ALICE ROSENWALD FUND: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- ALICE ROSENWALD FUND (EIN 13-3174406)
- Tax period
- 2020-05-01 to 2021-04-30
- Filed
- 2022-02-28
- IRS object ID
- 202240599349100354
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-02-28T07:03:10-06:00 | ReturnTs |
| Tax Period End | 2021-04-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EISNER ADVISORY GROUP LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 733 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100172703 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-05-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133174406 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALICE ROSENWALD FUND | BusinessNameLine1Txt |
| Business Name Line2 | c/o EISNER ADVISORY GROUP LLC | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % EISNER ADVISORY GROUP LLC | InCareOfNm |
| Business Name Control | ALIC | BusinessNameControlTxt |
| Phone | 2128914054 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 733 third avenue | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ALICE ROSENWALD | PersonNm |
| Person Title | president | PersonTitleTxt |
| Phone | 2128914054 | PhoneNum |
| Signature | 2022-01-21 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | ALICE | PersonFirstNm |
| Person Last | ROSENWALD | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MARIE ARRIGO | PreparerPersonNm |
| PTIN | P00058583 | PTIN |
| Phone | 2129498700 | PhoneNum |
| Preparation | 2022-02-21 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $29,124,166 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $486,697 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $454,300 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,431,038 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $8,504,583 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,431,038 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$20,978 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$8,490 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,896,757 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,876,848 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Accounting Fees Rev And Expnss | $86,533 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $43,267 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $43,266 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $135,316 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $135,316 | OtherProfFeesNetInvstIncmAmt |
| Interest Rev And Expnss | $199 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $178 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $14,800 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,936 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $42,880 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $39,458 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $3,378 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $279,728 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $220,155 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $46,644 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,088,750 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,088,750 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,368,478 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $220,155 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,135,394 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $528,279 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,656,693 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $34,325 | CashBOYAmt |
| Cash EOY | $22,541 | CashEOYAmt |
| Cash EOYFMV | $22,541 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,126,209 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $757,135 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $757,135 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $3,792,797 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $2,767,914 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $2,768,175 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $11,275,081 | CorporateStockBOYAmt |
| Corporate Stock EOY | $4,133,912 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $10,903,927 | CorporateStockEOYFMVAmt |
| Corporate Bonds EOY | $494,067 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $486,841 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $874,120 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $9,496,904 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $14,185,547 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $2,124 | OtherAssetsBOYAmt |
| Total Assets BOY | $17,104,656 | TotalAssetsBOYAmt |
| Total Assets EOY | $17,672,473 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $29,124,166 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $17,055,247 | CapitalStockBOYAmt |
| Capital Stock EOY | $17,623,064 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $49,409 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $49,409 | AdditionalPaidInCapitalEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $17,104,656 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $17,672,473 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $17,104,656 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $17,672,473 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $17,104,656 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $528,279 | ExcessRevenueOverExpensesAmt |
| Other Increases | $39,538 | OtherIncreasesAmt |
| Subtotal | $17,672,473 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $17,672,473 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (6 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| GAIN ON PUBLICLY TRADED SECURITIES | P | $3,884,383 | $3,839,869 | $44,514 | $44,514 |
| GAIN ON PUBLICLY TRADED SECURITIES | P | $4,620,200 | $3,317,538 | $1,302,662 | $1,302,662 |
| LONG TERM THRU PARTNERSHIP | P | $30,539 | |||
| SHORT TERM THRU PARTNERSHIP | $4,092 | ||||
| SEC 1231 THRU PARTNERSHIP | -$105 | ||||
| CAPITAL GAIN DISTRIBUTION | P | $49,336 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,431,038 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $23,028 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $23,028 | SubtotalAmt |
| Tax Based On Investment Income | $23,028 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $20,569 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $10,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $30,569 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $31 | EsPenaltyAmt |
| Overpayment | $7,510 | OverpaymentAmt |
| Applied To ES Tax | $7,510 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | n/a | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EISNER ADVISORY GROUP LLC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2128914054 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O J ZBAR 733 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| ALICE ROSENWALD | |||||||||
| c/o EISNER ADVISORY GROUP LLC | 733 THIRD AVENUE | NEW YORK | NY | 10017 | PRESIDENT & DIRECTOR | 1.0 | $0 | $0 | $0 |
| DAVID BUSS | |||||||||
| c/o EISNER ADVISORY GROUP LLC | 733 THIRD AVENUE | NEW YORK | NY | 10017 | VICE PRESIDENT & DIRECTOR | 0.25 | $0 | $0 | $0 |
| JAMES LEDLEY | |||||||||
| c/o EISNER ADVISORY GROUP LLC | 733 THIRD AVENUE | NEW YORK | NY | 10017 | SECRETARY & DIRECTOR | 0.25 | $0 | $0 | $0 |
| JOEL ZBAR | |||||||||
| c/o EISNER ADVISORY GROUP LLC | 733 THIRD AVENUE | NEW YORK | NY | 10017 | TREASURER | 0.25 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| EISNERAMPER LLP | |||||
| 733 THIRD AVENUE | NEW YORK | NY | 10017 | TAX&ACCOUNTING SVCS | $86,533 |
| CIRCLE WEALTH MANAGEMENT LLC | |||||
| 47 MAPLE ST STE 201 | SUMMIT | NJ | 079012571 | INVEST CUSTODY SVCS | $135,259 |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $23,788,785 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $679,640 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $1,456,946 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $25,925,371 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $25,925,371 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $388,881 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $25,536,490 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,276,825 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,276,825 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $23,028 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $23,028 | TotalTaxAmt |
| Distributable Before Adj | $1,253,797 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $1,253,797 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $1,253,797 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,135,394 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $1,135,394 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,135,394 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,253,797 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,098,296 | UndistributedIncomePYAmt |
| Prior Year1 | 2018 | PriorYear1Yr |
| Prior Year2 | 2017 | PriorYear2Yr |
| Prior Year3 | 2016 | PriorYear3Yr |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,135,394 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,098,296 | AppliedToYear1Amt |
| Applied To Current Year | $37,098 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Undistributed Income CY | $1,216,699 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ALICE ROSENWALD | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (19 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| JCC Rockland | ||||||||
| 450 WEST NYACK ROAD | WEST NYACK | NY | 10994 | NONE | PC | GENERAL SUPPORT | $21,000 | |
| CHILDREN'S RIGHTS INC | ||||||||
| 88 PINE STREE SUITE 800 | NEW YORK | NY | 10005 | NONE | PC | GENERAL SUPPORT | $100,000 | |
| NATIONAL TRUST FOR HISTORIC PRESERVATION | ||||||||
| THE WATERGATE OFFICE BLDG 2600 VIRG | WASHINGTON | DC | 20037 | NONE | PC | GENERAL SUPPORT | $250,000 | SUITE 1100 |
| HOSPITAL FOR SPECIAL SURGERY | ||||||||
| MICAH BANNER DEV DEPT 535 E 70TH | NEW YORK | NY | 10021 | NONE | PC | GENERAL SUPPORT | $5,000 | |
| SPRING FOOD PANTRY | ||||||||
| 5 OLD STONE HIGHWAY | EAST HAMPTON | NY | 11937 | NONE | PC | GENERAL SUPPORT | $5,000 | |
| The Clamshell Foundation | ||||||||
| PO BOX 2725 | EAST HAMPTON | NY | 11937 | NONE | PC | GENERAL SUPPORT | $5,000 | |
| Christian C Sanderson Museum | ||||||||
| PO BOX 153 | CHADDS FORD | PA | 19317 | NONE | PC | GENERAL SUPPORT | $5,000 | |
| Mclean Hospital | ||||||||
| DEVELOPMENT OFFICE 115 MILL STREET | BELMONT | MA | 02478 | NONE | PC | GENERAL SUPPORT | $75,000 | |
| Armenian Cultural and Educational Center | ||||||||
| 47 NICHOLS AVE | WATERTOWN | MA | 02472 | NONE | PC | GENERAL SUPPORT | $500 | |
| Asian Americans for Equity | ||||||||
| 2 ALLEN ST 7TH FLOOR | NEW YORK | NY | 10002 | NONE | PC | GENERAL SUPPORT | $2,000 | |
| Brigham and Women's Hospital | ||||||||
| 75 FRANCIS ST | BOSTON | MA | 02115 | NONE | PC | GENERAL SUPPORT | $30,000 | |
| Turtle Rescue of the Hamptons | ||||||||
| 111 MANOR LN | JAMESPORT | NY | 11947 | NONE | PC | GENERAL SUPPORT | $250 | |
| Step by Step Supported Living Inc | ||||||||
| 1470 BEACON STR SUITE B | BROOKLINE | MA | 02446 | NONE | PC | GENERAL SUPPORT | $475,000 | |
| New York Presbyterian | ||||||||
| 525 EAST 68TH ST | NEW YORK | NY | 10065 | NONE | PC | GENERAL SUPPORT | $40,000 | |
| The Goldberg Charitable Corporation | ||||||||
| 193 GROVE STREET | WELLESLEY | MA | 02482 | NONE | PC | GENERAL SUPPORT | $25,000 | |
| I-TRI | ||||||||
| 15 BRYANT STREET | EAST HAMPTON | NY | 11937 | NONE | PC | GENERAL SUPPORT | $10,000 | |
| Citymeals on Wheels | ||||||||
| 355 LEXINGTON AVE 3 | NEW YORK | NY | 10017 | NONE | PC | GENERAL SUPPORT | $20,000 | |
| LVIS | ||||||||
| 95 MAIN STREET | EAST HAMPTON | NY | 11937 | NONE | PC | GENERAL SUPPORT | $10,000 | |
| MONTEFIORE HOSPITAL | ||||||||
| 111 E 210 STREET | NEW YORK | NY | 10467 | NONE | PC | GENERAL SUPPORT | $10,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,088,750 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | $5 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $486,692 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,431,038 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|---|
| THRU PARTNERSHIPS | 523000 | -$12,498 | 01 | -$8,490 |
| MISCELANEOUS INCOME | 01 | $10 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$12,493 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,909,250 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,896,757 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX & ACCOUNTING FEES | CategoryTxt |
| Amt | $86,533 | Amt |
| Net Investment Income | $43,267 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $43,266 | DisbursementsCharitablePrpsAmt |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NONE | Desc |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (4 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CAPITAL ONE FINL VAR | $65,930 | $64,838 |
| JPMORGAN CHASE & VAR | $108,847 | $107,730 |
| JPMORGAN CHASE & VAR | $143,592 | $141,705 |
| CITIZENS FINL GRO VAR 99 | $175,698 | $172,568 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (22 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| APPLE INC | $82,494 | $189,302 |
| BANK OF AMERICA 6% PFD | $54,710 | $55,060 |
| CITIZENS FINL 6.35% PFD | $448,124 | $487,750 |
| CROWDSTRIKE HLDGS INC | $44,265 | $229,361 |
| FIRST HORIZO 6.625% PFD | $44,999 | $51,279 |
| FIRST HORIZON 6.5% PFD | $106,494 | $117,558 |
| GMAC CAPITAL 7.4766%XXX | $107,654 | $106,675 |
| GOLDMAN SACHS GROUP | $395,153 | $578,555 |
| JPMORGAN CHASE & CO | $383,873 | $525,586 |
| MICROSOFT CORP | $355,853 | $614,058 |
| PEOPLE'S UNI 5.625% PFD | $142,295 | $156,683 |
| PNC FINL SERVICES | $388,668 | $496,612 |
| PNC FINL SVC 6.125% PFD | $353,505 | $351,348 |
| STERLING BANCO | $39,715 | $39,915 |
| SYNOVUS FINL | $398,818 | $408,204 |
| THE GOLDMAN SA 5.5% PFD | $74,931 | $80,210 |
| U.S. BANCORP 6.5% PFD | $102,289 | $100,177 |
| VALLEY NTNL BA 5.5% PFD | $201,441 | $215,469 |
| WELLS FARGO & CO | $210,535 | $335,623 |
| WESBANCO, INC 6.75% PFD | $82,035 | $86,130 |
| AMETEK INC | $96,340 | $5,521,499 |
| CHEVRON CORP | $19,721 | $156,873 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $2,767,914 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $2,768,175 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (31 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 2800 SAP IV INVESTORS LLC | AT COST | $80,289 | $31,186 |
| 2800 SAP V ASSOCIATES LLC | AT COST | $5,190 | $12 |
| 2800 SAP V INVESTORS LLC | AT COST | $110,025 | $163,388 |
| AMERICAN SAP IV ASSOCIATES LLC | AT COST | $36,410 | $112 |
| 2400 RHO PARTNERS LLC (1999) | AT COST | $39,576 | $208,534 |
| 2800 ASA IV LLC | AT COST | $682 | $155 |
| 2800 ASCP CHINA ASSOCIATES LLC | AT COST | $1,944 | $535 |
| 2800 ASCP CHINA INVESTORS LLC | AT COST | $177,587 | $159,871 |
| 2800 ICV II ASSOCIATES LLC | AT COST | $16,622 | $759 |
| 2800 ICV II INVESTORS LLC | AT COST | $10,026 | $4,784 |
| 2800 JR INVESTORS LLC | AT COST | $9,827 | $3,730 |
| 2800 LBO IV INVESTORS LLC | AT COST | $6,779 | $5,096 |
| 2800 LBO V ASSOCIATES LLC | AT COST | $29,268 | $1,657 |
| 2800 LBO V INVESTORS LLC | AT COST | $21,065 | $4,791 |
| AMERICAN MCAP II LLC | AT COST | $194,294 | |
| AMERICAN MCAP III LLC | AT COST | $100,727 | $450,284 |
| AMERICAN SECURITIES OPP FUNDII | AT COST | $53,797 | $30,017 |
| BIOVENTURES INVESTORS IV LP | AT COST | $169,659 | $165,034 |
| ACCOLATE PARTNERS VIII LP | AT COST | $41,607 | $43,750 |
| SCHWAB US BROAD MARKET | AT COST | $1,144,612 | $2,698,416 |
| SPDR S&P 500 ETF IV | AT COST | $1,724,237 | $3,133,138 |
| SPDR S&P 500 ETF IV | AT COST | $1,117,438 | $1,698,090 |
| BROWN ADVISORY SUSTAINAB | AT COST | $685,000 | $850,579 |
| GOLDMAN SACHS GQG PTNRS | AT COST | $651,322 | $813,680 |
| ARTISAN SMALL CAP ADVISO | AT COST | $949,361 | $990,264 |
| BROWN ADVISORY SUSTAINAB | AT COST | $500,000 | $620,861 |
| GOLDMAN SACHS GQG PTNRS | AT COST | $500,927 | $570,827 |
| GMAC CAPITAL 7.4766%PFD | AT COST | $94,686 | $96,227 |
| SIGNATURE BANK 5% PFD | AT COST | $350,025 | $359,100 |
| ZIONS BANCORP, 6.95%PFD | AT COST | $218,261 | $234,973 |
| VANGUARD SHORT-TERM INVE | AT COST | $649,955 | $651,403 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| FILING FEES | $760 | $760 | |
| THRU PARTNERSHIPS | $39,502 | $39,458 | |
| INSURANCE | $2,570 | $2,570 | |
| CASH CONTRIBUTION - PASSTHRU | $48 | $48 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| THRU PARTNERSHIPS(NON-UBIT) | -$8,490 | -$8,490 |
| THRU PARTNERSHIPS(SUBJECT TO UBTI) | -$12,498 | |
| STATE REFUND - CA | $10 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BOOK/TAX DIFFERENCE | Desc |
| Amt | $39,538 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | CUSTODY FEES | CategoryTxt |
| Amt | $135,316 | Amt |
| Net Investment Income | $135,316 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FEDERAL EXCISE TAX | $5,981 | |
| FOREIGN TAX | $1,936 | $1,936 |
| STATE INCOME TAX - VA | $4,468 | |
| STATE INCOME TAX - MD | $2,415 |