THE JOSEPH AND CATHERINE JOHNSON FAMILY FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- THE JOSEPH AND CATHERINE JOHNSON FAMILY FOUNDATION (EIN 36-7228534)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-09
- IRS object ID
- 202203139349101335
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Legal Fees Schedule
- Other Expenses Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-09T11:31:47-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 390432630 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | QUARLES & BRADY LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 300 N LASALLE STREET SUITE 4000 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60654 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 367228534 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE JOSEPH AND CATHERINE JOHNSON | BusinessNameLine1Txt |
| Business Name Line2 | FAMILY FOUNDATION | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JOSE | BusinessNameControlTxt |
| Phone | 6185509510 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | REBECCA STEINER 1230 FOX LAKE DRIVE | AddressLine1Txt |
| City | GODFREY | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 62035 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | REBECCA STEINER | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 6185509510 | PhoneNum |
| Signature | 2022-11-09 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | REBECCA | PersonFirstNm |
| Person Last | STEINER | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KIRK A HOOPINGARNER | PreparerPersonNm |
| PTIN | P01433747 | PTIN |
| Phone | 3127155000 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $5,768,383 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $44,583 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $44,583 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $44,583 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $480,449 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,842,688 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $480,449 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $525,032 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $525,032 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $44,583 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $4,500 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Net Invst Incm | $42,803 | OtherProfFeesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $1,130 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $5,630 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $42,803 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $85,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $85,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $90,630 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $42,803 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $85,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $434,402 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $482,229 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $44,583 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $216,354 | CashBOYAmt |
| Cash EOY | $389,977 | CashEOYAmt |
| Cash EOYFMV | $389,977 | CashEOYFMVAmt |
| US Government Obligations BOY | $779,616 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $476,303 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $482,701 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $2,021,741 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,249,177 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $4,252,604 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $318,228 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $654,884 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $643,101 | CorporateBondsEOYFMVAmt |
| Total Assets BOY | $3,335,939 | TotalAssetsBOYAmt |
| Total Assets EOY | $3,770,341 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $5,768,383 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $3,335,939 | RetainedEarningBOYAmt |
| Retained Earning EOY | $3,770,341 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $3,335,939 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $3,770,341 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $3,335,939 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $3,770,341 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $3,335,939 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $434,402 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $3,770,341 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $3,770,341 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (91 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| ADOBE INC. 95 SHARES | P | 2021-06-14 | 2021-09-27 | $57,504 | $52,792 | $4,712 | $4,712 |
| ALIBABA GROUP 275 SHARES | P | 2021-07-20 | 2021-07-26 | $54,084 | $57,924 | -$3,840 | -$3,840 |
| BAIDU INC. 340 SHARES | P | 2021-02-18 | 2021-11-18 | $52,201 | $100,432 | -$48,231 | -$48,231 |
| BAIDU INC. 25 SHARES | P | 2021-02-18 | 2021-02-23 | $7,377 | $7,385 | -$8 | -$8 |
| BAKER HUGHES CO. CLASS A 25 SHARES | P | 2021-05-10 | 2021-07-14 | $556 | $627 | -$71 | -$71 |
| BAKER HUGHES CO. CLASS A 4,125 SHARES | P | 2021-05-10 | 2021-11-29 | $97,428 | $103,429 | -$6,001 | -$6,001 |
| BIOGEN INC. 130 SHARES | P | 2021-01-21 | 2021-06-07 | $59,262 | $35,051 | $24,211 | $24,211 |
| BIOGEN INC. 10 SHARES | P | 2021-01-21 | 2021-12-27 | $2,343 | $2,696 | -$353 | -$353 |
| CERNER CORP 700 SHARES | P | 2021-08-20 | 2021-09-23 | $51,393 | $56,042 | -$4,649 | -$4,649 |
| CHAMPLAIN MID CAP 55.285 SHARES | P | 2021-06-05 | 2021-11-05 | $1,709 | $828 | $881 | $881 |
| CME GROUP INC. CLASS A 305 SHARES | P | 2021-03-05 | 2021-07-07 | $62,939 | $65,137 | -$2,198 | -$2,198 |
| CORNING INC. 1,175 SHARES | P | 2021-03-22 | 2021-09-23 | $44,369 | $48,375 | -$4,006 | -$4,006 |
| COUPA SOFTWARE INC. 325 SHARES | P | 2021-06-24 | 2021-08-02 | $70,300 | $82,114 | -$11,814 | -$11,814 |
| DOLLAR TREE INC. 630 SHARES | P | 2021-03-08 | 2021-06-14 | $62,936 | $67,942 | -$5,006 | -$5,006 |
| EMQQ EMRNG MKT .2610 SHARES | P | 2020-12-20 | 2021-11-09 | $13 | $17 | -$4 | -$4 |
| EXXON MOBIL CORP 1,100 SHARES | P | 2021-06-09 | 2021-08-26 | $60,879 | $69,209 | -$8,330 | -$8,330 |
| FIRST SOLAR INC. 1,130 SHARES | P | 2020-11-18 | 2021-03-05 | $82,058 | $94,308 | -$12,250 | -$12,250 |
| FISERV INC. 850 SHARES | P | 2020-12-15 | 2021-01-05 | $96,008 | $97,321 | -$1,313 | -$1,313 |
| FISERV 900 SHARES | P | 2021-02-25 | 2021-06-10 | $98,261 | $105,791 | -$7,530 | -$7,530 |
| GENERAL ELECTRIC CO. .875 SHARES | P | 2021-02-25 | 2021-08-02 | $90 | $91 | -$1 | -$1 |
| GENERAL ELECTRIC CO. 703.125 SH | P | 2021-02-23 | 2021-12-20 | $62,911 | $70,720 | -$7,809 | -$7,809 |
| GENERAL ELECTRIC CO. 317.875 SH | P | 2021-02-25 | 2021-12-20 | $28,443 | $33,119 | -$4,676 | -$4,676 |
| II-VI INC. 625 SHARES | P | 2021-02-25 | 2021-03-05 | $47,011 | $53,240 | -$6,229 | -$6,229 |
| JAZZ PHARMACEUTICAL 370 SHARES | P | 2021-06-10 | 2021-08-20 | $49,556 | $68,952 | -$19,396 | -$19,396 |
| KANSAS CITY SOUTHERN 350 SHARES | P | 2020-06-26 | 2021-01-05 | $71,302 | $51,326 | $19,976 | $19,976 |
| LAS VEGAS SANDS CORP 1,100 SHARES | P | 2021-03-30 | 2021-06-24 | $57,226 | $67,108 | -$9,882 | -$9,882 |
| LAS VEGAS SANDS CORP 675 SHARES | P | 2021-05-11 | 2021-06-24 | $35,116 | $37,873 | -$2,757 | -$2,757 |
| LULULEMON ATHLETIC 180 SHARES | P | 2020-09-09 | 2021-01-05 | $65,780 | $56,874 | $8,906 | $8,906 |
| MASCO CORP 1800 SHARES | P | 2021-01-06 | 2021-02-23 | $95,320 | $98,701 | -$3,381 | -$3,381 |
| MICROSOFT CORP 200 SHARES | P | 2021-06-14 | 2021-07-20 | $56,104 | $51,690 | $4,414 | $4,414 |
| NVIDIA CORP 60 SHARES | P | 2020-06-10 | 2021-05-10 | $34,765 | $22,436 | $12,329 | $12,329 |
| PROTO LABS 450 SHARES | P | 2020-06-26 | 2021-05-10 | $42,272 | $49,856 | -$7,584 | -$7,584 |
| PROTO LABS 100 SHARES | P | 2021-03-18 | 2021-05-10 | $9,394 | $12,695 | -$3,301 | -$3,301 |
| PURE STORAGE INC. CL A 1,650 SH | P | 2020-08-26 | 2021-02-23 | $40,920 | $25,978 | $14,942 | $14,942 |
| QUALCOMM INC. 65 SHARES | P | 2021-03-31 | 2021-05-10 | $8,540 | $8,632 | -$92 | -$92 |
| QUIDEL CORP 325 SHARES | P | 2020-05-27 | 2021-03-05 | $46,844 | $48,746 | -$1,902 | -$1,902 |
| RALPH LAUREN CORP SHARES | P | 2021-03-05 | 2021-06-14 | $65,522 | $64,875 | $647 | $647 |
| REGENRON PHARMS INC. 205 SHARES | P | 2021-01-08 | 2021-02-23 | $92,448 | $102,162 | -$9,714 | -$9,714 |
| SOFTBANK CORP 1,225 SHARES | P | 2020-03-24 | 2021-02-23 | $58,931 | $21,775 | $37,156 | $37,156 |
| SOFTBANK GROUP 625 SHARES | P | 2021-06-08 | 2021-12-28 | $14,174 | $23,278 | -$9,104 | -$9,104 |
| SQUARE INC. CLASS A 225 SHARES | P | 2021-02-24 | 2021-03-05 | $45,966 | $54,627 | -$8,661 | -$8,661 |
| TOLL BROTHERS INC. 545 SHARES | P | 2020-06-26 | 2021-06-14 | $31,422 | $16,167 | $15,255 | $15,255 |
| TOLL BROTHERS INC. 630 SHARES | P | 2021-01-06 | 2021-06-14 | $36,322 | $26,581 | $9,741 | $9,741 |
| UNDER ARMOUR CLASS A 2,975 SHARES | P | 2021-03-18 | 2021-06-09 | $64,655 | $70,712 | -$6,057 | -$6,057 |
| VANGUARD EMERGING MKT .72 SHARES | P | 2020-12-24 | 2021-11-09 | $37 | $35 | $2 | $2 |
| VANGUARD EMERGING MKT .159 SHRES | P | 2020-12-24 | 2021-11-09 | $8 | $8 | $0 | $0 |
| VANGUARD EMERGING MKT .251 SHR | P | 2021-06-24 | 2021-11-09 | $13 | $14 | -$1 | -$1 |
| VANGUARD INTL GROWTH 22.16 SHARES | P | 2021-06-05 | 2021-11-05 | $1,186 | $647 | $539 | $539 |
| VEEVA SYSTEMS CLASS A 250 SHARES | P | 2020-03-31 | 2021-03-05 | $60,150 | $39,365 | $20,785 | $20,785 |
| WASATCH ULTRA GROWTH 24 SHARES | P | 2021-06-05 | 2021-11-05 | $1,341 | $632 | $709 | $709 |
| ZOOM VIDEO COMMUNICATION 290 SHR | P | 2021-01-13 | 2021-03-30 | $88,636 | $105,101 | -$16,465 | -$16,465 |
| ACTIVISION BLIZZARD 700 SHARES | P | 2020-03-11 | 2021-11-10 | $46,705 | $41,678 | $5,027 | $5,027 |
| ADOBE INC. 92 SHARES | P | 2016-06-23 | 2021-09-27 | $55,688 | $8,827 | $46,861 | $46,861 |
| ALIBABA GROUP 260 SHARES | P | 2019-01-18 | 2021-01-04 | $58,859 | $40,254 | $18,605 | $18,605 |
| ALIBABA GROUP 90 SHARES | P | 2019-07-24 | 2021-01-04 | $20,374 | $16,035 | $4,339 | $4,339 |
| ALPHABET INC. CLASS A 5 SHARES | P | 2012-01-05 | 2021-05-10 | $11,556 | $1,652 | $9,904 | $9,904 |
| ALPHABET INC. CLASS A 3 SHARES | P | 2021-05-04 | 2021-05-10 | $6,933 | $903 | $6,030 | $6,030 |
| ALPHABET INC. CLASS C 40 SHARES | P | 2012-05-04 | 2021-05-10 | $94,218 | $11,966 | $82,252 | $82,252 |
| AMAZON COM 8 SHARES | P | 2018-12-28 | 2021-05-10 | $25,799 | $11,734 | $14,065 | $14,065 |
| BIOGEN INC. 250 SHARES | P | 2020-11-10 | 2021-12-27 | $58,576 | $60,402 | -$1,826 | -$1,826 |
| CHAMPLAIN MID CAP 1,170.21 SHARES | P | 2020-10-05 | 2021-11-05 | $36,183 | $17,524 | $18,659 | $18,659 |
| EMQQ EMRNG MKT 96 SHARES | P | 2019-04-01 | 2021-11-09 | $4,859 | $3,233 | $1,626 | $1,626 |
| EMQQ EMRNG MKT 204 SHARES | P | 2019-04-01 | 2021-11-09 | $10,326 | $6,870 | $3,456 | $3,456 |
| EMQQ EMRGN MKT 3.7390 SHARES | P | 2020-01-02 | 2021-11-09 | $189 | $136 | $53 | $53 |
| FORTINET INC. 575 SHARES | P | 2017-10-18 | 2021-01-05 | $81,342 | $23,193 | $58,149 | $58,149 |
| ILLUMINA INC. 75 SHARES | P | 2019-02-08 | 2021-07-07 | $35,497 | $21,061 | $14,436 | $14,436 |
| INVESCO ZACKS MID CAP 80 SHARES | P | 2020-03-13 | 2021-11-09 | $7,570 | $4,391 | $3,179 | $3,179 |
| ISHARES MORGSTAR 120 SHARES | P | 2020-03-13 | 2021-11-09 | $9,082 | $4,179 | $4,903 | $4,903 |
| PAYPAL HOLDINGS 100 SHARES | P | 2011-10-03 | 2021-05-10 | $24,727 | $1,717 | $23,010 | $23,010 |
| PAYPAL HOLDINGS 150 SHARES | P | 2019-08-07 | 2021-05-10 | $37,091 | $15,798 | $21,293 | $21,293 |
| PENN NTNL GAMING 725 SHARES | P | 2020-02-25 | 2021-03-05 | $70,763 | $24,505 | $46,258 | $46,258 |
| PENN NTNL GAMING 5 SHARES | P | 2020-03-03 | 2021-03-05 | $488 | $130 | $358 | $358 |
| QUALCOMM INC. 430 SHARES | P | 2020-03-18 | 2021-05-10 | $56,494 | $26,729 | $29,765 | $29,765 |
| SALESFORCE COM 405 SHARES | P | 2018-12-28 | 2021-01-05 | $89,953 | $54,921 | $35,032 | $35,032 |
| TWITTER INC. 1,075 SHARES | P | 2019-10-03 | 2021-01-07 | $56,095 | $42,688 | $13,407 | $13,407 |
| TWITTER INC. 1,725 SHARES | P | 2019-10-24 | 2021-01-07 | $90,013 | $53,368 | $36,645 | $36,645 |
| VANGUARD ERMG MARKETS 115 SHRS | P | 2020-02-05 | 2021-11-09 | $5,893 | $5,024 | $869 | $869 |
| VANGUARD EMRG MARKETS .203 SHRS | P | 2020-03-27 | 2021-11-09 | $10 | $7 | $3 | $3 |
| VANGUARD EMERGING MKT .494 SHRES | P | 2020-06-26 | 2021-11-09 | $25 | $20 | $5 | $5 |
| VANGUARD EMERGING MKT 1.173SHRES | P | 2020-09-24 | 2021-11-09 | $60 | $49 | $11 | $11 |
| VANGUARD INTL GROWTH 948.485 SHR | P | 2020-10-05 | 2021-11-05 | $50,747 | $27,700 | $23,047 | $23,047 |
| WASATCH ULTRA GROWTH 791.372 SH | P | 2020-10-05 | 2021-11-05 | $44,198 | $20,842 | $23,356 | $23,356 |
| HARPER WOODS $50,000 BOND | P | 2021-01-13 | 2021-04-14 | $49,739 | $50,011 | -$272 | -$272 |
| CALIFORNIA ST. $100,000 BOND | P | 2020-01-24 | 2021-03-03 | $107,923 | $104,063 | $3,860 | $3,860 |
| JPMORGAN CHASE $50,000 BOND | P | 2015-12-03 | 2021-08-15 | $50,000 | $54,191 | -$4,191 | -$4,191 |
| KANE MCHENRY $50,000 BOND | P | 2017-04-11 | 2021-12-01 | $50,000 | $54,391 | -$4,391 | -$4,391 |
| OAK CREEK WIS $50,000 BOND | P | 2018-03-21 | 2021-04-01 | $50,000 | $50,000 | $0 | $0 |
| OAKLAND CA PEN $100,000 BOND | P | 2016-01-04 | 2021-12-15 | $100,000 | $100,000 | $0 | $0 |
| OCONOMOC WIS $20,000 BOND | P | 2014-10-15 | 2021-03-01 | $20,000 | $20,000 | $0 | $0 |
| SHELL INTERNL. $50,000 BOND | P | 2018-01-29 | 2021-05-10 | $50,000 | $50,000 | $0 | $0 |
| AMERITRADE MUTUAL INVESTMENTS | P | 2021-06-24 | 2021-08-06 | $688 | $611 | $77 | $77 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $480,449 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$57,606 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $6,703 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $6,703 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $6,703 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $0 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $0 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $106 | EsPenaltyAmt |
| Tax Due | $6,809 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | REBECCA A STEINER | IndividualWithBooksNm |
| Phone | 6184670717 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1230 FOX LAKE DRIVE | AddressLine1Txt |
| City | GODFREY | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 62035 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| REBECCA A STEINER | ||||||||
| 1230 FOX LAKE DRIVE | GODFREY | IL | 62035 | DIRECTOR/PRESIDENT | 5.00 | $0 | $0 | $0 |
| ASPEN STEINER | ||||||||
| 6128 CARLSBAD AVENUE | ST LOUIS | IL | 63116 | DIRECTOR/TREASURER | 1.00 | $0 | $0 | $0 |
| BILL SKOK | ||||||||
| 38W365 HERITAGE OAKS DRIVE | STCHARLES | IL | 60175 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| DAKOTA STEINER | ||||||||
| 3014 RIVER ROAD | JOHNS ISLAND | SC | 29455 | DIRECTOR/SECRETARY | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $5,210,156 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $177,462 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $5,387,618 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $5,387,618 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $80,814 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $5,306,804 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $265,340 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $265,340 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $6,703 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $6,703 | TotalTaxAmt |
| Distributable Before Adj | $258,637 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $258,637 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $258,637 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $85,000 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $85,000 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $258,637 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr4 | $111,595 | ExcessDistributionCyovYr4Amt |
| Total Excess Distribution Cyov | $111,595 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $85,000 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $85,000 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $111,595 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $111,595 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $62,042 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DIOCESE OF IKOT EKPENE | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 430 BOHLAND AVENUE | AddressLine1Txt |
| City | BELLWOOD | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60104 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Recipient Foundation Status | PUBLIC CHARITY | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | GENERAL AND UNRESTRICTED | GrantOrContributionPurposeTxt |
| Amt | $85,000 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $85,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $44,583 | RelatedOrExemptFunctionIncmAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $480,449 | RelatedOrExemptFunctionIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $0 | ExclusionAmt |
| Related Or Exempt Function Incm | $525,032 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $525,032 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (2 entries)
| Line NumberLineNumberTxt | Relationship StatementRelationshipStatementTxt |
|---|---|
| 3 | INTEREST AND DIVIDENDS FROM PUBLIC SECURITIES |
| 8 | CAPITAL GAINS REALIZED IN THE SALE OF PUBLIC SECURITIES |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (7 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BANK OF AMERICA BOND | $115,923 | $116,551 |
| WELLS FARGO BOND | $102,039 | $100,381 |
| GOLDMAN SACHS $50,000 BOND | $50,011 | $50,000 |
| 3M CO $75,000 BOND | $81,746 | $79,315 |
| RALPH LAUREN $75,000 BOND | $83,825 | $80,843 |
| STRYKER CORP $100,000 BOND | $110,330 | $108,641 |
| BRISTOL MYERS SQ $100,000 BOND | $111,010 | $107,370 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (44 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| APPLE INC.1040 SHRS | $9,937 | $184,673 |
| META PLATFORMS INC. 400 SHARES | $19,941 | $134,540 |
| ALPHABET CLASS A 37 SHRS | $14,244 | $107,190 |
| INTUITIVE SURGICAL, INC 375 SHRS | $32,422 | $134,738 |
| PENTAIR PLC 539 SHRS | $16,336 | $39,363 |
| SPDR DJ MID CAP GR 1,104 SHARES | $24,720 | $90,009 |
| THERMO FISHER SCIEN 145 SHARES | $28,282 | $96,750 |
| PAYPAL HOLDINGS INC.350 SHRS | $22,837 | $66,003 |
| VANGUARD CONSUMER DISC.IND236 SHARES | $28,046 | $80,396 |
| INTERCONTINENTAL EXCHANGE INC.125 SHRS | $10,846 | $27,901 |
| ISHARES RUSSELL 1000 137 SHRS | $10,354 | $41,866 |
| SELECT SECTOR SPDR 392 SHRS | $13,886 | $90,009 |
| NVENT ELECTRIC 513.15 SHRS | $5,790 | $20,444 |
| FIRST TRUST PORT 205.47 SHARES | $13,240 | $35,908 |
| INVESCO EXCHANGE FD 189.073 SHARES | $17,675 | $31,085 |
| IDEXX LABORATORIES 80 SHARES | $20,259 | $52,677 |
| AMAZON 30 SHARES | $44,148 | $100,030 |
| ILLUMINA 225 SHARES | $42,121 | $57,066 |
| NETFLIX 180 SHARES | $52,701 | $108,439 |
| UNITED HEALTH 185 SHARES | $43,419 | $92,895 |
| ADVANCED MICRO DEVIC 1350 SHARES | $64,872 | $194,265 |
| LENNAR CORP 1350 SHARES | $60,396 | $156,816 |
| MICRON TECHNOLOGY 1975 SHARES | $93,219 | $183,971 |
| NVIDIA CORP 600 SHARES | $15,705 | $176,466 |
| ORACLE CORP 1060 SHARES | $61,028 | $92,443 |
| PENN NTNL GAMING 970 SHARES | $25,378 | $50,295 |
| PURE STORAGE INC 4,475 SHARES | $84,406 | $145,661 |
| SOFTBANK CORP 2,175 SHARES | $22,753 | $52,309 |
| TOLL BROTHERS 1455 SHARES | $51,291 | $105,327 |
| VISA 510 SHARES | $84,251 | $110,522 |
| ORACLE CORP 1710 SHARES | $104,686 | $149,129 |
| BOSTON SCIENTIFIC 1990 SHARES | $85,738 | $84,535 |
| ADVANCE AUTO PARTS 330 SHARES | $69,086 | $79,160 |
| CBOE GLOBAL MKTS. 620 SHARES | $65,453 | $80,848 |
| CHEVRON CORP 625 SHARES | $61,286 | $73,344 |
| ENPHASE ENERGY 450 SHARES | $65,276 | $82,323 |
| ETSY INC. 300 SHARES | $84,866 | $65,682 |
| HESS CORP 1990 SHARES | $157,995 | $147,320 |
| PALO ALTO NETWORKS 275 SHARES | $106,644 | $153,109 |
| PFIZER INC. 1,350 SHARES | $82,690 | $79,718 |
| REGENERON PHARMS INC. | $69,178 | $82,098 |
| SOLAREDGE TECH 285 SHARES | $69,634 | $79,962 |
| STEEL DYNAMICS 1400 SHARES | $86,509 | $86,898 |
| XILINX INC. 700 SHARES | $105,633 | $148,421 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $83,749 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $89,417 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $392,554 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $393,284 | StateLocalSecEOYFMVAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | QUARLES & BRADY | CategoryTxt |
| Legal Fees | $4,500 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| MAILING/EXPRESS MAIL CHARGES | $119 | $0 | $0 | $0 |
| REGISTRATION FEES AND CHARGES | $129 | $0 | $0 | $0 |
| MOBILE PHONE | $759 | $0 | $0 | $0 |
| OFFICE SUPPLIES AND RELATED EXPENSES | $123 | $0 | $0 | $0 |