UNIVERSITY OF NEW HAVEN: Form 990, tax year 2020

View the entire original 990 at ProPublica ↗

Organization: UNIVERSITY OF NEW HAVEN (EIN 06-0761704)
Tax period: 2020-07-01 to 2021-06-30
Filed: 2022-05-13
IRS object ID: 202231339349305848
Schema version: 2020v4.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule E
Schedule F
Schedule G
Schedule I
Schedule J
Schedule K
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2022-05-13T14:35:15-05:00	ReturnTs
Tax Period End	2021-06-30	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	135565207	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	KPMG LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	550 SOUTH HOPE STREET SUITE 1500	AddressLine1Txt
City	LOS ANGELES	CityNm
State Abbreviation	CA	StateAbbreviationCd
ZIP	90071	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990	ReturnTypeCd
Tax Period Begin	2020-07-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	060761704	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	UNIVERSITY OF NEW HAVEN	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	UNIV	BusinessNameControlTxt
Phone	2039327000	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	300 BOSTON POST ROAD	AddressLine1Txt
City	WEST HAVEN	CityNm
State Abbreviation	CT	StateAbbreviationCd
ZIP	06516	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	GEORGE S SYNODI	PersonNm
Person Title	VP FOR FINANCE	PersonTitleTxt
Phone	2039327000	PhoneNum
Signature	2022-05-11	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Field	Value	IRS element (for citing)
Person First	GEORGE	PersonFirstNm
Person Last	SYNODI	PersonLastNm

Field	Value	IRS element (for citing)
SSN	999009999	SSN

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	PABLO CORA	PreparerPersonNm
PTIN	P01721022	PTIN
Phone	2139724000	PhoneNum
Preparation	2022-05-11	PreparationDt

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

Field	Value	IRS element (for citing)
Trusted Customer	0	TrustedCustomerCd
Authentication Assurance Level	AAL1	AuthenticationAssuranceLevelCd
Identity Assurance Level	IAL1	IdentityAssuranceLevelCd

Field	Value	IRS element (for citing)
Tax	2020	TaxYr
Build TS	2022-09-23 18:48:47Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Principal Officer	STEVEN H KAPLAN	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	300 BOSTON POST ROAD	AddressLine1Txt
City	WEST HAVEN	CityNm
State Abbreviation	CT	StateAbbreviationCd
ZIP	06516	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$333,920,388	GrossReceiptsAmt
Group Return For Affiliates	0	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	WWW.NEWHAVEN.EDU	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1920	FormationYr
Legal Domicile State	CT	LegalDomicileStateCd
Activity Or Mission	SEE SCHEDULE OTHE UNIVERSITY OF NEW HAVEN IS A STUDENT-CENTERED COMPREHENSIVE UNIVERSITY WITH AN EMPHASIS ON EXCELLENCE IN LIBERAL ARTS AND PROFESSIONAL EDUCATION.	ActivityOrMissionDesc
Voting Members Governing Body	32	VotingMembersGoverningBodyCnt
Voting Members Independent	32	VotingMembersIndependentCnt
Total Employee	2705	TotalEmployeeCnt
Total Volunteers	256	TotalVolunteersCnt
Total Gross UBI	$0	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	$0	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$14,697,034	PYContributionsGrantsAmt
CY Contributions Grants	$26,087,058	CYContributionsGrantsAmt
PY Program Service Revenue	$268,751,654	PYProgramServiceRevenueAmt
CY Program Service Revenue	$285,792,352	CYProgramServiceRevenueAmt
PY Investment Income	$5,481,463	PYInvestmentIncomeAmt
CY Investment Income	$1,597,368	CYInvestmentIncomeAmt
PY Other Revenue	$3,054,953	PYOtherRevenueAmt
CY Other Revenue	$2,657,306	CYOtherRevenueAmt
PY Total Revenue	$291,985,104	PYTotalRevenueAmt
CY Total Revenue	$316,134,084	CYTotalRevenueAmt
PY Grants And Similar Paid	$100,395,612	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$112,635,619	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$106,171,736	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$100,570,633	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$0	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$0	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$2,852,398	CYTotalFundraisingExpenseAmt
PY Other Expenses	$77,968,485	PYOtherExpensesAmt
CY Other Expenses	$87,797,475	CYOtherExpensesAmt
PY Total Expenses	$284,535,833	PYTotalExpensesAmt
CY Total Expenses	$301,003,727	CYTotalExpensesAmt
PY Revenues Less Expenses	$7,449,271	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	$15,130,357	CYRevenuesLessExpensesAmt
Total Assets BOY	$400,134,913	TotalAssetsBOYAmt
Total Assets EOY	$439,200,046	TotalAssetsEOYAmt
Total Liabilities BOY	$185,613,939	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$190,781,591	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$214,520,974	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$248,418,455	NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part III	Yes (X)	InfoInScheduleOPartIIIInd
Mission	THE UNIVERSITY OF NEW HAVEN IS A STUDENT-CENTERED COMPREHENSIVE UNIVERSITY WITH AN EMPHASIS ON EXCELLENCE IN LIBERAL ARTS AND PROFESSIONAL EDUCATION. CONTINUED IN SCHEDULE O.OUR MISSION IS TO PREPARE OUR STUDENTS TO LEAD PURPOSEFUL AND FULFILLING LIVES IN A GLOBAL SOCIETY BY PROVIDING THE HIGHEST-QUALITY EDUCATION THROUGH EXPERIENTIAL, COLLABORATIVE, AND DISCOVERY-BASED LEARNING.	MissionDesc
Significant New Program Srvc	0	SignificantNewProgramSrvcInd
Significant Change	0	SignificantChangeInd
Expense	$231,354,813	ExpenseAmt
Grant	$108,108,975	GrantAmt
Revenue	$246,566,565	RevenueAmt
Desc	UNIVERSITY PROGRAM: THE UNIVERSITY OF NEW HAVEN IS A PRIVATE UNIVERSITY, FOUNDED IN 1920, WITH AN 82 ACRE MAIN CAMPUS IN WEST HAVEN, CT AND SATELLITE CAMPUSES IN ORANGE, CT; PRATO, ITALY; AND ALBUQUERQUE, NM. THE UNIVERSITY HAS AN UNDERGRADUATE ENROLLMENT OF 5,097 STUDENTS WITH 53 PERCENT RESIDING IN UNIVERSITY HOUSING. THE UNIVERSITY OFFERS 74 UNDERGRADUATE DEGREES THROUGH ITS FIVE COLLEGES, IN INNOVATIVE FIELDS SUCH AS SPORTS MANAGEMENT, NUTRITION & DIETETICS, FORENSIC SCIENCE, MUSIC AND SOUND RECORDING, ENGINEERING, COMPUTER SCIENCE, FIRE SCIENCE AND CRIMINAL JUSTICE. THE UNIVERSITY ALSO OFFERS ITS STUDENTS A STUDY ABROAD PROGRAM THROUGH A VARIETY OF UNIQUE OFFERINGS.	Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

Field	Value	IRS element (for citing)
Expense	$31,961,112	ExpenseAmt
Grant	$4,526,644	GrantAmt
Revenue	$34,311,696	RevenueAmt
Desc	GRADUATE SCHOOL: THE GRADUATE SCHOOL HAS AN ENROLLMENT OF 1,864 STUDENTS AND OFFERS 44 GRADUATE DEGREE OFFERINGS. THE GRADUATE SCHOOL HELPS STUDENTS ACHIEVE A MORE MEANINGFUL CAREER, THE BENEFITS OF LIFELONG LEARNING AND A SENSE OF RESPONSIBILITY AS A CITIZEN OF THE WORLD.	Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

Field	Value	IRS element (for citing)
Expense	$5,264,841	ExpenseAmt
Revenue	$7,533,356	RevenueAmt
Desc	INTERNATIONAL PROGRAM: THE UNIVERSITY ASSISTED AN INTERNATIONAL PROGRAM WHICH OFFERS A FOUR-YEAR BACCALAUREATE DEGREE IN SECURITIES STUDIES, DELIVERED ABROAD.	Desc

Field	Value	IRS element (for citing)
Total Program Service Expenses	$268,580,766	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (1)	DescribedInSection501c3Ind
Schedule B Required	Yes (1)	ScheduleBRequiredInd
Political Campaign Acty	0	PoliticalCampaignActyInd
Lobbying Activities	Yes (1)	LobbyingActivitiesInd
Subject To Proxy Tax	0	SubjectToProxyTaxInd
Donor Advised Fund	0	DonorAdvisedFundInd
Conservation Easements	0	ConservationEasementsInd
Collections Of Art	0	CollectionsOfArtInd
Credit Counseling	0	CreditCounselingInd
Donor Rstr Or Quasi Endowments	Yes (1)	DonorRstrOrQuasiEndowmentsInd
Report Land Building Equipment	Yes (1)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	0	ReportInvestmentsOtherSecInd
Report Program Related Invst	0	ReportProgramRelatedInvstInd
Report Other Assets	0	ReportOtherAssetsInd
Report Other Liabilities	Yes (1)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	Yes (1)	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	0	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	Yes (1)	ConsolidatedAuditFinclStmtInd
School Operating	Yes (1)	SchoolOperatingInd
Foreign Office	Yes (1)	ForeignOfficeInd
Foreign Activities	Yes (1)	ForeignActivitiesInd
More Than5000 K To Org	0	MoreThan5000KToOrgInd
More Than5000 K To Individuals	Yes (1)	MoreThan5000KToIndividualsInd
Professional Fundraising	0	ProfessionalFundraisingInd
Fundraising Activities	Yes (1)	FundraisingActivitiesInd
Gaming Activities	0	GamingActivitiesInd
Operate Hospital	0	OperateHospitalInd
Grants To Organizations	0	GrantsToOrganizationsInd
Grants To Individuals	Yes (1)	GrantsToIndividualsInd
Schedule J Required	Yes (1)	ScheduleJRequiredInd
Tax Exempt Bonds	Yes (1)	TaxExemptBondsInd
Invest Tax Exempt Bonds	0	InvestTaxExemptBondsInd
Escrow Account	0	EscrowAccountInd
On Behalf Of Issuer	0	OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans	0	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	0	PYExcessBenefitTransInd
Loan Outstanding	0	LoanOutstandingInd
Grant To Related Person	0	GrantToRelatedPersonInd
Business Rln With Org Mem	0	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	0	BusinessRlnWithFamMemInd
Business Rln With35 Ctrl Ent	0	BusinessRlnWith35CtrlEntInd
Deductible Non Cash Contri	Yes (1)	DeductibleNonCashContriInd
Deductible Art Contribution	0	DeductibleArtContributionInd
Terminate Operations	0	TerminateOperationsInd
Partial Liquidation	0	PartialLiquidationInd
Disregarded Entity	0	DisregardedEntityInd
Related Entity	Yes (1)	RelatedEntityInd
Related Organization Ctrl Ent	Yes (1)	RelatedOrganizationCtrlEntInd
Transaction With Control Ent	Yes (1)	TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org	0	TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp	0	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (1)	ScheduleORequiredInd
IRP Document	259	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (1)	BackupWthldComplianceInd
Employee	2705	EmployeeCnt
Employment Tax Returns Filed	Yes (1)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	0	UnrelatedBusIncmOverLimitInd
Foreign Financial Account	Yes (1)	ForeignFinancialAccountInd
Foreign Country	IT	ForeignCountryCd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Taxable Party Notification	0	TaxablePartyNotificationInd
Nondeductible Contributions	0	NondeductibleContributionsInd
Quid Pro Quo Contributions	Yes (1)	QuidProQuoContributionsInd
Quid Pro Quo Contri Discl	Yes (1)	QuidProQuoContriDisclInd
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services	0	IndoorTanningServicesInd
Subj To Tax Rmnrtn Ex Prcht Pymt	Yes (1)	SubjToTaxRmnrtnExPrchtPymtInd
Subject To Excs Tax Net Invst Inc	0	SubjectToExcsTaxNetInvstIncInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	32	GoverningBodyVotingMembersCnt
Independent Voting Member	32	IndependentVotingMemberCnt
Family Or Business Rln	0	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	0	DelegationOfMgmtDutiesInd
Change To Org Documents	0	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	0	MaterialDiversionOrMisuseInd
Members Or Stockholders	0	MembersOrStockholdersInd
Election Of Board Members	0	ElectionOfBoardMembersInd
Decisions Subject To Approva	0	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (1)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (1)	MinutesOfCommitteesInd
Officer Mailing Address	0	OfficerMailingAddressInd
Local Chapters	Yes (1)	LocalChaptersInd
Policies Reference Chapters	0	PoliciesReferenceChaptersInd
Form990 Provided To Gvrn Body	Yes (1)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (1)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (1)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (1)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (1)	WhistleblowerPolicyInd
Document Retention Policy	Yes (1)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (1)	CompensationProcessCEOInd
Compensation Process Other	Yes (1)	CompensationProcessOtherInd
Investment In Joint Venture	0	InvestmentInJointVentureInd
States Where Copy Of Return Is Fld	CT	StatesWhereCopyOfReturnIsFldCd
Own Website	Yes (X)	OwnWebsiteInd
Upon Request	Yes (X)	UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	GEORGE S SYNODI	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	2039327273	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	300 BOSTON POST ROAD	AddressLine1Txt
City	WEST HAVEN	CityNm
State Abbreviation	CT	StateAbbreviationCd
ZIP	06516	ZIPCd

Field	Value	IRS element (for citing)
Info In Schedule O Part VII	Yes (X)	InfoInScheduleOPartVIIInd

Form990 Part VII Section A Form990PartVIISectionAGrp (48 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	OfficerOfficerInd	Highest Compensated EmployeeHighestCompensatedEmployeeInd	Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
MICHAEL H AMBROSE
VICE CHAIR	2.00	0.00	Yes (X)	$0	$0	$0
PHILIP H BARTELS
BOARD OF GOVERNORS	1.00	1.00	Yes (X)	$0	$0	$0
SAMUEL S BERGAMI JR
BOARD OF GOVERNORS	1.00	1.00	Yes (X)	$0	$0	$0
KENNETH W BIERMACHER
BOARD OF GOVERNORS	1.00	1.00	Yes (X)	$0	$0	$0
CAROLYN BREHM
BOARD OF GOVERNORS	1.00	0.00	Yes (X)	$0	$0	$0
WILLIAM L BUCKNALL JR
BOARD OF GOVERNORS	1.00	0.00	Yes (X)	$0	$0	$0
K ONI CHUKWU
BOARD OF GOVERNORS	1.00	0.00	Yes (X)	$0	$0	$0
ROGER J COOPER
BOARD OF GOVERNORS	1.00	0.00	Yes (X)	$0	$0	$0
RAPHAEL G CRAWFORD
BOARD OF GOVERNORS	1.00	0.00	Yes (X)	$0	$0	$0
EILEEN EDER
BOARD OF GOVERNORS	1.00	0.00	Yes (X)	$0	$0	$0
DOLORES J ENNICO
BOARD OF GOVERNORS	1.00	0.00	Yes (X)	$0	$0	$0
JOHN J FALCONI
BOARD OF GOVERNORS	1.00	0.00	Yes (X)	$0	$0	$0
LAWRENCE P FLANAGAN
BOARD OF GOVERNORS	1.00	0.00	Yes (X)	$0	$0	$0
ROSA M GATTI
BOARD OF GOVERNORS	1.00	1.00	Yes (X)	$0	$0	$0
JEFFERY P HAZELL
BOARD OF GOVERNORS	1.00	0.00	Yes (X)	$0	$0	$0
JENNIFER D JACKSON
BOARD OF GOVERNORS	1.00	0.00	Yes (X)	$0	$0	$0
ROBERT M LEE
BOARD OF GOVERNORS	1.00	0.00	Yes (X)	$0	$0	$0
ALLEN G LOVE JR
BOARD OF GOVERNORS	1.00	0.00	Yes (X)	$0	$0	$0
DENNIS R MCGOUGH
BOARD OF GOVERNORS	1.00	0.00	Yes (X)	$0	$0	$0
JOSEPHINE MORAN
BOARD OF GOVERNORS	1.00	0.00	Yes (X)	$0	$0	$0
KEVIN A MYATT
BOG - AS OF 07/01/2020	1.00	0.00	Yes (X)	$0	$0	$0
DAVID J PETERSON JR
BOG - AS OF 07/01/2020	1.00	0.00	Yes (X)	$0	$0	$0
CHARLES E POMPEA
CHAIR	2.00	0.00	Yes (X)	$0	$0	$0
MICHAEL J QUIELLO
BOARD OF GOVERNORS	1.00	0.00	Yes (X)	$0	$0	$0
ANTHONY SCILLIA
BOARD OF GOVERNORS	1.00	0.00	Yes (X)	$0	$0	$0
ERNEST F SCHAUB
BOARD OF GOVERNORS	1.00	0.00	Yes (X)	$0	$0	$0
ANIL SHAH
BOARD OF GOVERNORS	1.00	0.00	Yes (X)	$0	$0	$0
SHELLEY A STEWART
BOARD OF GOVERNORS	1.00	0.00	Yes (X)	$0	$0	$0
STEPHEN P TAGLIATELA
BOARD OF GOVERNORS	1.00	0.00	Yes (X)	$0	$0	$0
RANDAL THOMPSON
BOARD OF GOVERNORS	1.00	0.00	Yes (X)	$0	$0	$0
ROWENA TRACK
BOARD OF GOVERNORS	1.00	0.00	Yes (X)	$0	$0	$0
PRATHIBHA VARKEY
BOG - END 06/30/2021	1.00	0.00	Yes (X)	$0	$0	$0
JAMES P ZANDER
BOG - END 12/20/2020	1.00	0.00	Yes (X)	$0	$0	$0
STEVEN H KAPLAN
PRESIDENT	35.00	0.00		$3,635,364	$0	$177,482	Yes (X)
GEORGE S SYNODI
VP FINANCE & ADMINISTRATION	34.00	1.00		$323,723	$0	$84,384	Yes (X)
GREGORY EICHHORN
VP ENROLLMENT & STUDENT SUCCESS	35.00	0.00		$268,945	$0	$80,377	Yes (X)
MARIO T GABOURY
INTERIM PROV.&SR.VP OF ACAD.	35.00	0.00		$256,356	$0	$82,536	Yes (X)
STEPHEN MORIN
VP FOR ADVANCEMENT	35.00	0.00		$285,655	$0	$47,471	Yes (X)
CAROLINE KOZIATEK
VP HUMAN RESOURCES & TITLE IX COORDINATOR	35.00	0.00		$218,311	$0	$81,134	Yes (X)
REBECCA JOHNSON
VP STDT AFFAIR & DEAN OF STDT	35.00	0.00		$195,436	$0	$34,944	Yes (X)
JEAN HUSTED
VP CHIEF OF STAFF	35.00	0.00		$196,081	$0	$28,270	Yes (X)
DANIEL MABREY
INTERNATIONAL PROGRAM MANAGER	35.00	0.00		$561,658	$0	$10,513		Yes (X)
GENE KLINE
INTL PROG DIRECTOR OF INTELEG STUDIES	35.00	0.00		$454,782	$0	$9,738		Yes (X)
HISHAM AKHONBAY
INTL PROG KNOWLEDGE XFER MGR	35.00	0.00		$416,426	$0	$4,288		Yes (X)
SHEAHON ZENGER
DIRECTOR OF ATHLETICS	35.00	0.00		$300,920	$0	$73,001		Yes (X)
BRIAN KENCH
DEAN	35.00	0.00		$275,235	$0	$82,564		Yes (X)
DANIEL J MAY
PROFESSOR	35.00	0.00		$125,359	$0	$47,445			Yes (X)
CAROLYN CHAMBERLIN
VP MARKETING	35.00	0.00		$142,976	$0	$12,609			Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$7,657,227	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$0	TotReportableCompRltdOrgAmt
Total Other Compensation	$856,756	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	355	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	Yes (1)	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (1)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	0	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt
CONSIGLI CONSTRUCTION CO INC
72 SUMNER ST	MILFORD	MA	01757	CONSTRUCTION	$19,015,799
SODEXO INC
PO BOX 360170	PITTSBURGH	PA	15251	FOOD SERVICE	$9,976,489
MILESTONE CONSTRUCTION SERVICES INC
442 FORBES AVE	NEW HAVEN	CT	065121932	CONSTRUCTION	$2,255,371
DIVERSIFIED BUILDING SERVICES 101 N
PLAINS INDUSTRIAL RD	WALLINGFORD	CT	06492	MAINTENANCE	$1,645,035
EDUCATION DYNAMICS LLC
ASLANIAN MARKET RESEARCH	HOBOKEN	NJ	070305722	STUD MKTG RESRCH	$1,611,689

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	49	CntrctRcvdGreaterThan100KCnt
Fundraising	$88,785	FundraisingAmt
Government Grants	$12,028,044	GovernmentGrantsAmt
All Other Contributions	$13,970,229	AllOtherContributionsAmt
Noncash Contributions	$1,323,694	NoncashContributionsAmt
Total Contributions	$26,087,058	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
TUITION	611600	$238,156,408	$238,156,408
RESIDENCE FEES	721310	$27,647,721	$27,647,721
DINING FEES	722320	$12,153,461	$12,153,461
INTERNATIONAL PROGRAMS	611710	$7,533,356	$7,533,356
COMMISSIONS	900099	$29,431	$29,431

Total Oth Program Service Rev TotalOthProgramServiceRevGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$271,975	TotalRevenueColumnAmt
Related Or Exempt Func Income	$271,975	RelatedOrExemptFuncIncomeAmt

Field	Value	IRS element (for citing)
Total Program Service Revenue	$285,792,352	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$2,009,447	TotalRevenueColumnAmt
Exclusion	$2,009,447	ExclusionAmt

Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$273	TotalRevenueColumnAmt
Exclusion	$273	ExclusionAmt

Gross Rents GrossRentsGrp

Field	Value	IRS element (for citing)
Real	$277,714	RealAmt

Less Rental Expenses LessRentalExpensesGrp

Field	Value	IRS element (for citing)
Real	$247,682	RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Real	$30,032	RealAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$30,032	TotalRevenueColumnAmt
Exclusion	$30,032	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$17,098,990	SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$17,511,342	SecuritiesAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	-$412,352	SecuritiesAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	-$412,352	TotalRevenueColumnAmt
Exclusion	-$412,352	ExclusionAmt

Field	Value	IRS element (for citing)
Fundraising Gross Income	$35,290	FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event	$88,785	ContriRptFundraisingEventAmt
Fundraising Direct Expenses	$27,280	FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$8,010	TotalRevenueColumnAmt
Exclusion	$8,010	ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
GRANT IDC	900099	$882,193	$882,193
STATE OF CT REIMBURSE	900099	$532,506	$532,506
AMORTIZATION CAPITAL C	900099	$496,964	$496,964

Miscellaneous Revenue MiscellaneousRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$707,601	TotalRevenueColumnAmt
Related Or Exempt Func Income	$707,601	RelatedOrExemptFuncIncomeAmt

Field	Value	IRS element (for citing)
Other Revenue Total	$2,619,264	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$316,134,084	TotalRevenueColumnAmt
Related Or Exempt Func Income	$288,411,616	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$0	UnrelatedBusinessRevenueAmt
Exclusion	$1,635,410	ExclusionAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

Field	Value	IRS element (for citing)
Total	$108,457,013	TotalAmt
Program Services	$108,457,013	ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

Field	Value	IRS element (for citing)
Total	$4,178,606	TotalAmt
Program Services	$4,178,606	ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$5,874,813	TotalAmt
Program Services	$530,512	ProgramServicesAmt
Management And General	$3,882,042	ManagementAndGeneralAmt
Fundraising	$1,462,259	FundraisingAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$71,896,978	TotalAmt
Program Services	$60,800,107	ProgramServicesAmt
Management And General	$10,248,529	ManagementAndGeneralAmt
Fundraising	$848,342	FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$5,112,304	TotalAmt
Program Services	$4,323,834	ProgramServicesAmt
Management And General	$729,708	ManagementAndGeneralAmt
Fundraising	$58,762	FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$12,027,590	TotalAmt
Program Services	$8,030,835	ProgramServicesAmt
Management And General	$3,759,289	ManagementAndGeneralAmt
Fundraising	$237,466	FundraisingAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$5,658,948	TotalAmt
Program Services	$3,957,543	ProgramServicesAmt
Management And General	$1,630,276	ManagementAndGeneralAmt
Fundraising	$71,129	FundraisingAmt

Fees For Services Management FeesForServicesManagementGrp

Field	Value	IRS element (for citing)
Total	$112,012	TotalAmt
Program Services	$112,012	ProgramServicesAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$3,243,168	TotalAmt
Program Services	$2,435,906	ProgramServicesAmt
Management And General	$807,262	ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$256,606	TotalAmt
Program Services	$231,372	ProgramServicesAmt
Management And General	$25,234	ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

Field	Value	IRS element (for citing)
Total	$97,778	TotalAmt
Program Services	$97,778	ProgramServicesAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$253,957	TotalAmt
Program Services	$135,367	ProgramServicesAmt
Management And General	$118,590	ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$3,951,216	TotalAmt
Program Services	$2,927,329	ProgramServicesAmt
Management And General	$984,734	ManagementAndGeneralAmt
Fundraising	$39,153	FundraisingAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$889,631	TotalAmt
Program Services	$817,815	ProgramServicesAmt
Management And General	$69,720	ManagementAndGeneralAmt
Fundraising	$2,096	FundraisingAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$8,353,830	TotalAmt
Program Services	$7,091,894	ProgramServicesAmt
Management And General	$1,194,127	ManagementAndGeneralAmt
Fundraising	$67,809	FundraisingAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$4,461,698	TotalAmt
Program Services	$1,611,713	ProgramServicesAmt
Management And General	$2,844,270	ManagementAndGeneralAmt
Fundraising	$5,715	FundraisingAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$4,108,587	TotalAmt
Program Services	$3,852,473	ProgramServicesAmt
Management And General	$256,114	ManagementAndGeneralAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$453,452	TotalAmt
Program Services	$396,457	ProgramServicesAmt
Management And General	$46,274	ManagementAndGeneralAmt
Fundraising	$10,721	FundraisingAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$21,483	TotalAmt
Program Services	$20,128	ProgramServicesAmt
Management And General	$1,260	ManagementAndGeneralAmt
Fundraising	$95	FundraisingAmt

Interest InterestGrp

Field	Value	IRS element (for citing)
Total	$5,521,456	TotalAmt
Program Services	$5,096,304	ProgramServicesAmt
Management And General	$425,152	ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$11,015,425	TotalAmt
Program Services	$10,167,231	ProgramServicesAmt
Management And General	$848,194	ManagementAndGeneralAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$3,040,457	TotalAmt
Program Services	$2,953,282	ProgramServicesAmt
Management And General	$87,175	ManagementAndGeneralAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDesc	TotalTotalAmt	Program ServicesProgramServicesAmt	Management And GeneralManagementAndGeneralAmt	FundraisingFundraisingAmt
FOOD SERVICE	$11,066,055	$11,054,498	$10,265	$1,292
OTHER SERVICE AGREEMENT	$9,431,216	$8,742,753	$663,116	$25,347
REPAIR AND MAINTENANCE	$6,553,972	$6,465,172	$88,747	$53
LEASE AND RENTAL	$5,025,492	$4,905,168	$118,158	$2,166

All Other Expenses AllOtherExpensesGrp

Field	Value	IRS element (for citing)
Total	$9,939,984	TotalAmt
Program Services	$9,187,664	ProgramServicesAmt
Management And General	$732,327	ManagementAndGeneralAmt
Fundraising	$19,993	FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$301,003,727	TotalAmt
Program Services	$268,580,766	ProgramServicesAmt
Management And General	$29,570,563	ManagementAndGeneralAmt
Fundraising	$2,852,398	FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

Field	Value	IRS element (for citing)
BOY	$903,801	BOYAmt
EOY	$244,258	EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$17,909,062	BOYAmt
EOY	$28,126,569	EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$4,499,563	BOYAmt
EOY	$1,425,647	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$3,939,225	BOYAmt
EOY	$2,987,229	EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

Field	Value	IRS element (for citing)
BOY	$903,525	BOYAmt
EOY	$688,980	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$1,507,778	BOYAmt
EOY	$1,480,857	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$463,278,613	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$185,743,638	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$276,353,169	BOYAmt
EOY	$277,534,975	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$84,053,671	BOYAmt
EOY	$94,241,691	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$10,065,119	BOYAmt
EOY	$12,149,482	EOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$20,320,358	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$400,134,913	BOYAmt
EOY	$439,200,046	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$30,095,210	BOYAmt
EOY	$32,307,883	EOYAmt

Grants Payable GrantsPayableGrp

Field	Value	IRS element (for citing)
BOY	$1,599,885	BOYAmt
EOY	$1,384,965	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$25,116,771	BOYAmt
EOY	$12,669,249	EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$121,383,044	BOYAmt
EOY	$120,590,723	EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

Field	Value	IRS element (for citing)
BOY	$3,480,846	BOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$3,938,183	BOYAmt
EOY	$23,828,771	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$185,613,939	BOYAmt
EOY	$190,781,591	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows FASB117	Yes (X)	OrganizationFollowsFASB117Ind

No Donor Restriction Net Assets NoDonorRestrictionNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$151,020,330	BOYAmt
EOY	$181,551,969	EOYAmt

Donor Restriction Net Assets DonorRestrictionNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$63,500,644	BOYAmt
EOY	$66,866,486	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$214,520,974	BOYAmt
EOY	$248,418,455	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$400,134,913	BOYAmt
EOY	$439,200,046	EOYAmt

Field	Value	IRS element (for citing)
Reconcilation Revenue Expnss	$15,130,357	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	$18,767,124	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	$0	OtherChangesInNetAssetsAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	0	AccountantCompileOrReviewInd
FS Audited	Yes (1)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Consolidated Basis Fincl Stmt	Yes (X)	ConsolidatedBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (1)	AuditCommitteeInd
Federal Grant Audit Required	Yes (1)	FederalGrantAuditRequiredInd
Federal Grant Audit Performed	Yes (1)	FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School	Yes (X)	SchoolInd

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$23,472,329	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$13,948,490	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$9,431,609	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$14,697,034	CurrentTaxYearMinus1YearAmt
Current Tax Year	$26,087,058	CurrentTaxYearAmt
Total	$87,636,520	TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$23,472,329	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$13,948,490	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$9,431,609	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$14,697,034	CurrentTaxYearMinus1YearAmt
Current Tax Year	$26,087,058	CurrentTaxYearAmt
Total	$87,636,520	TotalAmt

Field	Value	IRS element (for citing)
Substantial Contributors Tot	$14,567,647	SubstantialContributorsTotAmt
Public Support Total170	$73,068,873	PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$1,210,542	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$1,771,532	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$3,157,263	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$3,122,723	CurrentTaxYearMinus1YearAmt
Current Tax Year	$2,287,434	CurrentTaxYearAmt
Total	$11,549,494	TotalAmt

Other Income170 OtherIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$3,298,228	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$3,832,369	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$3,845,599	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$2,928,525	CurrentTaxYearMinus1YearAmt
Current Tax Year	$2,619,264	CurrentTaxYearAmt
Total	$16,523,985	TotalAmt

Field	Value	IRS element (for citing)
Total Support	$115,709,999	TotalSupportAmt
Gross Receipts Rltd Activities	$1,333,068,514	GrossReceiptsRltdActivitiesAmt
Public Support CY170	0.63150	PublicSupportCY170Pct
Public Support PY170	0.59410	PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170	Yes (X)	ThirtyThrPctSuprtTestsCY170Ind

Form990 Schedule A Part VI Form990ScheduleAPartVIGrp

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME:	FormAndLineReferenceDesc
Explanation	MISC - 2016 AMOUNT: $ 736,156. 2017 AMOUNT: $ 790,941. 2018 AMOUNT: $ 992,865. 2019 AMOUNT: $ 973,191. 2020 AMOUNT: $ 1,143,069. AMORTIZATION OF CAP CONT - 2016 AMOUNT: $ 1,241,601. 2017 AMOUNT: $ 1,248,749. 2018 AMOUNT: $ 1,284,464. 2019 AMOUNT: $ 532,380. 2020 AMOUNT: $ 496,964. ATHLETIC - 2017 AMOUNT: $ 305,613. 2018 AMOUNT: $ 503,561. 2019 AMOUNT: $ 598,145. 2020 AMOUNT: $ 97,038. GRANT IDC - 2016 AMOUNT: $ 1,320,471. 2017 AMOUNT: $ 1,487,066. 2018 AMOUNT: $ 1,064,709. 2019 AMOUNT: $ 824,809. 2020 AMOUNT: $ 882,193.	ExplanationTxt

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

Field	Value	IRS element (for citing)
Contributor	RESTRICTED	ContributorNum

Contributor Business Name ContributorBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor US Address ContributorUSAddress

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Total Contributions	RESTRICTED	TotalContributionsAmt

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Volunteers	0	VolunteersInd
Paid Staff Or Management	0	PaidStaffOrManagementInd
Media Advertisements	0	MediaAdvertisementsInd
Mailings Members	0	MailingsMembersInd
Publications Or Broadcast	0	PublicationsOrBroadcastInd
Grants Other Organizations	0	GrantsOtherOrganizationsInd
Direct Contact Legislators	Yes (1)	DirectContactLegislatorsInd
Direct Contact Legislators	$97,778	DirectContactLegislatorsAmt
Rallies Demonstrations	0	RalliesDemonstrationsInd
Other Activities	0	OtherActivitiesInd
Total Lobbying Expenditures	$97,778	TotalLobbyingExpendituresAmt
Not Described Section501c3	0	NotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART II-B, LINE 1:	FormAndLineReferenceDesc
Explanation	LOBBYING ACTIVITY THE UNIVERSITY OF NEW HAVEN USES THE SERVICES OF 'THE NORMANDY GROUP'. 'THE NORMANDY GROUP' WORKS WITH THE UNIVERSITY TO ADVANCE ITS FEDERAL, LEGISLATIVE AGENDA AND OBTAIN FUNDING THROUGH THE VARIOUS FY21 APPROPRIATION BILLS. IN ADDITION, THE UNIVERSITY PAYS DUES TO VARIOUS PROFESSIONAL ORGANIZATIONS. AN IMMATERIAL AMOUNT OF THESE DUES ARE ATTRIBUTED TO LOBBYING EXPENSES.	ExplanationTxt

Schedule D IRS990ScheduleD

CY Endwmt Fund CYEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$66,919,161	BeginningYearBalanceAmt
Contributions	$7,550,172	ContributionsAmt
Investment Earnings Or Losses	$18,707,868	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$800,155	GrantsOrScholarshipsAmt
Other Expenditures	$1,425,415	OtherExpendituresAmt
End Year Balance	$90,951,631	EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$66,419,712	BeginningYearBalanceAmt
Contributions	$1,008,670	ContributionsAmt
Investment Earnings Or Losses	$1,446,474	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$710,130	GrantsOrScholarshipsAmt
Other Expenditures	$1,245,565	OtherExpendituresAmt
End Year Balance	$66,919,161	EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$63,793,485	BeginningYearBalanceAmt
Contributions	$101,480	ContributionsAmt
Investment Earnings Or Losses	$3,954,168	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$887,128	GrantsOrScholarshipsAmt
Other Expenditures	$542,293	OtherExpendituresAmt
End Year Balance	$66,419,712	EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$47,521,985	BeginningYearBalanceAmt
Contributions	$13,612,687	ContributionsAmt
Investment Earnings Or Losses	$4,067,022	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$508,214	GrantsOrScholarshipsAmt
Other Expenditures	$899,995	OtherExpendituresAmt
End Year Balance	$63,793,485	EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$43,588,303	BeginningYearBalanceAmt
Contributions	$1,403,835	ContributionsAmt
Investment Earnings Or Losses	$4,020,339	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$867,673	GrantsOrScholarshipsAmt
Other Expenditures	$622,819	OtherExpendituresAmt
End Year Balance	$47,521,985	EndYearBalanceAmt

Field	Value	IRS element (for citing)
Board Designated Balance EOY	0.46400	BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY	0.32000	PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY	0.21600	TermEndowmentBalanceEOYPct
Endowments Held Unrelated Org	0	EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org	0	EndowmentsHeldRelatedOrgInd

Land LandGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$13,477,655	OtherCostOrOtherBasisAmt
Book Value	$13,477,655	BookValueAmt

Buildings BuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$333,739,863	OtherCostOrOtherBasisAmt
Depreciation	$100,755,222	DepreciationAmt
Book Value	$232,984,641	BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$7,491,505	OtherCostOrOtherBasisAmt
Depreciation	$6,954,438	DepreciationAmt
Book Value	$537,067	BookValueAmt

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$75,303,509	OtherCostOrOtherBasisAmt
Depreciation	$63,140,090	DepreciationAmt
Book Value	$12,163,419	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$33,266,081	OtherCostOrOtherBasisAmt
Depreciation	$14,893,888	DepreciationAmt
Book Value	$18,372,193	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$277,534,975	TotalBookValueLandBuildingsAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (2 entries)

DescDesc	AmtAmt
OPERATING LEASE LIABILITIES	$20,591,180
POST RETIREMENT OBLIGATION	$3,237,591

Field	Value	IRS element (for citing)
Total Liability	$23,828,771	TotalLiabilityAmt
Footnote Text	Yes (X)	FootnoteTextInd
Total Rev Etc Audited Fincl Stmt	$225,592,778	TotalRevEtcAuditedFinclStmtAmt
Net Unrealized Gains Invst	$18,767,124	NetUnrealizedGainsInvstAmt
Other Revenue	-$109,329,435	OtherRevenueAmt
Revenue Not Reported	-$90,562,311	RevenueNotReportedAmt
Revenue Subtotal	$316,155,089	RevenueSubtotalAmt
Investment Expenses Not Incld	$253,957	InvestmentExpensesNotIncldAmt
Other Revenues Not Included	-$274,962	OtherRevenuesNotIncludedAmt
Revenue Not Reported Fincl Stmt	-$21,005	RevenueNotReportedFinclStmtAmt
Total Revenue Per Form990	$316,134,084	TotalRevenuePerForm990Amt
Tot Expns Etc Audited Fincl Stmt	$191,256,835	TotExpnsEtcAuditedFinclStmtAmt
Other Expenses Included	$736,088	OtherExpensesIncludedAmt
Expenses Not Reported	$736,088	ExpensesNotReportedAmt
Expenses Subtotal	$190,520,747	ExpensesSubtotalAmt
Investment Expenses Not Incld2	$253,957	InvestmentExpensesNotIncld2Amt
Other Expenses Not Included	$110,229,023	OtherExpensesNotIncludedAmt
Expenses Not Rpt Fincl Stmt	$110,482,980	ExpensesNotRptFinclStmtAmt
Total Expenses Per Form990	$301,003,727	TotalExpensesPerForm990Amt

Supplemental Information Detail SupplementalInformationDetail (6 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART V, LINE 4:	USE OF ENDOWMENT FUNDS THE UNIVERSITY'S ENDOWMENT CONSISTS OF 246 INDIVIDUAL FUNDS. THROUGH THE ENDOWMENT'S INVESTMENT POLICY, FUNDS ARE AVAILABLE FOR SCHOLARSHIPS, PROFESSORSHIPS, EQUIPMENT, RESEARCH AND PROFESSIONAL DEVELOPMENT.
PART X, LINE 2:	INCOME TAXES FOOTNOTE FROM CONSOLIDATED FINANCIAL STATEMENTS: THE UNIVERSITY WAS GRANTED AN EXEMPT STATUS UNDER THE INTERNAL REVENUE CODE (IRC) SECTION 501(A), AS AN ORGANIZATION DESCRIBED IN SECTION 501(C) (3). UNDER IRC SECTION 501(A) THE UNIVERSITY IS GENERALLY EXEMPT FROM INCOME TAXES. THE UNIVERSITY BELIEVES IT HAS NO SIGNIFICANT UNCERTAIN TAX POSITIONS.
PART XI, LINE 2D - OTHER ADJUSTMENTS:	FINANCIAL AID -110,229,023. ADJUSTMENT FOR NON-CONSOLIDATED SUB 899,588.
PART XI, LINE 4B - OTHER ADJUSTMENTS:	FUNDRAISING EXPENSE -27,280. RENTAL EXPENSE -247,682.
PART XII, LINE 2D - OTHER ADJUSTMENTS:	RENTAL EXPENSE 247,682. FUNDRAISING EXPENSE 27,280. ADJUSTMENT FOR NON-CONSOLIDATED SUB 461,126.
PART XII, LINE 4B - OTHER ADJUSTMENTS:	FINANCIAL AID 110,229,023.

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	Yes (1)	NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures Etc	Yes (1)	PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast Media	Yes (1)	PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp Recs	Yes (1)	MaintainRacialCompRecsInd
Maintain Scholarships Recs	Yes (1)	MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures Etc	Yes (1)	MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All Sol	Yes (1)	MaintainCpyOfAllSolInd
Discriminate Race Stdnts Rghts	0	DiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss Plcy	0	DiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm Fculty	0	DiscriminateRaceEmplmFcultyInd
Discriminate Race Schs	0	DiscriminateRaceSchsInd
Discriminate Race Educ Plcy	0	DiscriminateRaceEducPlcyInd
Discriminate Race Use Of Fclts	0	DiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt Prog	0	DiscriminateRaceAthltProgInd
Discriminate Race Other Acty	0	DiscriminateRaceOtherActyInd
Government Financial Aid Rcvd	Yes (1)	GovernmentFinancialAidRcvdInd
Government Financial Aid Rvkd	0	GovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550	Yes (1)	ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

SCHEDULE E, PART I, LINE 3

SEE SUPPLEMENTAL PAGE

SCHEDULE E, PART I, LINE 3

NON-DISCRIMINATION POLICY THE UNIVERSITY OF NEW HAVEN REFERENCES ITS NON-DISCRIMINATION POLICY IN ITS PUBLICATIONS INCLUDING COURSE CATALOGS, JOB APPLICATIONS, AND STUDENT APPLICATIONS AS WELL AS ON THE UNIVERSITY'S WEBSITE. SCHEDULE E, PART I, LINE 6A FINANCIAL AID FUNDS THE UNIVERSITY OF NEW HAVEN RECEIVES FINANCIAL AID FUNDS FOR DISBURSEMENT TO STUDENTS. FEDERAL FUNDS INCLUDE SEOG, PELL, PERKINS AND FEDERAL WORK STUDY. STATE FUNDS INCLUDE THE ROBERTA WILLS SCHOLARSHIP PROGRAM. FINANCIAL AID PROGRAMS THE UNIVERSITY OF NEW HAVEN IS COMMITTED TO ASSISTING STUDENTS IN FINANCING THEIR EDUCATION. THE UNIVERSITY OFFERS A COMPREHENSIVE FINANCIAL AID PROGRAM, WITH THE STUDENTS RECEIVING ASSISTANCE IN THE FORM OF GRANTS, SCHOLARSHIPS, STUDENT LOANS, AND PART-TIME EMPLOYMENT WHICH ARE AVAILABLE FROM FEDERAL AND STATE FUNDS, PRIVATE SPONSORS, AND FROM UNIVERSITY RESOURCES. MORE THAN 90% OF THE UNIVERSITY'S FULL-TIME UNDERGRADUATE STUDENTS RECEIVE SOME FORM OF FINANCIAL ASSISTANCE. IN CALCULATING NEED, THE FINANCIAL AID OFFICE ATTEMPTS TO CONSIDER ALL ASPECTS OF A STUDENT'S FINANCIAL CIRCUMSTANCES. NEED-BASED AWARDS ARE ONLY AVAILABLE TO U.S. CITIZENS OR ELIGIBLE NON-CITIZENS. SOME FUNDS ARE AVAILABLE ON A MERIT BASIS FOR STUDENTS WHO HAVE EXCEPTIONAL ACADEMIC RECORDS OR ATHLETIC ABILITY. STUDENTS MUST BE MAKING SATISFACTORY ACADEMIC PROGRESS AND BE IN GOOD ACADEMIC STANDING IN ORDER TO BE ELIGIBLE TO RECEIVE FINANCIAL AID. GRADUATE STUDENTS MUST SUCCESSFULLY COMPLETE ALL CREDITS FOR WHICH FINANCIAL AID HAS BEEN AWARDED, AS INDICATED ON THE STUDENT'S INDIVIDUAL FINANCIAL AID AWARD LETTER.

Schedule F IRS990ScheduleF

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (15 entries)

RegionRegionTxt	OfficesOfficesCnt	EmployeeEmployeeCnt	Type Of Activities ConductedTypeOfActivitiesConductedTxt	Specific Services ProvidedSpecificServicesProvidedTxt	Region Total ExpendituresRegionTotalExpendituresAmt
EUROPE	1	7	PROGRAM SERVICES	INSTRUCTION	$362,914
MIDDLE EAST AND NORTH AFRICA	1	7	PROGRAM SERVICES	INSTRUCTION	$3,008,538
EUROPE	0	0	PROGRAM SERVICES	RECRUITMENT	$4,500
EAST ASIA AND PACIFIC	0	0	PROGRAM SERVICES	RECRUITMENT	$3,000
MIDDLE EAST AND NORTH AFRICA	0	0	PROGRAM SERVICES	RECRUITMENT	$13,500
SOUTH ASIA	0	0	PROGRAM SERVICES	RECRUITMENT	$339,900
CENTRAL AMERICA/CARIBBEAN	0	0	GRANTMAKING		$302,272
EAST ASIA AND PACIFIC	0	0	GRANTMAKING		$345,375
EUROPE	0	0	GRANTMAKING		$445,333
MIDDLE EAST AND NORTH AFIRICA	0	0	GRANTMAKING		$129,224
NORTH AMERICA	0	0	GRANTMAKING		$37,542
RUSSIA AND NEIGHBORING STATES	0	0	GRANTMAKING		$29,817
SOUTH AMERICA	0	0	GRANTMAKING		$129,050
SOUTH ASIA	0	0	GRANTMAKING		$2,335,871
SUB-SAHARAN AFRICA	0	0	GRANTMAKING		$424,122

Field	Value	IRS element (for citing)
Subtotal Offices	2	SubtotalOfficesCnt
Subtotal Employees	14	SubtotalEmployeesCnt
Continuation Total Office	0	ContinuationTotalOfficeCnt
Continuation Total Employee	0	ContinuationTotalEmployeeCnt
Total Office	2	TotalOfficeCnt
Total Employee	14	TotalEmployeeCnt
Subtotal Spent	$4,379,999	SubtotalSpentAmt
Continuation Spent	$3,530,959	ContinuationSpentAmt
Total Spent	$7,910,958	TotalSpentAmt

Foreign Individuals Grants ForeignIndividualsGrantsGrp (9 entries)

Type Of AssistanceTypeOfAssistanceTxt	RegionRegionTxt	Cash GrantCashGrantAmt	Manner Of Cash DisbursementMannerOfCashDisbursementTxt
UNH INSTITUTIONAL AID	EAST ASIA AND PACIFIC	$345,375	ACCT CREDIT
UNH INSTITUTIONAL AID	CENTRAL AMERICA/CARIBBEAN	$302,272	ACCT CREDIT
UNH INSTITUTIONAL AID	EUROPE	$445,333	ACCT CREDIT
UNH INSTITUTIONAL AID	MIDDLE EAST AND NORTH AFRICA	$129,224	ACCT CREDIT
UNH INSTITUTIONAL AID	NORTH AMERICA	$37,542	ACCT CREDIT
UNH INSTITUTIONAL AID	RUSSIA AND NEIGHBORING STATES	$29,817	ACCT CREDIT
UNH INSTITUTIONAL AID	SOUTH AMERICA	$129,050	ACCT CREDIT
UNH INSTITUTIONAL AID	SOUTH ASIA	$2,335,871	ACCT CREDIT
UNH INSTITUTIONAL AID	SUB-SAHARAN AFRICA	$424,122	ACCT CREDIT

Field	Value	IRS element (for citing)
Transfer To Foreign Corp	0	TransferToForeignCorpInd
Interest In Foreign Trust	0	InterestInForeignTrustInd
Foreign Corp Ownership	0	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	0	PassiveForeignInvestmestCoInd
Foreign Partnership	0	ForeignPartnershipInd
Boycott Countries	Yes (1)	BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

PART III ACCOUNTING METHOD:

SCHEDULE F, PART I

METHOD OF ACCOUNTING THE ACCRUAL METHOD OF ACCOUNTING IS USED TO VALUE ALL EXPENDITURES LISTED ON SCHEDULE F, PART I. SCHEDULE F, PART I, LINE 2 PROCEDURES FOR MONITORING USE OF GRANTS THE UNIVERSITY OF NEW HAVEN IS COMMITTED TO ASSISTING STUDENTS IN FINANCING THEIR EDUCATION. THE UNIVERSITY OFFERS A COMPREHENSIVE FINANCIAL AID PROGRAM MADE UP OF ONLY INSTITUTIONAL AID, WITH THE STUDENTS RECEIVING ASSISTANCE IN THE FORM OF GRANTS, SCHOLARSHIPS, STUDENT LOANS, AND PART-TIME EMPLOYMENT. MORE THAN 90% OF THE UNIVERSITY'S FULL-TIME UNDERGRADUATE STUDENTS RECEIVE SOME FORM OF FINANCIAL ASSISTANCE. MOST FINANCIAL AID AWARDS ARE BASED ON AN INDIVIDUAL'S DEMONSTRATION OF NEED AFTER CAREFUL CONSIDERATION OF THE APPLICATION FOR ASSISTANCE. IN CALCULATING NEED, THE FINANCIAL AID OFFICE ATTEMPTS TO CONSIDER ALL ASPECTS OF A STUDENT'S FINANCIAL CIRCUMSTANCES. NEED-BASED AWARDS ARE ONLY AVAILABLE TO U.S. CITIZENS OR ELIGIBLE NON-CITIZENS. SOME FUNDS ARE AVAILABLE ON A MERIT BASIS FOR STUDENTS WHO HAVE EXCEPTIONAL ACADEMIC RECORDS OR ATHLETIC ABILITY. STUDENTS MUST BE MAKING SATISFACTORY ACADEMIC PROGRESS AND BE IN GOOD ACADEMIC STANDING IN ORDER TO BE ELIGIBLE TO RECEIVE FINANCIAL AID. GRADUATE STUDENTS MUST SUCCESSFULLY COMPLETE ALL CREDITS FOR WHICH FINANCIAL AID HAS BEEN AWARDED, AS INDICATED ON THE STUDENT'S INDIVIDUAL FINANCIAL AID AWARD LETTER. FEDERAL, STATE, PRIVATE GRANT FUNDS AND INSTITUTIONAL AID FUNDS ARE NORMALLY APPLIED AS CREDITS TO STUDENT ACCOUNTS.

Schedule G IRS990ScheduleG

Fundraising Event Information FundraisingEventInformationGrp

Field	Value	IRS element (for citing)
Event1	GOLF TOURNAMENT	Event1Nm
Gross Receipts Event1	$83,840	GrossReceiptsEvent1Amt
Charitable Contri Event1	$48,550	CharitableContriEvent1Amt
Gross Revenue Event1	$35,290	GrossRevenueEvent1Amt
Rent Facility Costs Event1	$27,280	RentFacilityCostsEvent1Amt
Event2	VIRTUAL SCHOLAR	Event2Nm
Gross Receipts Event2	$40,235	GrossReceiptsEvent2Amt
Charitable Contri Event2	$40,235	CharitableContriEvent2Amt
Gross Receipts Total	$124,075	GrossReceiptsTotalAmt
Charitable Contributions Tot	$88,785	CharitableContributionsTotAmt
Gross Revenue Total Events	$35,290	GrossRevenueTotalEventsAmt
Rent Fclty Costs Total Events	$27,280	RentFcltyCostsTotalEventsAmt
Direct Expense Summary Events	$27,280	DirectExpenseSummaryEventsAmt
Net Income Summary	$8,010	NetIncomeSummaryAmt

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (5 entries)

Grant TypeGrantTypeTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt
FEDERAL	285	$781,575
PRIVATE	239	$655,260
STATE	297	$1,011,137
INSTITUTIONAL AID	6016	$103,602,444
EMERGENCY AID TO STUDENTS	2544	$2,406,596

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

PART I, LINE 2:

PROCEDURES FOR MONITORING USE OF GRANTS FINANCIAL AID PROGRAMS: THE UNIVERSITY OF NEW HAVEN IS COMMITTED TO ASSISTING STUDENTS IN FINANCING THEIR EDUCATION. THE UNIVERSITY OFFERS A COMPREHENSIVE FINANCIAL AID PROGRAM, WITH THE STUDENTS RECEIVING ASSISTANCE IN THE FORM OF GRANTS, SCHOLARSHIPS, STUDENT LOANS, AND PART-TIME EMPLOYMENT WHICH ARE AVAILABLE FROM FEDERAL AND STATE FUNDS, PRIVATE SPONSORS, AND FROM UNIVERSITY RESOURCES. MORE THAN 90% OF THE UNIVERSITY'S FULL-TIME UNDERGRADUATE STUDENTS RECEIVE SOME FORM OF FINANCIAL ASSISTANCE. MOST FINANCIAL AID AWARDS ARE BASED ON AN INDIVIDUAL'S DEMONSTRATION OF NEED AFTER CAREFUL CONSIDERATION OF THE APPLICATION FOR ASSISTANCE. IN CALCULATING NEED, THE FINANCIAL AID OFFICE ATTEMPTS TO CONSIDER ALL ASPECTS OF A STUDENT'S FINANCIAL CIRCUMSTANCES. NEED-BASED AWARDS ARE ONLY AVAILABLE TO U.S. CITIZENS OR ELIGIBLE NON-CITIZENS. SOME FUNDS ARE AVAILABLE ON A MERIT BASIS FOR STUDENTS WHO HAVE EXCEPTIONAL ACADEMIC RECORDS OR ATHLETIC ABILITY. STUDENTS MUST BE MAKING SATISFACTORY ACADEMIC PROGRESS AND BE IN GOOD ACADEMIC STANDING IN ORDER TO BE ELIGIBLE TO RECEIVE FINANCIAL AID. GRADUATE STUDENTS MUST SUCCESSFULLY COMPLETE ALL CREDITS FOR WHICH FINANCIAL AID HAS BEEN AWARDED, AS INDICATED ON THE STUDENT'S INDIVIDUAL FINANCIAL AID AWARD LETTER. FEDERAL, STATE, PRIVATE GRANT FUNDS AND INSTITUTIONAL AID FUNDS ARE NORMALLY APPLIED AS CREDITS TO STUDENT ACCOUNTS.

PART III, LINE 5

THE UNIVERSITY PROVIDED DIRECT EMERGENCY AID TO ELIGIBLE STUDENTS FOR THEIR EXPENSES RELATED TO THE DISRUPTION OF CAMPUS OPERATIONS DUE TO CORONAVIRUS, SUCH AS FOOD, HOUSING, COURSE MATERIALS, TECHNOLOGY, HEALTHCARE, AND CHILDCARE EXPENSES. $2,406,596 WAS FUNDED BY THE HIGHER EDUCATION EMERGENCY RELIEF FUND (HEERF) ESTABLISHED UNDER THE CORONAVIRUS AID, RELIEF, AND ECONOMIC SECURITY ACT (CARES ACT).

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Travel For Companions	Yes (X)	TravelForCompanionsInd
Housing Allowance Or Residence	Yes (X)	HousingAllowanceOrResidenceInd
Written Policy Ref T And E Expnss	Yes (1)	WrittenPolicyRefTAndEExpnssInd
Substantiation Required	Yes (1)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Form990 Of Other Organizations	Yes (X)	Form990OfOtherOrganizationsInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	Yes (1)	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	Yes (1)	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	0	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	0	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	0	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	0	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	0	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	0	AnyNonFixedPaymentsInd
Initial Contract Exception	0	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (15 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
STEVEN H KAPLAN
PRESIDENT	$681,267	$0	$0	$0	$2,954,097	$0	$134,524	$0	$42,958	$0	$3,812,846	$0	$0	$0
DANIEL MABREY
INTERNATIONAL PROGRAM MANAGER	$233,555	$0	$0	$0	$328,103	$0	$10,510	$0	$3	$0	$572,171	$0	$0	$0
GENE KLINE
INTL PROG DIRECTOR OF INTELEG STUDIE	$158,234	$0	$0	$0	$296,548	$0	$7,233	$0	$2,505	$0	$464,520	$0	$0	$0
HISHAM AKHONBAY
INTL PROG KNOWLEDGE XFER MGR	$123,336	$0	$0	$0	$293,090	$0	$4,287	$0	$1	$0	$420,714	$0	$0	$0
GEORGE S SYNODI
VP FINANCE & ADMINISTRATION	$318,886	$0	$0	$0	$4,837	$0	$34,635	$0	$49,749	$0	$408,107	$0	$0	$0
SHEAHON ZENGER
DIRECTOR OF ATHLETICS	$210,973	$0	$0	$0	$89,947	$0	$29,519	$0	$43,482	$0	$373,921	$0	$0	$0
BRIAN KENCH
DEAN	$274,605	$0	$0	$0	$630	$0	$32,671	$0	$49,893	$0	$357,799	$0	$0	$0
GREGORY EICHHORN
VP ENROLLMENT & STUDENT SUCCESS	$267,667	$0	$0	$0	$1,278	$0	$31,238	$0	$49,139	$0	$349,322	$0	$0	$0
MARIO T GABOURY
INTERIM PROV.&SR.VP OF ACAD.	$252,525	$0	$0	$0	$3,831	$0	$31,719	$0	$50,817	$0	$338,892	$0	$0	$0
STEPHEN MORIN
VP FOR ADVANCEMENT	$283,005	$0	$0	$0	$2,650	$0	$32,400	$0	$15,071	$0	$333,126	$0	$0	$0
CAROLINE KOZIATEK
VP HUMAN RESOURCES & TITLE IX COORDI	$216,179	$0	$0	$0	$2,132	$0	$30,352	$0	$50,782	$0	$299,445	$0	$0	$0
REBECCA JOHNSON
VP STDT AFFAIR & DEAN OF STDT	$192,884	$0	$0	$0	$2,552	$0	$13,202	$0	$21,742	$0	$230,380	$0	$0	$0
JEAN HUSTED
VP CHIEF OF STAFF	$194,812	$0	$0	$0	$1,269	$0	$28,267	$0	$3	$0	$224,351	$0	$0	$0
DANIEL J MAY
PROFESSOR	$123,733	$0	$0	$0	$1,626	$0	$7,303	$0	$40,142	$0	$172,804	$0	$0	$0
CAROLYN CHAMBERLIN
VP MARKETING	$0	$0	$0	$0	$142,976	$0	$0	$0	$12,609	$0	$155,585	$0	$0	$0

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART I, LINES 4A-B	SEVERANCE, NONQUALIFIED, AND EQUITY-BASED PAYMENTS NAME: KAPLAN, STEVEN H NONQUALIFIED: $100,000 DURING THE YEAR, A CONTRIBUTION OF $100,000 WAS MADE TO A 457(F) DEFERRED COMPENSATION PLAN. NAME: CHAMBERLIN, CAROLYN SEVERANCE: $142,976 DURING THE YEAR, FORMER OFFICER CAROLYN CHAMBERLIN RECEIVED SEVERANCE COMPENSATION OF $142,976.
PART III - OTHER ADDITIONAL INFORMATION	SCHEDULE J, PART II, COLUMN B(III) THE $2,954,097 AMOUNT REPORTED IN COLUMN B(III) FOR STEVEN KAPLAN REPRESENTS OTHER REPORTABLE COMPENSATION ITEMS. THE LARGEST ITEM WITHIN THIS CATEGORY IS A PAYOUT FROM A NON-QUALIFIED RETIREMENT PLAN UNDER IRC SECTION 457(F) IN THE AMOUNT OF $2,845,987. THE UNIVERSITY'S DEFERRED COMPENSATION 457(F) PLAN DELAYS COMPENSATION TO OFFICERS OF THE INSTITUTION, WHICH ARE SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE TO THE EMPLOYEE. THESE FUNDS REMAIN UNIVERSITY ASSETS AND CAN BE INVESTED UNTIL THEY VEST WITH THE EMPLOYEE AND ARE THEN PAID OUT AS CURRENT COMPENSATION OR THE FUNDS REVERT BACK TO THE UNIVERSITY IF THE FORFEITURE CONDITIONS ARE MET. THE UNIVERSITY CONTRIBUTION OVER THE PRIOR FOURTEEN YEARS FOR PRESIDENT KAPLAN'S 457(F) PLAN WAS $1,833,124. THE ANNUAL CONTRIBUTIONS WERE REPORTED IN PRIOR PERIOD 990 REPORTS ON AN ANNUAL BASIS AS RETIREMENT AND DEFERRED COMPENSATION. INVESTED MARKET GAINS OVER THIS SAME PERIOD TOTALED $1,012,863. WITHIN THIS SAME CATEGORY $9,906 WAS REPORTED FOR GROUP TERM LIFE INSURANCE COVERAGE, $13,204 AS A VEHICLE USE FRINGE BENEFIT AND $85,000 AS A HOUSING ALLOWANCE. SCHEDULE J, PART II, COLUMN C THE AMOUNT REPORTED IN COLUMN C FOR STEVEN KAPLAN OF $134,524 REPRESENTS RETIREMENT AND OTHER DEFERRED COMPENSATION ITEMS. PRESIDENT KAPLAN PARTICIPATED IN A NON-QUALIFIED RETIREMENT PLAN UNDER IRC SECTION 457(F). DURING THE YEAR THE ANNUAL CONTRACTUAL MINIMUM CONTRIBUTION OF $100,000 WAS MADE TO A 457(F) DEFERRED COMPENSATION PLAN, WHICH WILL REMAIN A UNIVERSITY ASSET AND INVESTED UNTIL VESTING IS ACHIEVED OR THE FUNDS REVERT BACK TO THE UNIVERSITY IF THE FORFEITURE PROVISIONS ARE MET. RETIREMENT CONTRIBUTIONS OF $19,500 FOR THE 457(B) PLAN AND $15,024 FOR THE 403(B) WERE ALSO MADE. SCHEDULE J, PART II, COLUMN D THE AMOUNT REPORTED IN COLUMN D FOR STEVEN KAPLAN OF $42,958 REPRESENTS NONTAXABLE BENEFIT ITEMS. PRESIDENT KAPLAN CONTRIBUTED $16,166 FOR ITEMS INCLUDING MEDICAL, DENTAL, HEALTH SAVINGS ACCOUNT AND PARKING AND THE UNIVERSITY CONTRIBUTED $24,575 FOR MEDICAL, $2,203 FOR REIMBURSED TRAVEL, INCLUDING $507 FOR SPOUSAL TRAVEL AND $14 FOR LONG TERM DISABILITY COVERAGE. TRAVEL FOR COMPANIONS IS ONLY ALLOWED FOR THE PRESIDENT OF THE UNIVERSITY WHERE A BUSINESS PURPOSE EXISTS AND REQUIRES THE SPOUSE TO PARTICIPATE. INTERNATIONAL TRAVEL AND HOUSING CERTAIN EMPLOYEES, WHO PERFORM THEIR DUTIES OVERSEAS, RECEIVED ADDITIONAL COMPENSATION RELATED TO: HOUSING, TRANSPORTATION, TRAVEL, AND OTHER RELATED EXPENSES BECAUSE OF THEIR FOREIGN DEPLOYMENT. THESE EXPENSES ARE FUNDED BY AN INTERNATIONAL SERVICE CONTRACT WITH THE UNIVERSITY. THE ADDITIONAL COMPENSATION ITEMS ARE CODIFIED WITHIN EACH EMPLOYEE'S EMPLOYMENT CONTRACT AND ARE INCLUDED IN THE EMPLOYEE'S TAXABLE INCOME PER IRS GUIDELINES. THESE EXPENSES ARE REPORTED IN SCHEDULE J, PART II, COLUMN B(III).
SCHEDULE J, PART II	AS PART OF AN INTERNAL COMPLIANCE CHECK, THE UNIVERSITY'S SENIOR MANAGEMENT REVIEWED THE LIST OF KEY EMPLOYEES HISTORICALLY REPORTED ON FORM 990, PART VII AND SCHEDULE J. ANALYZING THE FORM 990 INSTRUCTIONS, INCLUDING THE DEFINITION OF "KEY EMPLOYEE AND RELATED EXAMPLES, MANAGEMENT DETERMINED JOB RESPONSIBILITIES OF CERTAIN INDIVIDUALS REPORTED AS KEY EMPLOYEES IN PRIOR YEARS DO NOT ALIGN WITH THE DEFINITION OF A KEY EMPLOYEE. THE FOLLOWING EMPLOYEES SHOULD NOT HAVE BEEN LISTED AS KEY EMPLOYEES ON FORMS 990 FOR TAX YEARS PRIOR TO FY21: BRIAN KENCH, RONALD S HARICHANDRAN, LOUIS C ANNINO, DAVID SCHROEDER, SUMMER J MCGEE, MICHAEL ROSSI.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (2 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
CHEFA 2018 SERIES K1
A	060806186	20774Y4T1	2018-05-01	$97,611,168	REFINANCE PRIOR DEBT CHEFA SERIES	0	0	0
CHEFA 2019 SERIES K3
B	060806186	20774Y6K8	2018-11-28	$26,904,071	CONSTRUCT ACADEMIC BUILDING	0	0	0

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (2 entries)

Bond ReferenceBondReferenceCd	Total ProceedsTotalProceedsAmt	Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt	Other Spent ProceedsOtherSpentProceedsAmt	Substantial CompletionSubstantialCompletionYr	Refunding Tax Exempt BondsRefundingTaxExemptBondsInd	Refunding Taxable BondsRefundingTaxableBondsInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd
A	$97,611,168	$1,004,718	$96,606,450	2015	Yes (1)	0	Yes (1)	Yes (1)
B	$26,904,071	$531,301	$26,372,770	2021	0	0	Yes (1)	Yes (1)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (2 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedPropertyInd	Any Lease ArrangementsAnyLeaseArrangementsInd	Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd	Any Research AgreementsAnyResearchAgreementsInd	Private Bus Use By OthersPrivateBusUseByOthersPct	Total Private Business UseTotalPrivateBusinessUsePct	Bond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestInd	Change In Use Bond Financed PropChangeInUseBondFinancedPropInd	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A	0	Yes (1)	0	0	0.00310	0.00310	0	0	Yes (1)
B	0	0	0	0			0	0	Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (2 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiledInd	Rebate Not Due YetRebateNotDueYetInd	Exception To RebateExceptionToRebateInd	No Rebate DueNoRebateDueInd	Variable Rate IssueVariableRateIssueInd	Hedge Identified In Bks And RecHedgeIdentifiedInBksAndRecInd	Gross Proceeds Invested In GICGrossProceedsInvestedInGICInd	Gross Proceeds InvestedGrossProceedsInvestedInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd
A	0	Yes (1)	Yes (1)	0	0	0	0	0	Yes (1)
B	0	Yes (1)	0	0	0	0	0	0	Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (2 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (1)
B	Yes (1)

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE K, PART II, LINE 11	FormAndLineReferenceDesc
Explanation	PURPOSE OF ISSUE DESCRIPTION CHEFA 2018 SERIES K1 OTHER SPENT PROCEEDS - 2018 SERIES K1 OF THE SPENT PROCEEDS, $96,098,090 WAS USED TO REFUND BONDS ISSUED 8/11/2010, 10/11/2013 AND 11/22/2013. OF THE SPENT PROCEEDS, $508,360 WAS A QUALIFIED HEDGE TERMINATION PAYMENT. SCHEDULE K, PART II, LINE 11 CHEFA 2019 SERIES K3 BOND PROCEEDS WERE USED TO CONSTRUCT AN ACADEMIC BUILDING. SCHEDULE K, PART III, LINE 3A QUALIFIED PRIVATE ACTIVITY BOND CHEFA 2018 SERIES K1 MANAGEMENT AND SERVICE CONTRACTS ALL MANAGEMENT AND SERVICE CONTRACTS IN THIS BOND FINANCED SPACE FALL UNDER THE SAFE HARBOR PROVIDED BY REVENUE PROCEDURE 2016-44 AND WILL NOT RESULT IN PRIVATE BUSINESS USE. SCHEDULE K, PART III, LINE 3A CHEFA 2019 SERIES K3 MANAGEMENT AND SERVICE CONTRACTS ALL MANAGEMENT AND SERVICE CONTRACTS IN THIS BOND FINANCED SPACE FALL UNDER THE SAFE HARBOR PROVIDED BY REVENUE PROCEDURE 2016-44 AND WILL NOT RESULT IN PRIVATE BUSINESS USE. SCHEDULE K, PART IV, LINE 2B CHEFA 2018 SERIES K1 ARBITRAGE CALCULATION - 2018 SERIES K1 THE ORGANIZATION MET THE EIGHTEEN MONTH SPENDING EXCEPTION; THEREFORE NO REBATE CALCULATION IS REQUIRED.	ExplanationTxt

Schedule M IRS990ScheduleM

Securities Publicly Traded SecuritiesPubliclyTradedGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	8	ContributionCnt
Noncash Contributions Rpt F990	$1,323,694	NoncashContributionsRptF990Amt
Method Of Determining Revenues	MARKET VALUE	MethodOfDeterminingRevenuesTxt

Field	Value	IRS element (for citing)
Any Property That Must Be Held	0	AnyPropertyThatMustBeHeldInd
Review Process Unusual NC Gifts	Yes (1)	ReviewProcessUnusualNCGiftsInd
Third Parties Used	0	ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART I, COLUMN (B):	FormAndLineReferenceDesc
Explanation	NUMBER OF CONTRIBUTIONS THE AMOUNT IN COLUMN B INDICATES THE NUMBER OF INDIVIDUAL CONTRIBUTIONS.	ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (6 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, PART VI, SECTION B, LINE 10B	LOCAL BRANCHES THE UNIVERSITY OPERATES THE FOLLOWING CAMPUSES: WEST HAVEN, CT; ORANGE, CT; PRATO, ITALY; AND ALBUQUERQUE, NM.
FORM 990, PART VI, SECTION B, LINE 11B	FORM 990 REVIEW PROCESS A COMPLETED COPY OF THE FORM 990 WAS MADE AVAILABLE TO ALL BOARD MEMBERS VIA A SECURE WEB PORTAL FOR REVIEW, COMMENT AND QUESTIONS PRIOR TO SUBMISSION TO THE INTERNAL REVENUE SERVICE.
FORM 990, PART VI, SECTION B, LINE 12C	CONFLICT OF INTEREST POLICY THE CONFLICT OF INTEREST POLICY WAS CREATED TO COMPLY WITH THE CONNECTICUT REVISED NON-STOCK CORPORATION ACT WHICH MEETS THE REQUIREMENTS OF THE INTERNAL REVENUE SERVICE. THE POLICY IDENTIFIES WHAT CONSTITUTES A CONFLICT OF INTEREST FOR A BOARD MEMBER AND WHAT IS REQUIRED OF A BOARD MEMBER IF A CONFLICT WERE TO ARISE. THE UNDERLYING PRINCIPLES OF THE POLICY ARE AIMED AT INSURING A FULL AND TIMELY DISCLOSURE MADE BY A BOARD MEMBER REGARDING ANY CONFLICT OF INTEREST THAT MAY EXIST. BOARD MEMBERS WITH CONFLICTS ARE NOT TO BE INVOLVED IN ANY BOARD DELIBERATIONS OR VOTE ON THE MATTER. IN ADDITION, IF THE TRANSACTION IS TO BE APPROVED AT THE UNIVERSITY STAFF LEVEL, THEN, THE BOARD MEMBER SHALL HAVE NO INVOLVEMENT IN THE STAFF DECISION MAKING PROCESS. THE PROCEDURES REGARDING THE IMPLEMENTATION OF THE CONFLICTS POLICY CONTAINS THREE STEPS; SUBMISSION OF THE ANNUAL CONFIRMATION FORM, REPORTING OF SUBSEQUENT CONFLICTS OF INTEREST AND THE SECRETARY'S ROLE IN REPORTING CONFLICTS TO THE ETHICS SUBCOMMITTEE OF THE BOARD'S EXECUTIVE COMMITTEE. THE SCOPE OF THIS POLICY COVERS CURRENT BOARD MEMBERS, AND IS REVIEWED AND MONITORED WITH THE SUBMISSION OF THE ANNUAL CONFIRMATION FORM BEING SUBMITTED TO THE EXECUTIVE ASSISTANT TO THE PRESIDENT. AN ADDITIONAL CONFIRMATION IS SECURED WITH A REVIEW OF THE ANNUAL CONFIRMATION FORMS BY THE UNIVERSITY ADMINISTRATION.
FORM 990, PART VI, SECTION B, LINE 15	COMPENSATION POLICY AND PROCEDURES THERE ARE TWO SEQUENTIAL STEPS TAKEN EACH FISCAL YEAR AT THE UNIVERSITY OF NEW HAVEN WITH REGARD TO THE DECISIONS MADE BY THE BOARD OF GOVERNORS IN CONNECTION WITH THE COMPENSATION AWARDED TO THE SENIOR MANAGEMENT OFFICIALS AT THE UNIVERSITY. THE SENIOR OFFICERS CONSIST OF: (I) THE PRESIDENT; (II) THE PROVOST; AND (III) THE VICE PRESIDENTS. THE FIRST STEP INVOLVES A SPECIAL COMMITTEE OF THE BOARD OF GOVERNORS, THE COMPENSATION COMMITTEE (THE "COMMITTEE"), WHICH IS COMPRISED OF FIVE MEMBERS: (I) THE BOARD CHAIR AND VICE CHAIR; AND (II) THREE OTHER BOARD MEMBERS (INCLUDING ONE BOARD MEMBER WHO IS A PRACTICING CONNECTICUT ATTORNEY). THE MEMBERS OF THE COMMITTEE ARE SELECTED BY THE BOARD CHAIR; AND THE COMMITTEE HAS BEEN AUTHORIZED BY THE BOARD TO ACT IN ITS SPECIAL CAPACITY. THE MEMBERS OF THE COMMITTEE ARE INDEPENDENT PERSONS WITH NO CONFLICTS OF INTEREST, AND WHO ARE THUS ABLE TO CONDUCT THE COMPENSATION REVIEW AT "ARMS' LENGTH." WITH REGARD TO THE UNIVERSITY'S 7/1/20-6/30/21 FISCAL YEAR, THE COMMITTEE CONDUCTED AN IN-DEPTH REVIEW, AND DISCUSSION, OF FOUR RELEVANT MATTERS. FIRST, IT REVIEWED THE VARIOUS ELEMENTS OF THE COMPENSATION FOR EACH SENIOR OFFICER, INCLUDING BASE SALARY, BONUS INCENTIVES, STANDARD ERISA-QUALIFIED HEALTH AND RETIREMENT PLANS, TAXABLE ALLOWANCES, AND OTHER BENEFITS. SECOND, THE COMMITTEE REVIEWED APPROPRIATE COMPENSATION COMPARABILITY DATA BASED ON THE GEOGRAPHIC LOCATION, ACADEMIC PROGRAMS OFFERED AND THE FINANCIAL RESOURCES OF OTHER RELEVANT UNIVERSITIES. THIRD, THE REASONABLENESS OF THIS DATA WAS SUBSTANTIATED WITH BENCHMARKING EACH SENIOR OFFICER'S POSITION WITH MARKET NORMS. FOURTH, AND FINALLY, THE LEVELS OF RESPONSIBILITY AND OVERALL QUALIFICATIONS OF EACH OF THE SENIOR OFFICERS RELATIVE TO MARKET COMPARABLE POSITIONS, AND ALSO EACH SENIOR OFFICER'S JOB PERFORMANCE, WERE ALSO REVIEWED. (AS IS PRUDENT, THE COMMITTEE'S DELIBERATIONS AND DECISIONS WERE DOCUMENTED BY CONTEMPORANEOUSLY-PREPARED MINUTES BY THE COMMITTEE MEMBER WHO IS A PRACTICING CONNECTICUT ATTORNEY.) THE SECOND AND FINAL STEP IN THE COMPENSATION ANNUAL REVIEW AND APPROVAL PROCESS COMMENCED WITH THE COMMITTEE'S PRESENTATION OF ITS ANNUAL REPORT AND RECOMMENDATIONS AT A MEETING OF THE BOARD OF GOVERNORS WITH REGARD TO: (I) THE DATA THAT THE COMMITTEE REVIEWED; AND (II) ITS COMPENSATION RECOMMENDATIONS TO THE BOARD. (IN THIS CONTEXT, ALL MEMBERS OF THE BOARD ARE INDEPENDENT PERSONS WITH NO CONFLICTS OF INTEREST, AND WHO ARE THUS ABLE TO CONDUCT THE COMPENSATION REVIEW AT "ARMS' LENGTH.") THE BOARD THEN DISCUSSED THIS DATA FROM THE COMMITTEE AND ALSO THE COMMITTEE'S RECOMMENDATIONS. THEREUPON, A RESOLUTION WAS ADOPTED BY A MAJORITY OF THE BOARD IN ITS APPROVAL OF THE PARTICULAR COMPENSATION AMOUNTS TO BE AWARDED TO EACH OF THE SENIOR OFFICERS. (AS IS PRUDENT, THE BOARD'S DELIBERATIONS AND DECISIONS WERE DOCUMENTED BY CONTEMPORANEOUSLY-PREPARED MINUTES BY A BOARD MEMBER WHO IS A PRACTICING CONNECTICUT ATTORNEY.) IN ADDITION, COMPENSATION FOR KEY EMPLOYEES IS CALCULATED IN A SIMILAR FASHION AS PROVIDED ABOVE BUT DOES NOT REQUIRE COMMITTEE OR BOARD REVIEW OR APPROVAL. THEREFORE, THE UNIVERSITY OF NEW HAVEN HAS CONCLUDED THAT ITS PROCEDURES FOR DETERMINING THE COMPENSATION OF ITS SENIOR MANAGEMENT OFFICIALS, AND ALL OTHER OFFICERS AND KEY EMPLOYEES OF THE UNIVERSITY, MEET THE REQUIREMENTS OF THE REBUTTABLE PRESUMPTION OF REASONABLENESS.
FORM 990, PART VI, SECTION C, LINE 19	PUBLIC DISCLOSURE POLICY THE UNIVERSITY ALLOWS ACCESS TO IMPORTANT DOCUMENTS OF PUBLIC INTEREST THROUGH THE UNIVERSITY'S WEB SITE. THE UNIVERSITY'S TAX RETURN (FORM 990) AND AUDITED FINANCIAL STATEMENTS ARE MADE AVAILABLE FOR PUBLIC INSPECTION.
FORM 990, PART VII	AS PART OF AN INTERNAL COMPLIANCE CHECK, UNIVERSITY MANAGEMENT REVIEWED THE LIST OF KEY EMPLOYEES HISTORICALLY REPORTED ON FORM 990, PART VII AND SCHEDULE J. ANALYZING THE FORM 990 INSTRUCTIONS, INCLUDING THE DEFINITION OF "KEY EMPLOYEE AND RELATED EXAMPLES, MANAGEMENT DETERMINED JOB RESPONSIBILITIES OF CERTAIN INDIVIDUALS REPORTED AS KEY EMPLOYEES IN PRIOR YEARS DO NOT ALIGN WITH THE DEFINITION OF KEY EMPLOYEE. THE FOLLOWING EMPLOYEES SHOULD NOT HAVE BEEN LISTED AS A KEY EMPLOYEE ON FORMS 990 FOR TAX YEARS PRIOR TO FY21: BRIAN KENCH, RONALD S HARICHANDRAN, LOUIS C ANNINO, DAVID SCHROEDER, SUMMER J MCGEE, MICHAEL ROSSI.

Schedule R IRS990ScheduleR

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (2 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Exempt Code SectionExemptCodeSectionTxt	Public Charity StatusPublicCharityStatusTxt	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Controlled OrganizationControlledOrganizationInd
HENRY C LEE INST OF FORENSIC SCIENCE
300 BOSTON POST ROAD	WEST HAVEN	CT	06516	061629144	EDUCATION	CT	501(C) (3)	12A(I)	UNH	Yes (1)
UNIVERSITY OF NEW HAVEN DENTAL CENTER
300 BOSTON POST ROAD	WEST HAVEN	CT	06516	061629143	INACTIVE CORP	CT	501(C) (3)	12A(I)	UNH	Yes (1)

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp

Related Organization Name RelatedOrganizationName

Field	Value	IRS element (for citing)
Business Name Line1	CHARITABLE REMAINDER TRUSTS (2)	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	300 BOSTON POST ROAD	AddressLine1Txt
City	WEST HAVEN	CityNm
State Abbreviation	CT	StateAbbreviationCd
ZIP	06516	ZIPCd

Field	Value	IRS element (for citing)
Primary Activities	CHARITABLE TRUST	PrimaryActivitiesTxt
Legal Domicile State	CT	LegalDomicileStateCd
Direct Controlling NA	N/A	DirectControllingNACd
Entity Type	T	EntityTypeTxt
Controlled Organization	Yes (1)	ControlledOrganizationInd

Field	Value	IRS element (for citing)
Receipt Of Int Annts Rnts Rylts	0	ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org	0	GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org	0	GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org	0	LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org	0	LoansOrGuaranteesFromOthOrgInd
Div Related Organization	0	DivRelatedOrganizationInd
Asset Sale To Other Org	0	AssetSaleToOtherOrgInd
Asset Purchase From Other Org	0	AssetPurchaseFromOtherOrgInd
Asset Exchange	0	AssetExchangeInd
Rental Of Facilities To Oth Org	0	RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org	0	RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org	0	PerformOfServicesForOthOrgInd
Perform Of Services By Other Org	0	PerformOfServicesByOtherOrgInd
Sharing Of Facilities	Yes (1)	SharingOfFacilitiesInd
Paid Employees Sharing	Yes (1)	PaidEmployeesSharingInd
Reimbursement Paid To Other Org	0	ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org	0	ReimbursementPaidByOtherOrgInd
Transfer To Other Org	Yes (1)	TransferToOtherOrgInd
Transfer From Other Org	Yes (1)	TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (4 entries)

Transaction TypeTransactionTypeTxt	InvolvedInvolvedAmt	Method Of Amount DeterminationMethodOfAmountDeterminationTxt
HENRY C LEE INSTITUTE OF FORENSIC SCIENCE
N	$371,012	FMV
HENRY C LEE INSTITUTE OF FORENSIC SCIENCE
O	$455,583	FMV
HENRY C LEE INSTITUTE OF FORENSIC SCIENCE
R	$348,511	FMV
HENRY C LEE INSTITUTE OF FORENSIC SCIENCE
S	$73,398	FMV