ANNENBERG FOUNDATION TRUST AT SUNNYLANDS: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- ANNENBERG FOUNDATION TRUST AT SUNNYLANDS (EIN 25-6774871)
- Tax period
- 2020-07-01 to 2021-06-30
- Filed
- 2022-05-13
- IRS object ID
- 202241339349104954
- Schema version
- 2020v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Sales Of Inventory List
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-05-13T18:53:39-05:00 | ReturnTs |
| Tax Period End | 2021-06-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 366055558 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GRANT THORNTON LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2001 MARKET STREET SUITE 700 | AddressLine1Txt |
| City | PHILADELPHIA | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 19103 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-07-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 256774871 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ANNENBERG FOUNDATION TRUST AT | BusinessNameLine1Txt |
| Business Name Line2 | SUNNYLANDS | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ANNE | BusinessNameControlTxt |
| Phone | 7602022222 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 37977 BOB HOPE DRIVE | AddressLine1Txt |
| City | RANCHO MIRAGE | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92270 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ROBERT W CARAGHER | PersonNm |
| Person Title | CFAO | PersonTitleTxt |
| Phone | 7602022222 | PhoneNum |
| Signature | 2022-05-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | ROBERT | PersonFirstNm |
| Person Last | CARAGHER | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | RUSSLEE ARMSTRONG | PreparerPersonNm |
| PTIN | P00288383 | PTIN |
| Phone | 2155614200 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $655,891,772 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $32,033 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $4,392 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $4,392 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $4,392 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $5,572,383 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $5,572,383 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $5,572,383 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $36,617,002 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $120,632,497 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $36,620,636 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $566,690 | NetSTCapitalGainAdjNetIncmAmt |
| Gross Sales Less Ret And Allwnc | $289,968 | GrossSalesLessRetAndAllwncAmt |
| Cost Of Goods Sold | $176,156 | CostOfGoodsSoldAmt |
| Gross Profit Rev And Expnss | $113,812 | GrossProfitRevAndExpnssAmt |
| Gross Profit Adj Net Incm | $113,812 | GrossProfitAdjNetIncmAmt |
| Other Income Rev And Expnss | $809,124 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $499,899 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $623,300 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $43,148,746 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $42,697,310 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $6,880,577 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $1,163,465 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $31,178 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $31,178 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $1,132,287 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $5,545,690 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $41,898 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $279,112 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $5,191,272 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $1,888,800 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $8,801 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $8,801 | PensionEmplBnftAdjNetIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $1,872,097 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $41,021 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $41,021 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $101,559 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $101,559 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $2,065,065 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $1,554,581 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $1,554,581 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $510,484 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $2,046,233 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $44,592 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $44,592 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $878,340 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $4,701,407 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Deprec And Dpltn Adj Net Incm | $0 | DeprecAndDpltnAdjNetIncmAmt |
| Occupancy Rev And Expnss | $2,694,084 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $0 | OccupancyNetInvstIncmAmt |
| Occupancy Adj Net Incm | $0 | OccupancyAdjNetIncmAmt |
| Occupancy Dsbrs Chrtbl | $2,208,104 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $28,002 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $28,002 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $22,105 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $22,105 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $1,635,418 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $1,577,651 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $21,932,849 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,681,050 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $1,918,264 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $13,562,922 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $0 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $0 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $21,932,849 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,681,050 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $1,918,264 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $13,562,922 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $21,215,897 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $41,016,260 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $4,962,313 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $3,134 | CashBOYAmt |
| Cash EOY | $2,571 | CashEOYAmt |
| Cash EOYFMV | $2,571 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $24,530,722 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $47,000,974 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $47,000,974 | SavAndTempCashInvstEOYFMVAmt |
| Inventories BOY | $192,172 | InventoriesBOYAmt |
| Inventories EOY | $145,045 | InventoriesEOYAmt |
| Inventories EOYFMV | $145,045 | InventoriesEOYFMVAmt |
| Prepaid Expenses BOY | $305,013 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $396,395 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $396,395 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $12,611,172 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $7,396,382 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $7,396,382 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $300,841,490 | CorporateStockBOYAmt |
| Corporate Stock EOY | $345,317,659 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $345,317,659 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $18,602,253 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $63,912,591 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $63,912,591 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $71,489,673 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $66,631,782 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $66,631,782 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $175,669,854 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $40,247,735 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $137,795,728 | LandBOYAmt |
| Land EOY | $135,422,119 | LandEOYAmt |
| Land EOYFMV | $124,486,347 | LandEOYFMVAmt |
| Other Assets BOY | $846,360 | OtherAssetsBOYAmt |
| Other Assets EOY | $602,026 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $602,026 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $567,217,717 | TotalAssetsBOYAmt |
| Total Assets EOY | $666,827,544 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $655,891,772 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $1,257,469 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $2,262,032 | AccountsPayableEOYAmt |
| Deferred Revenue BOY | $34,144 | DeferredRevenueBOYAmt |
| Deferred Revenue EOY | $2,111 | DeferredRevenueEOYAmt |
| Other Liabilities BOY | $1,408,439 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $2,447,062 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $2,700,052 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $4,711,205 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $564,517,665 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $662,116,339 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $564,517,665 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $662,116,339 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $567,217,717 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $666,827,544 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $564,517,665 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $21,215,897 | ExcessRevenueOverExpensesAmt |
| Other Increases | $76,382,777 | OtherIncreasesAmt |
| Subtotal | $662,116,339 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $662,116,339 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (5 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| LT PUBLICLY TRADED SECURITIES | 2021-06-30 | 2021-06-30 | $91,825,710 | $56,979,935 | $34,845,775 | $34,845,775 | |
| ST PUBLICLY TRADED SECURITIES | 2021-06-30 | 2021-06-30 | $27,588,682 | $27,021,992 | $566,690 | $566,690 | |
| CLASS ACTION SETTLEMENT | 2021-06-30 | 2021-06-30 | $3,203 | $3,203 | $3,203 | P | |
| LOSS ON SALE OF FIXED ASSETS | 2021-06-30 | 2021-06-30 | $6,300 | $9,934 | -$3,634 | -$3,634 | P |
| CAPITAL GAIN DISTRIBUTIONS | 2021-06-30 | 2021-06-30 | $1,208,602 | $1,208,602 | $1,208,602 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $36,620,636 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $566,690 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $570,126 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $570,126 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $570,126 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $527,757 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $175,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $702,757 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $132,631 | OverpaymentAmt |
| Applied To ES Tax | $132,631 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Org Report Or Register State | PA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | Yes (1) | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.SUNNYLANDS.ORG | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EDWARD DORAN | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 7602022268 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 37977 BOB HOPE DRIVE | AddressLine1Txt |
| City | RANCHO MIRAGE | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92270 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (13 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| WALLIS ANNENBERG | ||||||||
| 2000 AVE OF THE STARS SUITE 1000 | LOS ANGELES | CA | 90067 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| LAUREN A BON | ||||||||
| 2000 AVE OF THE STARS SUITE 1000 | LOS ANGELES | CA | 90067 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| GREGORY WEINGARTEN | ||||||||
| 2000 AVE OF THE STARS SUITE 1000 | LOS ANGELES | CA | 90067 | TRUSTEE | 2.00 | $0 | $0 | $0 |
| CHARLES WEINGARTEN | ||||||||
| 2000 AVE OF THE STARS SUITE 1000 | LOS ANGELES | CA | 90067 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| DIANE DESHONG | ||||||||
| 37977 BOB HOPE DRIVE | RANCHO MIRAGE | CA | 92270 | TRUSTEE | 2.00 | $0 | $0 | $0 |
| LEONORE DESHONG | ||||||||
| 37977 BOB HOPE DRIVE | RANCHO MIRAGE | CA | 92270 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| HOWARD DESHONG III | ||||||||
| 37977 BOB HOPE DRIVE | RANCHO MIRAGE | CA | 92270 | TRUSTEE | 2.00 | $0 | $0 | $0 |
| ELIZABETH R KABLER | ||||||||
| 37977 BOB HOPE DRIVE | RANCHO MIRAGE | CA | 92270 | TRUSTEE | 2.00 | $0 | $0 | $0 |
| ELIZABETH K SORENSEN | ||||||||
| 37977 BOB HOPE DRIVE | RANCHO MIRAGE | CA | 92270 | TRUSTEE | 2.00 | $0 | $0 | $0 |
| DAVID J LANE | ||||||||
| 2000 MASSACHUSETTS AVE NW STE 250 | WASHINGTON | DC | 20036 | PRESIDENT | 40.00 | $472,056 | $33,104 | $0 |
| JANICE LYLE | ||||||||
| 37977 BOB HOPE DRIVE | RANCHO MIRAGE | CA | 92270 | CENTER DIRECTOR | 40.00 | $178,690 | $23,151 | $0 |
| KATHLEEN DOHERTY | ||||||||
| 2000 MASSACHUSETTS AVE NW STE 250 | WASHINGTON | DC | 20036 | CSO/CRO | 40.00 | $300,014 | $9,225 | $0 |
| ROBERT W CARAGHER | ||||||||
| 37977 BOB HOPE DRIVE | RANCHO MIRAGE | CA | 92270 | CFO/CAO | 40.00 | $212,704 | $21,624 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| RODNEY VIGUE | ||||||||
| 37977 BOB HOPE DRIVE | RANCHO MIRAGE | CA | 92270 | DIRECTOR - PROPERTY | 40.00 | $180,000 | $30,204 | $0 |
| MARISA LUZZATTO | ||||||||
| 2000 MASSACHUSETTS AVE | WASHINGTON | DC | 20036 | DIR-OPERATIONS/PRGMS | 40.00 | $163,200 | $37,614 | $0 |
| GUADALUPE TORRES-RODRIGUEZ | ||||||||
| 37977 BOB HOPE DRIVE | RANCHO MIRAGE | CA | 92270 | DIRECTOR, HUMAN RESO | 40.00 | $174,953 | $25,578 | $0 |
| JEFFREY PHILLIPS | ||||||||
| 2000 MASSACHUSETTS AVE | WASHINGTON | DC | 20036 | POLICY DIRECTOR | 40.00 | $147,907 | $38,388 | $0 |
| ROBERT FALLON | ||||||||
| 2000 MASSACHUSETTS AVE | WASHINGTON | DC | 20036 | POLICY DIRECTOR | 40.00 | $150,980 | $21,602 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 31 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| HAWTHORN FAMILY WEALTH | |||||
| 1600 MARKET STREET | PHILADELPHIA | PA | 19103 | INV CONSULTING | $707,515 |
| LANDSCAPES UNLIMITED | |||||
| 1201 ARIES DRIVE | LINCOLN | NE | 68512 | LANDSCAPE DESIGN/CONSULTING | $562,553 |
| EAGLE CAPITAL MANAGEMENT | |||||
| 499 PARK AVENUE 17TH FLOOR | NEW YORK | NY | 10022 | INVESTMENT MNGT | $406,485 |
| ACORN TECHNOLOGY SERVICES | |||||
| 1960 CHICAGO AVE SUITE E-9 | RIVERSIDE | CA | 92507 | IT SERVICES | $214,612 |
| POMPA TREE SERVICES | |||||
| 98800 69TH AVENUE | MECCA | CA | 92254 | TREE TRIMMING | $179,262 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 13 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | PUBLIC PROGRAMS & EDUCATION(SEE ATTACHMENT 18) | Description1Txt |
| Expenses1 | $8,631,310 | Expenses1Amt |
| Description2 | RETREATS & OTHER CONVENINGS(SEE ATTACHMENT 18) | Description2Txt |
| Expenses2 | $5,460,308 | Expenses2Amt |
| Description3 | PUBLIC PROGRAMS ON THE OPEN LAND(SEE ATTACHMENT 18) | Description3Txt |
| Expenses3 | $5,167 | Expenses3Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $435,824,738 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $33,134,599 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $16,524,846 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $485,484,183 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $485,484,183 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $7,282,263 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $478,201,920 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $23,910,096 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sect4942j3j5 Fndtn And Frgn Org | Yes (X) | Sect4942j3j5FndtnAndFrgnOrgInd |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $13,562,922 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $1,948,170 | CharitableAssetsAcquisPaidAmt |
| Qualifying Distributions | $15,511,092 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $15,511,092 | AdjustedQualifyingDistriAmt |
Private Operating Foundations PrivateOperatingFoundationsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Fndtn Ruling | 2004-09-21 | PrivateOperatingFndtnRulingDt |
| Section4942j3 | Yes (X) | Section4942j3Ind |
Lessor Adj Net Incm Min Invst Ret LessorAdjNetIncmMinInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $4,962,313 | CurrentYearAmt |
| Year1 | $6,577,314 | Year1Amt |
| Year2 | $7,729,765 | Year2Amt |
| Year3 | $6,602,703 | Year3Amt |
| Total | $25,872,095 | TotalAmt |
Pct85 Lessor Adj Incm Or Min Ret Pct85LessorAdjIncmOrMinRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $4,217,966 | CurrentYearAmt |
| Year1 | $5,590,717 | Year1Amt |
| Year2 | $6,570,300 | Year2Amt |
| Year3 | $5,612,298 | Year3Amt |
| Total | $21,991,281 | TotalAmt |
Qualifying Distributions QualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $15,511,092 | CurrentYearAmt |
| Year1 | $15,718,437 | Year1Amt |
| Year2 | $16,240,781 | Year2Amt |
| Year3 | $18,808,647 | Year3Amt |
| Total | $66,278,957 | TotalAmt |
Qualifying Distri Not Used Drt QualifyingDistriNotUsedDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $0 | CurrentYearAmt |
| Year1 | $0 | Year1Amt |
| Year2 | $0 | Year2Amt |
| Year3 | $0 | Year3Amt |
| Total | $0 | TotalAmt |
Qualifying Distri Made Drt QualifyingDistriMadeDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $15,511,092 | CurrentYearAmt |
| Year1 | $15,718,437 | Year1Amt |
| Year2 | $16,240,781 | Year2Amt |
| Year3 | $18,808,647 | Year3Amt |
| Total | $66,278,957 | TotalAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Total Assets Sect4942j3 Bi TotalAssetsSect4942j3BiGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Two Thirds Minimum Invst Ret TwoThirdsMinimumInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $15,940,064 | CurrentYearAmt |
| Year1 | $14,320,981 | Year1Amt |
| Year2 | $14,259,917 | Year2Amt |
| Year3 | $14,232,697 | Year3Amt |
| Total | $58,753,659 | TotalAmt |
Total Support TotalSupportGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Public Support Type PublicSupportType
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Largest Support From EO LargestSupportFromEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Gross Investment Income GrossInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
| Total Grant Or Contri Pd Dur Yr | $0 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Program Service Rev Part VII ProgramServiceRevPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | TOURS, EDUC PROGRAMS | Desc |
| Related Or Exempt Function Incm | $123,401 | RelatedOrExemptFunctionIncmAmt |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $4,392 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $5,572,383 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $684,593 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $36,617,002 | ExclusionAmt |
Gross Profit Loss Sls Of Invntry GrossProfitLossSlsOfInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
Other Revenue Described OtherRevenueDescribedGrp (3 entries)
| DescDesc | Related Or Exempt Function IncmRelatedOrExemptFunctionIncmAmt | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|---|---|
| MISCELLANEOUS | $250 | ||||
| GIFT SHOP & CAFE SALES | $30,263 | 453220 | $31,809 | 03 | $51,740 |
| ROYALTIES | 15 | $880 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $31,809 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $42,930,990 | ExclusionAmt |
| Related Or Exempt Function Incm | $153,914 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $43,116,713 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 1 | LineNumberTxt |
| Relationship Statement | THE ANNENBERG FOUNDATION TRUST AT SUNNYLANDS ENGAGES IN INCOME-PRODUCING ACTIVITIES THAT CONTRIBUTE IMPORTANTLY TO THE ACCOMPLISHMENT OF ITS EXEMPT PURPOSES. IN ORDER TO FURTHER ITS EDUCATIONAL PURPOSES, THE ANNENBERG FOUNDATION TRUST AT SUNNYLANDS CONDUCTS TOURS THAT ARE OPEN TO THE PUBLIC, WHEREBY MEMBERS OF THE PUBLIC LEARN ABOUT SUCH THINGS AS THE HISTORICAL AND ARCHITECTURAL SIGNIFICANCE OF ITS PROPERTY, THE ARTWORK OF THE "ANNENBERG COLLECTION, AND THE GARDENS AND THE BIRDS LOCATED ON THE GROUNDS. THE ANNENBERG FOUNDATION TRUST AT SUNNYLANDS ALSO HAS A GIFT SHOP THAT OFFERS BOOKS AND OTHER EDUCATIONAL ITEMS TO ENHANCE THE PUBLIC'S UNDERSTANDING AND APPRECIATION OF THE VARIOUS EDUCATIONAL ASPECTS OF THE ANNENBERG FOUNDATION TRUST AT SUNNYLANDS. IN ORDER FOR VISITORS TO DEVOTE A GREATER PORTION OF THEIR TIME AND ATTENTION TO ITS EDUCATIONAL FACILITIES, THE ANNENBERG FOUNDATION TRUST AT SUNNYLANDS HAS A CAFE THAT IS OPEN TO THE PUBLIC. | RelationshipStatementTxt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|
| STAND TOGETHER TRUST | ||||||
| 1 | 2300 WILSON BLVD STE 500 | ARLINGTON | VA | 22201 | $23,251 | Yes (X) |
| THE JOHN E FETZER INSTITUTE | ||||||
| 2 | 9292 WEST KL AVE | KALAMAZOO | MI | 49009 | $8,782 | Yes (X) |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | AUDITING/TAX FEES | CategoryTxt |
| Amt | $101,559 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $101,559 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (5 entries)
| PropertyPropertyDesc | Cost Or Other BasisCostOrOtherBasisAmt | RtRt | Current Year ExpenseCurrentYearExpenseAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Prior Year DepreciationPriorYearDepreciationAmt |
|---|---|---|---|---|---|---|
| LAND | $67,315,000 | 0.000000000000 | $0 | $0 | $0 | |
| BUILDING AND IMPROVEMENTS | $98,587,259 | 0.000000000000 | $0 | $0 | $0 | $33,389,328 |
| FURNITURE AND EQUIPMENT | $9,110,438 | 0.000000000000 | $0 | $0 | $0 | $6,839,040 |
| LEASEHOLD IMPROVEMENTS | $27,927 | 0.000000000000 | $0 | $0 | $0 | $19,367 |
| CONSTRUCTION IN PROGRESS | $629,230 | 0.000000000000 | $0 | $0 | $0 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (347 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBVIE INC CALL 05/14/2048 UNSC 04.875% DUE 11/1 | $32,504 | $32,504 |
| ABBVIE INC UNSC 02.900% DUE 11/06/2022 | $103,291 | $103,291 |
| ABBVIE INC UNSC 02.900% DUE 11/06/2022 | $123,949 | $123,949 |
| ADVANCE AUTO PARTS CALL 08/01/2027 COGT 01.750% | $54,479 | $54,479 |
| AERCAP IRELAND CAP/GLOBA SEDOL BDBSC18 ISIN US00 | $69,475 | $69,475 |
| AHOLD LEASE SERIES 2001 SETP CPN SER A-2 PASS TH | $22,400 | $22,400 |
| AMERICAN CAMPUS CMNTYS CALL 01/15/2023 @ 100.000 | $31,431 | $31,431 |
| AMERICAN CAMPUS CMNTYS CALL 01/15/2023 @ 100.000 | $36,670 | $36,670 |
| AMERICAN EXPRESS CO CALL 01/27/2023 UNSC 03.400% | $20,937 | $20,937 |
| AMERICAN EXPRESS CO CALL 01/27/2023 UNSC 03.400% | $20,937 | $20,937 |
| AMERICAN EXPRESS CO CALL 10/05/2021 UNSC 03.700% | $85,775 | $85,775 |
| AMERICAN EXPRESS CO CALL 10/05/2021 UNSC 03.700% | $100,912 | $100,912 |
| AMERICAN EXPRESS CREDIT ACCOUN SERIES 2019 3 CLA | $102,180 | $102,180 |
| AMERICAN EXPRESS CREDIT ACCOUN SERIES 2019 3 CLA | $117,507 | $117,507 |
| AMERICAN HONDA FINANCE UNSC 01.950% DUE 05/20/20 | $101,500 | $101,500 |
| AMERICAN HONDA FINANCE UNSC 01.950% DUE 05/20/20 | $116,725 | $116,725 |
| AMERICAN TOWER CORP CALL 12/15/2049 UNSC 03.100% | $29,334 | $29,334 |
| AMERICREDIT AUTOMOBILE RECEIVA SERIES 2019 2 CLA | $64,981 | $64,981 |
| AMERICREDIT AUTOMOBILE RECEIVA SERIES 2020 2 CLA | $45,297 | $45,297 |
| AMERIPRISE FINANCIAL INC UNSC 03.000% DUE 03/22/ | $96,880 | $96,880 |
| AMERIPRISE FINANCIAL INC UNSC 03.000% DUE 03/22/ | $117,276 | $117,276 |
| ANHEUSER-BUSCH CO/INBEV SER * CALL 08/01/2035 04 | $18,437 | $18,437 |
| ANHEUSER-BUSCH CO/INBEV SER * CALL 08/01/2045 04 | $50,481 | $50,481 |
| ANTHEM INC UNSC 00.450% DUE 03/15/2023 | $65,055 | $65,055 |
| ANTHEM INC UNSC 00.450% DUE 03/15/2023 | $75,064 | $75,064 |
| ASSURED GUARANTY US HLDG CALL 03/15/2031 COGT 03 | $41,548 | $41,548 |
| AT&T INC CALL 04/30/2022 @ 100.000 UNSC 03.000% | $122,700 | $122,700 |
| AT&T INC CALL 04/30/2022 @ 100.000 UNSC 03.000% | $148,263 | $148,263 |
| AT&T INC CALL 09/01/2036 UNSC 05.250% DUE 03/01/ | $69,338 | $69,338 |
| ATHENE HOLDING LTD SEDOL 2HT0JS9 ISIN US04686JAC | $48,054 | $48,054 |
| AXA EQUITABLE HOLDINGS I CALL 01/20/2028 UNSC 04 | $22,949 | $22,949 |
| BANK OF AMERICA CORP CALL 07/23/2028 @ 100 VAR% | $45,990 | $45,990 |
| BANK OF AMERICA CORP SR UNSEC CALL 03/05/23 @ 10 | $147,085 | $147,085 |
| BANK OF AMERICA CORP SR UNSEC CALL 03/05/23 @ 10 | $173,351 | $173,351 |
| BANK OF AMERICA CREDIT CARD TR SERIES 2019 A1 CL | $86,476 | $86,476 |
| BANK OF AMERICA CREDIT CARD TR SERIES 2019 A1 CL | $101,736 | $101,736 |
| BANK OF MONTREAL SEDOL 2GSR702 ISIN US06367WJM64 | $132,562 | $132,562 |
| BANK OF MONTREAL SEDOL 2GSR702 ISIN US06367WJM64 | $152,957 | $152,957 |
| BANK OF NOVA SCOTIA SEDOL 2HHV144 ISIN US064159V | $127,749 | $127,749 |
| BANK OF NOVA SCOTIA SEDOL 2HHV144 ISIN US064159V | $148,189 | $148,189 |
| BANK SERIES 2021 BN31 CLASS AS VAR% DUE 02/15/20 | $39,667 | $39,667 |
| BARCLAYS DRYROCK ISSUANCE TRUS SERIES 2019 1 CLA | $101,858 | $101,858 |
| BB&T CORPORATION SER MTN CALL 03/01/2022 02.750% | $96,607 | $96,607 |
| BB&T CORPORATION SER MTN CALL 03/01/2022 02.750% | $111,861 | $111,861 |
| BECTON DICKINSON CO DEB 07.000% DUE 08/01/2027 | $64,688 | $64,688 |
| BGC PARTNERS INC CALL 09/15/2025 UNSC 04.375% DU | $64,949 | $64,949 |
| BLOCK FINANCIAL LLC CALL 05/15/2030 COGT 03.875% | $54,110 | $54,110 |
| BMW VEHICLE OWNER TRUST SERIES 2019 A CLASS A3 0 | $26,759 | $26,759 |
| BMW VEHICLE OWNER TRUST SERIES 2019 A CLASS A3 0 | $34,404 | $34,404 |
| BNP PARIBAS RTY PHOENIX AUTOCALL 9.30% COUPON MA | $5,145,000 | $5,145,000 |
| BP CAP MARKETS AMERICA CALL 03/06/2023 COGT 02.9 | $125,149 | $125,149 |
| BP CAP MARKETS AMERICA CALL 03/06/2023 COGT 02.9 | $146,007 | $146,007 |
| BPCE SA SEDOL ISIN US05578DAG79 04.000% DUE 04/1 | $65,482 | $65,482 |
| BROADRIDGE FINANCIAL SOL CALL 03/27/2026 @ 100.0 | $76,745 | $76,745 |
| BROADRIDGE FINANCIAL SOL CALL 09/01/2029 UNSC 02 | $52,920 | $52,920 |
| CAPITAL ONE FINANCIAL CO CALL 02/09/2022 UNSC 03 | $106,780 | $106,780 |
| CAPITAL ONE FINANCIAL CO CALL 02/09/2022 UNSC 03 | $127,119 | $127,119 |
| CAPITAL ONE MULTI-ASSET EXECUT SERIES 2016 A5 CL | $115,208 | $115,208 |
| CAPITAL ONE MULTI-ASSET EXECUT SERIES 2016 A5 CL | $130,235 | $130,235 |
| CAPITAL ONE PRIME AUTO RECEIVA SERIES 2019 2 CLA | $49,740 | $49,740 |
| CAPITAL ONE PRIME AUTO RECEIVA SERIES 2019 2 CLA | $54,261 | $54,261 |
| CARVANA AUTO RECEIVABLES TRUST SERIES 2020 P1 CL | $44,631 | $44,631 |
| CATERPILLAR FINL SERVICE SER MTN UNSC 02.950% DU | $106,893 | $106,893 |
| CATERPILLAR FINL SERVICE SER MTN UNSC 02.950% DU | $127,254 | $127,254 |
| CD COMMERCIAL MORTGAGE TRUST SERIES 2019 CD8 CLA | $90,735 | $90,735 |
| CENTERPOINT ENERGY INC CALL 01/01/2024 UNSC 03.8 | $37,596 | $37,596 |
| CENTERPOINT ENERGY INC CALL 01/01/2024 UNSC 03.8 | $42,967 | $42,967 |
| CENTERPOINT ENERGY INC CALL 05/13/2022 UNSC VAR% | $30,125 | $30,125 |
| CENTERPOINT ENERGY INC CALL 05/13/2022 UNSC VAR% | $35,146 | $35,146 |
| CHARTER COMM OPT LLC/CAP SER WI CALL 04/23/2045 | $75,791 | $75,791 |
| CINTAS CORPORATION NO. 2 CALL 03/01/2022 COGT 02 | $81,426 | $81,426 |
| CINTAS CORPORATION NO. 2 CALL 03/01/2022 COGT 02 | $96,693 | $96,693 |
| CITIBANK CREDIT CARD ISSUANCE SERIES 2018 A6 CLA | $104,254 | $104,254 |
| CITIBANK CREDIT CARD ISSUANCE SERIES 2018 A6 CLA | $104,254 | $104,254 |
| CITIGROUP COMMERCIAL MORTGAGE SERIES 2013 GC11 C | $20,757 | $20,757 |
| CITIGROUP COMMERCIAL MORTGAGE SERIES 2013 GC17 C | $95,654 | $95,654 |
| CITIGROUP COMMERCIAL MORTGAGE SERIES 2017 P8 CLA | $99,478 | $99,478 |
| CITIGROUP INC SR UNSEC CALL 04/23/28 @ 100 VAR% | $79,455 | $79,455 |
| CITIGROUP INC SR UNSEC CALL 11/04/21 @ 100 VAR% | $130,814 | $130,814 |
| CITIGROUP INC SR UNSEC CALL 11/04/21 @ 100 VAR% | $150,939 | $150,939 |
| CITRIX SYSTEMS INC CALL 02/01/2026 UNSC 01.250% | $49,394 | $49,394 |
| CNH EQUIPMENT TRUST SERIES 2020 A CLASS A3 01.16 | $65,666 | $65,666 |
| CNH INDUSTRIAL CAP LLC COGT 04.200% DUE 01/15/20 | $48,697 | $48,697 |
| CNO FINANCIAL GROUP INC CALL 02/28/2029 UNSC 05. | $47,581 | $47,581 |
| COMM MORTGAGE TRUST SERIES 2012 CR5 CLASS A3 02. | $79,323 | $79,323 |
| COMMERICAL MTG PASS THROUGH SERIES 2012-CR1 CLAS | $75,903 | $75,903 |
| COMMONSPIRIT HEALTH CALL 04/01/2039 SECR 03.817% | $72,830 | $72,830 |
| CONAGRA BRANDS INC CALL 05/01/2038 UNSC 05.300% | $57,235 | $57,235 |
| CROWLEY CONRO LLC GOVT 04.181% DUE 08/15/2043 | $25,986 | $25,986 |
| CVS HEALTH CORP SER 7YR CALL 05/20/22 @100 UNSC | $82,232 | $82,232 |
| CVS HEALTH CORP SER 7YR CALL 05/20/22 @100 UNSC | $97,651 | $97,651 |
| CVS PASS THROUGH TRUST PASS THRU CERTS 06.036% D | $64,288 | $64,288 |
| DBGS MORTGAGE TRUST SERIES 2018 C1 CLASS A3 04.1 | $79,155 | $79,155 |
| DENTSPLY SIRONA INC CALL 03/01/2030 UNSC 03.250% | $21,413 | $21,413 |
| DISCOVER CARD EXECUTION NOTE T SERIES 2019 A1 CL | $96,479 | $96,479 |
| DISCOVER CARD EXECUTION NOTE T SERIES 2019 A1 CL | $111,713 | $111,713 |
| DISCOVERY COMMUNICATIONS CALL 03/20/2037 COGT 05 | $36,430 | $36,430 |
| DOMINION ENERGY INC SER D CALL 09/15/2021 VAR% D | $45,018 | $45,018 |
| DOMINION ENERGY INC SER D CALL 09/15/2021 VAR% D | $55,021 | $55,021 |
| DTE ENERGY CO SER B UNSC 02.600% DUE 06/15/2022 | $45,979 | $45,979 |
| DTE ENERGY CO SER B UNSC 02.600% DUE 06/15/2022 | $51,088 | $51,088 |
| DUKE ENERGY PROGRESS LLC SER A UNSC VAR% DUE 02/ | $85,001 | $85,001 |
| DUKE ENERGY PROGRESS LLC SER A UNSC VAR% DUE 02/ | $100,001 | $100,001 |
| DURRAH MSN 35603 SEDOL ISIN US266893AA47 01.684% | $38,996 | $38,996 |
| EBAY INC SR UNSEC 04.000% DUE 07/15/2042 | $61,745 | $61,745 |
| ENBRIDGE INC SEDOL 2H19LY4 ISIN US29250NBD66 VAR | $50,101 | $50,101 |
| ENBRIDGE INC SEDOL 2H19LY4 ISIN US29250NBD66 VAR | $60,121 | $60,121 |
| ENTERPRISE PRODUCTS OPER CALL 12/15/2022 @ 100.0 | $72,843 | $72,843 |
| ENTERPRISE PRODUCTS OPER CALL 12/15/2022 @ 100.0 | $83,250 | $83,250 |
| EQUINIX INC CALL 08/18/2029 UNSC 03.200% DUE 11/ | $42,946 | $42,946 |
| FEDERAL HOME LOAN MTG CORP GOLD POOL G08694 04.0 | $36,535 | $36,535 |
| FEDERAL HOME LOAN MTG CORP GOLD POOL G08732 03.0 | $41,487 | $41,487 |
| FEDERAL HOME LOAN MTG CORP POOL RB5108 02.000% D | $100,892 | $100,892 |
| FEDERAL HOME LOAN MTG CORP POOL SB0413 02.000% D | $83,039 | $83,039 |
| FEDERAL HOME LOAN MTG CORP POOL ZS4751 03.500% D | $31,913 | $31,913 |
| FEDERAL HOME LOAN MTG CORP SERIES 4764 CLASS EA | $5,661 | $5,661 |
| FEDERAL NATL MTG ASSN POOL # MA0667 04.000% DUE | $45,989 | $45,989 |
| FEDERAL NATL MTG ASSN POOL AB3000 04.500% DUE 05 | $41,493 | $41,493 |
| FEDERAL NATL MTG ASSN POOL AE1853 04.000% DUE 08 | $48,389 | $48,389 |
| FEDERAL NATL MTG ASSN POOL AI5534 04.000% DUE 06 | $82,151 | $82,151 |
| FEDERAL NATL MTG ASSN POOL AI5534 04.000% DUE 06 | $96,694 | $96,694 |
| FEDERAL NATL MTG ASSN POOL AL6104 02.500% DUE 02 | $96,357 | $96,357 |
| FEDERAL NATL MTG ASSN POOL AL6104 02.500% DUE 02 | $114,078 | $114,078 |
| FEDERAL NATL MTG ASSN POOL AS8483 03.000% DUE 12 | $41,145 | $41,145 |
| FEDERAL NATL MTG ASSN POOL AS8784 03.000% DUE 02 | $44,030 | $44,030 |
| FEDERAL NATL MTG ASSN POOL BC4777 02.500% DUE 10 | $53,673 | $53,673 |
| FEDERAL NATL MTG ASSN POOL BE1899 03.000% DUE 11 | $41,032 | $41,032 |
| FEDERAL NATL MTG ASSN POOL BM5683 03.500% DUE 06 | $41,427 | $41,427 |
| FEDERAL NATL MTG ASSN POOL BM5822 03.000% DUE 11 | $37,671 | $37,671 |
| FEDERAL NATL MTG ASSN POOL CA7175 02.000% DUE 09 | $89,793 | $89,793 |
| FEDERAL NATL MTG ASSN POOL CA9199 02.500% DUE 02 | $97,527 | $97,527 |
| FEDERAL NATL MTG ASSN POOL FM2054 03.500% DUE 12 | $31,900 | $31,900 |
| FEDERAL NATL MTG ASSN POOL FM2189 03.500% DUE 02 | $39,735 | $39,735 |
| FEDERAL NATL MTG ASSN POOL FM2875 05.000% DUE 03 | $65,887 | $65,887 |
| FEDERAL NATL MTG ASSN POOL FM2875 05.000% DUE 03 | $75,649 | $75,649 |
| FEDERAL NATL MTG ASSN POOL FM2995 04.500% DUE 01 | $83,766 | $83,766 |
| FEDERAL NATL MTG ASSN POOL FM2995 04.500% DUE 01 | $98,724 | $98,724 |
| FEDERAL NATL MTG ASSN POOL FM3505 02.500% DUE 06 | $88,364 | $88,364 |
| FEDERAL NATL MTG ASSN POOL FM4860 02.500% DUE 11 | $97,969 | $97,969 |
| FEDERAL NATL MTG ASSN POOL FM5534 02.000% DUE 01 | $98,584 | $98,584 |
| FEDERAL NATL MTG ASSN POOL FM7658 03.000% DUE 02 | $105,137 | $105,137 |
| FEDERAL NATL MTG ASSN POOL MA1630 04.000% DUE 10 | $41,672 | $41,672 |
| FEDERAL NATL MTG ASSN POOL MA3182 03.500% DUE 11 | $32,353 | $32,353 |
| FEDERAL NATL MTG ASSN POOL MA3210 03.500% DUE 12 | $38,018 | $38,018 |
| FEDERAL NATL MTG ASSN POOL MA3332 03.500% DUE 03 | $24,171 | $24,171 |
| FEDERAL NATL MTG ASSN POOL MA4128 02.000% DUE 09 | $61,264 | $61,264 |
| FEDERAL NATL MTG ASSN POOL MA4176 02.000% DUE 10 | $94,954 | $94,954 |
| FIDELITY NATL INFO SERV UNSC 00.375% DUE 03/01/2 | $49,931 | $49,931 |
| FIDELITY NATL INFO SERV UNSC 00.375% DUE 03/01/2 | $59,917 | $59,917 |
| FIRST NIAGARA FIN GRP SUB 07.250% DUE 12/15/2021 | $41,234 | $41,234 |
| FIRST NIAGARA FIN GRP SUB 07.250% DUE 12/15/2021 | $46,388 | $46,388 |
| FORD CREDIT AUTO OWNER TRUST SERIES 2019 C CLASS | $78,116 | $78,116 |
| FORD CREDIT AUTO OWNER TRUST SERIES 2019 C CLASS | $92,763 | $92,763 |
| FORD CREDIT AUTO OWNER TRUST SERIES 2020 A CLASS | $85,627 | $85,627 |
| FORD CREDIT AUTO OWNER TRUST SERIES 2020 A CLASS | $100,738 | $100,738 |
| FORD CREDIT FLOORPLAN MASTER O SERIES 2020 2 CLA | $80,090 | $80,090 |
| GENERAL MOTORS CO CALL 09/01/2025 UNSC 06.125% D | $53,290 | $53,290 |
| GENERAL MOTORS FINL CO CALL 10/05/2027 COGT 03.8 | $11,004 | $11,004 |
| GILEAD SCIENCES INC CALL 02/01/2022 @ 100.000 UN | $70,654 | $70,654 |
| GILEAD SCIENCES INC CALL 02/01/2022 @ 100.000 UN | $80,747 | $80,747 |
| GLOBAL PAYMENTS INC CALL 02/15/2030 UNSC 02.900% | $41,718 | $41,718 |
| GM FINANCIAL AUTOMOBILE LEASIN SERIES 2019 2 CLA | $75,690 | $75,690 |
| GM FINANCIAL AUTOMOBILE LEASIN SERIES 2021 2 CLA | $29,998 | $29,998 |
| GM FINANCIAL AUTOMOBILE LEASIN SERIES 2021 2 CLA | $34,997 | $34,997 |
| GM FINANCIAL SECURITIZED TERM SERIES 2018 4 CLAS | $48,801 | $48,801 |
| GM FINANCIAL SECURITIZED TERM SERIES 2018 4 CLAS | $58,561 | $58,561 |
| GM FINANCIAL SECURITIZED TERM SERIES 2020 4 CLAS | $29,549 | $29,549 |
| GM FINANCIAL SECURITIZED TERM SERIES 2020 4 CLAS | $36,936 | $36,936 |
| GM FINANCIAL SECURITIZED TERM SERIES 2021 2 CLAS | $60,230 | $60,230 |
| GOLDMAN SACHS GROUP INC SR UNSEC CALL 03/08/2023 | $85,144 | $85,144 |
| GOLDMAN SACHS GROUP INC SR UNSEC CALL 03/08/2023 | $105,177 | $105,177 |
| GOLDMAN SACHS GROUP INC SUB NTS 06.750% DUE 10/0 | $87,373 | $87,373 |
| GOVERNMENT NATIONAL MORTGAGE A SERIES 2014 73 CL | $6,286 | $6,286 |
| GOVERNMENT NATIONAL MORTGAGE A SERIES 2015 59 CL | $69,745 | $69,745 |
| GOVERNMENT NATIONAL MORTGAGE A SERIES 2018 96 CL | $81,578 | $81,578 |
| HELIOS LEASING I LLC US GOVT GUARANT 01.562% DUE | $29,626 | $29,626 |
| HNA 2015 LLC GOVT 02.291% DUE 06/30/2027 | $44,227 | $44,227 |
| HONDA AUTO RECEIVABLES OWNER T SERIES 2018 2 CLA | $8,267 | $8,267 |
| HONDA AUTO RECEIVABLES OWNER T SERIES 2018 2 CLA | $9,978 | $9,978 |
| HONDA AUTO RECEIVABLES OWNER T SERIES 2019 4 CLA | $82,043 | $82,043 |
| HONDA AUTO RECEIVABLES OWNER T SERIES 2019 4 CLA | $97,426 | $97,426 |
| HONEYWELL INTERNATIONAL CALL 08/19/2021 UNSC 00. | $20,006 | $20,006 |
| HONEYWELL INTERNATIONAL CALL 08/19/2021 UNSC 00. | $25,008 | $25,008 |
| HOWARD UNIVERSITY SER 2020 UNSC 02.657% DUE 10/0 | $36,339 | $36,339 |
| HUBBELL INC CALL 12/15/2030 UNSC 02.300% DUE 03/ | $45,136 | $45,136 |
| HYUNDAI AUTO RECEIVABLES TRUST SERIES 2019 A CLA | $57,980 | $57,980 |
| HYUNDAI AUTO RECEIVABLES TRUST SERIES 2019 A CLA | $66,262 | $66,262 |
| HYUNDAI AUTO RECEIVABLES TRUST SERIES 2019 B CLA | $89,374 | $89,374 |
| HYUNDAI AUTO RECEIVABLES TRUST SERIES 2019 B CLA | $103,485 | $103,485 |
| INGREDION INC CALL 12/01/2049 UNSC 03.900% DUE 0 | $16,866 | $16,866 |
| INTERCONTINENTAL EXCHANGE CALL 03/15/2040 UNSC 0 | $48,011 | $48,011 |
| INTERPUBLIC GROUP COS SER 3YR UNSC 03.750% DUE 1 | $65,567 | $65,567 |
| INTERPUBLIC GROUP COS SER 3YR UNSC 03.750% DUE 1 | $75,654 | $75,654 |
| JABIL INC CALL 03/15/2026 UNSC 01.700% DUE 04/15 | $50,401 | $50,401 |
| JETBLUE 2020-1 CLASS B SER 1B PASS 07.750% DUE 0 | $33,114 | $33,114 |
| JOHN DEERE CAPITAL CORP SER MTN UNSC 00.550% DUE | $95,365 | $95,365 |
| JOHN DEERE CAPITAL CORP SER MTN UNSC 00.550% DUE | $115,442 | $115,442 |
| JOHN DEERE OWNER TRUST SERIES 2018 B CLASS A3 03 | $16,890 | $16,890 |
| JOHN DEERE OWNER TRUST SERIES 2018 B CLASS A3 03 | $19,802 | $19,802 |
| JOHN DEERE OWNER TRUST SERIES 2020 A CLASS A3 01 | $45,346 | $45,346 |
| JOHN DEERE OWNER TRUST SERIES 2020 B CLASS A2 00 | $15,095 | $15,095 |
| JOHN DEERE OWNER TRUST SERIES 2020 B CLASS A2 00 | $19,407 | $19,407 |
| JOHN SEVIER COMB CYCLE SECURED 04.626% DUE 01/15 | $88,644 | $88,644 |
| JOHNSON CONTROLS INTL PL SEDOL BDG08S8 ISIN US47 | $54,695 | $54,695 |
| JP MORGAN CHASE & CO SUB CALL 05/13/30 @ 100 VAR | $26,290 | $26,290 |
| JP MORGAN CHASE COMMERCIAL MOR SERIES 2012 C6 CL | $76,668 | $76,668 |
| JP MORGAN SPX DRAWDOWN NOTE 6.75% COUPON MATURIT | $10,323,000 | $10,323,000 |
| JPMORGAN CHASE & CO SR UNSEC CALL 03/16/2023 @ 1 | $135,437 | $135,437 |
| JPMORGAN CHASE & CO SR UNSEC CALL 03/16/2023 @ 1 | $160,518 | $160,518 |
| KEYSIGHT TECHNOLOGIES CALL 07/30/2029 UNSC 03.00 | $37,040 | $37,040 |
| KINDER MORGAN ENER PART GAS TRANSMISSION SR UNSE | $27,669 | $27,669 |
| KINDER MORGAN ENER PART SR UNSEC 04.150% DUE 03/ | $51,239 | $51,239 |
| KINDER MORGAN ENER PART SR UNSEC 04.150% DUE 03/ | $61,487 | $61,487 |
| KLA-TENCOR CORP CALL 09/15/2048 UNSC 05.000% DUE | $47,184 | $47,184 |
| KRAFT HEINZ FOODS CO CALL 12/01/2045 @ 100.000 C | $73,616 | $73,616 |
| LLOYDS BANK PLC SEDOL ISIN US53944YAB92 04.650% | $33,979 | $33,979 |
| LOWES COS INC CALL 10/15/2039 UNSC 05.000% DUE 0 | $51,558 | $51,558 |
| MAGELLAN MIDSTREAM PARTN CALL 09/01/2049 UNSC 03 | $27,128 | $27,128 |
| MAGELLAN MIDSTREAM PARTN UNSC 05.150% DUE 10/15/ | $18,601 | $18,601 |
| MANULIFE FINANCIAL CORP SUB CALL 02/24/2027 @ 10 | $82,799 | $82,799 |
| MARRIOTT INTERNATIONAL SER WI CALL 04/01/2034 04 | $62,310 | $62,310 |
| MARTIN MARIETTA CALL 07/15/2022 UNSC 00.650% DUE | $50,110 | $50,110 |
| MARTIN MARIETTA CALL 07/15/2022 UNSC 00.650% DUE | $60,132 | $60,132 |
| MASCO CORP UNSC 07.750% DUE 08/01/2029 | $61,739 | $61,739 |
| MASSACHUSETTS EDUCATIONAL FINA SERIES 2020 A CLA | $86,591 | $86,591 |
| MATSON NAVIGATION CO US GOVT GTD 05.337% DUE 09/ | $23,777 | $23,777 |
| MAXIM INTEGRATED PRODUCT CALL 03/15/2027 UNSC 03 | $27,544 | $27,544 |
| MCDONALD'S CORP NOTES 02.625% DUE 01/15/2022 | $86,091 | $86,091 |
| MCDONALD'S CORP NOTES 02.625% DUE 01/15/2022 | $101,283 | $101,283 |
| MCDONALDS CORP SR UNSEC 06.300% DUE 10/15/2037 | $21,478 | $21,478 |
| MDC HOLDINGS INC CALL 10/15/2042 COGT 06.000% DU | $51,556 | $51,556 |
| MERCEDES-BENZ AUTO RECEIVABLES SERIES 2020 1 CLA | $100,399 | $100,399 |
| MERCEDES-BENZ AUTO RECEIVABLES SERIES 2020 1 CLA | $120,479 | $120,479 |
| MICRON TECHNOLOGY INC CALL 11/06/2028 UNSC 05.32 | $36,267 | $36,267 |
| MORGAN STANLEY BAML TRUST SERIES 2013 C11 CLASS | $94,198 | $94,198 |
| MORGAN STANLEY SER GMTN UNSC 03.125% DUE 01/23/2 | $125,102 | $125,102 |
| MORGAN STANLEY SER GMTN UNSC 03.125% DUE 01/23/2 | $151,165 | $151,165 |
| MORGAN STANLEY SER MTN UNSC 03.125% DUE 07/27/20 | $27,099 | $27,099 |
| MORGAN STANLEY SERIES GMTN CALL 01/23/2029 @ 100 | $23,450 | $23,450 |
| MORGAN STANLEY SUB 05.000% DUE 11/24/2025 | $17,300 | $17,300 |
| MOTOROLA SOLUTIONS INC CALL 08/15/2030 UNSC 02.3 | $58,988 | $58,988 |
| NASDAQ INC CALL 12/21/2021 UNSC 00.445% DUE 12/2 | $64,973 | $64,973 |
| NASDAQ INC CALL 12/21/2021 UNSC 00.445% DUE 12/2 | $79,967 | $79,967 |
| NBD BANK NA MICHIGAN SUBORDINATED 08.250% DUE 11 | $61,502 | $61,502 |
| NEXTERA ENERGY CAPITAL COGT 00.650% DUE 03/01/20 | $50,199 | $50,199 |
| NEXTERA ENERGY CAPITAL COGT 00.650% DUE 03/01/20 | $60,239 | $60,239 |
| NEXTERA ENERGY CAPITAL COGT 02.900% DUE 04/01/20 | $50,998 | $50,998 |
| NEXTERA ENERGY CAPITAL COGT 02.900% DUE 04/01/20 | $61,197 | $61,197 |
| NISSAN AUTO RECEIVABLES OWNER SERIES 2018 A CLAS | $34,126 | $34,126 |
| NISSAN AUTO RECEIVABLES OWNER SERIES 2018 A CLAS | $42,658 | $42,658 |
| NISSAN AUTO RECEIVABLES OWNER SERIES 2019 C CLAS | $111,367 | $111,367 |
| NISSAN AUTO RECEIVABLES OWNER SERIES 2019 C CLAS | $131,616 | $131,616 |
| NORTHWELL HEALTHCARE INC CALL 11/01/2046 SCRD 04 | $76,696 | $76,696 |
| NORTHWESTERN UNIVERSITY UNSC 03.688% DUE 12/01/2 | $40,066 | $40,066 |
| NUCOR CORP CALL 05/01/2025 UNSC 02.000% DUE 06/0 | $25,879 | $25,879 |
| NVENT FINANCE SARL SEDOL ISIN US67078AAD54 04.55 | $49,464 | $49,464 |
| OLD REPUBLIC INTL CORP CALL 09/01/2024 @ 100.000 | $61,422 | $61,422 |
| OLD REPUBLIC INTL CORP CALL 12/11/2050 UNSC 03.8 | $42,511 | $42,511 |
| ORACLE CORP CALL 08/01/2021 @ 100.000 UNSC 01.90 | $85,179 | $85,179 |
| ORACLE CORP CALL 08/01/2021 @ 100.000 UNSC 01.90 | $100,211 | $100,211 |
| OVERSEAS PRIVATE INV COR GOVT ZERO CPN DUE 08/21 | $109,629 | $109,629 |
| OVERSEAS PRIVATE INVESTMENT SERIES I-2 03.590% D | $90,303 | $90,303 |
| OWENS CORNING CALL 01/15/2047 UNSC 04.300% DUE 0 | $40,729 | $40,729 |
| PIONEER NATURAL RESOURCE CALL 10/15/2030 UNSC 02 | $53,925 | $53,925 |
| PRECISION CASTPARTS CORP CALL 12/15/2034 @ 100.0 | $71,272 | $71,272 |
| RABOBANK NEDERLAND ISIN US21685WDF14 SEDOL B7T90 | $62,806 | $62,806 |
| RALPH LAUREN CORP UNSC 01.700% DUE 06/15/2022 | $55,730 | $55,730 |
| RALPH LAUREN CORP UNSC 01.700% DUE 06/15/2022 | $65,863 | $65,863 |
| ROHM & HAAS CO DEB 07.850% DUE 07/15/2029 | $62,091 | $62,091 |
| ROPER TECHNOLOGIES INC UNSC 00.450% DUE 08/15/20 | $80,047 | $80,047 |
| ROPER TECHNOLOGIES INC UNSC 00.450% DUE 08/15/20 | $95,056 | $95,056 |
| RYDER SYSTEM INC SER MTN CALL 02/01/2022 02.800% | $55,800 | $55,800 |
| RYDER SYSTEM INC SER MTN CALL 02/01/2022 02.800% | $65,945 | $65,945 |
| RYDER SYSTEM INC SER MTN CALL 05/01/2022 02.875% | $5,106 | $5,106 |
| SANTANDER DRIVE AUTO RECEIVABL SERIES 2021 1 CLA | $90,055 | $90,055 |
| SERVICENOW INC CALL 06/01/2030 UNSC 01.400% DUE | $32,885 | $32,885 |
| SHERWIN-WILLIAMS CO CALL 10/15/2021 UNSC 04.200% | $80,861 | $80,861 |
| SHERWIN-WILLIAMS CO CALL 10/15/2021 UNSC 04.200% | $96,022 | $96,022 |
| SMALL BUSINESS ADMIN SERIES 2011-20J CLASS 1 02. | $69,303 | $69,303 |
| SMALL BUSINESS ADMINISTRATION SERIES 2012-20C CL | $67,474 | $67,474 |
| SMALL BUSINESS ADMINISTRATION SERIES 2013 10A CL | $32,672 | $32,672 |
| SMALL BUSINESS ADMINISTRATION SERIES 2013 10B CL | $4,133 | $4,133 |
| SMALL BUSINESS ADMINISTRATION SERIES 2013 20C CL | $53,156 | $53,156 |
| SMALL BUSINESS ADMINISTRATION SERIES 2013 20K CL | $72,029 | $72,029 |
| SMALL BUSINESS ADMINISTRATION SERIES 2015 10B CL | $62,038 | $62,038 |
| SMALL BUSINESS ADMINISTRATION SERIES 2018 10B CL | $74,620 | $74,620 |
| SMALL BUSINESS ADMINISTRATION SERIES 2018 20E CL | $83,303 | $83,303 |
| SMALL BUSINESS ADMINISTRATION SERIES 2019 10A CL | $88,420 | $88,420 |
| SMALL BUSINESS ADMINISTRATION SERIES 2019 10B CL | $100,256 | $100,256 |
| SMALL BUSINESS ADMINISTRATION SERIES 2019 25C CL | $101,934 | $101,934 |
| SMALL BUSINESS ADMINISTRATION SERIES 2019 25D CL | $74,354 | $74,354 |
| SMALL BUSINESS ADMINISTRATION SERIES 2019 25E CL | $100,816 | $100,816 |
| SOUTHERN CAL EDISON SER D MORT VAR% DUE 12/03/20 | $75,023 | $75,023 |
| SOUTHERN CAL EDISON SER D MORT VAR% DUE 12/03/20 | $90,027 | $90,027 |
| SOUTHERN CO CALL 05/01/2023 @ 100.000 UNSC 02.95 | $83,461 | $83,461 |
| SOUTHERN CO CALL 05/01/2023 @ 100.000 UNSC 02.95 | $99,110 | $99,110 |
| SOUTHERN CO SER 21-B CALL 12/15/2027 01.750% DUE | $34,576 | $34,576 |
| SOUTHERN NATURAL GAS SR UNSECD 08.000% DUE 03/01 | $28,572 | $28,572 |
| STERIS PLC SEDOL ISIN US85917PAB31 03.750% DUE 0 | $37,185 | $37,185 |
| SVB FINANCIAL GROUP CALL 03/15/2028 UNSC 02.100% | $40,605 | $40,605 |
| SYNCHRONY CARD ISSUANCE TRUST SERIES 2018 A1 CLA | $100,650 | $100,650 |
| THE GOLDMAN SACHS GROUP INC SERIES VAR CALL 11/1 | $40,009 | $40,009 |
| THE GOLDMAN SACHS GROUP INC SERIES VAR CALL 11/1 | $45,010 | $45,010 |
| TIME WARNER ENTMT CO SR DEB 08.375% DUE 03/15/20 | $62,144 | $62,144 |
| TORONTO-DOMINION BANK SER MTN SEDOL 2HBR8L4 ISIN | $130,672 | $130,672 |
| TORONTO-DOMINION BANK SER MTN SEDOL 2HBR8L4 ISIN | $155,801 | $155,801 |
| TORONTO-DOMINION BANK SUB CALL 09/15/26 @ 100.00 | $44,342 | $44,342 |
| TOYOTA AUTO RECEIVABLES OWNER SERIES 2019 D CLAS | $101,240 | $101,240 |
| TOYOTA AUTO RECEIVABLES OWNER SERIES 2019 D CLAS | $121,488 | $121,488 |
| TOYOTA MOTOR CREDIT CORP SER MTN UNSC 01.150% DU | $105,898 | $105,898 |
| TOYOTA MOTOR CREDIT CORP SER MTN UNSC 01.150% DU | $126,069 | $126,069 |
| UBS BARCLAYS COMMERCIAL MORTGA SERIES 2012-C4 CL | $76,841 | $76,841 |
| US GOVT GUARANTEED SHIP FINANCINBNDS 04.960% DUE | $61,113 | $61,113 |
| VALERO ENERGY CORP CALL 07/15/2027 UNSC 02.150% | $40,655 | $40,655 |
| VERISK ANALYTICS INC CALL 11/15/2049 UNSC 03.625 | $16,077 | $16,077 |
| VERISK ANALYTICS INC UNSC 05.500% DUE 06/15/2045 | $40,349 | $40,349 |
| VERIZON COMMUNICATIONS SER UNSC VAR% DUE 03/16/2 | $65,445 | $65,445 |
| VERIZON COMMUNICATIONS SER UNSC VAR% DUE 03/16/2 | $75,514 | $75,514 |
| VERIZON COMMUNICATIONS UNSC 04.272% DUE 01/15/20 | $47,778 | $47,778 |
| VERIZON OWNER TRUST SERIES 2018 A CLASS C 03.550 | $76,346 | $76,346 |
| VF CORP UNSC 02.050% DUE 04/23/2022 | $86,150 | $86,150 |
| VF CORP UNSC 02.050% DUE 04/23/2022 | $101,353 | $101,353 |
| VMWARE INC CALL 03/15/2027 UNSC 04.650% DUE 05/1 | $45,930 | $45,930 |
| VOLKSWAGEN AUTO LOAN ENHANCED SERIES 2018 1 CLAS | $26,844 | $26,844 |
| VOLKSWAGEN AUTO LOAN ENHANCED SERIES 2018 1 CLAS | $31,512 | $31,512 |
| VOLKSWAGEN AUTO LOAN ENHANCED SERIES 2018 2 CLAS | $32,882 | $32,882 |
| VOLKSWAGEN AUTO LOAN ENHANCED SERIES 2018 2 CLAS | $34,526 | $34,526 |
| VULCAN MATERIALS CO CALL 12/15/2046 UNSC 04.500% | $42,350 | $42,350 |
| WALT DISNEY COMPANY/THE SER MTN UNSC VAR% DUE 03 | $85,190 | $85,190 |
| WALT DISNEY COMPANY/THE SER MTN UNSC VAR% DUE 03 | $100,224 | $100,224 |
| WELLS FARGO & COMPANY CALL 01/24/2022 UNSC 03.06 | $101,602 | $101,602 |
| WELLS FARGO & COMPANY CALL 01/24/2022 UNSC 03.06 | $121,922 | $121,922 |
| WELLS FARGO COMMERCIAL MORTGAG SERIES 2016 LC24 | $107,323 | $107,323 |
| WELLS FARGO COMMERCIAL MORTGAG SERIES 2017 C41 C | $66,086 | $66,086 |
| WESTPAC BANKING CORP SEDOL 2HWR8Q8 ISIN US961214 | $29,509 | $29,509 |
| WESTPAC BANKING CORP SEDOL ISIN US961214DQ36 02. | $117,582 | $117,582 |
| WESTPAC BANKING CORP SEDOL ISIN US961214DQ36 02. | $143,143 | $143,143 |
| WF-RBS COMMERCIAL MORTGAGE TRU SERIES 2012-C10 C | $102,574 | $102,574 |
| WF-RBS COMMERCIAL MORTGAGE TRU SERIES 2013 C15 C | $53,085 | $53,085 |
| WF-RBS COMMERICAL MTG TR SERIES 2014-C19 CLASS B | $79,761 | $79,761 |
| WILLIS NORTH AMERICA INC CALL 03/15/2048 COGT 05 | $65,569 | $65,569 |
| WORLD OMNI AUTO RECEIVABLES TR SERIES 2020 C CLA | $100,054 | $100,054 |
| WORLD OMNI SELECT AUTO TRUST SERIES 2020 A CLASS | $85,103 | $85,103 |
| WRKCO INC CALL 06/15/2027 COGT 03.375% DUE 09/15 | $60,061 | $60,061 |
| SOCGEN INTERNATIONAL NOTE 170% PART W/AVER 15% G | $8,801,800 | $8,801,800 |
| GOLDMAN SACHS RLV NOTE 150% PART 26.00% CAP 30% | $9,721,500 | $9,721,500 |
| JP MORGAN BASKET NOTE 204% PART W/AVG 25% GEAR B | $6,449,000 | $6,449,000 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (209 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABB LTD SPONSORED ADR | $96,862 | $96,862 |
| ADOBE INC | $965,135 | $965,135 |
| ADVANCED ENERGY INDS INC | $330,240 | $330,240 |
| AERCAP HOLDINGS NV ISIN NL0000687663 SEDOL B1HHK | $560,186 | $560,186 |
| AFTERPAY LTD - UNSP ADR SEDOL BLD7GR3 ISIN US008 | $1,085,967 | $1,085,967 |
| AIA GROUP LTD SPONSORED ADR | $594,274 | $594,274 |
| AIRBUS SE ADR | $1,223,922 | $1,223,922 |
| ALBANY INTERNATIONAL CORP CL A | $339,813 | $339,813 |
| ALCON INC SEDOL BJXBP41 ISIN CH0432492467 | $467,088 | $467,088 |
| ALIBABA HEALTH INFO-UNSP ADR SEDOL BD1K5F9 ISIN | $382,630 | $382,630 |
| ALLEGION PLC SEDOL BFRT3W7 ISIN IE00BFRT3W74 | $509,002 | $509,002 |
| ALLIANZ SE - UNSP ADR SEDOL BJXKF26 ISIN US01882 | $326,719 | $326,719 |
| ALPHABET INC/CA-CL A | $134,298 | $134,298 |
| ALPHABET INC/CA-CL C | $5,736,966 | $5,736,966 |
| ALTRA INDUSTRIAL MOTION CORP | $387,714 | $387,714 |
| AMAZON COM INC | $3,711,933 | $3,711,933 |
| AMERIPRISE FINANCIAL INC | $544,052 | $544,052 |
| AMGEN INC | $573,544 | $573,544 |
| ANSYS INC | $801,014 | $801,014 |
| ANTHEM INC | $1,627,232 | $1,627,232 |
| AON PLC/IRELAND-A SEDOL BLP1HW5 ISIN IE00BLP1HW5 | $2,517,963 | $2,517,963 |
| APTIV PLC-WHEN ISSUED SEDOL B783TY6 ISIN JE00B78 | $1,290,893 | $1,290,893 |
| ARCHROCK INC | $150,205 | $150,205 |
| ASML HOLDING NV-NY SEDOL B908F01 ISIN USN0705921 | $1,271,836 | $1,271,836 |
| ASTRAZENECA PLC SPONS ADR | $1,209,980 | $1,209,980 |
| ATLASSIAN CORP PLC-CLASS A SEDOL BZ09BD1 ISIN GB | $1,286,869 | $1,286,869 |
| BANCO SANTANDER S A ADR | $390,191 | $390,191 |
| BERKSHIRE HATHAWAY INC CLASS B | $1,345,689 | $1,345,689 |
| BP PLC SPONSORED ADR | $266,763 | $266,763 |
| CABOT CORP | $279,356 | $279,356 |
| CABOT OIL & GAS CORP COM | $361,020 | $361,020 |
| CAPITAL ONE FINANCIAL CORP | $951,498 | $951,498 |
| CAPITAL ONE FINANCIAL CORP | $695,796 | $695,796 |
| CASELLA WASTE SYS INC | $468,240 | $468,240 |
| CATALENT INC | $630,772 | $630,772 |
| CHUBB LTD SEDOL B3BQMF6 ISIN CH0044328745 | $366,198 | $366,198 |
| CINCINNATI FINANCIAL CORP | $478,608 | $478,608 |
| CITIGROUP INC | $2,319,044 | $2,319,044 |
| CK HUTCHISON HOLDIN-UNSP ADR ADR SEDOL BWH65X2 I | $373,724 | $373,724 |
| CMC MATERIALS INC | $435,186 | $435,186 |
| COCA COLA CO | $489,263 | $489,263 |
| COMCAST CORPORATION CL A | $2,782,804 | $2,782,804 |
| COMMERCE BANCSHARES INC | $318,222 | $318,222 |
| COMPAGNIE DE SAINT-UNSP ADR ADR SEDOL B3K9YH2 IS | $339,367 | $339,367 |
| CONMED CORP | $450,633 | $450,633 |
| CONTINENTAL AG SPONSORED ADR | $392,867 | $392,867 |
| CORE LABORATORIES N V | $107,113 | $107,113 |
| CORPORATE OFFICE PPTYS TR REIT | $263,638 | $263,638 |
| CORTEVA INC-W/I | $644,938 | $644,938 |
| CRACKER BARREL OLD COUNTRY | $336,856 | $336,856 |
| CROWN CASTLE INTL CORP | $590,958 | $590,958 |
| CULLEN FROST BANKERS INC | $316,512 | $316,512 |
| DAIFUKU CO LTD - UNSP ADR ADR SEDOL BHWGWY2 ISIN | $865,459 | $865,459 |
| DANAHER CORP | $901,690 | $901,690 |
| DARLING INGREDIENTS INC | $791,235 | $791,235 |
| DENSO CORP UNSPON ADR | $126,742 | $126,742 |
| DISH NETWORK CORP CL A | $1,297,974 | $1,297,974 |
| DISNEY WALT CO | $1,105,593 | $1,105,593 |
| DMC GLOBAL INC | $174,139 | $174,139 |
| EAST WEST BANCORP INC | $363,182 | $363,182 |
| ELANCO ANIMAL HEALTH INC | $413,539 | $413,539 |
| EMERGENT BIOSOLUTIONS INC | $178,829 | $178,829 |
| ENEL SPA ADR | $342,007 | $342,007 |
| ENERSYS | $362,676 | $362,676 |
| ENI S P A SPONSORED ADR | $229,656 | $229,656 |
| ENTEGRIS INC | $492,126 | $492,126 |
| ENTERPRISE FINANCIAL SERVICE | $264,005 | $264,005 |
| EQUITY LIFESTYLE PROPERTIES REIT | $249,607 | $249,607 |
| FACEBOOK INC | $4,260,838 | $4,260,838 |
| FIRST CASH INC | $312,334 | $312,334 |
| FIRST MERCHANTS CORP | $282,648 | $282,648 |
| FORM FACTOR INC | $452,286 | $452,286 |
| FRANKLIN ELECTRIC INC | $431,156 | $431,156 |
| FUJI FILM HOLDINGS CORP - ADR ISIN US35958N1072 | $435,194 | $435,194 |
| GATX CORP | $266,295 | $266,295 |
| GENERAL DYNAMICS CORP | $372,755 | $372,755 |
| GENERAL ELECTRIC CO | $2,617,270 | $2,617,270 |
| GENERAL MOTORS CO | $1,146,300 | $1,146,300 |
| GENMAB A/S -SP ADR ADR SEDOL BBC9WC7 ISIN US3723 | $1,111,393 | $1,111,393 |
| GLAXO SMITHKLINE ADR | $396,806 | $396,806 |
| GOLDMAN SACHS GROUP INC | $2,491,235 | $2,491,235 |
| HEARTLAND FINL USA INC | $259,291 | $259,291 |
| HEXCEL CORP | $366,725 | $366,725 |
| HILTON WORLDWIDE HLDGS - W/I | $1,525,722 | $1,525,722 |
| HONDA MOTOR CO LTD AMERICAN SHARES ADR | $385,420 | $385,420 |
| HONEYWELL INTL INC | $513,060 | $513,060 |
| HORACE MANN EDUCATORS CORP NEW | $165,022 | $165,022 |
| HOULIHAN LOKEY INC | $470,047 | $470,047 |
| ICICI BANK LTD SPON ADR | $1,155,276 | $1,155,276 |
| IMPERIAL BRANDS PLC-SPON ADR ADR SEDOL BD5K2N2 I | $83,347 | $83,347 |
| JOHNSON CTLS INTL PLC SEDOL BY7QL61 ISIN IE00BY7 | $648,348 | $648,348 |
| JPMORGAN CHASE & CO | $537,235 | $537,235 |
| KINGFISHER PLC SPONSORED ADR | $345,441 | $345,441 |
| KYOCERA CORP SPON ADR | $321,096 | $321,096 |
| LENNAR CORP CLASS A | $663,658 | $663,658 |
| LENNAR CORP CLASS B | $10,833 | $10,833 |
| LIBERTY BROADBAND-C | $3,218,267 | $3,218,267 |
| LITTELFUSE INC | $364,350 | $364,350 |
| LLOYDS BANKING GROUP PLC | $379,532 | $379,532 |
| LVMH MOET HENNESSY LOUIS ADR | $1,566,954 | $1,566,954 |
| LYONDELLBASELL INDUSTRIES N.V. ISIN NL0009434992 | $540,582 | $540,582 |
| MANTECH INTL CORP CL A | $323,054 | $323,054 |
| MARRIOTT INTERNATIONAL INC CL A | $2,191,009 | $2,191,009 |
| MARTIN MARIETTA MATLS INC | $587,875 | $587,875 |
| MEDNAX INC | $472,119 | $472,119 |
| MEDTRONIC PLC SEDOL BTN1Y11 ISIN IE00BTN1Y115 | $514,767 | $514,767 |
| MELCO RESORTS ENTERTAIN LTD ADR SEDOL B1KYHF2 IS | $972,659 | $972,659 |
| MERIDIAN BIOSCIENCE INC | $189,328 | $189,328 |
| MERITAGE HOMES CORPORATION | $283,275 | $283,275 |
| MICHELIN (CGDE) UNSPON ADR | $536,560 | $536,560 |
| MICROCHIP TECHNOLOGY INC | $657,958 | $657,958 |
| MICROSOFT CORP | $4,607,467 | $4,607,467 |
| MICROSOFT CORP | $968,468 | $968,468 |
| MITSUBISHI ELEC CORP UNSPON ADR | $309,107 | $309,107 |
| MITSUBISHI UFJ FINL GRP ADR | $193,971 | $193,971 |
| MOLINA HEALTHCARE INC | $404,390 | $404,390 |
| MONDI PLC-UNSPON ADR ADR SEDOL B3B8XB5 ISIN US60 | $107,356 | $107,356 |
| MONOLITHIC POWER SYSTEMS INC | $318,553 | $318,553 |
| MOOG INC CLASS A | $186,361 | $186,361 |
| MORGAN STANLEY | $2,249,614 | $2,249,614 |
| MURATA MFG CO LTD ADR UNSPON ADR ISIN US62642510 | $969,575 | $969,575 |
| MYRIAD GENETICS INC | $286,657 | $286,657 |
| NATURGY ENERGY GROUP SA ADR | $110,430 | $110,430 |
| NETFLIX INC | $2,449,310 | $2,449,310 |
| NIDEC CORPORATION SPON ADR | $1,005,720 | $1,005,720 |
| NIPPON TELEG & TEL CORP SPONSORED ADR | $334,079 | $334,079 |
| NORDIC SEMICONDUCTOR ASA-ADR | $122,221 | $122,221 |
| NOVARTIS AG SPONSORED ADR | $357,205 | $357,205 |
| NOVARTIS AG SPONSORED ADR | $325,362 | $325,362 |
| OMRON CORP SPON ADR | $654,496 | $654,496 |
| PARKER HANNIFIN CORP | $675,949 | $675,949 |
| PARSONS CORP | $239,939 | $239,939 |
| PAYPAL HOLDINGS INC-W/I | $652,041 | $652,041 |
| PEBBLEBROOK HOTEL TRUST | $288,111 | $288,111 |
| PHILLIPS 66 | $324,400 | $324,400 |
| PLEXUS CORP | $299,733 | $299,733 |
| PROCTER & GAMBLE CO | $420,847 | $420,847 |
| PRYSMIAN SPA-UNSPONSOREE ADR ADR SEDOL B3F5D78 I | $1,012,405 | $1,012,405 |
| PUMA SE - UNSPONSORED ADR ADR SEDOL BD3FZ29 ISIN | $802,168 | $802,168 |
| QBE INSURANCE GROUP-SPN ADR ADR | $64,046 | $64,046 |
| QUALCOMM | $590,444 | $590,444 |
| RAYMOND JAMES FINANCIAL INC | $333,453 | $333,453 |
| REINSURANCE GROUP OF AMERICA | $223,098 | $223,098 |
| ROYAL DUTCH SHELL PLC ADR B | $335,491 | $335,491 |
| RPM INTERNATIONAL INC | $430,275 | $430,275 |
| RYDER SYSTEM INC | $284,164 | $284,164 |
| SABRE CORP | $389,875 | $389,875 |
| SAFRAN SA UNSPON ADR | $1,181,869 | $1,181,869 |
| SANMINA CORP | $296,525 | $296,525 |
| SANOFI SPONSORED ADR | $407,272 | $407,272 |
| SEA LTD-ADR ADR SEDOL BYWD7L4 ISIN US81141R1005 | $441,008 | $441,008 |
| SINGAPORE TELECOMMUNICATION ADR ISIN US82929R304 | $118,628 | $118,628 |
| SNAM RETE GAS-UNSPONSOR ADR ADR SEDOL B77Q4F2 IS | $164,677 | $164,677 |
| SONY GROUP CORPORATION ADR | $633,486 | $633,486 |
| SONY GROUP CORPORATION ADR | $229,634 | $229,634 |
| SOUTH STATE CORP | $226,393 | $226,393 |
| SSE PLC SPN ADR | $392,119 | $392,119 |
| STAG INDUSTRIES INC | $316,546 | $316,546 |
| STEELCASE INC CL A | $253,984 | $253,984 |
| STIFEL FINL CORP | $286,616 | $286,616 |
| SUN CMNTYS INC | $258,814 | $258,814 |
| TAIWAN SEMICONDUCTOR MTG CO ADR | $1,141,520 | $1,141,520 |
| TAIWAN SEMICONDUCTOR MTG CO ADR | $363,484 | $363,484 |
| TAKEDA PHARMACEUTIC SPON ADR | $358,546 | $358,546 |
| TELEDYNE TECHNOLOGIES INC | $498,408 | $498,408 |
| TELIA COMPANY AB | $293,842 | $293,842 |
| TENCENT HOLDINGS LTD UNSPON ADR | $622,731 | $622,731 |
| TESCO PLC ADR SEDOL BM991K8 ISIN US8815754010 | $266,765 | $266,765 |
| THE SCOTTS MIRACLE-GRO COMPANY | $440,073 | $440,073 |
| TIMKEN CO | $378,289 | $378,289 |
| TOKIO MARINE HOLDINGS ADR | $273,464 | $273,464 |
| TRUSTMARK CORP | $158,250 | $158,250 |
| TWITTER INC | $642,685 | $642,685 |
| TYSON FOODS INC CLASS A | $332,363 | $332,363 |
| UNITED BANKSHARES INC W VIRGINIA | $175,711 | $175,711 |
| UNITED FIRE GROUP INC | $108,646 | $108,646 |
| UNITED OVERSEAS BK LTD SPONSORED ADR | $363,608 | $363,608 |
| UNITEDHEALTH GROUP INC | $2,080,286 | $2,080,286 |
| WALGREENS BOOTS ALLIANCE INC | $217,805 | $217,805 |
| WELLS FARGO & COMPANY | $2,554,084 | $2,554,084 |
| WH GROUP LTD - SPON ADR SEDOL BDRKGX8 ISIN US928 | $360,787 | $360,787 |
| WILLIS TOWERS WATSON PLC SEDOL BDB6Q21 ISIN IE00 | $811,741 | $811,741 |
| WOLVERINE WORLD WIDE INC | $242,073 | $242,073 |
| WOODWARD INC | $397,763 | $397,763 |
| WPP PLC ADR | $255,297 | $255,297 |
| WUXI BIOLOGICS CAYMAN - ADR SEDOL BF4GCC4 ISIN U | $1,419,376 | $1,419,376 |
| XYLEM INC | $533,702 | $533,702 |
| ZURICH INS GROUP LTD ADR | $135,160 | $135,160 |
| BLACKROCK EVENT DRIVEN EQ-IS | $9,471,253 | $9,471,253 |
| DODGE & COX INTERNATIONAL STOCK FUND #1048 | $17,995,411 | $17,995,411 |
| GLOBAL X AGING POPULATION ETF | $683,795 | $683,795 |
| GLOBAL X AUTONOMOUS&ELEC-E ETF | $1,044,413 | $1,044,413 |
| GLOBAL X CYBERSECURITY ETF | $1,017,036 | $1,017,036 |
| GLOBAL X FINTECH THEMATIC ET ETF | $1,865,756 | $1,865,756 |
| GLOBAL X GENOMICS & BIOTEC ETF | $915,404 | $915,404 |
| GLOBAL X INTERNET OF THINGS ETF | $2,261,264 | $2,261,264 |
| GLOBAL X LITHIUM & BATTERY TECH ETF | $2,297,127 | $2,297,127 |
| GLOBAL X ROBOTICS & ARTIFI ETF | $2,241,169 | $2,241,169 |
| GLOBAL X SOCIAL MEDIA INDEX ETF | $1,750,390 | $1,750,390 |
| GLOBAL X US INFRASTRUCTURE ETF | $1,734,700 | $1,734,700 |
| HARDING LOEVNER INTER S/C-IS | $10,148,716 | $10,148,716 |
| INVESCO WATER RESOURCES ETF | $1,217,634 | $1,217,634 |
| ISHARES CORE MSCI EMERGING MARKETS ETF | $11,182,641 | $11,182,641 |
| ISHARES RUSSELL 1000 GROWTH ETF | $24,731,828 | $24,731,828 |
| LAZARD GLOBAL LISTED INFRASTRUCTURE PORTFOLIO FU | $8,100,466 | $8,100,466 |
| SPDR MIDCAP TRUST SERIES 1 ETF | $33,388,680 | $33,388,680 |
| VANGUARD INSTL INDEX FD SH BEN INT FD #94 | $47,697,063 | $47,697,063 |
| BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOL | $22,831,908 | $22,831,908 |
| DOUBLELINE TOTAL RETURN BOND FUND INSTL CLASS FU | $11,274,822 | $11,274,822 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $6,460,790 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $6,460,790 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $935,592 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $935,592 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (11 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BLACKSTONE PARTNERS OFFSHORE FUND | FMV | $967,641 | $967,641 |
| HAMILTON LANE MARKET STREET OPPOR | FMV | $7,345,712 | $7,345,712 |
| HUDSON BAY INTERNATIONAL FUND LTD | FMV | $8,299,653 | $8,299,653 |
| HUDSON BAY INTERNATIONAL FUND LTD | FMV | $7,961,970 | $7,961,970 |
| HUDSON BAY INTERNATIONAL FUND LTD | FMV | $6,954,754 | $6,954,754 |
| HUDSON BAY INTERNATIONAL FUND LTD | FMV | $10,208,304 | $10,208,304 |
| PERSISTENT EDGE ASIA PARTNERS LTD | FMV | $14,920,469 | $14,920,469 |
| STAR MOUNTAIN DIVERSIFIED CREDIT | FMV | $4,252,421 | $4,252,421 |
| STAR MOUNTAIN DIVERSIFIED SMALL B | FMV | $3,851,609 | $3,851,609 |
| YORK CREDIT OPPORTUNITIES UNIT TR | FMV | $896,278 | $896,278 |
| YORK CREDIT OPPORTUNITIES UNIT TR | FMV | $972,971 | $972,971 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (5 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|---|
| LAND | $67,315,000 | $0 | $67,315,000 | $63,810,000 |
| BUILDING AND IMPROVEMENTS | $98,587,259 | $33,389,328 | $65,197,931 | $91,509,279 |
| FURNITURE AND EQUIPMENT | $9,110,438 | $6,839,040 | $2,271,398 | $8,935,535 |
| LEASEHOLD IMPROVEMENTS | $27,927 | $19,367 | $8,560 | $27,927 |
| CONSTRUCTION IN PROGRESS | $629,230 | $0 | $629,230 | $451,341 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp (5 entries)
| CategoryCategoryTxt | Legal FeesLegalFeesAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| TAX/REGULATORY/REAL ESTATE | $2,626 | $0 | $0 | $2,626 |
| GENERAL COUNSEL, TRUST LAW | $7,654 | $0 | $0 | $7,654 |
| LAND USE | $3,325 | $0 | $0 | $3,325 |
| COUNSEL- PPP PRGM/CARES ACT | $2,195 | $0 | $0 | $2,195 |
| EMPLOYMENT | $25,221 | $0 | $0 | $25,221 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ACCRUED INTEREST AND DIVIDEND | $478,096 | $533,664 | $533,664 |
| OTHER RECEIVABLES | $298,576 | $0 | $0 |
| COPYRIGHTS & TRADEMARKS | $69,688 | $68,362 | $68,362 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (10 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| STATIONARY, SUP & POSTAGE | $351,088 | $0 | $0 | $351,088 |
| ADVERTISING & PROMOTION | $101,990 | $0 | $0 | $101,990 |
| EMPLOYEE TRNG & RECRUITING | $19,431 | $0 | $0 | $19,431 |
| MEMBERSHIPS & SUBSCRIPTIONS | $63,233 | $0 | $0 | $63,233 |
| PROGRAM & SPECIAL EVENTS | $331,955 | $0 | $0 | $331,955 |
| COMPUTER EQPT & SOFTWARE | $85,266 | $0 | $0 | $85,266 |
| EQUIPMENT | $32,072 | $0 | $0 | $32,072 |
| INSURANCE | $467,810 | $0 | $0 | $467,810 |
| LICENSES & PERMITS | $5,219 | $0 | $0 | $5,219 |
| GENERAL & ADMIN MISC | $177,354 | $0 | $0 | $119,587 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (8 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| STAR MTN DIV SM BUS-DISTRB | $513,445 | $0 | $0 |
| STAR MTN DIV SM BUS-SUBPART F | $0 | $375,475 | $375,475 |
| HAMILTON LN MKT OFFSHORE-DISTRB | $171,148 | $0 | $0 |
| HAMILTON LN MKT OFFSHORE-SUBPART F | $0 | $123,294 | $123,294 |
| TOURS, EDUC PROGRAMS | $123,401 | $123,401 | |
| MISCELLANEOUS | $250 | $250 | $250 |
| GIFT SHOP & CAFE SALES | $0 | $0 | $0 |
| ROYALTIES | $880 | $880 | $880 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NET UNREALIZED GAINS | Desc |
| Amt | $76,382,777 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| DEFERRED TAX LIABILITY | $1,306,764 | $2,356,573 |
| ADMIN SVS AGRMT LIAB | $101,675 | $90,489 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INVESTMENT MANAGEMENT | $1,554,581 | $1,554,581 | $1,554,581 | $0 |
| IT & SECURITY CONSULTANTS | $256,607 | $0 | $0 | $256,607 |
| CONSULTANTS/PRGM MGMT SVCS | $253,877 | $0 | $0 | $253,877 |
Sales Of Inventory List SalesOfInventoryList
Inventory Sale InventorySaleGrp (2 entries)
| CategoryCategoryTxt | Gross SalesGrossSalesAmt | Cost Of Goods SoldCostOfGoodsSoldAmt | NetNetAmt |
|---|---|---|---|
| CAFE SALES | $101,244 | $49,504 | $51,740 |
| GIFT STORE SALES | $188,724 | $126,652 | $62,072 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (7 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FOREIGN TAX | $44,592 | $44,592 | $44,592 | $0 |
| SALES AND USE TAX | $1,501 | $0 | $0 | $1,003 |
| CEMETERY ENDOWMENT TAX | $800 | $0 | $0 | $0 |
| PERSONAL PROPERTY TAXES | $484 | $0 | $0 | $484 |
| REAL ESTATE TAXES | $380,346 | $0 | $0 | $380,346 |
| OTHER TAXES | $1,507 | $0 | $0 | $1,507 |
| NET INV INCOME EXCISE TAX | $1,617,003 | $0 | $0 | $495,000 |