A KINDER WORLD FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- A KINDER WORLD FOUNDATION (EIN 20-6197902)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-09-07
- IRS object ID
- 202222509349100702
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- General Explanation Attachment
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-09-07T08:41:09-05:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 010825608 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DAIGLE & ASSOCIATES LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 176 FEDERAL STREET | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02110 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 206197902 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | A KINDER WORLD FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | AKIN | BusinessNameControlTxt |
| Phone | 2078386178 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 954 LEXINGTON AVENUE 325 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100215013 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DIANA CASTELLANOS SWARTZ | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2078386178 | PhoneNum |
| Signature | 2022-08-25 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | DIANA | PersonFirstNm |
| Person Last | CASTELLANOS SWARTZ | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CATHERINE A ABATI | PreparerPersonNm |
| PTIN | P00246366 | PTIN |
| Phone | 6176193350 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $15,575,984 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $3,000,425 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $16 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $16 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $361,935 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $361,442 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $537,621 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $4,061,064 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $540,483 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $3,899,997 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $901,941 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $18,117 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $11,777 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $6,340 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $24,033 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $12,017 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $12,016 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $106,359 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $53,180 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $53,180 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $70 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,612 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $70 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $11,223 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $8,862 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $2,361 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $159,802 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $90,448 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $73,967 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $450,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $450,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $609,802 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $90,448 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $523,967 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $3,290,195 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $811,493 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $6 | CashBOYAmt |
| Sav And Temp Cash Invst BOY | $381,479 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $340,834 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $340,834 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $4,660,652 | CorporateStockBOYAmt |
| Corporate Stock EOY | $7,686,191 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $9,401,013 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $5,316,901 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $5,620,276 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $5,833,875 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $0 | OtherAssetsBOYAmt |
| Other Assets EOY | $0 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $262 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $10,359,038 | TotalAssetsBOYAmt |
| Total Assets EOY | $13,647,301 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $15,575,984 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $10,687,645 | CapitalStockBOYAmt |
| Capital Stock EOY | $10,687,645 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | -$328,607 | RetainedEarningBOYAmt |
| Retained Earning EOY | $2,959,656 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $10,359,038 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $13,647,301 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $10,359,038 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $13,647,301 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $10,359,038 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $3,290,195 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $13,649,233 | SubtotalAmt |
| Other Decreases | $1,932 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $13,647,301 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| JP MORGAN - 8005 | P | $3,960,618 | $3,520,581 | $440,037 | $440,037 |
| CAPITAL GAINS DIVIDENDS | P | $100,446 | $100,446 | $100,446 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $540,483 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $11,280 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $11,280 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $11,280 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $12,122 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $15,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $27,122 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $15,842 | OverpaymentAmt |
| Applied To ES Tax | $15,842 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | Yes (1) | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | MITCHELL PROTASS | IndividualWithBooksNm |
| Phone | 2126480069 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 390 MADISON AVENUE FLOOR 25 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ROBERT N SHAPIRO | ||||||||
| C/O ROPES GRAY LLP 800 BOYLSTON ST | BOSTON | MA | 02199 | TRUSTEE | 0.50 | $18,117 | $0 | $0 |
| DAVID B SWARTZ | ||||||||
| 954 LEXINGTON AVENUE 325 | NEW YORK | NY | 100215013 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| DIANA CASTELLANOS SWARTZ | ||||||||
| 954 LEXINGTON AVENUE 325 | NEW YORK | NY | 100215013 | TRUSTEE | 10.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JP MORGAN | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 270 PARK AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGEMENT | ServiceTypeTxt |
| Compensation | $66,159 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $12,388,591 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $235,387 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $12,623,978 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $12,623,978 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $189,360 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $12,434,618 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $621,731 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $621,731 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $11,280 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $11,280 | TotalTaxAmt |
| Distributable Before Adj | $610,451 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $610,451 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $610,451 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $523,967 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $523,967 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $610,451 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $515,575 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $523,967 | QualifyingDistributionsAmt |
| Applied To Year1 | $515,575 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $8,392 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $602,059 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | DAVID B SWARTZ | ContributingManagerNm |
| Contributing Manager | DIANA CASTELLANOS SWARTZ | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (15 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ANIMAL HAVEN | |||||||
| 200 CENTRE STREET | NEW YORK | NY | 10013 | NONE | PC | SUPPORT FOR THE ELDERLY, HOMELESS, AND VICTIMS OF DOMESTIC VIOLENCE; GENERAL ANIMAL CARE | $60,000 |
| ANIMAL WATCH | |||||||
| 2525 ARAPAHOE E4-705 | BOULDER | CO | 90302 | NONE | PC | DISASTER RESPONSE - TEXAS ICE STORM | $10,000 |
| CHENOA MANOR SANCTUARY | |||||||
| GLEN WILLOW ROAD | AVONDALE | PA | 19311 | NONE | PC | DISASTER RESPONSE - FLOOD | $3,000 |
| FOSTER PARROTS LTD | |||||||
| PO BOX 34 | HOPE VALLEY | RI | 02832 | NONE | PC | DISASTER RESPONSE - FIRE | $25,000 |
| GLOBAL FEDERATION OF ANIMAL SANCTUARIES | |||||||
| PO BOX 73308 | PHOENIX | AZ | 85050 | NONE | PC | ANIMAL WELFARE AND CONSERVATION | $13,000 |
| GOLD COUNTRY WILDLIFE RESCUE | |||||||
| PO BOX 4162 | AUBURN | CA | 956044162 | NONE | PC | DISASTER RESPONSE - FIRES | $10,000 |
| HUMANE EDUCATION ADVOCATES REACHING TEACHERS (HEART) | |||||||
| PO BOX 738 | MAMARONECK | NY | 10543 | NONE | PC | YOUTH DEVELOPMENT AND EDUCATION | $25,000 |
| JUNGLE FRIENDS PRIMATE SANCTUARY INC | |||||||
| 13915 NORTH STATE ROAD 121 | GAINSVILLE | FL | 32653 | NONE | PC | ANIMAL WELFARE AND CONSERVATION; HABITAT UPGRADE & MAINTENANCE | $30,000 |
| PAN-AFRICAN SANCTUARIES ALLIANCE | |||||||
| 3426 SW ARNOLD STREET | PORTLAND | OR | 97219 | NONE | PC | PANDEMIC RESPONSE IN AFRICA; ANIMAL WELFARE AND CONSERVATION | $49,000 |
| SEARCH AND CARE | |||||||
| 1844 SECOND AVENUE | NEW YORK | NY | 10128 | NONE | PC | ELDER SUPPORT - PET CARE FUND | $10,000 |
| URBAN RESOURCE INSTITUTE | |||||||
| 75 BROAD STREET SUITE 505 | NEW YORK | NY | 10004 | NONE | PC | SUPPORT FOR VICTIMS OF DOMESTIC VIOLENCE | $50,000 |
| WORLD ANIMAL PROTECTION | |||||||
| 450 SEVENTH AVENUE 31ST FLOOR | NEW YORK | NY | 10123 | NONE | PC | ANIMAL WELFARE AND CONSERVATION | $30,000 |
| CHIMP HAVEN | |||||||
| 13600 CHIMPANZEE PLACE | KEITHVILLE | LA | 71047 | NONE | PC | ANIMAL WELFARE AND CONSERVATION | $35,000 |
| PETS ARE WONDERFUL SUPPORT | |||||||
| 134 WEST 29TH STREET SUITE 802 | NEW YORK | NY | 10001 | NONE | PC | SUPPORT FOR ELDER AND HOMEBOUND PET OWNERS | $35,000 |
| PRIMARILY PRIMATES | |||||||
| 26099 DULL KNIFE TRAIL | SAN ANTONIO | TX | 78255 | NONE | PC | DISASTER RESPONSE PREPAREDNESS; ANIMAL WELFARE AND CONSERVATION -HABITAT IMPROVEMENTS | $65,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $450,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $16 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $361,935 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $537,621 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $899,572 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $899,572 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | DAVID B SWARTZ | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 954 LEXINGTON AVENUE 325 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100215013 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $3,000,425 | TotalContributionsAmt |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | 8,817 SHARES OF SNOWFLAKE INC CL A STOCK | NoncashPropertyDesc |
| Fair Market Value | $3,000,425 | FairMarketValueAmt |
| Received | 2021-12-29 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ROPES & GRAY TAX PREPARATION | CategoryTxt |
| Amt | $24,033 | Amt |
| Net Investment Income | $12,017 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $12,016 | DisbursementsCharitablePrpsAmt |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt |
|---|---|
| FORM 990-PF, PART VI-B, LINE 1A(4) - STATEMENT | PAYMENTS IN THE AMOUNT OF $24,033 WERE MADE TO ROPES & GRAY LLP, 800BOYLSTON STREET, BOSTON, MA 02199-3600 FOR TAX PREP FEES.TRUSTEE ROBERT SHAPIRO IS A RETIRED PARTNER OF THE FIRM HAVING MORETHAN 300 ACTIVE PARTNERS. PAYMENTS FOR THESE SERVICES WERE MADE INACCORDANCE WITH THE TRUST DOCUMENTS. ADDITIONALLY, TRUSTEE FEE PAYMENTS IN THE AMOUNT OF $18,117 WERE MADE TO TRUSTEE ROBERT SHAPIRO WHO, BYAGREEMENT WITH ROPES & GRAY, TURNS OVER ALL FEES RECEIVED TO THE FIRM. |
| FORM 990-PF, PART VII, LINE 1 - STATEMENT | ROBERT SHAPIRO IS A RETIRED PARTNER OF THE LAW FIRM ROPES & GRAY LLP.PER AGREEMENT WITH ROPES & GRAY, TRUSTEE FEES EARNED BY ROBERT SHAPIROARE TURNED OVER TO THE FIRM. |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (21 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| PARNASSUS CORE EQUITY | $230,163 | $556,237 |
| OAKMARK INTERNATIONAL 28550.92 SHS | $259,840 | $301,278 |
| ISHARES MSCI ALL COUNTRY ASI-4046 SHS | $21,890 | $34,734 |
| ISHARES MSCI INDIAN ETF | $102,586 | $158,194 |
| NEUBERGER BERGER CHINA EQ IS | $110,000 | $119,805 |
| FIDELITY INTERNATIONAL INDEX FUND | $497,993 | $540,580 |
| FIDELITY 500 INDEX FD-AO | $477,727 | $788,558 |
| INDUSTRIAL SELECT SECT SPDR | $118,719 | $135,119 |
| INVESCO QQQ TR UNITSER1 | $313,595 | $601,549 |
| ISHARES INC MSCI JAPAN NEW | $210,890 | $251,837 |
| ISHARES MSCI CHINA ETF | $60,812 | $55,865 |
| VANECK OIL SERVICES ETF | $105,945 | $100,368 |
| ISHARES CORE MSCI EMERGING | $470,855 | $546,582 |
| HEALTH CARE SELECT SECTOR | $187,010 | $284,880 |
| VANGUARD FINANCIALS ETF | $244,924 | $376,140 |
| VANGUARD FTSE EUROPE ETF | $399,645 | $433,460 |
| EDGEWOOD GROWTH FUND | $278,656 | $414,145 |
| ISHARES RUSSELL 100 VALUE | $337,411 | $429,901 |
| SNOWFLAKE CL A | $3,000,425 | $2,986,759 |
| T ROWE PR JAPAN FUND | $111,223 | $128,091 |
| T ROWE PRICE NEW ASIA | $145,882 | $156,931 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (16 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| AMERICAN BEACON AHL MGD-R5 | AT COST | $120,000 | $106,678 |
| BLACKROCK EVNT DRVN EQ-INST | AT COST | $246,500 | $238,797 |
| PIMCO COMMODITY STRAT | AT COST | $298,358 | $265,128 |
| PIMCO DYNAMIC BOND-INST | AT COST | $192,000 | $187,416 |
| PIMCO MRTG OPP & BND-INST | AT COST | $123,500 | $121,810 |
| COHEN & STEERS REAL ESTATE | AT COST | $435,087 | $552,246 |
| BLACKSTONE ALT MULTI-55147.059 | AT COST | $739,904 | $717,290 |
| VANGUARD SHORT-TERM TIPS | AT COST | $157,522 | $156,770 |
| VANGUARD TOTAL BOND MARKET INDEX | AT COST | $758,875 | $792,483 |
| DOUBLELINE TOTAL RETURN BOND FUND | AT COST | $250,925 | $240,475 |
| SCHWAB US TIPS ETF | AT COST | $473,048 | $516,390 |
| NEUBERGER BERMAN LONG SH-INS | AT COST | $348,000 | $412,203 |
| ISHARES GOLD TRUST | AT COST | $62,485 | $86,399 |
| JP MORGAN MANAGED INCOME | AT COST | $433,024 | $432,282 |
| PIMCO TOTAL RETURN FUND | AT COST | $493,556 | $507,728 |
| DODGE & COX INCOME FUND | AT COST | $487,492 | $499,780 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ACCRUALS | Desc |
| BOY Book Value | $0 | BOYBookValueAmt |
| EOY Book Value | $0 | EOYBookValueAmt |
| EOYFMV | $262 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | JPM 8005 - RETURN OF CAPITAL ADJ - COHEN & STEERS | Desc |
| Amt | $1,932 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| LICENSES | $8,500 | $8,500 | $0 |
| MEMBERSHIP FEES | $2,000 | $0 | $2,000 |
| OFFICE EXPENSE | $723 | $362 | $361 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| SAVESKY & COMPANY CONSULTING | $40,200 | $20,100 | $20,100 |
| JP MORGAN - INV MGMT | $66,159 | $33,080 | $33,080 |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DAVID B SWARTZ | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 954 LEXINGTON AVENUE 325 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100215013 | ZIPCd |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX | $0 | $4,612 | $0 |
| MA PC FILING FEE | $70 | $0 | $70 |