JOHN S DUNN FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- JOHN S DUNN FOUNDATION (EIN 74-1933660)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-10-24
- IRS object ID
- 202202979349100805
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-10-24T17:25:27-05:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 760269860 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Blazek & Vetterling | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2900 Weslayan Suite 200 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77027 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 741933660 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | John S Dunn Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JOHN | BusinessNameControlTxt |
| Phone | 7136260368 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3355 West Alabama Street 990 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770981718 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Charles M Lusk III | PersonNm |
| Person Title | President / Trustee | PersonTitleTxt |
| Phone | 7136260368 | PhoneNum |
| Signature | 2022-10-24 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | Charles | PersonFirstNm |
| Person Last | Lusk III | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Kurt Coburn | PreparerPersonNm |
| PTIN | P01638285 | PTIN |
| Phone | 7134395739 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $107,318,529 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $137,081 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $137,081 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $1,860,207 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,860,207 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $4,105,552 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $35,159,307 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $4,105,552 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $4,869,303 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $4,939,163 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $10,972,143 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $11,042,003 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $227,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $113,500 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $113,500 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $100,000 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $50,000 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $50,000 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $28,328 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $14,164 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $14,164 | PensionEmplBnftDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $15,942 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $7,971 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $7,971 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $482,422 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $482,422 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $5,522 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $5,522 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $93,808 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $7,328 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $10,475 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Occupancy Rev And Expnss | $50,380 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $25,190 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $25,190 | OccupancyDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $2,209 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $1,105 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $1,104 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $35,694 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $18,926 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $16,461 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,051,780 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $726,128 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $228,390 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $5,018,142 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $5,018,142 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $6,069,922 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $726,128 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $5,246,532 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $4,902,221 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $10,315,875 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $59,383 | CashBOYAmt |
| Cash EOY | $75,736 | CashEOYAmt |
| Cash EOYFMV | $75,736 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $6,353,643 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $4,319,104 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $4,319,104 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $3,629,481 | AcctRcvblAmt |
| Acct Rcvbl EOY | $3,629,481 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $3,629,481 | AcctRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $702 | PrepaidExpensesBOYAmt |
| Corporate Stock BOY | $30,789,265 | CorporateStockBOYAmt |
| Corporate Stock EOY | $36,852,443 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $58,245,387 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $17,000,000 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $15,000,000 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $14,645,400 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $18,494,612 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $17,733,404 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $26,387,686 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $164,514 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $148,779 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $26,210 | LandBOYAmt |
| Land EOY | $15,735 | LandEOYAmt |
| Land EOYFMV | $15,735 | LandEOYFMVAmt |
| Total Assets BOY | $72,723,815 | TotalAssetsBOYAmt |
| Total Assets EOY | $77,625,903 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $107,318,529 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $133 | AccountsPayableBOYAmt |
| Total Liabilities BOY | $133 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $72,723,682 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $77,625,903 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $72,723,682 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $77,625,903 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $72,723,815 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $77,625,903 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $72,723,682 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $4,902,221 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $77,625,903 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $77,625,903 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| Publicly traded securities | $35,159,307 | $31,049,994 | $4,109,313 | $4,109,313 | |
| From Sch K-1 (Form 1065) | $3,761 | -$3,761 | -$3,761 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $4,105,552 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $143,391 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $143,391 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $143,391 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $65,000 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $62,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $127,000 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $16,391 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | https://johnsdunnfoundation.org/ | WebsiteAddressTxt |
| Individual With Books | Donna E Nasso | IndividualWithBooksNm |
| Phone | 7136260368 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3355 West Alabama Street 990 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770981718 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (9 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Charles M Lusk III | ||||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | President/Trustee | 5.71 | $38,000 | $0 | $0 |
| John R Wallace | ||||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | VP/Trustee | 5.86 | $37,000 | $0 | $0 |
| David G Key | ||||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Secretary/Treasury/Trustee | 5.25 | $37,000 | $0 | $0 |
| Cynthia J Adkins | ||||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Trustee | 5.58 | $37,000 | $0 | $0 |
| Diana M Hawkins | ||||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Trustee | 4.26 | $7,000 | $0 | $0 |
| Terry Lacy | ||||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Trustee | 5.37 | $37,000 | $0 | $0 |
| Andrew W Sowell | ||||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Trustee | 4.48 | $10,000 | $0 | $0 |
| J Dickson Rogers | ||||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Trustee | 4.43 | $12,000 | $0 | $0 |
| Dan S Wilford | ||||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Trustee | 4.55 | $12,000 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Donna E Nasso | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3355 West Alabama Street 990 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770981718 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | Administrator | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 40.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $100,000 | CompensationAmt |
| Employee Benefits | $20,678 | EmployeeBenefitsAmt |
| Expense Account | $0 | ExpenseAccountAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Morgan Stanley Smith Barney LLC | |||||
| 1 New York Plaza 12 Floor | New York | NY | 10004 | Investment management | $400,158 |
| Morgan Stanley Alternative Investment Ptrs | |||||
| 100 Front Street Suite 400 | West Conshohocken | PA | 19428 | Investment management | $118,836 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $75,133,123 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,178,333 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $24,775,356 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $102,086,812 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $102,086,812 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,531,302 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $100,555,510 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $5,027,776 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $5,027,776 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $143,391 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $143,391 | TotalTaxAmt |
| Distributable Before Adj | $4,884,385 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $4,884,385 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $4,884,385 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $5,246,532 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $5,246,532 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,884,385 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $167,040 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $855,249 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $988,681 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $943,850 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,119,028 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $4,073,848 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $5,246,532 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $4,884,385 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $362,147 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $4,435,995 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $167,040 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $4,268,955 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $855,249 | ExcessFromYear4Amt |
| Excess From Year3 | $988,681 | ExcessFromYear3Amt |
| Excess From Year2 | $943,850 | ExcessFromYear2Amt |
| Excess From Year1 | $1,119,028 | ExcessFromYear1Amt |
| Excess From Current Year | $362,147 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | John S Dunn Foundation | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3355 West Alabama St Suite 990 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770981718 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 7136260368 | RecipientPhoneNum |
| Form And Info And Materials | A letter should be submitted stating the name of the organization, the amount requested, and the purpose for which the funds are requested. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | None | SubmissionDeadlinesTxt |
| Restrictions On Awards | Generally, grants are limited to donees within the state of Texas whose primary efforts are medically related to educational and research activities. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (54 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Baylor College Of Medicine | |||||||
| Po Box 4976 Msc 800 | Houston | TX | 77210 | N/A | PC | Grant to support research for the cultivation center to increase its capacity and substantially enhance its production of microbiome-based therapeutic and diagnostic candidates. | $100,000 |
| Baylor University | |||||||
| 1311 S 5th St | Waco | TX | 76706 | N/A | PC | Grant to the garland school of social work in Houston for the 2021-22 academic year for 5 to 10 students pursuing mental health - related social work. | $100,000 |
| Bo'S Place | |||||||
| 10050 Buffalo Speedway | Houston | TX | 77054 | N/A | PC | Grant to provide grief support services and education at no cost to children, teens, adults, and community members. | $25,000 |
| Bridges To Life | |||||||
| PO Box 570895 | Houston | TX | 77257 | N/A | PC | Grant for operational support for its program for victims and offenders and healing. | $10,000 |
| Brookwood Community Inc | |||||||
| 1752 FM 1489 | Brookshire | TX | 77423 | N/A | PC | Grant to be used for renovations to the John S. Dunn Health Center. | $253,000 |
| Camp Allen | |||||||
| 18800 FM 362 Rd | Navasota | TX | 77868 | N/A | PC | Grant to provide support for summer camp nursing program at the John S. Dunn camper health center. | $45,000 |
| Camp For All | |||||||
| 3701 Kirby Dr Ste 570 | Houston | TX | 77098 | N/A | PC | Grant to sponsor the camp's health center. | $25,000 |
| Casa de Esperanza de los Ninos Foundatio | |||||||
| PO Box 301209 | Houston | TX | 77230 | N/A | PC | Grant to support their residential program for children in crisis due to abuse, neglect, or the effects of HIV/AIDS. | $45,000 |
| Center For Pursuit | |||||||
| 4400 Harrisburg Blvd | Houston | TX | 77011 | N/A | PC | Grant for operating costs for the center's dental clinic. | $50,000 |
| Child Advocates Of Fort Bend | |||||||
| 5403 Avenue N | Rosenberg | TX | 77471 | N/A | PC | Grant to provide for operational support to provide direct services to children who have been sexually or physically abused. | $50,000 |
| Christian Community Service Center | |||||||
| 3230 Mercert St | Houston | TX | 77027 | N/A | PC | Grant to be used for emergency medical needs for the emergency services program. | $10,000 |
| CHRISTUS Foundation for HealthCare | |||||||
| 2615 Fannin St | Houston | TX | 77002 | N/A | PC | Grant to help sustain their program needs for their newly renovated Christus St. Mary's Clinic to hire additional family practice physician, mental health counselor, and two additional medical assistants. | $83,000 |
| Communities In Schools of Houston Inc | |||||||
| 1235 N Loop W Fwy | Houston | TX | 77008 | N/A | PC | Grant to support the on-campus mental health initiative program program for 2020-2020 school year. | $200,000 |
| Counseling Connections For Change Inc | |||||||
| 2549 Roy Rd | Pearland | TX | 77581 | N/A | PC | Grant to purchase an improved practice management system. | $50,000 |
| Covenant House Texas | |||||||
| 1111 Lovett Blvd | Houston | TX | 77006 | N/A | PC | Grant to support their medical clinic & mental health services program. | $25,000 |
| Depelchin Children's Center | |||||||
| 4950 Memorial Dr | Houston | TX | 77007 | N/A | PC | Matching grant to support families count program which supports mental health to high-risk individuals. | $50,000 |
| El Centro de Corazon | |||||||
| 412 Telephone Rd | Houston | TX | 77023 | N/A | PC | Grant to support operating expenses for medical, dental and behavioral health services for Houston's east end. | $75,000 |
| Halo House Foundation | |||||||
| 4007 Tartan Ln | Houston | TX | 77025 | N/A | PC | Grant to help cover operating costs and program administration. | $25,000 |
| Headstrong Project | |||||||
| 530 7th Ave | New York | NY | 10018 | N/A | PC | Grant to support Houston veterans trauma treatment program to provide cost-free mental health treatment for veterans and their families. | $50,000 |
| Hope Biosciences Stem Cell Research Foundation | |||||||
| 16700 Creekbend Dr | Sugar Land | TX | 77478 | N/A | PC | Grant to support an FDA-authorized randamized, double-blinded, single-center phase 2 efficacy and safety study of allogeneic HB_ADMSCS for the treatment Of patients with chronic post-Covid-19-syndrome - long haul Covid. | $250,000 |
| Houston Achievement Place | |||||||
| 245 W 17th St | Houston | TX | 77008 | N/A | PC | Matching grant to support project class, a mental health program for young children with emotional, behavior and family problems. | $35,000 |
| Houston Baptist University | |||||||
| 7502 Fondren Rd | Houston | TX | 77074 | N/A | PC | Grant to provide partial scholoarships to 20 full-time undergraduate BSN students and to provide 50% scholarships to 11 graduate MSN students. | $300,000 |
| Houston Furniture Bank | |||||||
| 711 Mosley Rd | Houston | TX | 77075 | N/A | PC | Grant to support The No Kids On The Floor Project. | $10,000 |
| Houston Hospice | |||||||
| 1905 Holcombe Blvd | Houston | TX | 77030 | N/A | PC | Grant to support grief and bereavement programs which provide families with opporutnities to healt and regain their normal lives after the death of a loved one. | $75,000 |
| Houston Methodist Hospital Foundation | |||||||
| 1707 Sunset Blvd | Houston | TX | 77005 | N/A | PC | Matching grant to establish The John S. "Steve" Dunn, Jr. distinguished professorship in brain tumor research; Dagmar Dunn Pickens Gipe Distinguished professorship in brain tumor research; And Milby Dow Dunn Fund For brain tumor research. | $214,285 |
| Houston Methodist Hospital Foundation | |||||||
| 1707 Sunset Blvd | Houston | TX | 77005 | N/A | PC | Matching grant to establish the "Eva Lynn and John S. Dunn, Jr. center for research in reconstructive and plastic surgery." | $142,857 |
| Houston Methodist Hospital Foundation | |||||||
| 1707 Sunset Blvd | Houston | TX | 77005 | N/A | PC | Matching grant to establish the John S. Dunn Foundation clinician nnovator award for Dr. Klebuc. | $125,000 |
| Houston Methodist Hospital Foundation | |||||||
| 1707 Sunset Blvd | Houston | TX | 77005 | N/A | PC | Matching ($500,000) grant to establish the John S. Dunn Foundation distinguished centennial chair in behavioral health to explore connection between mental health and gut microbiome. | $300,000 |
| Houston Revision | |||||||
| 6856 Bellaire Blvd | Houston | TX | 77074 | N/A | PC | Grant to support expanded capacity of mental and behavioral health services for youth due to Covid-19. | $10,000 |
| Nick Finnegan Couseling Foundation | |||||||
| 2714 Joanel St | Houston | TX | 77027 | N/A | PC | Grant to fund The Nick Finnegan Counseling Center operations in fiscal year 2021 for counseling sessions. | $15,000 |
| Palmer Drug Abuse Program | |||||||
| 840 Gessner Rd Suite 1200 | Houston | TX | 77024 | N/A | PC | Grant to support 2021 general operations to support adolescents, young aduts, and families providing recovery services. | $25,000 |
| reMIND Depression & Bipolar Support | |||||||
| PO Box 27607 | Houston | TX | 77227 | N/A | PC | Grant to provide free support groups for diagnosed individuals, family members and friends impacted by depression or bipolar disorder. | $125,000 |
| Rice University | |||||||
| 6100 Main St | Houston | TX | 77005 | N/A | PC | Grant to support a fund for research seed grants with the collaborative research center explicitly designed to bring together rice researchers. | $300,000 |
| San Jose Clinic | |||||||
| 2615 Fannin St | Houston | TX | 77002 | N/A | PC | Grant to provide 30 $1,000 scholarships for the John S. Dunn scholarship fund. | $30,000 |
| San Jose Clinic | |||||||
| 2615 Fannin St | Houston | TX | 77002 | N/A | PC | Grant to support their dental program for uninsured and underserved. | $60,000 |
| Sight Savers America Inc | |||||||
| 337 Business Circle | Pelham | AL | 35124 | N/A | PC | Grant to purchase electronic video magnifiers for children in Houston. | $15,000 |
| Star of Hope | |||||||
| 4848 Loop Central Dr Suite 500 | Houston | TX | 77081 | N/A | PC | Grant to be used to support the men's development center - John S. Dunn Wellness Center. | $40,000 |
| Texas Children's Hospital | |||||||
| 6621 Fannin Street | Houston | TX | 77030 | N/A | PC | Matching grant to establish the John S. Dunn Foundation Chair in Neurosurgery at the comprehensive epilepsy program at Texas Children's to advance research. | $200,000 |
| Texas State Historical Association | |||||||
| 1155 Union Circle 311580 | Denton | TX | 76203 | N/A | PC | Grant to provide funds to hire an assistant editor to focus solely on the handbook of Texas medicine project and fund a monthly stipend for the project director, subject to receiving $500,000 In commitments for project. | $25,000 |
| The Beacon | |||||||
| 1212 Prairie St | Houston | TX | 77002 | N/A | PC | Grant to be used to support general operating expenses for the beacon and its core programs. | $50,000 |
| The Center for Hearing and Speech | |||||||
| 3100 Shenandoah St | Houston | TX | 77021 | N/A | PC | Grant to support comprehensive audiology, speech therapy and educational services to children ($50,000) and to support the doctor of audiology externship program ($50,000). | $100,000 |
| The Children's Assessment Center Foundation | |||||||
| 2500 Bolsover St | Houston | TX | 77005 | N/A | PC | Grant to be used for therapy and psychological services department for mental health services. | $90,000 |
| The Council on Recovery | |||||||
| 303 Jackson Hill St | Houston | TX | 77007 | N/A | PC | Grant to support a center for co-occurring disorders, with a focus on the connection between substance use, mental health, trauma and suicide. | $50,000 |
| The Gateway Academy Inc | |||||||
| 3721 Dacoma St | Houston | TX | 77092 | N/A | PC | Grant to support their community mental health initiative program. | $55,000 |
| The Hope and Healing Center & Institute | |||||||
| 717 Sage Rd | Houston | TX | 77056 | N/A | PC | Grant to support the growth of the Houston hope line to continue to reach additional callers and expand operations. | $75,000 |
| The Rise School of Houston | |||||||
| 5618 HMark Crosswell Jr St | Houston | TX | 77021 | N/A | PC | Grant to support a part-time nurse and basic nursing supplies. | $30,000 |
| The Rose | |||||||
| 12700 N Featherwood Dr 260 | Houston | TX | 77034 | N/A | PC | Grant to support the rose's empower her sponsorship program to provide breast screening and diagnostic services to uninsured women in the greater Houston area. | $25,000 |
| The University of Texas Medical Branch | |||||||
| 301 University Blvd | Galveston | TX | 77555 | N/A | GOV | Matching grant to support research to develop an engineered Zika virus for glioblastoma treatment led by Dr. Pei-Yong Shi. | $150,000 |
| The UT MD Anderson Cancer Center | |||||||
| 1515 Holcombe Blvd | Houston | TX | 77030 | N/A | PC | Grant to JSD radiological sciences-2020-20 budget $280,000 and grant to JSD imaging sciences lab-2020-20 budget $170,000 (50% paid) | $225,000 |
| The UT MD Anderson Cancer Center | |||||||
| 1515 Holcombe Blvd | Houston | TX | 77030 | N/A | GOV | Grant to JSD radiological sciences-2020-20 budget $280,000 and grant to JSD imaging sciences lab-2020-20 budget $170,000 (50%) | $225,000 |
| The Will Erwin Headache Research Foundation | |||||||
| 609 Main St 2350 | Houston | TX | 77002 | N/A | PC | Grant to support headache and migraine research at Memorial Hermann's Mischer Neuroscience Institute. | $25,000 |
| TIRR Foundation | |||||||
| 4605 Post Oak Pl Dr 222 | Houston | TX | 77027 | N/A | PC | Matching grant to support mission connect IP award for traumatic brain injury or spinal cord injury. | $100,000 |
| UThealth Science Center - Faillace Dept Of Psychiatry | |||||||
| 7000 Fannin St Ste 1200 | Houston | TX | 77030 | N/A | GOV | Matching grant to establish the John S. Dunn Foundation Distinguished Chair in Faillace Department of Psychiatry and Behavioral Sciences for research in schizophrenia and psychotic disorders. | $200,000 |
| Village Learning Center Inc | |||||||
| 3819 Plum Valley Dr | Kingwood | TX | 77339 | N/A | PC | Grant to fund medical services for their medically fragile population of children and adults with developmental and physical disabilities. | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $5,018,142 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $137,081 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,860,207 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $4,105,552 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (3 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|---|
| From Sch K-1 (Form 1065) | 525990 | -$69,860 | 14 | $20,346 |
| Royalty income | 525990 | 15 | $54 | |
| Foreign dividend income | 525990 | 14 | $4,918,763 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$69,860 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $11,042,003 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $10,972,143 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Audit services | CategoryTxt |
| Amt | $15,942 | Amt |
| Net Investment Income | $7,971 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $7,971 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (2 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|---|---|---|---|
| Furniture and fixtures | 2013-01-01 | $59,765 | $59,765 | SL | 5.000000000000 | $0 | $0 |
| Leasehold improvements | 2013-01-01 | $104,749 | $78,539 | SL | 10.000000000000 | $10,475 | $0 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (5 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| Bcs 7.1% Worstof Contingent Callable Indu Rty Spx | $3,000,000 | $2,965,800 |
| Bcs 7.5% Worstof Contingent Callable Spx Sx5E Tpx | $3,000,000 | $2,922,600 |
| Citi 9.75% Worstof Contingent Callable Ndx Rty Spx | $3,000,000 | $2,987,100 |
| Ms 7.65% Worstof Contingent Autocall Ndx Rty Spx | $3,000,000 | $2,875,350 |
| Ms 8% Worstof Contingent Callable Ndx Rty Spx | $3,000,000 | $2,894,550 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (171 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 6,872 Apple Inc | $300,236 | $1,220,261 |
| 2,999 Airbnb Inc | $446,664 | $499,304 |
| 12,375 Abbott Laboratories | $1,022,782 | $1,741,658 |
| 3,262 Accenture PLC Ireland | $314,237 | $1,352,262 |
| 1,691 Adobe Inc | $135,900 | $958,898 |
| 3,403 Adidas AG | $422,718 | $490,032 |
| 2,058 Autodesk Inc Delaware | $367,468 | $578,689 |
| 1,426 American Eq Invt Life Hldg | $35,177 | $55,500 |
| 7,652 American Elec Pwr Co Inc | $663,399 | $680,798 |
| 352 Albany Intl A New | $25,696 | $31,134 |
| 2,233 Allegro Microsystems Inc | $62,166 | $80,790 |
| 488 Align Technology | $34,340 | $320,704 |
| 11,509 Ally Financial Inc | $341,012 | $547,943 |
| 3,848 Amadeus It Group S.A ADR | $255,894 | $260,587 |
| 1,650 Amgen Inc | $365,261 | $371,201 |
| 462 Amazon Com Inc | $1,540,358 | $1,540,465 |
| 2,733 Aon PLC Cl A | $571,951 | $821,430 |
| 527 Asml Holding Nv Ny Reg | $366,224 | $419,566 |
| 2,455 American Express Co | $308,305 | $401,638 |
| 542 Aspen Technology Inc | $25,539 | $82,492 |
| 622 Azenta Inc | $26,696 | $64,134 |
| 565 Bandwidth Inc Com Cl A | $42,125 | $40,544 |
| 345 Balchem CP | $19,120 | $58,167 |
| 1,672 Bloom Energy Corp Com Cl A | $40,015 | $36,667 |
| 577 Biohaven Pharma Hldg Co | $40,437 | $79,516 |
| 2,494 Bjs Club Hldgs Inc | $64,875 | $167,023 |
| 6,948 Blackstone Inc | $311,858 | $899,002 |
| 5,583 Bunzl Plc New | $147,955 | $222,148 |
| 7,475 Citigroup Inc New | $327,108 | $451,415 |
| 383 Casey's General Stores Inc | $27,361 | $75,585 |
| 1,088 Caredx Inc | $59,386 | $49,482 |
| 1,319 Certara Inc | $39,988 | $37,486 |
| 11,160 Citizens Financial Group | $497,954 | $527,310 |
| 1,266 Chegg Inc | $18,140 | $38,866 |
| 1,536 Championx Corporation | $24,900 | $31,043 |
| 7,577 Conocophillips | $409,110 | $546,908 |
| 3,201 Salesforce.Com,Inc. | $585,890 | $813,470 |
| 2,985 Csl | $168,441 | $315,813 |
| 429 Calavo Growers Inc | $38,038 | $18,190 |
| 6,120 Cvs Corp Com | $467,036 | $631,339 |
| 6,417 Chevron Corp | $600,954 | $753,035 |
| 650 Cryoport Inc | $22,348 | $38,461 |
| 3,887 Dassault Systems SA ADS | $99,564 | $231,976 |
| 3,051 Dell Technologies Inc Cl C | $112,801 | $171,375 |
| 4,476 Walt Disney Co Hldg Co | $422,978 | $693,288 |
| 23 Docusign Inc | $3,511 | $3,503 |
| 642 Masonite Intl Corp New | $43,229 | $75,724 |
| 949 Viant Technology Inc Cl A | $24,373 | $9,210 |
| 6,552 Enbridge Inc | $209,336 | $256,052 |
| 763 Envestnet Inc | $36,205 | $60,536 |
| 4,052 Evolution Ab Adr | $604,652 | $579,274 |
| 9,813 Experian Gp Ltd Adr | $209,385 | $483,879 |
| 2,203 National Vision Holdings | $68,991 | $105,722 |
| 3,168 Meta Platforms Inc Cl | $339,267 | $1,065,557 |
| 372 Figs Inc Cl A | $12,370 | $10,252 |
| 850 Shift4 Pmts Inc Cl | $45,428 | $49,241 |
| 936 Fox Factory Holding Corp | $21,279 | $159,214 |
| 700 Forward Air Corp | $45,438 | $84,763 |
| 4,627 Gilead Science | $308,508 | $335,966 |
| 342 Globant S.A | $108,375 | $107,419 |
| 10,109 General Mtrs Co | $215,734 | $592,691 |
| 1,318 Grocery Outlet Hldg | $41,381 | $37,273 |
| 487 Alphabet Inc Cl C | $151,448 | $1,409,178 |
| 239 Alphabet Inc Cl A | $209,324 | $692,393 |
| 645 Gxo Logistics | $7,578 | $58,585 |
| 1,196 Hain Celestial Group | $38,255 | $50,962 |
| 1,622 Hayward Hldgs Inc | $28,393 | $42,545 |
| 1,291 Health Catalyst Inc | $52,076 | $51,149 |
| 1,456 H&E Equipment Svcs Inc | $36,206 | $64,457 |
| 7,650 Hess Midstream Lp Cl | $146,511 | $211,370 |
| 566 Hamilton Lane Cl A | $43,768 | $58,649 |
| 105 Hubspot, Inc. | $3,050 | $69,211 |
| 634 Hydrofarm Hldgs Group | $27,984 | $17,936 |
| 1,295 Integra Lifesciences Crp | $40,765 | $86,752 |
| 4,062 Icon Plc | $443,845 | $1,258,001 |
| 829 Illumina Inc | $276,942 | $315,385 |
| 5,861 Intel Corp | $290,747 | $301,842 |
| 1,240 Iridium Communications | $30,802 | $51,200 |
| 1,080 Intuitive Surgical Inc | $268,092 | $388,044 |
| 1,562 Gartner Inc | $83,909 | $522,208 |
| 1,236 Jamf Hldg Corp | $41,843 | $46,980 |
| 3,280 Johnson & Johnson | $454,002 | $561,110 |
| 9,426 Kinder Morgan Incorp | $173,669 | $149,496 |
| 833 Nlight, Inc. | $21,507 | $19,950 |
| 693 Lockheed Martin Corp | $233,242 | $246,299 |
| 1,122 Lattice Semiconductor | $21,055 | $86,461 |
| 1,951 Lvmh Moet Hennessy Louis | $142,897 | $322,891 |
| 2,301 Mastercard Inc Cl A | $392,414 | $826,795 |
| 1,708 Mc Corp | $335,954 | $457,864 |
| 4,360 Mondelez Intl Inc Com | $216,896 | $289,112 |
| 4,619 Medtronic Plc Shs | $408,108 | $477,836 |
| 208 Mercadolibre Inc | $262,247 | $280,467 |
| 751 Monro Inc | $40,446 | $43,761 |
| 2,133 Momentive Global Inc | $43,340 | $45,113 |
| 1,523 Model N Inc Com | $54,424 | $45,736 |
| 245 Monolithic Pwr Systems | $10,134 | $120,866 |
| 5,704 Merck & Co Inc New Com | $378,507 | $437,155 |
| 444 Msci Inc Com | $101,587 | $272,034 |
| 4,976 Microsoft Corp | $409,629 | $1,673,528 |
| 623 New Relic, Inc. | $27,037 | $68,505 |
| 814 Netflix Inc | $438,483 | $490,386 |
| 6,335 Nike Inc B | $381,957 | $1,055,854 |
| 782 Northrop Grumman | $230,727 | $302,689 |
| 995 Servicenow Inc | $259,668 | $645,864 |
| 1,368 Nestle Spon Adr Rep Reg | $111,437 | $192,026 |
| 1,272 Invitae Corp Com | $24,054 | $19,423 |
| 570 Organon & Co | $18,935 | $17,357 |
| 696 Olink Hldg Ab Sponsored | $22,683 | $12,667 |
| 432 Omnicell Inc | $39,385 | $77,950 |
| 281 Osi Inc | $18,215 | $26,189 |
| 9,445 Plains Gp Hldg L P Partn | $216,568 | $95,772 |
| 737 Pacira Biosciences | $48,223 | $44,345 |
| 2,336 Pagerduty Inc | $74,381 | $81,176 |
| 443 Penumbra Inc Com | $42,561 | $127,283 |
| 3,539 Pepsico Inc Nc | $432,699 | $614,760 |
| 2,906 Procter & Gamble | $335,470 | $475,363 |
| 1,608 Progyny Inc | $30,431 | $80,963 |
| 654 Pjt Partners Inc Com Cl A | $30,694 | $48,455 |
| 175 Insulet Corp | $5,214 | $46,562 |
| 391 Poshmark Inc Cl A | $16,378 | $6,659 |
| 2,823 Kering A Adr New | $200,003 | $227,280 |
| 1,492 Paycor Hcm Inc | $48,240 | $42,985 |
| 2,076 Paypal Inc Com | $187,826 | $391,492 |
| 228 Qualys Inc Com | $5,711 | $31,286 |
| 319 Quanterix Corp | $15,688 | $13,526 |
| 436 Ultragenyx | $36,012 | $36,663 |
| 409 Redfin Corp | $8,416 | $15,702 |
| 452 Rbc Bearings Inc | $70,697 | $91,290 |
| 3,218 Sap | $341,645 | $450,874 |
| 1,441 Signature Bk New York N | $364,281 | $466,120 |
| 3,805 Starbucks Corp | $124,201 | $445,071 |
| 956 Semrush Holdings Inc | $10,845 | $19,933 |
| 15,055 Sage Group Plc Adr New | $558,512 | $717,973 |
| 2,009 Surgery Partners Inc | $30,969 | $107,301 |
| 1,701 Shoals | $48,704 | $41,334 |
| 94 Shopify Inc | $105,648 | $129,475 |
| 932 Silk Medical Inc | $40,119 | $39,713 |
| 466 Smartsheet Inc | $14,520 | $36,092 |
| 19,224 Siemens AG | $449,736 | $734,165 |
| 622 Sprout Inc Cl A | $38,159 | $56,409 |
| 7,264 State Corp | $521,974 | $675,552 |
| 1,553 Stanley Black & Decker Inc | $272,994 | $292,927 |
| 1,174 Syneos Inc Cl A | $38,424 | $120,546 |
| 6,833 Tencent Hldgs Ltd Unspon | $362,959 | $398,364 |
| 921 Thermo Scientific | $271,484 | $614,528 |
| 2,651 Temenos Ag Sponsored | $323,372 | $364,168 |
| 615 Tennant Co | $42,552 | $49,840 |
| 1,637 Trex Company Inc | $12,044 | $221,044 |
| 7,456 Targa Corp | $327,591 | $389,501 |
| 759 Trupanion Inc | $21,103 | $100,211 |
| 3,548 Unilever Plc (New) Ads | $192,599 | $190,847 |
| 1,118 Unitedhealth Gp Inc | $347,574 | $561,393 |
| 4,591 Visa Cl A | $417,218 | $994,916 |
| 1,127 Vocera Comm Inc | $18,528 | $73,075 |
| 2,343 Viavi Inc Com | $23,370 | $41,284 |
| 1,344 Vmware Inc Class A | $117,724 | $155,743 |
| 1,654 Varonis Systems Inc | $20,438 | $80,682 |
| 962 Western Alliance Bancorp | $24,378 | $103,559 |
| 6,622 Welltower Inc | $569,112 | $567,969 |
| 1,321 Cactus Inc Class-A | $39,878 | $50,370 |
| 156 Wix Ltd | $3,151 | $24,615 |
| 3,254 Williams Co Inc | $88,427 | $84,734 |
| 3,310 Wal-Mart De Mexico Sa | $81,706 | $123,298 |
| 1,906 Walmart Inc | $186,960 | $275,779 |
| 9,087 Exxon Mobil Corp | $567,765 | $556,034 |
| 645 Xpo Inc | $10,968 | $49,942 |
| 2,235 Yext Inc | $34,285 | $22,171 |
| 3,125 Zoetis Inc Class-A | $218,228 | $762,594 |
| 20,935 Ishares Inc Msci Japan Etf | $1,062,467 | $1,401,808 |
| 332,074 V Floating Rate A | $3,021,892 | $3,021,871 |
| 78,351 Matthews Japan Instl | $1,626,683 | $1,733,898 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (24 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| Carlyle Energy Credit Opp II Offshore | AT COST | $559,110 | $372,785 |
| Cheniere Energy Partners LP | AT COST | $76,338 | $269,196 |
| Energy Transfer LP | AT COST | $193,966 | $270,956 |
| Enterprise Prod Prtnrs LP | AT COST | $79,234 | $430,174 |
| Graham Absolute Return Ltd | AT COST | $3,000,000 | $3,310,124 |
| GSO Credit Alpha Feeder Fund II LP | AT COST | $545,659 | $559,695 |
| HBK Multi-Strategy Offshore Fund Ltd | AT COST | $2,000,000 | $2,545,539 |
| Magellan Midstream Partners LP | AT COST | $233,737 | $457,248 |
| Millennium International Ltd | AT COST | $0 | $3,568,988 |
| MPLX LP | AT COST | $175,156 | $649,826 |
| North Haven Capital Partners VI NUSWMF | AT COST | $517,592 | $827,460 |
| North Haven Credit Partners II Offshore | AT COST | $1,053,829 | $504,824 |
| North Haven Real Estate Fund V Offshore | AT COST | $93,404 | $88,969 |
| Oaktree SSF II (Feeder) | AT COST | $1,316,064 | $2,185,533 |
| Private Equity Co-Investment Opp Fund I | AT COST | $1,495,418 | $2,265,753 |
| Phillips 66 Partners LP | AT COST | $85,378 | $210,324 |
| Plains All Amern Pipeline LP | AT COST | $98,507 | $88,188 |
| Private Markets Fund VII (Cayman) LP | AT COST | $4,363,518 | $6,065,039 |
| York Credit Opportunities Unit Trust | AT COST | $471,692 | $151,258 |
| Clear Bayou - Miner Deed | AT COST | $10 | $10 |
| CorInnova Inc | AT COST | $250,000 | $250,000 |
| Bc Industrial Reit Iv Inc Esc | AT COST | $1,000,000 | $1,138,518 |
| Western Midstream Partners Lp | AT COST | $124,792 | $169,987 |
| Symphony Adagio | AT COST | $0 | $7,292 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|---|
| Furniture and fixtures | $59,765 | $59,765 | $0 | |
| Leasehold improvements | $104,749 | $89,014 | $15,735 | $15,735 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| From Sch K-1 (Form 1065) | $2,770 | $2,463 | $0 |
| Insurance | $13,907 | $6,954 | $6,953 |
| Computer expenses | $3,972 | $1,986 | $1,986 |
| Office supplies/miscellaneous | $11,450 | $5,725 | $5,725 |
| Telephone | $3,595 | $1,798 | $1,797 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| From Sch K-1 (Form 1065) | -$49,514 | $20,346 | -$49,514 |
| Royalty income | $54 | $54 | $54 |
| Foreign dividend income | $4,918,763 | $4,918,763 | $4,918,763 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment management fees | CategoryTxt |
| Amt | $482,422 | Amt |
| Net Investment Income | $482,422 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Excise tax | $86,480 | $0 | $0 |
| Foreign tax | $7,328 | $7,328 | $0 |