DueBalanceDueAmtDefaultDefaultIndBoard Or Committee ApprovalBoardOrCommitteeApprovalIndWritten AgreementWrittenAgreementInd
Milan Mrksich
EmployeeCompensationYes (X)$150,000$75,436falsefalseYes (true)
Derrick Gragg
EmployeeCompensationYes (X)$1,000,000$1,000,000falseYes (true)Yes (true)
FieldValueIRS element (for citing)
Total Balance Due$1,075,436TotalBalanceDueAmt

Grnt Asst Bnft Interested Prsn GrntAsstBnftInterestedPrsnGrp

FieldValueIRS element (for citing)
Cash Grant$28,028CashGrantAmt
Type Of AssistanceScholarshipTypeOfAssistanceTxt
Assistance PurposeEducational scholarshipAssistancePurposeTxt

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (9 entries)

Relationship DescriptionRelationshipDescriptionTxtTransactionTransactionAmtTransactionTransactionDescSharing Of RevenuesSharingOfRevenuesInd
Jennifer Burke
Family member of Joseph T. Walsh, Former Officer$89,974Employmentfalse
Great Lakes Coca-Cola
M. Jude Reyes, Trustee, ownership interest over 35%$536,492Soft drink purchases and merchandisefalse
Constadina Castellucci
Family member of Paul Castellucci, Officer$117,582Employmentfalse
Linda Darragh
Family member to Alex Darragh, Officer$146,233Employmentfalse
RCPI LANDMARK PROPERTIES LLCTishman Speyer Crown Equities LLC
A. Steven Crown, Trustee, ownership interest over 35%$473,223Lease of real estatefalse
Samuel Stupp
Family member of Devora Grynspan, Officer$468,066Employmentfalse
Anthony Kirchmeier
Family member of Julie Payne-Kirchmeier, Officer$99,122Employmentfalse
William Rogerson
Family member of Kathleen Hagerty, Officer$259,068Employmentfalse
Janna Blais
Interim Officer$233,277Sale of real estatefalse

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSchedule L, Part II, Column (h) Employee LoanFormAndLineReferenceDesc
ExplanationThe loan extended to Milan Mrksich was entered into several years prior to the employee becoming an officer.ExplanationTxt

Schedule M IRS990ScheduleM

Works Of Art WorksOfArtGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution35ContributionCnt
Noncash Contributions Rpt F990$2,619,077NoncashContributionsRptF990Amt
Method Of Determining RevenuesMarket valueMethodOfDeterminingRevenuesTxt

Clothing And Household Goods ClothingAndHouseholdGoodsGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Noncash Contributions Rpt F990$3,802NoncashContributionsRptF990Amt
Method Of Determining RevenuesMarket valueMethodOfDeterminingRevenuesTxt

Securities Publicly Traded SecuritiesPubliclyTradedGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution751ContributionCnt
Noncash Contributions Rpt F990$58,581,860NoncashContributionsRptF990Amt
Method Of Determining RevenuesMarket valueMethodOfDeterminingRevenuesTxt

Drugs And Medical Supplies DrugsAndMedicalSuppliesGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution1ContributionCnt
Noncash Contributions Rpt F990$10,800NoncashContributionsRptF990Amt
Method Of Determining RevenuesMarket valueMethodOfDeterminingRevenuesTxt

Other Non Cash Contri Table OtherNonCashContriTableGrp (2 entries)

Non Cash CheckboxNonCashCheckboxIndDescDescContributionContributionCntNoncash Contributions Rpt F990NoncashContributionsRptF990AmtMethod Of Determining RevenuesMethodOfDeterminingRevenuesTxt
Yes (X)equipment, software16$4,040,206Market value
Yes (X)Events, tickets50$120,317Market value
FieldValueIRS element (for citing)
Form8283 Received5Form8283ReceivedCnt
Any Property That Must Be HeldfalseAnyPropertyThatMustBeHeldInd
Review Process Unusual NC GiftsYes (true)ReviewProcessUnusualNCGiftsInd
Third Parties UsedfalseThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSchedule M, Part I Column (b)FormAndLineReferenceDesc
ExplanationThe University is reporting the number of contributions received.ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (17 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Form 990, Part VI, Line 10a LOCAL CHAPTERS, BRANCHESTHE UNIVERSITY DOES NOT HAVE LOCAL CHAPTERS, BRANCHES, LODGES, UNITS OR SIMILAR AFFILIATES. AS DESCRIBED IN SCHEDULE F, THE UNIVERSITY HAS ONE INTERNATIONAL CAMPUS, LOCATED IN DOHA, QATAR. THE UNIVERSITY HAS A NUMBER OF AFFILIATION AGREEMENTS AND ARRANGEMENTS WITH OTHER RESEARCH AND EDUCATIONAL INSTITUTIONS BUT THE UNIVERSITY DOES NOT HAVE AUTHORITY TO EXERCISE SUPERVISION AND CONTROL OF SUCH INSTITUTIONS.
Form 990, Part VI, Line 16b JOINT VENTURESTHE UNIVERSITY DOES NOT HAVE A WRITTEN POLICY REGARDING JOINT VENTURES IN GENERAL. HOWEVER, JOINT VENTURE AGREEMENTS ARE REVIEWED BY THE UNIVERSITY'S OFFICE OF GENERAL COUNSEL TO EVALUATE WHETHER THE AGREEMENT FURTHERS THE MISSION OF THE UNIVERSITY AND TO ENSURE THE SAFEGUARDING OF UNIVERSITY'S ASSETS. THE UNIVERSITY ALSO HAS GUIDELINES CONCERNING JOINT VENTURES IN ITS TECHNOLOGY TRANSFER AND INVESTMENT POLICIES.
Form 990, Part VI, Line 1a Delegate broad authority to a committeeExecutive Committee of the Board of Trustees is comprised of 21 members of the governing body. The Executive Committee may exercise the power of the Board of Trustees between meetings with respect to ordinary business transactions.
Form 990, Part VI, Line 2 Family/business relationships amongst interested personsJay C. Hoag and Patrick G. Ryan Jr. - Business relationship, M. Jude Reyes and A. Steven Crown - Business relationship, M. Jude Reyes and Patrick Ryan Jr. - Business relationship, M. Jude Reyes and Frederick H. Waddell - Business relationship, David B. Weinberg and M. Jude Reyes - Business relationship, Muneer A. Satter and Patrick Ryan Jr. - Business relationship, Paula Pretlow and David Sachs - Business relationship
Form 990, Part VI, Line 11b Review of form 990 by governing bodyAn electronic copy of the University's final Form 990 (including all required schedules), was provided to each voting member of the University's governing body prior to filing. That version of the Form 990 is identical to the one ultimately filed with the IRS. Prior to providing a copy to the governing body, a draft of the Form 990 was provided for review to the Audit, Risk, and Compliance Committee of the Board of Trustees, which is comprised of a subset of members from the governing body who review the accounting procedures and controls of the University.
Form 990, Part VI, Line 12c Conflict of interest policyUniversity Bylaws and Statutes require that any conflict of interest of any Trustee, Officer or their immediate families be disclosed to the University in writing. An Officer shall call any conflict of interest to the attention of the President (unless the conflict is on the part of the President, in which case it shall be called to the attention of the Vice President and General Counsel and the Chair of the Board of Trustees). If the matter is being considered by the Board of Trustees or one of its committees, such Officer is not permitted to participate in or make recommendations about the conflict of interest under discussion, except to the extent the Officer is required by the Trustees of other officers to answer pertinent questions related to the conflict. A Trustee having a conflict of interest shall call it to the attention of the Board or committee and shall abstain on voting on the subject. The Trustee is encouraged to answer pertinent questions when his/her knowledge of the subject will assist the Board or any of its committees. In addition, Trustees are subject to a Conflict of Interest Policy, which has been adopted by the Board of Trustees. Potential conflicts of interest are further scrutinized under a University investment policy governing Trustee Relationship Investments whereby, among other things, affected trustees must recuse themselves from any discussion and vote related to the investment. Pursuant to the University's staff and faculty Conflict of Interest Policies, employees are required to disclose potential conflicts of interest to the University on an annual basis. Employees receive annual reminders to complete a conflict of interest questionnaire and responses are submitted electronically and reviewed by each employee's supervisor. Potential conflicts are further reviewed by the University's Department of Human Resources and action taken by senior management as needed.
Form 990, Part VI, Line 15a Process to establish compensation of top management officialThe Compensation Committee of the Board includes members of the University's governing body who are not related or controlled by the employees whose compensation they are reviewing. To assess the reasonableness of employee compensation, the compensation committee of the Board relies on (i) formal survey and comparability data prepared and compiled by an outside consultant who has expertise in the field of executive compensation assessment and benchmarking and (ii) compensation recommendations from the President and Provost for their direct reports. The Compensation Committee of the Board meets every June for the purpose of reviewing and approving executive compensation recommendations for the next fiscal year. After review and the approval, the Committee's decisions are documented with internal communications to executive leadership except that the President's compensation is communicated solely to the Vice President & General Counsel. The offices of the President, Provost and Senior Vice President separately then send the final compensation decisions to the payroll department and the Vice President of Human Resources for implementation and processing other than the compensation information of the President, which is provided by the Vice President & General Counsel to the Vice President of Human Resources.
Form 990, Part VI, Line 19 Required documents available to the publicGoverning documents: The University maintains an Office for Global Marketing and Communication where information requests from the public are processed. The organizing document by which the University was created, its charter, is available upon request. The University's employee conflict of interest policy and financial statements are available on the University website.
Form 990, Part VIII, Line 2f Other Program Service Revenueplant - Total Revenue: 14394461, Related or Exempt Function Revenue: 14394461, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ;
Form 990, Part VIII, Line 11d Other Miscellaneous Revenue- Total Revenue: 36732, Related or Exempt Function Revenue: , Unrelated Business Revenue: 15227, Revenue Excluded from Tax Under Sections 512, 513, or 514: 21505;
Form 990, Part XI, Line 9 Other changes in net assets or fund balancesChange in value of derivative instruments - 5157976;
Schedule F, Part I, Line 3 Program-related InvestmentsProgram-related investments represent student loans disbursed during students' enrollment in international programs.
Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDSGrants or other assistance are awarded to foreign organizations or entities pursuant to the University policies and procedures for all grant subawards. Such subawards are monitored through the University's office for Sponsored Research (OSR) and the University's office of Accounting Services for Research and Sponsored Programs (ASRSP). All subaward documentation including purchase orders, related charges and invoices are reviewed and monitored by ASRSP and confirmed with the principal investigator. The principal investigator must certify that the subaward costs are in accordance with the Office of Management and Budget's (OMB) Uniform Guidance (Uniform Administrative Requirements, Cost Principles, and Audit Requirements); also, ASRSP requests and collects audit reports from subaward recipients to monitor compliance, as required by the Uniform Guidance. If the information is not furnished to ASRSP, payment may be withheld.
Schedule J, Part I, Line 8 Payments on contract that is subject to the initial contract exceptionSubject to the initial contract exception is the loan extended to Milan Mrksich which was entered into several years prior to the employee becoming an officer.
Schedule J, Part I, Line 1aSCHEDULE J SUPPLEMENTAL INFORMATION
FORM 990, PART XI, LINE 9 - OTHER CHANGES IN NET ASSETS OR FUND BALANCES 5,157,976CHANGE IN VALUE OF DERIVATIVE ASSETS $5,157,793 plus misc. $183
Part VI, line 15b Compensation of officersCALENDAR YEAR 2020 COMPENSATION WAS REVIEWED AND APPROVED BY AN INDEPENDENT AND AUTHORIZED COMMITTEE OF THE BOARD FOR PRESIDENT MORTON SCHAPIRO, PROVOST KATHLEEN HAGERTY, EXECUTIVE VP CRAIG JOHNSON, GENERAL COUNSEL STEPHANIE GRAHAM, CHIEF INVESTMENT OFFICER WILLIAM MCLEAN, VP OF ALUMNI RELATIONS AND DEVELOPMENT ROBERT MCQUINN, AND ATHLETIC DIRECTOR VP JAMES PHILLIPS. THE ANNUAL REVIEW PROCESS INCLUDES REVIEW OF COMPARABILITY DATA PREPARED AND PROVIDED BY AN INDEPENDENT THIRD PARTY COMPENSATION CONSULTANT AND CONTEMPORANEOUS SUBSTANTIATION. WITH EXCEPTION TO INTERIM OFFICER APPOINTMENTS, THE ANNUAL REVIEW PROCESS FOR ALL OTHER OFFICERS INCLUDED A REVIEW BY AN INDEPENDENT AND AUTHORIZED COMMITTEE OF THE BOARD OF COMPARABILITY DATA PREPARED AND PROVIDED BY AN INDEPENDENT THIRD PARTY COMPENSATION CONSULTANT. THE CALENDAR YEAR 2020 REPORTABLE COMPENSATION FOR INTERIM FISCAL YEAR 2021 OFFICERS, JANNA BLAIS, MICHAEL POLISKY, ROBERT GUNDLACH AND PRIYA HARJANI WAS ESTABLISHED AND EARNED PRIOR TO SUCH INDIVIDUALS BEING APPOINTED AS FISCAL YEAR 2021 OFFICERS. FISCAL YEAR 2021 NEWLY APPOINTED OFFICERS AMY FALLS, DERRICK GRAGG AND ROBIN MEANS COLEMAN WERE NOT COMPENSATED IN CALENDAR YEAR 2020. CALENDAR YEAR 2020 COMPENSATION FOR KEY EMPLOYEES DANIEL DURACK AND AMANDA DISTEL WAS ESTABLISHED PRIOR TO SUCH INDIVIDUALS BECOMING INTERESTED PERSONS IN FISCAL YEAR 2021. COMPENSATION FOR KEY EMPLOYEES, PETER BELYTSCHKO AND HARISHA HAIGH (BOTH INVESMENT MANAGING DIRECTORS WHO HAD ENHANCED DUTIES DURING A PERIOD IN FISCAL YEAR 2021 WHEN THE UNIVERSITY DID NOT HAVE AN INDIVIDUAL HOLDLING THE POSITION AS A CHIEF INVESTMENT OFFICER) IS ESTABLISHED THROUGH AN ANNUAL REVIEW PROCESS THAT INCLUDES REVIEW OF COMPARABILITY DATA PREPARED AND PROVIDED BY AN INDEPENDENT THIRD PARTY CONSULTANT AND APPROVED BY AN INDEPENDENT AND AUTHORIZED COMMITTEE OF THE BOARD.

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp (2 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdTotal IncomeTotalIncomeAmtEnd Of Year AssetsEndOfYearAssetsAmtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtAddress Line1ForeignAddress/AddressLine1TxtCityForeignAddress/CityNmProvince Or StateForeignAddress/ProvinceOrStateNmCountryForeignAddress/CountryCdForeign PostalForeignAddress/ForeignPostalCdLegal Domicile Foreign CountryLegalDomicileForeignCountryCd
Triad WIS NWU LLC
550 N Green Bay RdLake ForestIL60045473504918InvestmentIL$1,567,048$4,372,063Northwestern University
Northwestern University USA Foundation Limited
981458225Fundraising$280,663$20,968Northwestern University21 Holborn ViaductLondonEnglandUKEC1A2DYUK

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (5 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdExempt Code SectionExemptCodeSectionTxtPublic Charity StatusPublicCharityStatusTxtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtControlled OrganizationControlledOrganizationIndDirect Controlling NADirectControllingNACd
RUBICON INSURANCE COMPANY
2020 RIDGE AVENUEEVANSTONIL60208363694409PROVIDING MEDICAL MALPRACTICE, General/Professional/Auto Liability Insurance to the UniversityIL501(c)(3)Type IINORTHWESTERN UNIVERSITYYes (true)
STUDENTS PUBLISHING COMPANY
1999 SHERIDAN RDEVANSTONIL60208366002654PUBLISHES STUDENT PERIODICALSIL501(c)(3)Type IIfalseN/A
MCGAW MEDICAL CENTER OF NORTHWESTERN UNIVERSITY
420 E SUPERIOR STCHICAGOIL60611362656113COORDINATION OF MEDICAL RESIDENTSIL501(c)(3)Type INorthwestern UniversityYes (true)
THE BIG TEN CONFERENCE INC
1500 W HIGGINS RDPARK RIDGEIL60068363640583FACILITATE QUALITY INTERCOLLEGIATE ATHLETIC COMPETITIONIL501(c)(3)Type IIfalseN/A
COMMITTEE ON INSTITUTIONAL COOPERATION
1819 S NEIL STCHAMPAIGNIL61820463254996ACADEMIC CONSORTIUM TO ADVANCE MISSION OF MEMBER INSTITUTIONSIL501(c)(3)Type III-OfalseN/A

Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (3 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtPredominant Income TypePredominantIncomeTypeTxtShare Of Total IncomeShareOfTotalIncomeAmtShare Of EOY AssetsShareOfEOYAssetsAmtDisproportionate AllocationsDisproportionateAllocationsIndGeneral Or Managing PartnerGeneralOrManagingPartnerIndOwnershipOwnershipPct
Kuramo Africa Opportunity Fund II LP
500 5th Ave 44th FlNew YorkNY10110473117325InvestmentNYNorthwestern UniversityExcluded-$983,021$10,764,367falsefalse0.99
KCG 64 CI-1 LP
7121 Fairway Dr Ste 410Palm Beach GardensFL33418823391115InvestmentFLNorthwestern UniversityExcluded$215,536$6,245,234falsefalse0.8509
Nighthawk Partners LP
2000 MCKINNEY AVENUE SUITE 2125DallasTX75201825246719InvestmentDENorthwestern UniversityExcluded-$1,001,011$161,630,261falsefalse1

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (3 entries)

Primary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtEntity TypeEntityTypeTxtControlled OrganizationControlledOrganizationIndEINEINLegal Domicile Foreign CountryLegalDomicileForeignCountryCdShare Of Total IncomeShareOfTotalIncomeAmtShare Of EOY AssetsShareOfEOYAssetsAmtOwnershipOwnershipPctAddress Line1ForeignAddress/AddressLine1TxtAddress Line2ForeignAddress/AddressLine2TxtCityForeignAddress/CityNmProvince Or StateForeignAddress/ProvinceOrStateNmCountryForeignAddress/CountryCdForeign PostalForeignAddress/ForeignPostalCd
CHARITABLE REMAINDER UNITRUSTSAnnuity TrustsPIF (58 7 2 respectively)
Charitable TrustILNATrustYes (true)
Bensell US Feeder LP
InvestmentsNorthwestern UniversityC CorporationYes (true)980492320UK$19,902$336,9970.566
Gotham Neutral Strategies Ltd
InvestmentNorthwestern UniversityC CorporationYes (true)CJ$3,047,386$98,533,3620.8857Corporate Services Cayman Limited190 Elgin AveGeorge TownGrand CaymanCJKT19005
FieldValueIRS element (for citing)
Receipt Of Int Annts Rnts RyltsYes (true)ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth OrgYes (true)GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth OrgYes (true)GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other OrgfalseLoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth OrgfalseLoansOrGuaranteesFromOthOrgInd
Div Related OrganizationfalseDivRelatedOrganizationInd
Asset Sale To Other OrgfalseAssetSaleToOtherOrgInd
Asset Purchase From Other OrgfalseAssetPurchaseFromOtherOrgInd
Asset ExchangefalseAssetExchangeInd
Rental Of Facilities To Oth OrgYes (true)RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth OrgfalseRentalOfFcltsFromOthOrgInd
Perform Of Services For Oth OrgYes (true)PerformOfServicesForOthOrgInd
Perform Of Services By Other OrgYes (true)PerformOfServicesByOtherOrgInd
Sharing Of FacilitiesYes (true)SharingOfFacilitiesInd
Paid Employees SharingYes (true)PaidEmployeesSharingInd
Reimbursement Paid To Other OrgYes (true)ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other OrgYes (true)ReimbursementPaidByOtherOrgInd
Transfer To Other OrgYes (true)TransferToOtherOrgInd
Transfer From Other OrgYes (true)TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (14 entries)

Transaction TypeTransactionTypeTxtInvolvedInvolvedAmtMethod Of Amount DeterminationMethodOfAmountDeterminationTxt
Rubicon Insurance Company
Q$1,986,030Cash
Rubicon Insurance Company
R$3,669,180Cash
McGaw Medical Center
A$162,532Cash
McGaw Medical Center
M$11,038,109Cash
McGaw Medical Center
N$550,000Cash
McGaw Medical Center
O$135,150Cash
McGaw Medical Center
P$177,390Cash
McGaw Medical Center
Q$149,707Cash
KCG 64 CI-1 LP
R$74,404Cash
KCG 64 CI-1 LP
S$4,492,969Cash
Kuramo Africa Opportunity Fund II LP
R$2,107,171Cash
Kuramo Africa Opportunity Fund II LP
S$296,417Cash
Nighthawk Partners LP
R$31,350,205Cash
Gotham Neutral Strategies
R$35,000,000Cash

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Schedule R, Part IV, Column (c)The Charitable Remainder Unitrusts and Charitable Remainder Annuity Trusts are predominantly domiciled in Illinois
Schedule R, Part III, Column (g)Taxpayer's share of end-of-year assets for KCG 64 CI-1, L.P. and NIGHTHAWK PARTNERS LP are based on the respective partnership's end-of-year total assets from the audited financial statements, since the Schedule K-1 for the partnership's year ending with or within the organization's tax year are based on tax basis as per IRS requirements.